Every Form 4 that Genworth Financial, Inc. (GNW) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow GNW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GNW filings page.
GENWORTH FINANCIAL INC (GNW) President and CEO Thomas J. McInerney reported selling 100,000 shares of common stock on September 3, 2026 in an open-market transaction at a weighted average price of $10.526 per share, with individual trades ranging from $10.495 to $10.54 per share.
After this sale, he directly holds 5,068,883 shares of GNW common stock and indirectly holds 89,456 shares through trusts for children. No Rule 10b5-1 trading plan is reported for this transaction.
GENWORTH FINANCIAL INC (GNW) reported insider transactions by Melissa Hagerman, EVP and Chief HR Officer. On 2026-08-24 she sold 14,708 shares of Common Stock in a sale described as an open market or private transaction at $9.915 per share. On the same date she also disposed of 11,000 shares of Common Stock as a bona fide gift to a charitable organization at a reported price of $0.00 per share. The Rule 10b5-1 trading plan checkbox for this filing is not marked as being pursuant to such a plan.
GENWORTH FINANCIAL INC (GNW) insider Gregory S. Karawan, EVP and General Counsel, reported a sale of 40,000 shares of Common Stock on 2026-08-21 in a transaction classified as a sale in the open market or a private transaction. The shares were sold at a weighted average sales price of $9.9118 per share, based on a series of broker-assisted transactions with prices ranging from $9.89 to $9.925 per share, as disclosed in a footnote. After this transaction, Karawan directly held 343,121 shares of Genworth Financial common stock and indirectly held 4,723.871 shares through a 401(k) plan.
Genworth Financial reports that Samir B. Shah, Pres. & CEO of CareScout, had 15,965 Restricted Stock Units vest and convert into an equal number of shares of Common Stock on July 13, 2026. The company withheld 8,160 shares at $9.47 per share to satisfy his tax withholding obligation. Following these compensation-related transactions, Shah directly owns 123,759 shares of Genworth common stock.
Genworth Financial President and CEO Thomas J. McInerney reported a charitable stock gift and updated holdings in company shares. On May 27, 2026, he made a bona fide gift of 200,000 shares of Genworth common stock to a charitable organization. Following this gift, he directly holds 5,168,883 shares of common stock and indirectly holds 89,456 shares through trusts for children. The filing reflects a non-market transfer rather than an open-market purchase or sale.
Genworth Financial president and CEO Thomas J. McInerney reported selling 100,000 shares of common stock in an open‑market transaction at $9.27 per share. This Form 4 shows a net reduction in his directly owned stake.
After the sale, he directly holds 5,368,883 Genworth shares. The filing also reports 89,456 shares held indirectly through trusts for children, which are listed as holdings rather than new transactions.
Genworth Financial director Robert P. Restrepo Jr. reported an open-market sale of 50,000 shares of common stock on May 22, 2026. The weighted average sales price was $9.1211 per share, based on broker-assisted trades between $9.11 and $9.135. After these sales, he directly holds 92,655.011 shares of Genworth stock.
Genworth Financial EVP & CIO Morris C. Taylor reported routine equity compensation activity involving Restricted Stock Units. On May 21, 2026, 21,521 RSUs vested and converted into the same number of Common Stock shares, while 6,478 shares were withheld to cover tax obligations. After these transactions, Taylor directly holds 15,043 shares of Common Stock and 43,042 Restricted Stock Units, reflecting an exercise-and-hold pattern with tax withholding rather than an open-market sale.
Genworth Financial director Steven C. Van Wyk received an equity grant as part of his board compensation. He was awarded 32,100 restricted stock units (RSUs) of Genworth Financial common stock, valued using a twenty-day average trading price of $9.0345 per share. These RSUs represent a portion of his annual retainer fee, vest on the one-year anniversary of the grant date, and convert into common shares at vesting unless he has elected to defer receipt. Following this grant, Van Wyk directly holds 77,675.883 shares of Genworth common stock.
GENWORTH FINANCIAL INC director Ramsey D. Smith received an equity grant of 18,264 shares of Common Stock as part of his annual retainer. The award is in the form of restricted stock units that vest on the one-year anniversary of the grant date and then convert into shares, unless he has elected to defer receipt. The grant was sized using a twenty-day average trading price of about $9.03 per share. Following this compensation-related award, he directly holds 92,655.011 shares.
