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SEC Filings for October 14, 2025

1,176 filings published on Tuesday, October 14, 2025.

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Fri, Oct 10 Wed, Oct 15
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MSFL dual-directional S&P 500 notes with 10% buffer, $1,147.50 max
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
Morgan Stanley notes tied to SPX, NDXT, RTY; $1,182.50 auto-call
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS 424B2: DJIA/SPX-linked capped notes with 11.20% cap
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
GS auto-callable notes tied to SPX/SHLD/IWM with 11.65% p.a.
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
Goldman Sachs structured notes tied to PLTR, TSLA, TGT
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BNS : NYSE
BNS 424B2: NVDA-linked notes with $30.70 quarterly contingent coupon
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citi files 424B2 for callable equity-linked notes with 70% barriers
IMPACT
SENTIMENT
10/14/2025 12:00 AM
ATMP : CBOE
Barclays equity-linked notes: 3x leverage, ≥24% cap, May 2027
IMPACT
SENTIMENT
10/14/2025 12:00 AM
RBMCF : OTC
RBC notes: 200% participation and 15% buffer on EURO STOXX 50
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AIIO : Nasdaq
AIIO updates F-1 resale (295,145,910 shares), unveils 30,000-vehicle plan
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPM Auto-Callable MerQube Index Notes with barrier and trigger
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BAC : NYSE
BofA Finance pricing notes tied to NDXT, RTY, SPX; 0.95% monthly
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan tech-linked notes: 70% barrier, 15% buffer, call in 2026
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS AG callable contingent yield notes tied to INDU, NDXT, RTY
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
AMJB 424B2: FCX-linked auto-callable notes with $12.825 contingent pay
IMPACT
SENTIMENT
10/14/2025 12:00 AM
ATMP : CBOE
AutoCallable notes linked to U.S. equity indices, due 2028
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MSFL contingent income notes: 10.60% coupon, HD-linked, 2028
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citigroup 10% coupon AMD notes: 2.5% quarterly, 60% barrier
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan buffered return notes tied to DJIA & S&P 500, due 2029
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS structured notes: 10.30% contingent coupon, worst-of KRE/SPX/NDXT
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
Goldman callable notes: 65% trigger, 55% buffer
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
MerQube Tech+ linked notes: 13.5% contingent rate, 6% drag
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
Morgan Stanley 11% contingent income notes due 2027, $1.392M issue
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS prices principal-at-risk callable notes tied to SPX/NDX/RTY
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
GS autocallable buffered notes tied to Russell 2000 futures index
IMPACT
SENTIMENT
10/14/2025 12:00 AM
ATMP : CBOE
Barclays 2030 notes: 10.15% p.a. contingent coupons, SPX/RTY/NDXT
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citigroup AMZN‑linked contingent coupon securities with 70% barrier
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan issues $600,000 notes tied to MerQube Vol Advantage
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
AMJB 424(b)(2): 14.85% contingent notes, callable from Oct 2026
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS offers 13% contingent yield notes with 50% threshold to 2030
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BAC : NYSE
Bank of America pricing: callable contingent notes with 65% barriers
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
– JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) (CIK 0000019617)
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan 424B2: MerQube-linked callable notes with 6% deduction
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citi 424B2: Callable worst-of index notes with 9% coupons
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
GS Finance 424B2: Est. value $9.50–$9.80; 70%/60% barriers
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS AG 424B3: Callable EWZ-linked notes, 12.30% contingent yield
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS preliminary pricing for 2027 Lam Research-linked notes
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BERZ : NYSE
BMO ups BNKU ETNs; total outstanding now $25M, 3× leveraged
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citigroup structured notes: callable worst-of with barriers and coupons
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
GS issues SPX-linked callable notes with 75% threshold, quarterly coupon
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BNS : NYSE
$10 units; capped call payouts up to $14.704 if called
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BNS : NYSE
BNS capped basket-linked notes: 200% participation with $1,237.50 cap
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan 2031 callable notes with step-up coupons and annual pay
