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NOMURA HOLDINGS INC SEC Filings

NMR NYSE

Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

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Nomura America Finance, LLC, guaranteed by Nomura Holdings, is offering callable contingent coupon index-linked notes due 2027 tied to the Nasdaq-100, Russell 2000 and EURO STOXX 50 indices. These unsecured notes can pay monthly coupons of $11.042 per $1,000 face amount (about 1.1042% per month, up to approximately 13.25% per annum) only when each index is at or above 65% of its initial level on the relevant observation date.

If any index ever falls more than 30% below its initial level during the measurement period and finishes below its initial level at maturity, investors lose principal based on the worst-performing index and could lose their entire investment, even after prior coupons. Nomura may redeem the notes at par, plus any due coupon, on coupon payment dates from June 18, 2026 through May 20, 2027. The estimated value is expected to be between $954.30 and $984.30 per $1,000 note, below the original issue price, reflecting dealer compensation, expenses and hedging costs.

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Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering US$201,000 of autocallable contingent coupon barrier notes linked to Intel Corporation common stock, maturing December 20, 2028. The notes pay a contingent coupon of $35 per $1,000 (a 3.50% quarterly rate, 14.00% per year) only if Intel’s closing price on each observation date is at or above a barrier of $22.51, which is 60% of the $37.51 initial value.

The notes can be automatically called on quarterly dates starting June 15, 2026 if Intel closes at or above the $37.51 call barrier; in that case, investors receive principal plus the applicable coupon. If the notes are not called and Intel’s final value is at or above the $22.51 barrier, investors receive $1,000 plus the final coupon per note. If the final value is below the barrier, repayment is reduced one-for-one with the stock decline, and up to 100% of principal can be lost.

The estimated value at pricing is $920.40 per $1,000, below the 100% issue price, and investors are exposed to both the performance of Intel’s stock and the credit risk of Nomura. The notes will not be listed on any exchange.

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Nomura America Finance, fully guaranteed by Nomura Holdings (NYSE: NMR), is issuing $15,000,000 of Step-Down Autocallable Barrier Notes linked to the S&P 500 and Russell 2000, maturing on December 16, 2027. The notes are unsecured, pay no interest, and are not FDIC insured.

The notes are issued at 100% of principal in $1,000 denominations, with agents’ commissions of 0.45%, so proceeds to the issuer are 99.55%. The initial index levels are 6,827.41 for the S&P 500 and 2,551.457 for the Russell 2000, with barrier levels set at 70% of those values.

The notes can be automatically called if both indices are at or above their call barriers on the December 28, 2026 observation date, paying back principal plus a 9.80% call premium. If held to maturity and still above the barrier, investors receive principal plus a 19.60% premium. If the least-performing index finishes below its barrier, repayment is reduced one-for-one with the loss in that index, up to a total loss of principal. The estimated initial value is $973.30 per $1,000, reflecting embedded fees and hedging costs.

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Nomura America Finance is issuing US$329,000 of senior unsecured autocallable contingent coupon barrier notes linked to Target Corporation common stock, fully and unconditionally guaranteed by Nomura Holdings. The notes pay a 2.5875% quarterly contingent coupon (10.35% per annum), or $25.875 per $1,000, when TGT closes at or above a contingent coupon barrier set at $58.54, which is 60.00% of the $97.56 initial value, and may be automatically called from the June 15, 2026 observation date if TGT is at or above the $97.56 call barrier level.

If not called, investors receive at maturity either $1,000 plus the final contingent coupon when TGT is at or above the $58.54 barrier, or $1,000 plus the stock’s percentage loss when it finishes below the barrier, which can mean losing up to 100% of principal. The notes are not principal-protected, are not FDIC insured and carry Nomura credit risk. The price to public is 100% of principal, including a 4.00% selling commission and 96.00% proceeds to the issuer, while the estimated value is $934.80 per $1,000.

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Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering issuer-redeemable contingent coupon barrier notes linked to the worst-performing of the S&P 500 Index and the Russell 2000 Index, maturing on December 24, 2030. The notes pay a monthly contingent coupon of at least 0.833% (about 10.00% per year) only if, on each observation date, both indices close at or above 70% of their initial values.

Nomura may redeem the notes early, in whole, on any monthly optional redemption date starting March 24, 2026, paying principal plus any due coupon. If the notes are not redeemed, principal repayment at maturity depends on the least performing index: if it is at or above 70% of its initial level, holders receive principal plus the final coupon; if it is between 60% and 70%, holders receive only principal; if it is below 60%, repayment is reduced 1-to-1 with the index loss, up to a total loss of principal.

