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Northern Trust Corporation Form 4 Filings

NTRSO NASDAQ

Every Form 4 that Northern Trust Corporation (NTRSO) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow NTRSO and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NTRSO filings page.

Rhea-AI Summary

Northern Trust Corp Chief Operating Officer Peter Cherecwich reported a tax-related share disposition. On March 1, 2026, 4,157 common shares were withheld at $143.15 per share to cover federal, state and Medicare taxes upon vesting of 9,905 stock units. The remaining 5,748 shares from that vesting were delivered as common stock and moved to his existing trust account. Following the tax withholding, he directly owns 21,962 common shares, with additional indirect holdings through various trusts.

Rhea-AI Summary

Northern Trust EVP & Chief Financial Officer David W. Fox Jr reported an open-market sale of 1,450 shares of common stock on February 25, 2026 at an average price of $144.05 per share. After this sale, he directly holds 20,162 shares, with additional indirect holdings in several trusts where he serves as trustee with investment control.

Rhea-AI Summary

Northern Trust Corp Chief Operating Officer Peter Cherecwich reported several equity-related entries in common stock on February 17, 2026. He received a grant or award acquisition of 26,322 shares of common stock at $0.00 per share, bringing his directly held balance at that step to 58,189 shares.

A separate entry shows a tax-withholding disposition of 11,661 shares at a price of $147.24 per share, leaving 31,867 common shares held directly afterward. The filing also reports indirect holdings, including shares held by a spouse’s trust, another trust, and a 2023 GRAT, such as 40,920 common shares held by a trust. A footnote explains that certain positions represent stock units payable on a 1‑for‑1 basis in common shares, and another footnote notes a transfer of shares into an existing trust account.

Rhea-AI Summary

NORTHERN TRUST CORP Chief Administrative Officer Alexandria Taylor reported equity award activity involving the company’s common stock. On February 17, 2026, Taylor acquired 6,410 shares of common stock in a grant or award transaction at a stated price of $0.00 per share, increasing her direct holdings.

On the same date, she disposed of 2,840 shares of common stock at $147.24 per share to cover tax obligations through a tax-withholding disposition rather than an open-market sale. After these transactions, Taylor directly owned 49,319.536 shares of common stock. Her holdings also include 27,848 stock units payable on a 1-for-1 basis in common shares.

Rhea-AI Summary

Northern Trust Corp Chairman and CEO Michael O’Grady reported compensation-related changes in his holdings of the company’s common stock. On February 17, 2026, he received a grant of 72,642 shares (stock units payable 1-for-1 in common stock), increasing his directly held shares to 156,065.

On the same date, 32,181 shares were disposed of at $147.24 per share to cover tax obligations, a non-open-market, tax-withholding transaction. The filing also records indirect holdings in various trusts, including a transfer of 40,461 shares from his direct holdings into an existing trust account where his spouse serves as trustee.

Rhea-AI Summary

Northern Trust Corporation executive Jason J. Tyler, President of Wealth Management, reported a mix of equity compensation transactions in company common stock. On February 17, 2026, he acquired 21,537 shares through a grant or award at no cash cost.

On the same date, he disposed of 9,541 shares in a tax-withholding transaction at a price of $147.24 per share, used to cover tax obligations rather than an open-market sale. After these moves, he directly owned 93,232 common shares. A footnote also notes 28,765 stock units that will be automatically settled 1-for-1 in Northern Trust common stock.

Rhea-AI Summary

Northern Trust Corporation Executive Vice President Thomas A. South reported a stock-based award and related tax-share withholding. He acquired 19,892 shares of common stock as a grant at no cost, and 8,606 shares were disposed of at $147.24 per share to satisfy tax obligations. Following these transactions, he held 98,881 shares directly and 4,167.55 shares indirectly through a 401(k) plan as of 12-31-2025, and his holdings include 50,189 stock units payable on a 1-for-1 basis in common shares.

Rhea-AI Summary

Northern Trust Corp EVP & Chief Financial Officer David W. Fox Jr. reported equity compensation activity in the company’s common stock. He received a grant of 2,604 shares on February 17, 2026 at a stated price of $0.00 per share, reflecting a stock award rather than a market purchase. On the same date, 1,154 shares were disposed of at $147.24 per share to cover tax obligations through share withholding, not an open-market sale. Following these transactions, he held 21,612 shares directly, with additional indirect holdings in trusts established for his benefit and his descendants, where he serves as trustee with investment control.

Rhea-AI Summary

Northern Trust Corp EVP and General Counsel Susan Cohen Levy reported a mix of equity award activity in company stock. She received a grant of 16,452 shares of common stock at no cost, and 7,130 shares were withheld at $147.24 per share to cover tax obligations, leaving 62,049 shares held directly. She also reports indirect holdings of 38,026 shares through a 2024 GRAT and 35,412 shares through an irrevocable trust, plus 20,277 stock units payable 1-for-1 in common shares.