Genworth Financial director Elaine A. Sarsynski received a grant of 32,100 restricted stock units (RSUs) as payment for a portion of her annual board retainer. The RSUs were sized using a twenty-day average Genworth common stock price of $9.0345 per share.
The RSUs vest on the one-year anniversary of the grant date and then convert into shares of common stock, unless she elected to defer receipt until leaving the board or a future specified year. After this award, she directly holds a total of 164,999.154 shares reported as common stock-related holdings.
Genworth Financial director Robert P. Restrepo Jr. received a grant of 18,264 restricted stock units as part of his annual retainer fee. The RSUs vest on the one-year anniversary of the grant and then convert into common shares, unless he elected to defer delivery.
GENWORTH FINANCIAL INC director Howard D. Mills III received an equity grant of 18,264 shares of Common Stock as part of his annual retainer. The grant reflects restricted stock units (RSUs) that were valued using a twenty-day average trading price of $9.0345 per share.
The RSUs vest on the one-year anniversary of the grant date and convert into shares of Common Stock at vesting, unless Mills elects to defer receipt until his board service ends or to a future specified year. Following this grant, he holds 92,655.011 shares directly.
GENWORTH FINANCIAL INC director Melina E. Higgins received an equity grant as part of her board compensation. She was awarded 31,547 restricted stock units of Common Stock at a reference price of $9.0345 per share, based on the twenty-day average trading price.
The RSUs were granted in payment of a portion of her annual retainer fee. They vest on the one-year anniversary of the grant date and then convert into shares of Common Stock, unless she has elected to defer receipt until leaving the board or a future specified year. After this grant, her direct holdings total 163,728.537 shares of Common Stock.
GENWORTH FINANCIAL INC director Jill R. Goodman received an equity grant of 18,264 shares of Common Stock via restricted stock units. The RSUs were granted as part of her annual retainer fee at an implied price of $9.0345 per share, based on the twenty-day average trading price. These RSUs vest on the one-year anniversary of the grant date and convert into common shares upon vesting, unless she has elected to defer receipt. After this award, Goodman directly holds a total of 92,655.011 shares of Genworth common stock.
Genworth Financial director Karen Elizabeth Dyson received an equity grant as part of her board compensation. She was awarded 18,264 shares of Common Stock in the form of restricted stock units, valued using a twenty-day average trading price of $9.0345 per share.
The RSUs were granted as payment for a portion of her annual retainer fee and will vest on the one-year anniversary of the grant date. Upon vesting, they convert into shares of Common Stock, unless she has elected to defer receipt until leaving the board or to a future year. After this award, she directly holds 92,655.011 shares.
GENWORTH FINANCIAL INC director Conrad G. Kent received an equity compensation grant rather than making an open-market trade. He was awarded 18,264 restricted stock units (RSUs) as part of his annual retainer fee, valued using a $9.0345 twenty-day average trading price per share of Common Stock.
The RSUs vest on the one-year anniversary of the grant date and then convert into shares of Common Stock, unless he has elected to defer receipt until leaving the board or a future specified year. After this award, he directly holds 92,655.011 shares of Common Stock.
Woodell Darren W. reported acquisition or exercise transactions in this Form 4 filing.
Genworth Financial reported that VP and Controller Darren W. Woodell received a grant of 18,743 cash-settled restricted stock units. The award is recorded at a price of $0.00 per unit, reflecting compensation rather than an open-market purchase.
According to the terms, each unit represents a contingent right to receive a cash payment equal to the value of one share of Genworth common stock on each of March 2, 2027, March 2, 2028 and March 2, 2029. After this grant, Woodell holds 18,743 such units directly.
Genworth Financial President and CEO Thomas J. McInerney exercised 665,574 Performance Stock Units that fully vested on March 2, 2026, receiving common shares on a 1:1 basis. To cover related tax obligations, the company withheld 304,135 shares at $8.46 per share. After these transactions, he held 5,468,883 shares directly and 89,456 shares indirectly through trusts for children.
Genworth Financial EVP & CFO Jerome T. Upton reported equity compensation and related share movements in company stock. He received a grant of 91,429 Restricted Stock Units at no cost, which settle into Common Stock on a 1:1 basis and vest in three equal installments beginning on March 2, 2027.