The notes are unsecured obligations of the issuer, subject to Nomura’s credit risk, will not be listed on any exchange, and are not FDIC insured. The estimated value at pricing is expected to be between $955.40 and $985.40 per $1,000 principal amount, less than the price to public, and the supplement highlights extensive structural, market, credit and tax risks.

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Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, plans to issue autocallable memory coupon barrier notes linked to the least performing of the S&P 500 Index, Nasdaq-100 Index and Russell 2000 Index, maturing on December 22, 2028. The notes pay a monthly contingent coupon of at least 0.821% (about 9.85% per year) when each index closes at or above 70% of its initial value, with missed coupons potentially paid later if conditions are met.

The notes can be called monthly starting June 22, 2026 at par plus the applicable coupon and any previously unpaid coupons if each index is at or above its initial level. If not called and the least performing index ends below 70% of its initial value at maturity, principal is reduced 1-for-1 with the index loss, up to a total loss of principal. The estimated initial value is expected between $944.60 and $974.60 per $1,000, they are unsecured, not FDIC insured, and will not be listed on an exchange.

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Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering step-down autocallable barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq‑100, maturing in December 2028. The price to the public is 100% of principal, while the estimated value is expected to range from $947.40 to $977.40 per $1,000, reflecting embedded fees and hedging costs.

The notes may be automatically called if on specified observation dates each index is at or above 80% of its initial level, paying principal plus call premiums of 10.25%, 20.50% or 30.75%. If not called and the worst index finishes below a 70% barrier, repayment is reduced one‑for‑one with the decline, down to a total loss of principal. The notes pay no interest, are unsecured obligations and are not FDIC insured, so returns depend both on index performance and Nomura’s creditworthiness.

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Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering autocallable contingent coupon barrier notes linked to the least performing shares of Goldman Sachs, Morgan Stanley and Wells Fargo, maturing in January 2029. The notes are unsecured obligations and will not be listed on any exchange, so secondary market liquidity may be limited.

Holders can receive quarterly contingent coupons of at least 3.125% (12.50% per year) per $1,000 if each stock is at or above 70% of its initial level on the relevant observation date. The notes are automatically called, returning principal plus the coupon, if all three stocks are at or above 100% of their initial levels on specified dates starting in June 2026. If the notes are not called and the weakest stock finishes below 70% of its initial level, repayment of principal is reduced one-for-one with the decline, up to a total loss. The preliminary estimated value is $889.30–$919.30 per $1,000, below the issue price, and buyers also take on Nomura credit risk and uncertain tax treatment.

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Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., plans to issue unsecured issuer redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing in December 2027. The notes pay a monthly contingent coupon of at least 1.142% (about 13.70% per year) only if each index closes at or above 80% of its initial value on the relevant observation date, and investors may receive no coupons.

Nomura may redeem the notes at par plus any due coupon on monthly dates starting in June 2026. At maturity, if not redeemed, investors receive full principal plus the final coupon if the worst index ends at or above its 80% barrier, full principal if the worst index is between 75% and 80% of its initial level, and a loss matching the full decline of the worst index if it finishes below 75%, up to a total loss of principal. The estimated initial value is between $948.60 and $978.60 per $1,000, reflecting fees and hedging costs, and the notes will not be listed on any exchange.

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Nomura America Finance, LLC is offering step-down autocallable barrier notes linked to the S&P 500® Index and the Russell 2000® Index, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are unsecured Senior Global Medium-Term Notes, Series A, expected to be issued on December 18, 2025 and maturing on December 16, 2027, with a minimum denomination of $1,000 and a price to the public of 100%.

The notes may be automatically called if on a call observation date the closing value of each index is at or above its call barrier. If called on December 28, 2026, investors receive principal plus a 9.80% call premium; if called on the final valuation date in 2027, they receive principal plus a 19.60% call premium. If the notes are not called and the least performing index finishes below its barrier value of 70% of its initial level, the payoff at maturity is $1,000 plus $1,000 times the index performance, so investors can lose up to 100% of principal.

The notes pay no periodic interest, will not be listed on any securities exchange and are subject to the credit risk of Nomura. The estimated value at pricing is expected to be between $949.00 and $979.00 per $1,000 principal amount, less than the issue price, reflecting structuring costs and dealer compensation of up to $4.50 per $1,000.

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FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 532 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on December 17, 2025.