Rhea-AI Summary

Northern Trust Corporation President of Wealth Management Jason J. Tyler reported an option exercise and related share withholding. He exercised employee stock options covering 4,599 shares of common stock, then had 3,057 shares withheld to satisfy tax obligations. After these transactions, he directly owned 81,236 shares of common stock. Footnotes also note 28,765 stock units that are payable on a one-for-one basis in Northern Trust common shares.

Rhea-AI Summary

Northern Trust Corporation insider transaction: Co-President of Asset Servicing Clive Bellows reported an open-market sale of 1,148 shares of Northern Trust common stock on February 12, 2026 at a price of $145.26 per share. Following this sale, he directly owned 34,133 common shares. His reported holdings also include 34,030 stock units payable on a 1-for-1 basis in common shares, and the filing corrects an earlier disclosure about the number of such stock units previously reported in December 2025.

Rhea-AI Summary

Northern Trust Corp officer Guy Gibson reported an open-market sale of 1,043 shares of common stock at $147.43 per share on February 12, 2026. After this transaction, he beneficially owned 35,013 shares, which include 29,332 stock units payable on a 1-for-1 basis in common stock.

Rhea-AI Summary

Northern Trust Corporation Executive Vice President Thomas A. South reported equity compensation activity in company stock. On February 5, 2026, he acquired 16,850 shares of common stock at $0, consistent with stock units vesting into shares.

On the same date, 1,063 shares at $148.88 per share were withheld to cover federal, state, and Medicare taxes upon vesting of 3,941 previously reported stock units, with the remaining 2,878 shares distributed to him. Following these transactions, he beneficially owned 87,595 common shares directly, including 50,189 stock units payable 1-for-1 in common stock, and 4,167.55 shares held indirectly in a 401(k) plan as of December 31, 2025.

Rhea-AI Summary

Northern Trust Corporation officer Jason J. Tyler, President of Wealth Management, reported an acquisition of 7,185 shares of common stock on February 5, 2026. The shares were acquired at a stated price of $0 per share, indicating a stock award rather than an open‑market purchase.

After this award, Tyler beneficially owns 79,694 common shares, which the filing notes include 28,765 stock units that are payable automatically on a 1‑for‑1 basis in Northern Trust common stock. The filing reports these holdings as directly owned.

Rhea-AI Summary

Northern Trust Corporation’s chief administrative officer Alexandria Taylor acquired 5,690 shares of common stock on February 5, 2026 at a reported price of $0, indicating an award rather than an open-market purchase. Following this grant, she beneficially owns 45,749.536 shares, including 27,848 stock units payable on a 1-for-1 basis in common stock.

Rhea-AI Summary

Northern Trust Corporation Chairman and CEO Michael O’Grady reported an automatic stock-based award. On 02/05/2026, he acquired 19,437 common stock units at $0 per unit, payable on a 1-for-1 basis in Northern Trust common shares, bringing his directly held common stock to 83,423 shares.

In addition to his direct holdings, the filing lists indirect ownership through family trusts. These include 361,818.44 common shares held by a trust, plus 6,959.85, 6,958.85, and 6,959.85 common shares held by separate trusts for three children, with his spouse serving as trustee.

Rhea-AI Summary

Northern Trust Corp executive Clive Bellows, Co-President of Asset Servicing, reported equity compensation and related tax withholding. On 2026-02-05 he received a grant or award of 7,758 shares of common stock at no cost. The filing also notes that 1,044 shares were withheld in payment of Federal, State and Medicare taxes upon the distribution of 2,002 previously reported shares resulting from vested stock units, with the remaining 958 shares delivered as common stock. After these transactions, he directly holds 35,281 shares of Northern Trust common stock, and the disclosure states he also holds 33,707 stock units payable automatically on a 1-for-1 basis in common stock.

Rhea-AI Summary

Northern Trust Corporation Co-President Guy Gibson reported equity transactions in company stock. On February 5, 2026, he acquired 6,449 shares of common stock at $0 per share, likely from vesting or an equity award. The same day, 925 shares were withheld at $148.88 per share to cover federal, state, and Medicare taxes upon vesting of 1,968 previously reported stock units, with the remaining 1,043 shares delivered as common stock. After these transactions, he beneficially owned 36,056 shares, which include 29,332 stock units payable on a 1‑for‑1 basis in common shares.

Rhea-AI Summary

Northern Trust Corporation executive Susan C. Levy reported an acquisition of company stock. On 02/05/2026, she acquired 4,694 shares of Northern Trust common stock at a price of $0 per share, increasing her directly held position to 52,727 shares, which includes 20,277 stock units payable on a 1-for-1 basis in common stock.

In addition to these direct holdings, entities associated with her hold shares indirectly. A 2024 grantor retained annuity trust holds 38,026 shares, and an irrevocable trust, for which her spouse is trustee, holds 35,412 shares of Northern Trust common stock.

Rhea-AI Summary

Northern Trust Corporation officer John Landers, Controller, reported an acquisition of common stock. On 02/05/2026 he acquired 801 shares of Northern Trust common stock at a reported price of $0, bringing his beneficial ownership to 8,114 shares.

