Welcome to our dedicated page for Lufax Holding SEC filings (Ticker: LU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lufax Holding Ltd (NYSE: LU) files a range of regulatory documents with the U.S. Securities and Exchange Commission as a foreign private issuer. This SEC filings page brings together those documents, with AI-powered tools to help interpret their content and highlight key points for investors.
Lufax submits Form 6-K current reports under the Securities Exchange Act of 1934. These filings often attach press releases and announcements issued in Shanghai and Hong Kong, including notices and poll results for extraordinary general meetings, circulars and proxy forms, and announcements with The Stock Exchange of Hong Kong Limited. They also include monthly returns on movements in securities and Hong Kong depositary receipts under the Exchange Listing Rules.
Through these filings, Lufax discloses matters such as renewal of continuing connected transactions, financial services and products purchasing framework agreements, consumer finance collaboration agreements, account management agreements, changes in auditors, and updates on listing status and trading suspension or resumption progress. The filings also reference the company’s relationship with Ping An Insurance (Group) Company of China, Ltd. and its subsidiaries and associates, and provide official versions of press releases on topics like senior management appointments and changes in the chief risk officer.
On this page, users can review Lufax’s historical and recent SEC submissions and use AI-generated summaries to understand the main themes, such as governance decisions, connected transactions, and listing compliance issues. Real-time updates from EDGAR ensure that new 6-K reports and other relevant filings are available as they are published, while structured views make it easier to locate specific documents and track how the company communicates with regulators and shareholders over time.
Lufax Holding Ltd director Yip Dicky Peter has filed an initial statement of beneficial ownership of securities. This Form 3 filing establishes his status as a reporting insider of the company but does not report any share purchases, sales, or other transactions.
Lufax Holding Ltd director and Chief Executive Officer Cho Yong Suk filed an initial ownership report showing existing stock option holdings. He holds stock options to buy 100,000 Ordinary Shares at an exercise price of 15.14 expiring on April 8, 2026, and additional options to buy 400,000 Ordinary Shares at an exercise price of 18.06 expiring on December 29, 2027, all held directly.
Lufax Holding Ltd executive Chen Dongqi, the company’s General Manager, has filed an initial ownership report showing his equity interests in the business. He holds stock options covering 300,000 ordinary shares with an exercise price of 14.8000 per share, expiring on
Lufax Holding Ltd Chief Technology Officer Mao Jinliang filed an initial statement of beneficial ownership. The filing lists stock options over 228,537 ordinary shares at an exercise price of $15.18 expiring in 2026, 49,682 shares at $14.22 expiring in 2027, and 99,365 shares at $18.06 expiring in 2027. It also reports direct ownership of 34,694 American Depositary Shares. Each ADS represents two ordinary shares. The entry reflects existing holdings and does not show any new purchases or sales.
Lufax Holding Ltd director Li David Xianglin filed an initial ownership report on Form 3. This filing establishes his status as a director and provides a baseline disclosure of his equity position with the company, but it does not report any recent purchases, sales, or other transactions.
Lufax Holding Ltd filed an initial insider ownership report for Ji Xiang (XJ), who serves as Co‑Chief Executive Officer. This Form 3 identifies Ji Xiang as an officer of the company but shows no reported share purchases, sales, gifts, or other transactions in the summarized data.
Lufax Holding Ltd filed an initial statement of beneficial ownership for Li Peifeng, who is identified as a director of the company. This Form 3 does not list any buy, sell, or other share transactions and serves to establish the director’s starting ownership disclosure.
Lufax Holding Ltd filed an initial insider ownership statement for Cheng Jianbo, who serves as Chief Risk Officer. This Form 3 identifies him as an officer subject to insider reporting rules. The filing does not report any buy, sell, or derivative transactions and shows no current holding entries.
Lufax Holding Ltd director files initial ownership report. Director Lee Wai Ping Tina submitted a Form 3 as an insider of Lufax Holding Ltd, establishing her status as a reporting person. The filing lists no transactions or derivative positions and serves as her baseline disclosure as a company director.
Lufax Holding Ltd director Cai Fangfang filed an initial statement of beneficial ownership on Form 3. The filing does not report any transactions or derivative positions and shows no buy, sell, acquire, or dispose activity at this time.