Every Form 4 that Cohen & Company Inc (COHN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow COHN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full COHN filings page.
Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, reported open-market sales of 8,795 common shares. On August 5, 2026 he sold 7,295 shares at a weighted average price of $11.75 within a $11.50–$12.50 range, and on August 6, 2026 he sold 1,500 shares in multiple transactions at $15.00 per share.
Daniel G. Cohen, Executive Chairman, director and 10% owner of Cohen & Co Inc., reported a bona fide gift of 17,600 shares of common stock (par value $0.01) on 2026-07-17 at $0.0000 per share. After this transfer, he directly holds 107,157 shares and indirectly holds 80,000 shares through EBC 2013 Family Trust. The filing does not indicate that these transactions were made under a Rule 10b5-1 trading plan.
Cohen & Co Inc. Executive Chairman Daniel G. Cohen reported a bona fide gift of 8,000 shares of common stock. The gift was recorded at a price of $0.00 per share, reflecting a non-market, no‑consideration transfer.
After the gift, Cohen directly holds 24,757 shares of common stock. A separate entry shows 80,000 shares of common stock held indirectly through the EBC 2013 Family Trust, indicating an additional indirect ownership position.
Cohen & Co Inc. Executive Chairman and 10% owner Daniel G. Cohen reported a bona fide gift of 20,000 shares of common stock on March 30, 2026. The gift was made at a stated price of $0.00 per share and is not a market sale.
Following the gift, Cohen holds 32,757 common shares directly. He also has indirect ownership of 80,000 common shares held by the EBC 2013 Family Trust, giving him a substantial continuing stake in the company after the reported transfer.
Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, reported open-market sales of company common stock over two days. He sold 6,113 shares on March 19, 2026 at a weighted average price of $17.15 per share, in multiple trades between $17.1383 and $17.1839. He then sold 705 shares on March 20, 2026 at a weighted average price of $15.58, with individual trades between $15.01 and $15.6735. After these sales, he directly holds 69,073 shares of Cohen & Co Inc. common stock.
Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, was granted 160,000 Cohen & Company, LLC LTIP Units as a long-term equity award under the company’s 2020 Long-Term Incentive Plan. The LTIP Units were awarded at a price of $0.00 per unit.
The LTIP Units are restricted membership units intended to qualify as profits interests for U.S. federal income tax purposes. They are scheduled to vest in stages, with 20% of the units vesting on each of the first five anniversaries of the grant date, subject to Mr. Pooler’s continued service on each vesting date.
After restrictions on applicable LTIP Units lapse, Mr. Pooler may convert vested LTIP Units into membership units of Cohen & Company, LLC on a one-for-one basis, consistent with the plan and the LLC agreement. Following any such conversion, he may cause the LLC to redeem those units for either cash or, at the company’s option, one share of Cohen & Co Inc. common stock for every ten units. Separately, Mr. Pooler directly holds 75,891 shares of Cohen & Co Inc. common stock following the reported transactions.
Cohen & Co Inc. reported that Chief Executive Officer Lester Raymond Brafman received a grant of 1,605,000 Cohen & Company, LLC LTIP Units under the company’s 2020 Long-Term Incentive Plan. These LTIP Units are intended to qualify as profits interests for U.S. federal income tax purposes.
The award vests in five equal installments of 20% on each of the first through fifth anniversaries of the grant date, subject to his continued service. After restrictions lapse, each LTIP Unit may convert into one Operating LLC unit, which the LLC may redeem for cash or one share of common stock for every ten units.
Cohen & Co Inc. Executive Chairman and 10% owner Daniel G. Cohen reported an equity compensation award. He was granted 2,888,000 Cohen & Company, LLC LTIP Units under the 2020 Long-Term Incentive Plan. These LTIP Units are intended to qualify as profits interests for U.S. federal income tax purposes.
Half of the LTIP Units vest on the third anniversary of the grant date and the remaining half on the sixth anniversary, in each case conditioned on his continued service. After restrictions lapse, he may convert LTIP Units into Operating LLC Units one-for-one and may then cause a redemption for either cash or, at the company’s option, one share of Cohen & Co common stock for every ten Units. As of this filing, he also directly holds 52,757 common shares and indirectly 80,000 common shares through the EBC 2013 Family Trust.
Columbus Circle Capital Corp II reported that Columbus Circle 2 Sponsor Corporation LLC acquired 265,000 Class A ordinary shares on February 12, 2026. The transaction was coded as an open-market or private purchase at a price of $10.0000 per share, leaving 265,000 shares owned following the transaction.