This total includes 3,270 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, reflecting both directly held shares and stock-based compensation.

Rhea-AI Summary

Northern Trust Corporation executive Michael Hunstad reported an acquisition of company stock. On 02/05/2026, he acquired 4,527 shares of Northern Trust common stock at a price of $0 per share, bringing his beneficially owned total to 29,712 shares held directly.

A large portion of this reported ownership consists of stock units. The total includes 28,795 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, meaning these units are structured to convert into the same number of common shares.

Rhea-AI Summary

Northern Trust Corporation executive Aengus Hallinan, an Executive Vice President, reported receiving 4,029 shares of common stock on February 5, 2026. The transaction was coded as an acquisition at a price of $0 per share, indicating an award rather than a market purchase.

Following this grant, Hallinan directly beneficially owns 15,836 shares of Northern Trust common stock. A related footnote explains that the award represents stock units payable automatically on a 1-for-1 basis in shares of the company’s common stock.

Rhea-AI Summary

Northern Trust Corporation’s EVP & Chief Financial Officer David W. Fox Jr. reported an acquisition of 6,355 shares of common stock on February 5, 2026, at a price of $0, representing stock units payable on a 1-for-1 basis in common shares. Following this award, he beneficially owns 20,162 common shares directly. He also reports indirect ownership of 38,575, 5,000, and 11 common shares held in trusts established for his benefit and for the benefit of him and his descendants, where he serves as trustee with investment control.

Rhea-AI Summary

Northern Trust Corporation Chief Operating Officer Peter Cherecwich reported an acquisition of 8,016 shares of common stock on February 5, 2026, coded as an "A" transaction at a price of $0 per share, representing stock units payable on a 1-for-1 basis in common stock.

Following this grant, he directly beneficially owns 31,867 shares of Northern Trust common stock. He also has indirect beneficial ownership of 26,259 shares by a trust, 4,397 shares through a 2023 GRAT, and 6 shares by his spouse's trust.

Rhea-AI Summary

Northern Trust Corporation director Richard Petrino reported buying additional company stock. On February 5, 2026, he purchased 1,000 shares of common stock at $148.91 per share in an open-market transaction.

After this purchase, Petrino beneficially owns 3,332.09 shares, which includes 2,332.09 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock.

Rhea-AI Summary

Northern Trust Corporation director Robert Edward Moritz Jr. purchased additional company stock in an open market transaction. On 02/02/2026, he bought 245 shares of common stock at $151.85 per share. After this trade, he beneficially owned 6,931 shares, including 1,902 stock units that are payable on a one-for-one basis in Northern Trust common stock.

Rhea-AI Summary

Northern Trust Corporation Chairman and CEO Michael O’Grady reported an option exercise and related share withholding in a Form 4. On January 29, 2026, an employee stock option for 34,489 shares of common stock at an exercise price of $58.25 was exercised, delivering the same number of shares to a trust associated with him.

On the same date, 21,739 common shares held indirectly "By Trust" were disposed of at $150.78 under transaction code F, which typically reflects shares withheld to cover tax obligations. Following these transactions, the trust continued to hold a substantial indirect position, and O’Grady also reported separate direct and additional trust‑for‑benefit‑of‑children common stock holdings.

Rhea-AI Summary

Northern Trust Corporation’s Chairman and CEO Michael G. O’Grady filed an amended insider report to correct his reported share totals. The correction reflects that on July 30, 2025, his 2023 grantor retained annuity trust distributed 5,415.12 shares of common stock to his existing trust as an annuity payment.

After this correction, he is shown with 349,068.44 shares of common stock held indirectly by trust and 63,986 stock units held directly, which are payable on a 1-for-1 basis in common shares. Additional indirect holdings include 6,959.85, 6,958.85, and 6,959.85 shares in separate trusts for three children, for which his spouse serves as trustee.

Rhea-AI Summary

Northern Trust Corp director David Byron Smith Jr reported changes in his indirect holdings of common stock through several trusts. On January 30, 2026, a trust in which he has a partial direct pecuniary interest distributed 10,720 shares of Northern Trust common stock to its beneficiaries, including 1,340 shares distributed to him at a reported price of $0 per share. After this transaction, 82,935 shares were held indirectly for him by a revocable trust. Additional indirect holdings are reported in multiple family trusts for his benefit and for the benefit of his children, including a trust holding 1,002,160 shares in which he has a partial direct pecuniary interest.

Rhea-AI Summary

Northern Trust Corp’s Chief Operating Officer Peter Cherecwich reported an indirect sale of 25,000 shares of common stock on January 26, 2026 by a trust associated with him. The shares were sold at a weighted average price of $149.62 per share, within a range from $149.45 to $149.79.

After this transaction, the trust held 26,259 shares indirectly. Cherecwich also reported 23,851 shares held directly, 4,397 shares held indirectly through a 2023 GRAT, and 6 shares held indirectly through his spouse’s trust, reflecting his overall reported beneficial interest in Northern Trust common stock.