On March 2, 2026, Performance Stock Units granted on February 16, 2023 fully vested and were settled in Common Stock on a 1:1 basis, adding 83,196 shares of Common Stock. To cover tax withholding on the vested Performance Stock Units, the company withheld 36,555 shares of Common Stock at $8.46 per share. After these transactions, Upton directly held 560,388 shares of Common Stock and 91,429 Restricted Stock Units.
Genworth Financial executive Taylor C. Morris, EVP & CIO, received a grant of 45,714 Restricted Stock Units on March 2, 2026. These RSUs settle into common stock on a 1:1 basis. They are scheduled to vest and convert to common shares in three equal installments beginning on March 2, 2027.
Genworth Financial executive Samir B. Shah, President & CEO of CareScout Services, reported several equity compensation moves. He received a grant of 102,857 Restricted Stock Units, which settle into common stock on a 1:1 basis and vest in three equal installments beginning on March 2, 2027. Separately, Performance Stock Units granted on February 16, 2023 fully vested on March 2, 2026 and were settled into 36,381 shares of common stock. To cover tax withholding for the vested performance units, 18,595 shares of common stock were withheld at a price of $8.46 per share, leaving Shah with 115,954 common shares held directly after these transactions.
Genworth Financial executive Kelly A. Saltzgaber reported equity compensation and related share movements. On March 2, 2026, Saltzgaber received a grant of 68,571 Restricted Stock Units, which settle into common stock on a 1:1 basis and vest in three equal installments beginning on March 2, 2027.
On the same date, Performance Stock Units granted on February 16, 2023 fully vested and were settled into 49,918 shares of common stock. To cover tax withholding on the vested Performance Stock Units, the company withheld 23,133 shares at a price of $8.46 per share. Following these transactions, Saltzgaber directly owned 135,848 shares of common stock and 68,571 Restricted Stock Units.
Genworth Financial executive Gregory S. Karawan reported multiple equity transactions. He received a grant of 68,571 Restricted Stock Units, which settle into an equal number of Genworth common shares and vest in three equal installments beginning on March 2, 2027.
On March 2, 2026, 49,918 Performance Stock Units granted on February 16, 2023 fully vested and were settled 1:1 into common stock. To cover related tax withholding, the company withheld 22,514 common shares at a price of $8.46 per share. After these transactions, Karawan directly held 383,121 common shares and indirectly held 4,738.157 shares through a 401(k) plan.
Genworth Financial’s EVP and Chief Risk Officer Mark Blakeley Hodges reported equity-related transactions. He acquired 45,714 Restricted Stock Units at $0.0000 per unit, which settle into common stock on a 1:1 basis and vest in three equal installments beginning on March 2, 2027.
He also acquired 49,918 shares of Common Stock through the exercise and settlement of previously granted Performance Stock Units that fully vested on March 2, 2026. To satisfy tax withholding on these vested units, 22,514 shares of Common Stock were disposed of at $8.4600 per share. Following these transactions, he directly owned 166,515 shares of Common Stock and indirectly held 4,532.6110 shares through a 401(k) plan.
Genworth Financial executive Melissa Hagerman reported several equity compensation transactions. She received a grant of 57,143 Restricted Stock Units that settle one-for-one in common shares and vest in three equal installments beginning on March 2, 2027. She also acquired 49,918 common shares through the vesting and settlement of previously granted Performance Stock Units and disposed of 22,514 common shares at $8.46 per share to cover associated tax withholding obligations, leaving her with 207,247 common shares directly held.
Genworth Financial executive Jamala M. Arland, President & CEO of U.S. Life Insurance, reported several equity-related transactions. She acquired 82,286 Restricted Stock Units at no cost, which settle into common stock on a 1:1 basis and vest in three equal installments beginning on March 2, 2027. She also acquired 24,959 shares of common stock through the exercise or conversion of a derivative security, and then disposed of 11,257 shares of common stock to cover tax withholding obligations tied to Performance Stock Units that vested on March 2, 2026. After these transactions, she directly owned 101,657 shares of Genworth common stock.
Genworth Financial EVP & Chief Financial Officer Jerome T. Upton reported equity compensation transactions involving restricted stock units (RSUs) and common shares. On February 26, 2026, RSUs covering 43,431 units and 37,506 units were exercised and converted into the same number of shares of common stock at a stated price of $0.0000 per share.