The shares represent units, with each unit consisting of one Class A ordinary share and one-third of one warrant, with each whole warrant exercisable for one Class A ordinary share. The units were acquired under a Private Placement Units Purchase Agreement between the Sponsor and the issuer.
Cohen & Company, LLC, as managing member of the Sponsor, holds voting and investment discretion over these securities, and Cohen & Company Inc. controls the Sponsor through subsidiaries. Both Cohen entities disclaim beneficial ownership beyond any pecuniary interest. The disclosure notes an additional 7,666,667 Class B ordinary shares that are separate from this transaction and are expected to convert into Class A ordinary shares in connection with the issuer's initial business combination.
Cohen & Company Inc. reported an internal share withholding transaction involving its Chief Accounting Officer, Douglas Listman. On February 3, 2026, the company withheld 3,252 shares of common stock at $18.69 per share to cover tax liabilities from a restricted stock vesting.
The withheld shares relate to the vesting, on January 31, 2026, of 6,667 shares of restricted stock previously granted under the company’s 2020 Long-Term Incentive Plan. After this tax withholding, Listman directly beneficially owns 28,934 shares of Cohen & Company common stock. The transaction is reported as a Form 4 code “F,” reflecting share withholding for taxes rather than an open-market trade.
Cohen & Company Inc.'s EVP, CFO and Treasurer Joseph W. Pooler Jr. reported a tax-related share withholding. On February 3, 2026, the company withheld 7,051 shares of common stock at $18.69 per share to cover taxes on a restricted stock vesting.
The withholding relates to the vesting on January 31, 2026 of 15,500 restricted shares previously granted under the company’s 2020 Long-Term Incentive Plan. After this transaction, Pooler directly beneficially owned 75,891 common shares of Cohen & Company Inc.
Cohen & Co Inc. insider Daniel G. Cohen, the Executive Chairman, director and 10% owner, redeemed 463,915 Cohen & Company, LLC membership units on February 3, 2026 for $905,098.17, or $1.951 per unit. The filing explains this cash was used to cover tax liabilities tied to the vesting on January 31, 2026 of 1,011,001 restricted units granted under the company’s 2020 Long-Term Incentive Plan. After the transaction, he beneficially owned 22,261,907 membership units, 52,757 shares of Cohen & Co Inc. common stock directly, and 80,000 shares indirectly through the EBC 2013 Family Trust. Under the operating agreement, each unit is redeemable at the company’s option for cash or one share of common stock for every ten units.
Cohen & Co Inc.'s chief executive officer, Lester Raymond Brafman, redeemed 501,455 membership units of Cohen & Company, LLC for $978,338.07, or $1.951 per unit. The filing explains he did this to cover tax liabilities tied to recent equity vesting.
Those tax obligations arose from the January 31, 2026 vesting of 611,000 LLC units and 40,000 restricted shares of Cohen & Co Inc. common stock granted under the 2020 Long-Term Incentive Plan. Following the transaction, Brafman directly holds 1,097,861 derivative units and 315,702 shares of common stock.
Cohen & Company Inc. director Jack J. DiMaio Jr. reported an equity award of common stock. On December 19, 2025, he was granted 2,300 shares of Cohen & Company Inc. common stock at $0.00 per share under the Company's 2020 Long-Term Incentive Plan, as amended. Following this award, he directly beneficially owns 23,233 common shares.
Cohen & Co Inc. reported an insider stock gift by a director, executive chairman and 10% owner. On 12/30/2025, the reporting person transferred 30,000 shares of common stock (par value $0.01 per share) in a transaction coded "G," which indicates a gift, at a stated price of $0.00 per share.
After this transaction, the insider beneficially owned 52,757 common shares directly and an additional 80,000 common shares indirectly through the EBC 2013 Family Trust, according to the filing.
Cohen & Company Inc. reported an insider equity award for director Mr. Dawson. On 12/19/2025, he was granted 2,300 shares of the Company’s common stock at a price of $0.00 per share under the Company’s 2020 Long-Term Incentive Plan, as amended.
Following this grant, Mr. Dawson directly owns 2,300 shares of common stock. He also indirectly owns 30,016 shares through Corriente Private Trust, where he is the primary trustee and sole beneficiary and has voting and investment control over the securities held there.
