Welcome to our dedicated page for Lufax Holding SEC filings (Ticker: LU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lufax Holding Ltd (NYSE: LU) files a range of regulatory documents with the U.S. Securities and Exchange Commission as a foreign private issuer. This SEC filings page brings together those documents, with AI-powered tools to help interpret their content and highlight key points for investors.
Lufax submits Form 6-K current reports under the Securities Exchange Act of 1934. These filings often attach press releases and announcements issued in Shanghai and Hong Kong, including notices and poll results for extraordinary general meetings, circulars and proxy forms, and announcements with The Stock Exchange of Hong Kong Limited. They also include monthly returns on movements in securities and Hong Kong depositary receipts under the Exchange Listing Rules.
Through these filings, Lufax discloses matters such as renewal of continuing connected transactions, financial services and products purchasing framework agreements, consumer finance collaboration agreements, account management agreements, changes in auditors, and updates on listing status and trading suspension or resumption progress. The filings also reference the company’s relationship with Ping An Insurance (Group) Company of China, Ltd. and its subsidiaries and associates, and provide official versions of press releases on topics like senior management appointments and changes in the chief risk officer.
On this page, users can review Lufax’s historical and recent SEC submissions and use AI-generated summaries to understand the main themes, such as governance decisions, connected transactions, and listing compliance issues. Real-time updates from EDGAR ensure that new 6-K reports and other relevant filings are available as they are published, while structured views make it easier to locate specific documents and track how the company communicates with regulators and shareholders over time.
Lufax Holding Ltd (LU) filed a Form 6-K noting corporate updates. The filing includes exhibits announcing an Extraordinary General Meeting on December 29, 2025 and a new senior management hire. A related announcement with The Stock Exchange of Hong Kong covers the record date for the EGM and the appointment of senior management members.
These updates signal upcoming shareholder action and leadership changes, with details to be provided in the referenced exhibits and related notices.
Lufax Holding Ltd submitted a Form 6-K as a foreign private issuer. The filing lists an exhibit noting a press release titled “Lufax Granted Extension by NYSE for Filling the 2024 Annual Report on Form 20-F.” The document is signed on behalf of the company by Chief Financial Officer Tongzhuan Xi. The exhibit indicates the NYSE granted an extension related to the company’s 2024 Form 20-F.
Lufax Holding Ltd furnished a Form 6-K that primarily forwards two exhibits to investors. One is a press release announcing a change in the company’s Chief Risk Officer, signaling a leadership shift in its risk management function. The other is an announcement filed with The Stock Exchange of Hong Kong Limited that provides a quarterly update on resumption progress, outlines third quarter 2025 operational highlights, notes the Chief Risk Officer change, and states that trading remains suspended.
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