In connection with these RSU vestings, the company withheld 11,548 shares and 10,415 shares of common stock at $8.62 per share to cover tax withholding obligations, described as tax-withholding dispositions rather than open-market sales. After these transactions, Upton directly owned 513,747 shares of Genworth Financial common stock.
Genworth Financial executive Samir B. Shah reported multiple equity award transactions involving Restricted Stock Units and Common Stock. On February 26, 2026, Restricted Stock Units vested and converted into 43,431 shares and 37,506 shares of Common Stock, at a 1:1 ratio.
To cover tax withholding on these vestings, the company withheld 15,683 shares and 13,544 shares of Common Stock at a price of $8.62 per share. After these exercises and tax-withholding dispositions, Shah directly owned 98,168 shares of Genworth Financial Common Stock.
Genworth Financial EVP & Chief Investment Officer Kelly A. Saltzgaber reported equity compensation activity involving restricted stock units and common shares of Genworth Financial Inc. (GNW).
On February 26, 2026, restricted stock units vested and converted to common stock, with 29,316 and 28,129 restricted stock units exercised and settled into an equal number of common shares on a 1:1 basis. Following these transactions, direct common stock ownership increased through these conversions.
On the same date, a total of 8,499 and 8,155 shares of common stock were disposed of at $8.62 per share in transactions coded "F". According to the footnotes, these were shares withheld by the company to satisfy tax withholding obligations related to the vesting restricted stock units, rather than open-market sales.
Genworth Financial EVP and General Counsel Gregory S. Karawan reported equity compensation activity tied to vested Restricted Stock Units on February 26, 2026. Restricted Stock Units convert into Common Stock on a 1:1 basis.
He acquired 27,144 shares of Common Stock and separately 25,316 shares of Common Stock through exercises or conversions of Restricted Stock Units. To cover tax withholding on these vestings, the company withheld 7,533 shares of Common Stock at $8.62 per share and an additional 7,026 shares at $8.62 per share, classified as dispositions for tax-withholding purposes rather than open-market sales.
After these transactions, he directly owned 355,717 shares of Genworth Financial Common Stock and indirectly held 4,736.201 shares through a 401(k) account.
Genworth Financial EVP and Chief Risk Officer Mark Blakeley Hodges reported multiple equity award transactions. On February 26, 2026, Restricted Stock Units vested and converted into Common Stock on a 1:1 basis, resulting in the acquisition of 21,716 and 18,753 shares of Common Stock at $0.00 per share through derivative exercises.
To cover tax withholding on these vested awards, the company withheld 6,537 and 5,645 shares of Common Stock at $8.62 per share as tax-withholding dispositions. After these transactions, Hodges directly owned 139,111 shares of Genworth Financial Common Stock, with an additional 4,530.741 shares held indirectly through a 401(k) plan.
Genworth Financial EVP and Chief HR Officer Melissa Hagerman reported equity award activity related to restricted stock units (RSUs). On February 26, 2026, RSUs vested and converted into Common Stock on a 1:1 basis, increasing her direct holdings.
To cover tax withholding on the vested RSUs, the company withheld shares of Common Stock at a price of $8.62 per share, recorded as tax-withholding dispositions rather than open-market sales. After these exercises, conversions, and withholdings, Hagerman continued to hold Common Stock directly.
Genworth Financial executive Jamala M. Arland, Pres. & CEO, U.S. Life Insurance, reported multiple equity award transactions. On February 26, 2026, 27,144 and 30,004 Restricted Stock Units vested and converted into an equal number of Genworth common shares on a 1:1 basis.
The Form 4 also shows dispositions of 8,171 and 9,032 common shares at $8.62 per share. Footnotes explain these were shares withheld by the company to satisfy tax withholding obligations upon RSU vesting, rather than open-market sales.
Genworth Financial executive Andrea Lynn White, President & CEO of CareScout Insurance, reported equity-based compensation activity involving company stock. On February 13, 2026, 21,892 Restricted Stock Units vested and were converted into the same number of Genworth common shares at no cash exercise price.
To cover related tax withholding obligations on this vesting, 6,076 common shares were withheld and disposed of at $8.92 per share, as indicated by the tax-withholding disposition code. After these transactions, White directly owned 684,071 shares of Genworth common stock.
