Associated Banc-Corp (ASB) Form 4 Filings

Associated Banc-Corp executive Phillip Trier, an EVP, received a grant of company stock. On February 1, 2026, he was awarded 5,094 shares of common stock at $27.26 per share, increasing his directly held stake to 27,788.001 shares.

The award is structured as time-based restricted stock units granted in 2026. These units will vest in four equal annual installments starting on February 8, 2027, tying the value of the grant to his continued service over several years.

Associated Banc-Corp director Owen J. Sullivan reported an equity award in company stock. On February 1, 2026, he acquired 4,585 shares of Associated Banc-Corp common stock at $27.26 per share. After this grant, he beneficially owned 10,003 shares held directly.

The award stems from Restricted Stock Units that will fully vest on the first anniversary of the February 1, 2026 grant and are payable solely in shares of common stock. This reflects standard director equity compensation rather than an open-market purchase or sale.

Associated Banc-Corp director Cory L. Nettles reported a grant of 4,585 restricted stock units on February 1, 2026, at $27.26 per share-equivalent. After this award, he beneficially owns 46,429 shares of common stock directly.

The restricted stock units will fully vest on the first anniversary of the February 1, 2026 grant and are payable solely in common shares, unless he has elected to defer delivery until separation. Nettles also directly holds 51,532.504 phantom stock units, which are 100% vested and remain in the Director's Deferred Compensation Plan until distributed according to his elections.

Associated Banc-Corp executive Derek S. Meyer, EVP and Chief Financial Officer, received new time-based restricted stock awards. On February 1, 2026, he was granted 3,148 and 3,147 shares of common stock at $27.26 per share. Both grants are time-based restricted stock units that will vest in four equal annual installments beginning on February 8, 2027. For the second grant, he elected to defer shares upon vesting into the Executive's Deferred Compensation Plan, to be distributed later under his existing election. Following these awards, he directly holds 57,502.379 shares of Associated Banc-Corp common stock.

Associated Banc-Corp executive Julio Manso reported an equity grant. On 02/01/2026, the EVP and Chief Human Resources Officer acquired 3,714 shares of common stock at $27.26 per share in the form of time-based restricted stock units.

These restricted shares, granted in 2026, will vest in four equal annual installments beginning on February 8, 2027. Following this award, Manso beneficially owns 16,662.7738 shares of Associated Banc-Corp common stock directly.

Associated Banc-Corp director Kristen M. Ludgate reported an equity award of 4,585 shares of common stock on February 1, 2026. The award was reported at a price of $27.26 per share, bringing her directly held beneficial ownership to 10,003 shares after the transaction.

According to the footnote, these are Restricted Stock Units that will fully vest on the first anniversary of the February 1, 2026 grant. They are payable solely in shares of common stock, unless she elected to defer delivery of the shares until separation.

Associated Banc-Corp director Gale E. Klappa reported receiving 4,585 shares of common stock on February 1, 2026 at $27.26 per share. These are restricted stock units that will fully vest on the first anniversary of the grant and are payable solely in common shares.

After this award, Klappa beneficially owns 25,480 shares of common stock directly. He also holds 46,662 phantom stock units, which are fully vested and will remain in the Insider's Stock Plan Services plan until separation, then be distributed according to his prior election.

Associated Banc-Corp Executive Vice President Nicole M. Kitowski received 3,400 shares of common stock as a time-based restricted stock grant. The grant was made at a reference price of $27.26 per share and represents Time-Based Restricted Stock Units awarded in 2026.

These TRSUs will vest in four equal annual installments beginning on February 8, 2027. After this grant, Kitowski beneficially owns 48,572.1011 shares directly, plus 3,216.87 shares held indirectly through a 401(k) plan.

Associated Banc-Corp director Eileen A. Kamerick reported receiving 4,585 shares of common stock on February 1, 2026, shown at a price of $27.26 per share. After this grant, she beneficially owns 55,864 shares directly. A related footnote explains that these shares arise from restricted stock units that will become fully vested on the first anniversary of the February 1, 2026 grant and are payable solely in shares of common stock.

Associated Banc-Corp director Rodney Jones-Tyson reported an equity award of 4,585 shares of common stock on February 1, 2026. The award reflects restricted stock units that will fully vest on the first anniversary of the grant and are payable solely in common shares.

Following this grant, Jones-Tyson beneficially owns 13,822 shares of Associated Banc-Corp common stock in direct ownership. The transaction was coded as an acquisition and priced at $27.26 per share, indicating a routine director compensation grant rather than an open-market purchase or sale.