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citigroup notes: worst-of NDX & S&P 500, premium up to 25.80%
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan uncapped leveraged index notes due 2030 with 1.83x
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
SMCI-linked JPMorgan notes: 50% barrier, due Apr 23, 2027
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS NVDA-linked auto-callable notes with contingent 12%-13% yield
IMPACT
SENTIMENT
10/14/2025 12:00 AM
TD : NYSE
Toronto-Dominion callable notes with barriers and 2029 maturity
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BERZ : NYSE
BMO issues XLY‑linked notes with 38.30% cap and 15% buffer
IMPACT
SENTIMENT
10/14/2025 12:00 AM
SOND : Nasdaq
Sonder Q2 2025: Going concern noted; $15.0M Marriott key money
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BAC : NYSE
BofA Finance pricing: est. value $947.90–$987.90 per $1,000
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan notes: 70% barrier, autocallable linked to RTY & SX5E
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MSFL unveils S&P 500-linked Jump Securities with auto-call feature
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
GS Finance autocallable basket notes with 125% participation
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS 424B2: Worst-of NDXT/SPX/RTY notes with 10.65% contingent coupon
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS 2030 auto‑callable notes: 12% coupon, 80% barrier, 15% floor
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MSFL auto-callable notes: 16.5% contingent coupon, 2030 maturity
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
C 424B2: Callable contingent coupon notes linked to 3 indices
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
Callable worst-of notes with 25% buffer and 1.3333x downside
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BERZ : NYSE
BMO issues $2.011M Series K notes with 27% digital payoff
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
S&P 500-linked JPMorgan notes (2027) with 10% buffer disclosed
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan SOFR-linked callable notes with 7.00% cap, due 2045
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS Dual Directional EURO STOXX 50 notes with $436.60 upside
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MSFL principal-at-risk notes: 8.40% contingent coupon, worst-of indices
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS Snowflake-linked notes with contingent coupons and downside risk
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS 424B2: Trigger Callable Notes tied to DJIA, NDXT, RTY
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS AG files 424B2 for Trigger Callable Notes with 10% coupon
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS files 424B2 for Alphabet-linked autocallable notes
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
– UBS AG (AMUB, BDCX, BDCZ, CEFD, CEFZ, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL) (CIK 0001114446)
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS launches $3.27M UNH-linked Phoenix Autocallable notes
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS QCOM Phoenix notes: autocall, $40.625 contingent coupons
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citi unveils worst-of equity-linked notes with barriers and call
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BNS : NYSE
Bank of Nova Scotia prices S&P 500-linked autocallable notes
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS $2.45M trigger autocallable notes tied to INDU, NDXT, RTY
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citi unveils callable worst-of equity notes; 70%/60% barriers
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BERZ : NYSE
BMO 424B2: 4.30% callable notes, $9,951,225.76 net proceeds
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citi Series N worst-of index notes due Oct 24, 2030, $1,000 par
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS Finance callable contingent income securities, principal at risk
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
GS Finance Corp. files Buffered PLUS (200% leverage, 15% buffer)
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BNS : NYSE
Bank of Nova Scotia 8.85% p.a. autocall notes linked to Russell 2000
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BAC : NYSE
Bank of America 424B2: Buffered Digital Notes tied to RIY & SPX
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BAC : NYSE
– BofA Finance LLC (CIK 0001682472)
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan callable fixed-to-floating notes due 2045, cap 7%
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS autocallable contingent coupon notes linked to Spotify (55% barriers)
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
C 424B2: $1,000 worst-of index notes with 70% barriers, callable
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
AMJB auto-callable notes: 16.35% coupon, 70% barrier, 50% trigger
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan structured notes on EURO STOXX 50 with 15% buffer
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BAC : NYSE
