Welcome to our dedicated page for STATE STREET SEC filings (Ticker: STT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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John F. Woods, identified as EVP and CFO of State Street Corporation (STT), filed an initial Form 3 reporting the event dated 08/25/2025. The filing states that the reporting person owns no securities of the issuer. The form was executed by an attorney-in-fact on 09/03/2025. No classes of equity or derivative holdings are disclosed.
Ronald P. O'Hanley, Chairman, CEO and President of State Street Corporation (STT), filed a Form 4 reporting insider transactions dated 08/28/2025. The filing shows a reported disposition of 17,410 shares of State Street common stock on 08/28/2025 with a recorded price of $0 and a transaction code of "G." After the reported transaction, the filing lists 227,023 shares held directly and 70,327 shares held indirectly through a trust. The reporting person states he "disclaims beneficial ownership except to the extent of his pecuniary interest" in the trust-held shares. The Form 4 is signed by an attorney-in-fact on 08/29/2025.
Michael L. Richards, EVP and Senior Advisor at State Street Corporation (STT), reported a sale of 1,000 shares of State Street common stock on 08/26/2025 at a price of $115.17 per share. After the sale, the filing shows Mr. Richards directly beneficially owns 40,126 shares and indirectly owns 632 shares through a domestic partner. The report was executed on 08/28/2025 by an attorney-in-fact and notes that the reported balance includes shares received through dividend reinvestment.
The filing is a routine Section 16 Form 4 documenting an insider disposition; no derivatives, amendments, or additional transactions are disclosed.
Insider sale notice for State Street Corporation (STT): This Form 144 reports a proposed sale of 1,000 shares of common stock through Fidelity Brokerage Services LLC with an aggregate market value of $115,178.50, to be sold on 08/26/2025 on the NYSE. The filing shows the shares were acquired by the reporting person via restricted stock vesting on 11/15/2020 (154 shares) and 02/25/2022 (846 shares) as compensation. The filer also disclosed a recent sale of 990 shares on 07/22/2025 for gross proceeds of $108,197.10. The notice includes the standard signature representation that the seller is not aware of undisclosed material adverse information.
Ronald P. O'Hanley, Chairman, CEO and President of State Street Corporation (STT), reported an open-market sale of common stock. On 08/21/2025 he disposed of 13,330 shares at a weighted average price of $112.39, executed in multiple transactions. After the sale the filing reports 244,433 shares owned directly and 70,327 shares held indirectly by a trust (the reporting person disclaims beneficial ownership except for pecuniary interest). The Form 4 is signed by an attorney-in-fact on 08/25/2025 and notes the price range for the transactions was $112.38–$112.45.
Form 144 filed for State Street Corporation (STT) reporting a proposed sale of 5,376 shares of common stock through Fidelity Brokerage Services with an aggregate market value of $620,337.17 and an approximate sale date of 08/25/2025 on the NYSE. The filing lists six tranches of restricted stock vesting originally acquired between 02/15/2024 and 08/15/2025 totaling the shares to be sold, and states there were 283,695,342 shares outstanding. No securities were reported sold in the past three months and the filer affirms no undisclosed material adverse information.
The filer submitted a Form 144 notifying a proposed sale of 13,330 common shares held at Fidelity Brokerage Services with an aggregate market value of $1,498,240.84. The shares were acquired on 02/15/2025 through restricted stock vesting and were issued as compensation. The notice lists the approximate sale date as 08/21/2025 on the NYSE and reports total shares outstanding of 283,695,342. The filing also discloses two recent sales by the Ronald P O'hanley 2021 Irrevocable Trust: 41,164 shares sold on 05/30/2025 for $3,960,567.21 and 41,165 shares sold on 08/12/2025 for $4,579,957.22. The filer certifies no undisclosed material adverse information.
State Street Corporation insider Elizabeth Schaefer, SVP and Chief Accounting Officer, reported a sale of 1,576 shares of State Street common stock on 08/19/2025 at a reported price of $111.07 per share. Following the sale, her beneficial ownership is reported as 5,432 shares, held directly. The Form 4 was signed by an attorney-in-fact on 08/21/2025.
State Street Corp (STT) insider transaction: Mark R. Keating, identified as Interim CFO, reported a sale of 590 shares of State Street common stock on 08/15/2025 at a price of $111.07 per share. After the sale he beneficially owned 22,381 shares directly. The filing also reports indirect beneficial ownership of 2,398 shares through the company's 401(k) plan as of the same date. The filing explains the 590 shares were withheld to satisfy tax withholding obligations related to vesting of previously awarded deferred stock. The Form 4 was signed by attorney-in-fact Shannon C. Stanley on 08/19/2025.
State Street Corporation (STT) insider transaction: Elizabeth Schaefer, SVP and Chief Accounting Officer, had 173 shares of State Street common stock withheld at a price of $111.07 on 08/15/2025 to satisfy tax-withholding obligations related to the vesting of previously awarded deferred stock. After the withholding, she beneficially owned 7,008 shares, reported as direct ownership. The Form 4 was signed by an attorney-in-fact on 08/19/2025.