Associated Banc-Corp director reports stock and phantom unit holdings. Director Robert A. Jeffe received 4,585 shares of Associated Banc-Corp common stock on February 1, 2026 at $27.26 per share, increasing his directly held common stock to 47,747 shares.

The grant consists of restricted stock units that will fully vest on the first anniversary of the February 1, 2026 grant date and are payable in common shares unless he elected to defer them until separation. Jeffe also directly holds 96,559.647 phantom stock units tied to common stock value in the Director's Deferred Compensation Plan, which will be distributed according to his distribution elections on file.

Associated Banc-Corp executive Jayne C. Hladio reported an equity grant. On February 1, 2026, she acquired 2,711 shares of Common Stock $0.01 Par Value at a reported price of $27.26 per share. These shares are time-based restricted stock units granted in 2026.

The restricted stock will vest in four equal annual installments beginning on February 8, 2027. After this grant, Hladio beneficially owns 17,344.2313 shares of Associated Banc-Corp common stock, held directly.

Associated Banc-Corp President & CEO Andrew J. Harmening reported an award of 32,327 shares of common stock on February 1, 2026, coded as an acquisition. The shares are structured as time-based restricted stock units granted in 2026.

These TRSUs will vest in four equal annual installments beginning on February 8, 2027, tying value to continued service. Following this grant, Harmening beneficially owns 358,353.01 shares of Associated Banc-Corp common stock directly.

Associated Banc-Corp director Michael J. Haddad reported acquiring 4,585 shares of common stock on February 1, 2026 at $27.26 per share. After this grant, he directly holds 8,640.957 common shares and indirectly holds 5,750 shares through a trust with voting rights.

He also holds 67,431.309 phantom stock units tied to Associated Banc-Corp common stock. These stock units are fully vested and remain in the Director's Deferred Compensation Plan, with distribution based on the insider's elections on file. The restricted stock units from this grant vest on the first anniversary of the February 1, 2026 grant date.

Associated Banc-Corp director Judith P. Greffin reported an award of 4,585 shares of common stock on February 1, 2026 at a value of $27.26 per share. After this grant, she directly holds 17,431 common shares.

The award represents restricted stock units that will fully vest on the first anniversary of the February 1, 2026 grant and are payable in common shares unless she elected to defer delivery until separation. She also holds 46,662.003 phantom stock units, which are fully vested and will be distributed after separation in line with her existing distribution election.

Associated Banc-Corp director R. Jay Gerken received 4,585 shares of common stock on February 1, 2026 at $27.26 per share, bringing his directly held common stock to 44,794 shares. These shares relate to restricted stock units that will fully vest on the first anniversary of the grant.

Gerken also holds 46,662 phantom stock units, which are fully vested and track the value of Associated Banc-Corp common stock. These phantom units will remain in his stock plan account and be distributed after separation according to his existing distribution election.

Associated Banc-Corp executive Randall J. Erickson received a grant of restricted stock. On February 1, 2026, the Executive Vice President was awarded 4,612 shares of Associated Banc-Corp common stock at a reference price of $27.26 per share.

These shares are time-based restricted stock units that will vest in four equal annual installments beginning on February 8, 2027. Following this grant, Erickson beneficially owns 159,839 shares of Associated Banc-Corp common stock held directly.

Associated Banc-Corp Executive Vice President Dennis DeLoye received an equity grant of company stock. On February 1, 2026, he was awarded 2,193 shares of Associated Banc-Corp common stock at a price of $27.26 per share, increasing his directly held stake to 22,028.3 shares.

The award consists of time-based restricted stock units granted in 2026 that will vest in four equal annual installments starting on February 8, 2027, linking a portion of his compensation to the company’s long-term performance and continued service.

Associated Banc-Corp Executive Vice President Bryan Carson received an equity award of 3,128 shares of common stock on February 1, 2026 at a price of $27.26 per share. These shares are time-based restricted stock units that will vest in four equal annual installments beginning on February 8, 2027.

After this grant, Carson beneficially owned 32,789.2431 shares of Associated Banc-Corp common stock in direct form. This filing reflects routine equity compensation that ties part of his pay to the company’s long-term stock performance through gradual vesting.

Associated Banc-Corp Executive Vice President Matthew R. Braeger received an award of 1,484 shares of common stock on February 1, 2026, as time-based restricted stock units. The grant is valued at $27.26 per share and will vest in four equal annual installments beginning on February 8, 2027.