BofA Finance callable yield notes with 70% barriers and coupons
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citi offers Alphabet-linked autocallable coupon notes due 2026
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BAC : NYSE
BAC callable notes tied to NKY/RTY/SPX with barrier features
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citigroup callable equity-linked notes: worst-of indices, due 2028
IMPACT
SENTIMENT
10/14/2025 12:00 AM
JG : Nasdaq
Aurora Mobile adds US$8,000,000 ATM to US$80,000,000 F-3 shelf
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan structured notes: auto-call 2026, 2x gain, 60% barrier
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan files CEG-linked capped buffered equity notes offering
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS callable contingent yield notes: 11.75% with 70% thresholds
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citigroup notes linked to worst of NDX/RUT/SPX with 80% barriers
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan pricing supplement: auto-call notes, 15.75% coupon, 2030
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan auto-call notes tied to MerQube Index; 6.0% drag
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BAC : NYSE
BofA Finance 2-year contingent income notes tied to XLP/NDX/RTY
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS 8% notes linked to worst of Dow, Nasdaq‑100, Russell 2000
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
AMJB 424B2: Uncapped dual-directional buffered notes to Oct 2027
IMPACT
SENTIMENT
10/14/2025 12:00 AM
CM : NYSE
CIBC (CM) capped basket notes: max $1,300, 220% participation
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BAC : NYSE
BAC offers 9% digital return notes tied to SPX, XLU, IWN
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
– UBS AG (AMUB, BDCX, BDCZ, CEFD, CEFZ, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL) (CIK 0001114446)
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS autocallable contingent yield notes tied to DexCom stock
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS offers $1,000 autocall notes with 50% barrier, Oct 2028
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
– MORGAN STANLEY (MS, MS-PA, MS-PE, MS-PF, MS-PI, MS-PK, MS-PL, MS-PO, MS-PP, MS-PQ, MSTLW) (CIK 0000895421)
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
C issues equity-linked notes: 7% contingent coupons, 15% buffer
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BNS : NYSE
Bank of Nova Scotia issues Dell-linked autocallable notes at 10.69%
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS $1.15M contingent yield notes tied to Spotify, mature 2026
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan SPX notes: 1.5x upside, 12.5% buffer, $1,239.70 cap
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS contingent yield notes: 8.35% coupon, callable after 3 months
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BNS : NYSE
Bank of Nova Scotia offers S&P 500 autocallable notes with capped payouts
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BNS : NYSE
BNS offers Tesla‑linked auto‑call notes paying $36.50 quarterly
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan 424B2 notes: 70% barriers, early call from Jan 23, 2026
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
Morgan Stanley Finance EQT-linked notes: 60% barrier, 2027
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS $4.239M trigger autocallable notes tied to Freeport stock
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
GS Finance Corp. index-linked notes with 12% p.a. potential
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BERZ : NYSE
BMO issues PANW-linked barrier notes with 0.8767% monthly coupon
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BERZ : NYSE
Bank of Montreal issues PANW-linked barrier notes due 2028
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BNS : NYSE
BNS 424B2: Dual Directional Buffered PLUS with capped upside
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
– JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) (CIK 0000019617)
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS offers S&P 500 Buffered PLUS with 200% upside and 10% buffer
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan Chase Financial notes: 3.00x WTI upside, $1k min
IMPACT
SENTIMENT
10/14/2025 12:00 AM
LASE : Nasdaq
LASE S-1 files 3.87M shares for selling stockholder resale
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS $400,000 NVIDIA-linked contingent yield notes mature 10/15/2027
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BERZ : NYSE
Bank of Montreal issues S&P 500 buffer notes; cap $1,124 per $1,000
IMPACT
SENTIMENT
10/14/2025 12:00 AM
ATMP : CBOE
Barclays buffered callable notes: 20% buffer, 1.25x downside
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan uncapped accelerated barrier notes linked to 3 indices
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citigroup SPX-linked barrier notes with at least $85 fixed return
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BERZ : NYSE
Bank of Montreal 424B2: 1.65% monthly memory‑coupon notes
IMPACT
SENTIMENT
10/14/2025 12:00 AM
TD : NYSE
