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ROKU, INC (ROKU) SEC Filings, Oct-Nov 2025

ROKU NASDAQ

Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.

Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.

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Roku, Inc. (ROKU) reported insider activity by its President, Roku Media, via a Form 4. On 10/31/2025, the officer exercised 118,088 stock options at $49.59 and sold 118,088 shares at $115 under a Rule 10b5-1 trading plan. On 11/04/2025, the officer exercised an additional 15,404 options at $49.59 and sold those shares in multiple trades at weighted average prices ranging from $102.75 to $106.23.

Following the reported transactions, the filing shows 200 shares held directly and 600 shares held indirectly via the Charles D. Collier Revocable Trust. The option award carries an exercise price of $49.59 and an expiration date of 11/03/2032, with vesting in 48 monthly installments beginning 12/04/2022.

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Roku, Inc. reported improved results for Q3 2025. Total net revenue reached $1,210,638 thousand, up from $1,062,203 thousand a year ago, driven by platform revenue of $1,064,644 thousand. Operating income was $9,466 thousand versus a prior-year loss, and net income was $24,812 thousand compared with a loss of $9,030 thousand.

Gross profit rose to $524,899 thousand as platform gross profit offset device losses. Operating expenses were stable year over year, helping swing to profitability. Cash and cash equivalents were $1,575,491 thousand, with $726,875 thousand in short-term investments, supporting liquidity. Cash from operations for the first nine months totaled $376,068 thousand.

The company completed the Frndly TV acquisition with total purchase consideration of $169,801 thousand and began a share repurchase program, buying $50,000 thousand of Class A shares in the quarter. Remaining performance obligations were $1.1 billion as of September 30, 2025, indicating contracted revenue to be recognized over time.

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Roku, Inc. (ROKU): CEO, Chairman and director Anthony Wood reported conversions of Class B to Class A and same‑day sales under a Rule 10b5‑1 plan. On 10/28/2025, he converted 2,900 Class B into Class A and sold 2,900 Class A at a weighted average price of $100.01. On 10/30/2025, he converted 18,700 Class B into Class A and sold 18,700 Class A at $100. Following these transactions, he beneficially owned 16,703,111 Class B shares indirectly via the Wood 2017 Revocable Trust.

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Roku, Inc. furnished an update on its business by announcing financial results for the quarter ended September 30, 2025. The company made its Shareholder Letter available as Exhibit 99.1, providing details on Q3 performance. The materials were furnished under Item 2.02 and are not deemed filed under the Exchange Act, which limits their legal incorporation into other filings unless specifically referenced.

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Roku (ROKU) insider update: CEO and Chairman Anthony J. Wood reported a paired conversion and sale on 10/24/2025. He converted 3,400 shares of Class B Common Stock into Class A Common Stock and then sold 3,400 Class A shares at a weighted average price of $100.07 per share pursuant to a Rule 10b5-1 trading plan. The price range for the sales was $100.00–$100.27.

Class B shares are convertible into Class A on a 1-for-1 basis and have no expiration. Following the transactions, 16,724,711 Class B shares were beneficially owned indirectly by the Wood 2017 Revocable Trust. Indirect Class A holdings are shown across multiple trusts, including 173,129 (The Anthony J. Wood 2024 Annuity Trust V-B) and 143,250 (The Anthony J. Wood 2024 Annuity Trust V).

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Roku, Inc. (ROKU) Form 4: The company’s CFO & COO reported a sale of Class A Common Stock. On 10/15/2025, the reporting person sold 3,000 shares at $95.82 per share under a Rule 10b5-1 trading plan.

Following the transaction, the filer beneficially owns 80,420 shares, held directly. The filing indicates it was made by one reporting person.

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Roku, Inc. (ROKU) reported insider activity by CEO, Chairman, Director and 10% owner Anthony J. Wood on 10/10/2025. He converted 25,000 shares of Class B Common Stock into 25,000 shares of Class A and, under a Rule 10b5-1 plan, sold 25,000 Class A shares in multiple trades.

The sales were executed in tranches at weighted average prices of $92.14, $93.37, $94.01, $94.87, $96.34 and $97.16, with individual trade ranges disclosed from $91.77 to $97.56 per share.

Following these transactions, indirect holdings shown include 16,728,111 shares of Class B Common Stock (Wood 2017 Revocable Trust). Additional indirect Class A positions are listed across several Wood family trusts with specific share counts.

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ROKU, Inc. notice of a proposed sale under Rule 144 shows a holder plans to sell 25,000 common shares through Morgan Stanley Smith Barney LLC on 10/10/2025 at an aggregate market value of $2,428,500. The filer reports acquiring the shares on 10/10/2025 by exercise of stock options and paying in cash. The filing lists total outstanding shares of 130,251,569, which provides context for the size of the sale relative to the company’s float.

The notice also discloses related sales by a trust in the prior three months: four 25,000-share transactions between 08/11/2025 and 09/18/2025 with gross proceeds ranging from $2,060,545 to $2,500,000. The signer certifies no undisclosed material adverse information and references Rule 10b5-1 planning language where applicable.

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Charles Collier, President of Roku Media and an officer of ROKU, Inc., reported multiple transactions on 10/06/2025 under a Rule 10b5-1 plan. He exercised an employee stock option with an exercise price of $49.59 to acquire 15,404 Class A shares and immediately sold portions of his holdings in several block sales. Reported sales on that date totaled 19,539 Class A shares at weighted-average prices ranging from $100.91 to $105.00 across the transactions.

Following these transactions, Mr. Collier beneficially owned 631,534 Class A shares directly and 600 shares indirectly through the Charles D. Collier Revocable Trust. The Form 4 notes the option vests in 48 substantially equal monthly installments with the first installment vested on 12/04/2022.

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ROKU, Inc. notice reports a proposed insider sale of 15,404 common shares valued at $1,591,424.03 to be sold through Morgan Stanley Smith Barney LLC on 10/06/2025. The shares were acquired the same day by a stock option exercise and paid in cash.

The filing shows the selling person, Charles Collier, sold a total of 360,419 shares during the prior three months for aggregate gross proceeds of $35,441,888.79. The proposed sale will be executed on the NASDAQ. The filer certifies no undisclosed material adverse information and includes standard Rule 10b5-1 notice language where applicable.

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FAQ

How many ROKU (ROKU) SEC filings are available on StockTitan?

StockTitan tracks 256 SEC filings for ROKU (ROKU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for ROKU (ROKU)?

The most recent SEC filing for ROKU (ROKU) was filed on November 5, 2025.