After this grant, Braeger beneficially owns 14,830.0966 shares of Associated Banc-Corp common stock directly, plus 779.5 shares held indirectly through a 401(k) plan.

Associated Banc-Corp Executive Vice President Patrick Edward Ahern received 3,118 shares of common stock on February 1, 2026, reported as an acquisition at $27.26 per share. A footnote explains these are time-based restricted stock units (TRSUs) granted in 2026 that will vest in four equal annual installments beginning on February 8, 2027.

After this grant, Ahern beneficially owns 44,306 shares of Associated Banc-Corp common stock directly. He also has an additional 5,505.21 shares reported as indirectly owned through a 401(k) plan.

Associated Banc-Corp executive Steven S. Zandpour, an EVP of the company, increased his direct holdings of common stock through the employee stock purchase plan. On January 15, 2026, he acquired 86.9912 shares of Associated Banc-Corp common stock at a price of $26.871 per share. Following this transaction, he directly beneficially owns 14,569.3211 shares of the company’s common stock.

Associated Banc-Corp Chief Information Officer Terry Lynn Williams acquired additional company stock through an employee program. On 01/15/2026, Williams purchased 81.8727 shares of Associated Banc-Corp common stock at a price of $26.871 per share. The transaction was made within the issuer's Employee Stock Purchase Plan, indicating it was part of a company-sponsored program for employees to buy shares. Following this purchase, Williams beneficially owned a total of 13,069.2762 shares of Associated Banc-Corp common stock held directly.

Associated Banc-Corp executive vice president John A. Utz reported a small purchase of company stock through an employee program. On 01/15/2026, he acquired 50.1485 shares of Associated Banc-Corp common stock at $26.871 per share under the issuer's Employee Stock Purchase Plan. After this transaction, he directly owned 110,404.6135 shares of common stock and had an additional 15,624.53 shares held indirectly in a 401(k) Plan.

Associated Banc-Corp executive Julio Manso, EVP and Chief Human Resources Officer, increased his direct ownership of company stock through an employee plan purchase. On January 15, 2026, he acquired 15.3511 shares of Associated Banc-Corp common stock at a price of $26.871 per share under the company’s Employee Stock Purchase Plan. Following this transaction, he directly beneficially owned 12,948.7738 shares of Associated Banc-Corp common stock.

Associated Banc-Corp Executive Vice President Nicole M. Kitowski reported a small purchase of company stock through an employee plan. On January 15, 2026, she acquired 27.2919 shares of Associated Banc-Corp common stock at $26.871 per share in the issuer's Employee Stock Purchase Plan. Following this transaction, she directly holds 45,172.1011 shares of common stock and indirectly holds 3,216.87 shares through a 401(k) Plan.

Associated Banc-Corp executive Jayne C. Hladio increased her direct ownership of company stock through the employee stock purchase plan. On January 15, 2026, she acquired 13.9876 shares of Associated Banc-Corp common stock at a price of $26.871 per share under the issuer's Employee Stock Purchase Plan. Following this small purchase, she directly owns a total of 14,633.2313 shares of common stock.

Associated Banc-Corp director Michael J. Haddad reported a new deferred equity award. On January 15, 2026, he was awarded 792.597 Phantom Stock Units under the company’s Director Deferred Compensation Plan at a reference price of $26.8106 per unit. These units are 100% vested at the time of acquisition and represent a portion of his quarterly director compensation that he elected to defer until separation or retirement.

Following this grant, Haddad beneficially owns 62,268.309 Phantom Stock Units, held directly. The phantom stock units will stay in the deferred compensation plan and will be distributed later according to his distribution elections on file.

Associated Banc-Corp director Robert A. Jeffe reported an automatic award of 979.09 phantom stock units on January 15, 2026. These units were credited under the company’s Director Deferred Compensation Plan as part of his quarterly director compensation, at a reference price of $26.8106 per unit. The stock units are 100% vested at the time of acquisition and bring his total beneficially owned phantom stock units to 91,396.647, held directly. The units will remain in the deferred compensation plan until the account balance is distributed according to his separation or retirement distribution elections.

Associated Banc-Corp director John B. Williams reported acquiring additional common stock through dividend-related awards. On 12/15/2025, he acquired 45 and 377 shares of Associated Banc-Corp common stock at $26.94 per share, classified as acquisitions tied to dividend equivalent units on restricted stock units.

