Every Form 4 that Sumitomo Mit Fin (SMFNF) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SMFNF and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SMFNF filings page.
SUMITOMO MITSUI FINANCIAL GROUP, INC. director and Sr. Mg. Corp. EO & Group CFO Kazuyuki Anchi reported selling 4,000 shares of Common Stock on August 12, 2026. The shares were sold at a price of $42.47 per share, with the price translated from Japanese yen using a foreign currency exchange rate as of that date. After this sale, Anchi directly held 48,857 shares of the company’s Common Stock.
Sumitomo Mitsui Financial Group executive Yoshikawa Haruyuki, Senior Managing Corporate EO, reported stock-compensation related transactions in common stock. He acquired 3,833 shares on July 24, 2026 and 13,797 shares on July 27, 2026 under the issuer's stock compensation plans with no out-of-pocket cash payments. On July 27, 2,300 shares were disposed of to the issuer at $43.99 per share, automatically executed that day under a pre-arranged trading plan linked to the stock compensation plan, with the price converted from Japanese yen.
Sumitomo Mitsui Financial Group, Inc. executive Arihiro Nagata, Senior Managing Corporate EO, received 1,241 shares on July 24, 2026 and 15,249 shares on July 27, 2026 under stock compensation plans, with no out-of-pocket cash payments.
On July 27, 2,600 of the compensation shares were disposed of to the issuer at $43.99 per share under a pre-arranged trading plan, with the purchase price converted from Japanese yen using an exchange rate of ¥1 = $0.0061091.
Senior Managing Corporate EO Akio Uemura of Sumitomo Mitsui Financial Group reported stock compensation activity. On July 24 and 27, 2026, he received awards of 1,284 and 15,249 common shares under stock compensation plans with no out-of-pocket cash. On July 27, 2,600 shares were disposed of to the issuer at $43.99 per share under a pre-arranged trading plan, with the U.S. dollar price translated from Japanese yen at ¥1 = $0.0061091.
Sumitomo Mitsui Financial Group officer Yukihiro Mabuchi reported equity compensation and a related share sale. He received 1,339 common shares on July 24, 2026 and 16,596 shares on July 27, 2026 under stock compensation plans, with no out-of-pocket cash payments.
On July 27, 2026, 2,800 of the awarded shares were automatically sold the same day under a pre-arranged trading plan at $43.99 per share, with the price converted from Japanese yen using a rate of JPY 1.00 = USD 0.0061091.
SUMITOMO MITSUI FINANCIAL GROUP, INC. reported that Senior Managing Corporate EO Hideki Takamatsu received stock awards and disposed of a portion to the issuer. On July 24, 2026 he was granted 1,131 shares of common stock under stock compensation plans with no out-of-pocket cash payment. On July 27, 2026 he acquired an additional 12,549 shares when performance conditions were certified, also without cash payment, and 2,100 shares were automatically sold back to the issuer at $43.9900 per share in a transaction executed in Japanese yen and converted to U.S. dollars under a pre-arranged trading plan.
Natsuhiro Samejima, Senior Managing Corporate EO of Sumitomo Mitsui Financial Group, reported equity compensation and related share dispositions. He acquired 1,131 common shares on July 24, 2026 and 16,596 shares on July 27, 2026 under stock compensation plans, with no out-of-pocket cash payments. On July 27, 2,800 shares were disposed of to the issuer at $43.99 per share, reflecting an automatic sale under a pre-arranged trading plan with the purchase originally made in Japanese Yen and converted using a rate of JPY 1.00 = USD 0.0061091.
SUMITOMO MITSUI FINANCIAL GROUP, INC. Senior Managing Corporate EO Kobayashi Takashi reported stock-based compensation activity. On July 24, 2026 he received 1,131 common shares, and on July 27, 2026 an additional 19,296 shares, both under stock compensation plans with no out-of-pocket cash payment. On July 27, 3,300 of those shares were automatically sold back to the issuer at $43.9900 per share under a pre-arranged trading plan, with the price translated from Japanese yen at Japanese Yen 1.00 = U.S. dollar 0.0061091.
Sumitomo Mitsui Financial Group, Inc. reports that Senior Managing Corporate EO Fumihiko Ito received stock awards and an automatic sale under its stock compensation plans. On July 24, 2026, he acquired 1,339 shares, and on July 27, 2026, he acquired 19,296 shares, all without any out-of-pocket cash payment. On July 27, 2026, 3,300 shares were disposed of to the issuer under a pre-arranged trading plan at $43.99 per share, with the price converted from Japanese yen using an exchange rate of JPY 1.00 = USD 0.0061091.
Sumitomo Mitsui Financial Group Senior Managing Corporate Executive Officer Akio Isowa reported stock-based awards and a related share disposition. He acquired 1,131 common shares on July 24, 2026 and 19,296 shares on July 27, 2026 under the issuer's stock compensation plans without out-of-pocket cash payments. On July 27, a portion of these shares, totaling 3,300, was disposed of (automatically sold) at $43.99 per share under a pre-arranged trading plan, with the sale price originally in Japanese yen and converted using an exchange rate of Japanese Yen 1.00 = U.S. dollar 0.0061091.
Keiichiro Nakamura, Senior Managing Corporate Executive Officer of Sumitomo Mitsui Financial Group, Inc., reported mixed equity compensation activity. He acquired 1,154 common shares on July 24, 2026 and 19,296 shares on July 27, 2026 under stock compensation plans, with no out-of-pocket cash payments. On July 27, 2026, 3,300 shares were automatically sold to the issuer at $43.99 per share under a pre-arranged trading plan, with the price converted from Japanese yen at JPY 1.00 = USD 0.0061091.