TD offers 1.53M units of EURO STOXX 50-linked autocall notes
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS contingent yield notes: 70% barriers, 60% downside thresholds
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citi callable equity-linked notes offer ≥9.60% p.a., due 2030
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS 2028 MSFT-linked notes: $22.75 coupons, 80% threshold
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS 424B2: HD-linked notes with $25.50 contingent coupons
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS offers HPE-linked contingent income notes; est. value $960.10
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan auto-call S&P 500 notes with 9.40% premium, 20% buffer
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan callable fixed-rate notes 2034 with 4.45% coupon
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
GS auto-call notes linked to S&P 500 futures index; max $1,900
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citi issues equity-linked autocall notes with 70% barriers
IMPACT
SENTIMENT
10/14/2025 12:00 AM
ATMP : CBOE
Barclays buffered autocall notes: SPX/NDX/RTY link, callable terms
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
C issues callable worst-of equity-linked notes with 7.90% yield
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS market-linked notes: auto-call 10% premium, 10% buffer to 2028
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS AG files 9.85% Trigger Callable Notes due Oct 2029
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS offers META-linked contingent yield notes with autocall feature
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citigroup 424B2: 2033 autocallables, 55% barrier, 6% decrement
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
– UBS AG (AMUB, BDCX, BDCZ, CEFD, CEFZ, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL) (CIK 0001114446)
IMPACT
SENTIMENT
10/14/2025 12:00 AM
CNXC : Nasdaq
CNXC Form 4: CEO purchase of 1,000 shares at $45.35
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan (AMJB) offers $900K auto-callable notes, 16.15% rate
IMPACT
SENTIMENT
10/14/2025 12:00 AM
APWC : Nasdaq
APWC files amendment for rights offering; net proceeds ~$33.9M
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan 424B2: NIKE-linked auto-call notes with $44.75 coupon
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
AMJB 424B2: Bitcoin ETF-linked GEARS with early call and 1.50x gain
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
Goldman Sachs structured notes: 16‑stock basket, 75% threshold
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
GS Finance Corp notes: contingent coupon, 70% thresholds, 2028
IMPACT
SENTIMENT
10/14/2025 12:00 AM
ATMP : CBOE
Barclays 424B2: $7.494M callable notes tied to RTY, NDX, INDU
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS offers Broadcom-linked contingent yield notes with autocall feature
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citigroup offers SPX-linked callable notes with 6.90% coupons
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citi pricing: Autocall notes tied to S&P 500 futures 6% decrement
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan structured notes linked to SPX/NDXT/RTY with 15% buffer
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS Step Down Trigger Notes on ARM & AVGO with 17.70% p.a.
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MSFL prices Oracle-linked notes with auto-call and 50% cap
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
HOOD-linked Trigger Jump: 50% threshold, principal at risk
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
Auto-call notes on TSLA, META, AMZN; est. value $905–$945
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
JPMorgan notes: Nikkei 225 & EURO STOXX 50; callable after 6 months
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
Auto‑Callable notes linked to MerQube US Large‑Cap Vol Advantage
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
C 424B2: Worst-of equity-linked notes with 70% barriers
IMPACT
SENTIMENT
10/14/2025 12:00 AM
GS : NYSE
GS Finance 2028 Autocallable Notes on CEG with 60% Buffer
IMPACT
SENTIMENT
10/14/2025 12:00 AM
C : NYSE
Citi 424B2 NVDA-linked: digital payout ≥$135, barrier at 60%
IMPACT
SENTIMENT
10/14/2025 12:00 AM
BAC : NYSE
Bank of America 9.5% p.a. contingent callable notes linked to NDXT/RTY/XLU
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMJB : NYSE
Contingent interest notes tied to NDXT, RTY, SPX with 70% barrier
IMPACT
SENTIMENT
10/14/2025 12:00 AM
AMUB : NYSE
UBS AG Trigger Autocallable Notes tied to CrowdStrike, mature 2027
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MSFL preliminary supplement: HOOD-linked 19.25% contingent notes
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MS offers SPX-linked notes with $85.50 cap and 10% downside buffer
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
MSFL Auto-Callable Securities: $1,000 notes with principal at risk
IMPACT
SENTIMENT
10/14/2025 12:00 AM
MS : NYSE
– MORGAN STANLEY (MS, MS-PA, MS-PE, MS-PF, MS-PI, MS-PK, MS-PL, MS-PO, MS-PP, MS-PQ, MSTLW) (CIK 0000895421)
Fri, Oct 10 Wed, Oct 15

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