Genworth Financial EVP & Chief Financial Officer Jerome T. Upton reported equity award activity involving restricted stock units and common shares. On February 13, 2026, 36,486 Restricted Stock Units vested and were converted into 36,486 shares of Common Stock on a 1:1 basis at no exercise price. To cover tax withholding on this vesting, 9,701 shares of Common Stock were disposed of at $8.92 per share through share withholding rather than an open-market sale. After these transactions, Upton directly owned 454,773 shares of Genworth Financial common stock.
Genworth Financial EVP & Chief Investment Officer Kelly A. Saltzgaber reported equity award activity. On February 13, 2026, 21,892 Restricted Stock Units were exercised and converted into 21,892 shares of Common Stock at $0.00 per share. To cover tax withholding on the vested units, 6,195 Common shares were withheld at $8.92 per share, leaving Saltzgaber with direct ownership of 68,272 Common shares.
Genworth Financial executive vice president and general counsel Gregory S. Karawan reported equity award activity involving restricted stock units and common shares. On February 13, 2026, 21,892 restricted stock units were exercised and converted to 21,892 shares of common stock at a stated price of $0.00 per share, reflecting a vesting event rather than an open-market purchase.
To cover related tax withholding on the vested units, 6,076 common shares were withheld at $8.92 per share. After these transactions, Karawan directly owned 317,816 shares of Genworth common stock and also had an additional 4,731.743 shares held indirectly through a 401(k) plan.
Genworth Financial executive Mark Blakeley Hodges reported equity compensation activity involving restricted stock units and common shares. On February 13, 2026, 21,892 restricted stock units vested and were converted into 21,892 shares of common stock at no exercise price, increasing his direct holdings. The company then withheld 7,284 common shares, valued at $8.92 per share, to cover associated tax obligations. After these transactions, Hodges directly held 110,824 common shares, with an additional 4,526.476 shares held indirectly through a 401(k) plan.
Genworth Financial EVP and Chief HR Officer Melissa Hagerman reported equity compensation activity involving company stock. On February 13, 2026, 21,892 Restricted Stock Units were exercised and converted into 21,892 shares of common stock at $0.00 per share. To cover related tax withholding on the vested units, 7,184 common shares were disposed of at $8.92 per share. After these transactions, Hagerman directly owned 148,279 shares of Genworth Financial common stock.
Genworth Financial executive Jamala M. Arland, Pres. & CEO, U.S. Life Insurance, reported equity award activity. On February 13, 2026, 10,946 Restricted Stock Units vested and converted into 10,946 shares of Common Stock. The company then withheld 3,843 shares to cover tax obligations, leaving Arland with 48,010 shares of Common Stock held directly.
Genworth Financial Inc. reported an insider stock transaction by its President and CEO, who is also a director. On December 2, 2025, the reporting person sold 40,000 shares of Genworth common stock at a price of $8.64 per share. After this sale, the reporting person beneficially owned 5,107,444 shares directly and 89,456 shares indirectly through trusts for the benefit of his children.
The filing notes that earlier in the year, on May 30, 2025, a grantor retained annuity trust (GRAT) terminated, resulting in 419,534 shares moving into the reporting person’s direct ownership and 89,456 shares being transferred to children’s trusts. The form also allows for the indication that the transaction may have been made under a pre-arranged Rule 10b5-1 trading plan.
Genworth Financial (GNW) executive David F. Kurzawa, EVP and General Counsel, reported a stock sale in a Form 4 filing. On 11/24/2025, he sold 40,000 shares of Genworth common stock at a weighted average price of $8.5101 per share through a series of broker-assisted transactions within a price range of $8.51 to $8.54 per share.
After this transaction, he beneficially owned 302,000 shares of Genworth common stock directly, plus 4,746.438 shares held indirectly through a 401(k) plan. The filing notes that detailed trade breakdowns within the reported price range are available upon request from the reporting person.
Genworth Financial (GNW) filed a Form 4 reporting that its EVP and Chief HR Officer made a charitable gift of company stock. On 11/10/2025, the insider transferred 3,513 shares of Common Stock, coded “G” for gift, at a reported price of $0.
After this transaction, the insider beneficially owns 133,571 shares, listed as direct ownership. The footnote states the shares were gifted to a charitable organization.