Following these transactions, he beneficially owns 68,699 shares of common stock directly and 8,000 shares indirectly through an IRA with sole voting rights. He also holds 5,097.848 phantom stock units linked to common stock that are fully vested and remain in a nonqualified benefit plan until distributed according to his elections. Certain dividend equivalent units vest on the first anniversary of the related restricted stock units or after he ceases serving as a director, and are payable solely in shares of common stock.

Associated Banc-Corp director Karen van Lith reported additional common stock awards effective 12/15/2025. Two transactions credited 45 and 377 shares of common stock at $26.94, bringing her directly owned common shares to 55,772. The filing shows no common stock currently held indirectly through an IRA.

She also holds 28,119.933 phantom stock units, with the same number of shares of common stock shown as the underlying security. Certain units are dividend equivalent units that vest on the first anniversary of related restricted stock units and are payable solely in shares of common stock upon vesting, subject to deferral if she so elects. Other dividend equivalents are fully vested and payable in shares after she ceases serving as a director, and the phantom stock units remain in a nonqualified benefit plan until distributed under her elections.

Associated Banc-Corp director reported acquiring 45 shares of common stock on 12/15/2025 at $26.94 per share. This increased the director's directly held position to 5,418 shares. The shares reflect dividend equivalent units tied to previously granted restricted stock units, which vest on the first anniversary of the related grant and are payable solely in shares of common stock upon vesting, with an option for deferral elected by the insider.

Associated Banc-Corp director Cory L. Nettles reported routine equity awards and holdings changes. On 12/15/2025, he acquired 45 and 365 shares of Associated Banc-Corp common stock at $26.94 per share in two separate transactions, bringing his directly held common stock to 47,007 shares.

The filing explains that some of these amounts represent dividend equivalent units tied to restricted stock units, payable solely in shares of common stock upon vesting or after he ceases serving as a director. It also reports 46,369.504 phantom stock units, which are 100% vested and will remain in the Director's Deferred Compensation Plan until the account balance is distributed according to his elections.

Associated Banc-Corp director Kristen M. Ludgate reported acquiring additional equity in the company through a small stock-based award. On 12/15/2025, she acquired 45 shares of Associated Banc-Corp common stock at a price of $26.94 per share, bringing her total directly owned common shares to 5,418 following the transaction.

The award relates to dividend equivalent units connected to previously granted restricted stock units. These dividend equivalents vest on the first anniversary of the related restricted stock unit grant and are payable solely in shares of common stock when they vest, with an option for deferral if elected.

ASSOCIATED BANC-CORP director Gale E. Klappa reported two non-derivative stock awards on 2025-12-15, receiving 45 and 182 shares of common stock at $26.94 per share. Following these awards, he directly holds 26,058 common shares. He also holds phantom stock units representing 41,499 underlying common shares with a $0.00 exercise price; footnotes state certain dividend equivalent and phantom units are payable solely in common stock, generally upon vesting or separation from board service.

Associated Banc-Corp director Eileen A. Kamerick reported acquiring additional common stock through dividend-equivalent awards. On 12/15/2025, she acquired 45 and 377 shares of common stock at $26.94 per share in two separate transactions. Following these acquisitions, she beneficially owned 51,279 shares of common stock directly.

She also holds 30,861.059 phantom stock units tied to Associated Banc-Corp common stock, which are fully vested and remain in a nonqualified benefit plan until distributed under her elections. The filing explains that dividend equivalent units vest with the related restricted stock units and are payable solely in shares of common stock, with some amounts delivered after she ceases serving as a director.

Associated Banc-Corp director Rodney Jones-Tyson reported acquiring 45 shares of common stock as dividend equivalent units on 12/15/2025 at $26.94 per share.

After this transaction, he beneficially owns 9,237 shares directly. The dividend equivalent units vest on the first anniversary of the related restricted stock unit grant and are payable solely in shares of common stock upon vesting, with deferral available if elected by the insider.

Associated Banc-Corp director Robert A. Jeffe reported acquiring additional common stock. On December 15, 2025, he acquired 45 and 377 shares of common stock at $26.94 per share, increasing his directly owned stake to 48,325 shares.

He also holds 90,417.557 phantom stock units tied to Associated Banc-Corp common stock. The explanation notes that certain dividend equivalent units vest on the first anniversary of the related restricted stock unit grant or after he ceases serving as a director. Stock units are described as 100% vested at acquisition, and phantom stock units remain in the Director's Deferred Compensation Plan until distributed under his elections.

Associated Banc-Corp reported that a director acquired 45 and 111 shares of common stock on 12/15/2025 at $26.94 per share in two separate transactions, increasing direct beneficial ownership to 18,009 shares.