Hyakutome Yoshihiro, Deputy President and Corp. EO of Sumitomo Mitsui Financial Group, acquired 1,396 shares on July 24, 2026 and 20,748 shares on July 27, 2026 as stock awards under stock compensation plans, with no out-of-pocket cash payment. On July 27, 3,500 shares were disposed of at $43.99 per share, automatically sold under a pre-arranged trading plan, with the purchase price converted from Japanese yen at a rate of JPY 1.00 = USD 0.0061091.
Rogers Jenifer reported acquisition or exercise transactions in this Form 4 filing.
SUMITOMO MITSUI FINANCIAL GROUP director Jenifer Rogers received a grant of 305 shares of Common Stock on July 24, 2026 under the issuer's stock compensation plans. She made no out-of-pocket cash payment for the award, bringing her direct holdings to 2,105 shares.
LAKE CHARLES D II reported acquisition or exercise transactions in this Form 4 filing.
SUMITOMO MITSUI FINANCIAL GROUP, INC. director Lake Charles D II received a grant of 305 shares of Common Stock on July 24, 2026 under the issuer's stock compensation plans. After this award, the director directly holds 1,205 shares, and made no out-of-pocket cash payment for the shares.
Takashima Norimitsu reported acquisition or exercise transactions in this Form 4 filing.
Sumitomo Mitsui Financial Group, Inc. director Takashima Norimitsu received a grant of 305 shares of Common Stock on July 24, 2026 under the issuer's stock compensation plans. According to the report, no out-of-pocket cash payment was made for these shares, bringing Takashima's direct holdings to 505 shares.
TESHIROGI ISAO reported acquisition or exercise transactions in this Form 4 filing.
SUMITOMO MITSUI FINANCIAL GROUP, INC. director Isao Teshirogi reported receiving 305 shares of Common Stock on July 24, 2026 through the company’s stock compensation plans. According to the disclosure, he made no out-of-pocket cash payment for these shares and now directly owns 305 shares.
Goto Yoriko reported acquisition or exercise transactions in this Form 4 filing.
Sumitomo Mitsui Financial Group director Yoriko Goto reported receiving a grant of 305 shares of Common Stock on July 24, 2026 under the company’s stock compensation plans. The filing states she made no out-of-pocket cash payment for these shares and now directly holds 305 shares.
Kadonaga Sonosuke, a director of Sumitomo Mitsui Financial Group, acquired 305 shares of common stock on July 24, 2026 as a grant under the company's stock compensation plans. The grant required no out-of-pocket cash payment and results in direct ownership of 305 shares.
Sawada Jun reported acquisition or exercise transactions in this Form 4 filing.
SUMITOMO MITSUI FINANCIAL GROUP, INC. director Jun Sawada received a grant of 305 shares of Common Stock on July 24, 2026 under the company’s stock compensation plans, with no out-of-pocket cash payment. Following this award, Sawada directly holds 505 shares of the company’s stock.
Sumitomo Mitsui Financial Group director Honami Matsugasaki received equity compensation and related share transactions. On July 24, 2026, Matsugasaki acquired 305 shares of common stock under stock compensation plans with no out-of-pocket cash payment. On July 27, 2026, an additional 8,372 shares were acquired when performance conditions were certified, also without cash payment, and 4,100 shares were disposed of to the issuer at $43.99 per share. A footnote states that a portion of the July 27 shares was automatically sold the same day under a pre-arranged trading plan, with the price converted from Japanese yen at an exchange rate of ¥1.00 = $0.0061091.
Sumitomo Mitsui Financial Group director Mikami Takeshi received stock awards of 1,644 and 20,748 common shares on July 24 and July 27, 2026 under stock compensation plans, with no out-of-pocket cash payments. On July 27, 3,500 shares were disposed of to the issuer at $43.99 per share under a pre-arranged trading plan, with the price translated from yen at Japanese Yen 1.00 = U.S. dollar 0.0061091.
Sumitomo Mitsui Financial Group director and Sr. Mg. Corp. EO & Group CFO Kazuyuki Anchi reported stock compensation activity. On July 24, 2026 he acquired 1,197 common shares, and on July 27 he acquired 15,249 shares with no out-of-pocket cash payments, then automatically sold 2,600 shares back to the issuer at $43.99 per share under a pre-arranged trading plan.
SUMITOMO MITSUI FINANCIAL GROUP, INC. director and Deputy President Kudo Teiko received stock compensation of 1,353 common shares on July 24, 2026 and 22,098 shares on July 27, 2026 under the issuer's stock compensation plans, with no out-of-pocket payment. On July 27, 3,800 shares were automatically disposed to the issuer at $43.99 per share under a pre-arranged trading plan funded in Japanese yen and converted to U.S. dollars using a ¥1.00 = $0.0061091 exchange rate.
Sumitomo Mitsui Financial Group President and Group CEO Toru Nakashima reported equity compensation and related transactions in the company’s common stock. On July 24, 2026 he received 3,507 shares, and on July 27, 2026 a performance-based award of 51,399 shares, both under stock compensation plans with no out-of-pocket cash payment. Also on July 27, a portion of these compensation shares, totaling 8,900 shares, was automatically disposed of back to the issuer at $43.99 per share under a pre-arranged trading plan, with the price converted from Japanese yen at JPY 1.00 = USD 0.0061091.
SUMITOMO MITSUI FINANCIAL GROUP director Takashima Makoto reported equity compensation and a related share disposition. He acquired 2,279 shares on July 24, 2026 and a performance-based award of 41,166 shares on July 27, 2026 under stock compensation plans, with no out-of-pocket cash payment. On July 27, 7,100 shares were disposed of at $43.99 per share; a footnote states these shares were automatically sold the same day under a pre-arranged trading plan, with the price originally in Japanese yen and converted to U.S. dollars at JPY 1.00 = USD 0.0061091.