Cohen & Co Inc. insider Mr. Cohen, who serves as Executive Chairman, director, and a 10% owner, reported an equity award and updated holdings. On 12/19/2025, he received 211,000 restricted membership units in Cohen & Company, LLC, a subsidiary, under the 2020 Long-Term Incentive Plan. The restrictions lapse in three equal parts on January 31, 2027, January 31, 2028, and January 31, 2029.
After each tranche vests, Mr. Cohen may have the units redeemed by the subsidiary for either cash or one share of Cohen & Co Inc. common stock for every ten units, at the company’s option. Following this grant, he reports 22,725,822 derivative securities held directly, 82,757 common shares held directly, and 80,000 common shares held indirectly through the EBC 2013 Family Trust, along with 5,252,002 membership units in the subsidiary owned by Cohen Bros. Financial, LLC, of which he is the sole member.
Cohen & Company Inc. director Ms. Liberto reported receiving an equity award of common stock in the company. On 12/19/2025, she was awarded 2,300 shares of Cohen & Company Inc. common stock, par value $0.01 per share, at a stated price of $0.00 per share. The award was granted under the Company's 2020 Long-Term Incentive Plan, as amended. Following this transaction, Ms. Liberto beneficially owned 17,938 shares of Cohen & Company Inc. common stock in direct ownership.
Cohen & Co Inc. reported an insider equity award for its Chief Executive Officer. On 12/19/2025, CEO Daniel Brafman received 211,000 restricted membership units in Cohen & Company, LLC under the company’s 2020 Long-Term Incentive Plan. These units vest in three equal installments on January 31, 2027, January 31, 2028 and January 31, 2029.
After each vesting date, Mr. Brafman may cause the LLC to redeem vested units for either cash or, at the company’s option, one share of common stock for every ten units. Following this award, he beneficially owns 315,702 shares of Cohen & Co Inc. common stock directly and 1,599,316 derivative securities linked to the company’s common stock.
Cohen & Co Inc. reported an equity award for Chief Accounting Officer Douglas Listman. On 12/19/2025, he acquired 12,000 shares of common stock at a price of $0.00 per share, reflecting a grant rather than an open-market purchase. After this transaction, he beneficially owned 32,186 common shares directly.
The award consists of restricted shares granted under the Company’s 2020 Long-Term Incentive Plan. The restrictions on these shares are scheduled to lapse in three equal installments, with one-third vesting on January 31, 2027, one-third on January 31, 2028, and the final third on January 31, 2029, aligning the officer’s compensation with longer-term company performance.
Cohen & Company Inc. executive Joseph W. Pooler, Jr., who serves as EVP, CFO and Treasurer, reported an equity grant from the company. On December 19, 2025, he was awarded 15,500 restricted shares of common stock at a price of $0.00 per share under the company’s 2020 Long-Term Incentive Plan. Following this grant, he beneficially owns 82,942 shares of Cohen & Company common stock on a direct basis.
The restrictions on the 15,500 restricted shares are scheduled to lapse in equal installments over three years. One-third of the award will vest on January 31, 2027, another third on January 31, 2028, and the final third on January 31, 2029, aligning the executive’s compensation with longer-term company performance.
Cohen & Company Inc.12/19/2025, he was granted 2,300 shares of Cohen & Company Inc. common stock, par value $0.01 per share, under the Company’s 2020 Long-Term Incentive Plan, as amended. The award was recorded at a price of $0.00 per share, reflecting a stock grant rather than a purchase for cash. Following this transaction, Mr. Haraburda beneficially owned 13,884 shares of Cohen & Company Inc. common stock, held as a direct ownership position.
Cohen & Company Inc. reported receiving 2,151,666 Class B ordinary shares of Columbus Circle Capital Corp. I through a sponsor distribution made on December 3, 2025 for no consideration. The distribution came from Columbus Circle 1 Sponsor Corp, which transferred a total of 8,245,833 Class B ordinary shares and 265,000 private placement units to its members and certain related members.
The Class B ordinary shares will automatically convert into Class A ordinary shares upon the issuer’s initial business combination and are subject to time- and price-based vesting and a six-month transfer lock-up after that closing under existing agreements. Following the transaction, Cohen & Company entities beneficially owned 2,239,166 Class B ordinary shares, including 87,500 shares held by the sponsor over which Cohen & Company, LLC has voting and investment discretion, while both Cohen and Cohen LLC disclaim beneficial ownership beyond any pecuniary interest.