The filing also shows 41,499.003 phantom stock units tied to common stock, described as stock units that are 100% vested at acquisition, including dividend equivalent units that are payable solely in shares under the company’s plans and the director’s distribution elections after vesting or separation from service.

Associated Banc-Corp director R. Jay Gerken reported acquiring additional common stock and stock-based units on 12/15/2025. He acquired 45 and 307 shares of common stock at $26.94 per share, bringing his directly held common stock to 45,372 shares.

The filing also shows 41,499 phantom stock units tied to Associated Banc-Corp common stock. Certain units are dividend equivalents on restricted stock units that vest on the first anniversary of the related grant and are payable solely in shares, while other dividend equivalents are fully vested but payable in shares after he ceases serving as a director. Phantom stock units remain in the plan until separation and are then distributed according to his prior election.

Associated Banc-Corp’s executive vice president and chief financial officer reported acquiring 23 shares of common stock on December 15, 2025 at a price of $26.94 per share. These shares were fully vested dividend equivalents awarded under performance-based restricted stock units, payable solely in common stock and subject to deferral until separation, as elected by the insider. Following this transaction, the reporting person beneficially owns 51,207.379 shares of Associated Banc-Corp common stock in direct ownership.

Associated Banc-Corp executive Gregory Warsek reported acquiring 15 shares of common stock on 12/15/2025 at a price of $26.94 per share. The shares represent fully vested dividend equivalents awarded under performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the insider.

Following this transaction, Warsek beneficially owns 13,400 shares of Associated Banc-Corp common stock directly and 27,875.05 shares indirectly through a 401(k) plan, reflecting his ongoing equity-based stake in the company.

Associated Banc-Corp executive Steven S. Zandpour, an EVP of the company, reported a purchase of common stock under the bank's Employee Stock Purchase Plan. On December 15, 2025, he acquired 86.3517 shares of Associated Banc-Corp common stock at a price of $27.07 per share.

Following this transaction, Zandpour beneficially owns 14,482.3299 shares of Associated Banc-Corp common stock, held directly. The filing is a Form 4 submitted for a single reporting person in connection with routine employee stock purchase activity.

Associated Banc-Corp's Chief Information Officer, Terry Lynn Williams, acquired 81.2708 shares of common stock on 12/15/2025. The shares were purchased through the issuer's Employee Stock Purchase Plan at a price of $27.07 per share. Following this routine insider purchase, Williams directly owns 12,987.4035 shares of Associated Banc-Corp common stock.

Associated Banc-Corp Executive Vice President John A. Utz reported small acquisitions of company common stock. On 12/15/2025, he acquired 49.7798 shares of common stock at $27.07 in a transaction classified as purchased within the Issuer's Employee Stock Purchase Plan, and separately received 463 shares at $26.94 as fully vested dividend equivalents awarded pursuant to performance-based restricted stock units.

After these transactions, Utz directly beneficially owned 110,354.465 shares of Associated Banc-Corp common stock and indirectly held 15,499.26 shares through a 401(k) plan.

Associated Banc-Corp executive vice president Phillip Trier reported acquiring 46.163 shares of Associated Banc-Corp common stock on 12/15/2025 through a dividend reinvestment transaction at a price of $27.0494 per share. After this transaction, he directly beneficially owned 22,694.001 shares of Associated Banc-Corp common stock.

Associated Banc-Corp executive reports small stock purchases. The company’s EVP and Chief Human Resources Officer reported acquiring 15.2383 shares of Associated Banc-Corp common stock, $0.01 par value, on 12/15/2025 through the issuer's Employee Stock Purchase Plan at $27.07 per share.

On the same date, the executive acquired an additional 0.714 shares in a dividend reinvestment transaction at $27.0448 per share. Following these transactions, the executive directly beneficially owned 12,933.4227 shares of Associated Banc-Corp common stock.

Associated Banc-Corp executive vice president Nicole M. Kitowski reported purchasing 27.0912 shares of the company’s common stock on 12/15/2025 through the issuer’s Employee Stock Purchase Plan at $27.07 per share.

Following this transaction, she beneficially owned 45,144.8092 shares directly and 3,191.08 shares indirectly through a 401(k) plan.

Associated Banc-Corp executive stock purchase reported. On 12/15/2025, EVP and President Private Wealth Jayne C. Hladio acquired 13.8847 shares of Associated Banc-Corp common stock at $27.07 per share.

The shares were bought through the company’s Employee Stock Purchase Plan, bringing Hladio’s directly held stake to 14,619.2437 common shares after the transaction.