Every Form 4 that Heritage Financial Corp (HFWA) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow HFWA and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full HFWA filings page.
HERITAGE FINANCIAL CORP (HFWA) director Frederick B. Rivera reported selling 1,300 shares of common stock on September 15, 2026 in an open market or private transaction at $28.565 per share. Following this sale, he directly holds 5,890 shares of HFWA common stock. No Rule 10b5-1 trading plan is indicated.
HERITAGE FINANCIAL CORP (HFWA) director Brian Charneski reported an indirect sale of 13,675 shares of common stock on September 3, 2026 in an open-market or private transaction at about $29.18 per share, held through a corporation. Following this sale, he reported holding no shares indirectly. No Rule 10b5-1 trading plan is reported.
Heritage Financial Corp executive William Glasby, EVP and Chief Information Officer, submitted an insider ownership report that lists no share transactions and no derivative activity for the reported period. The report’s transaction summary shows zero purchases, sales, exercises, gifts, restructurings, or other equity movements.
Heritage Financial Corp. executive Matthew T. Ray, EVP Chief Lending Officer, reported a sale of 3,692 shares of common stock on 2026-08-13. The transaction was coded as a sale in an open market or private transaction at $30.10 per share, leaving him with 22,735 shares held directly after the trade. The filing does not indicate use of a Rule 10b5-1 trading plan.
Heritage Financial Corp. director Jeffrey S. Lyon sold 10,000 shares of common stock in a sale characterized as an open market or private transaction at $30.00 per share on August 5, 2026. After this sale, he directly holds 40,719 shares of Heritage Financial common stock.
Heritage Financial Corp (HFWA) executive vice president and Chief Credit Officer Tony Chalfant reported selling 3,234 shares of common stock on 2026-08-05 at $29.9167 per share in an open-market or private transaction, leaving him with 20,362 shares held directly.
Heritage Financial Corp (HFWA) reports that EVP Chief Banking Officer Kelli Ann Wilson sold 3,778 shares of Common Stock on 2026-07-30 at an average price of $29.6924 per share in an open-market or private transaction.
Following this sale, Wilson directly holds 3,099 shares. The transaction is not indicated as being executed under a Rule 10b5-1 trading plan.
Heritage Financial Corp executive William Glasby, EVP and Chief Information Officer, carried out equity award transactions in company stock. On 2026-07-17 he exercised or converted awards covering 12,815 shares of common stock at an indicative $30.52 per share and had 3,379 shares withheld to satisfy tax obligations. The transactions relate to restricted stock units granted under 2023, 2024 and 2026 Omnibus Equity Plans, which vest over three years, with certain 2026 grants fully vesting by March 15, 2029, and were not marked as pursuant to a Rule 10b5-1 trading plan.
Heritage Financial Corp. director Trevor D. Dryer reported a grant of 1,999 Restricted Stock Units on June 17, 2026. These RSUs represent a compensation-related equity award, not an open-market stock purchase or sale.
Each unit is tied to the company’s common stock at a reference price of $27.52 per share, with an exercise and expiration date of May 3, 2027. Following this grant, Dryer holds 1,999 RSUs directly.
Rivera Frederick B reported acquisition or exercise transactions in this Form 4 filing.
Heritage Financial Corp. director Frederick B. Rivera received a grant of 1,999 restricted stock units. Each unit represents a right to receive one share of common stock, valued at $27.52 per share on the grant date. The award is scheduled around May 3, 2027, and brings his directly held restricted stock units to 1,999.
Giacobbe Gail B. reported acquisition or exercise transactions in this Form 4 filing.
Heritage Financial Corp. director Gail B. Giacobbe received a grant of 1,999 Restricted Stock Units tied to Heritage common stock. The award was made on June 17, 2026 at a reference price of $27.52 per share and is scheduled to vest or become exercisable on May 3, 2027. After this compensation grant, she holds 1,999 RSUs directly, with no open-market buying or selling reported in this filing.
Watson Ann reported acquisition or exercise transactions in this Form 4 filing.
Heritage Financial Corp. director Ann Watson received a grant of 1,999 Restricted Stock Units (RSUs) tied to the company’s common stock. The award is reported at $27.52 per unit and brings her directly held RSU balance to 1,999. This is a compensation-related grant, not an open‑market share purchase or sale.
Heritage Financial Corp director Jeffrey S. Lyon received a grant of restricted stock units. On June 17, 2026, he was awarded 1,999 Restricted Stock Units, each tied to Heritage Financial common stock at a reference value of $27.52 per share. These units are scheduled to convert into an equal number of common shares on May 3, 2027, with 1,999 shares reported as beneficially owned in this derivative position following the transaction.
Heritage Financial Corp. director Kimberly T. Ellwanger received a grant of 1,999 Restricted Stock Units. Each unit represents the right to receive one share of common stock, with a reference price of $27.52 per share.
The RSUs are scheduled to convert into common stock on May 3, 2027, which is also listed as their expiration date. After this compensation-related award, Ellwanger holds 1,999 RSUs directly, and the filing reports no open-market purchases or sales.
Heritage Financial Corp. director Allan Scott Tanton received a grant of 1,999 Restricted Stock Units. The RSUs were awarded at a reference price of $27.52 per unit and convert into 1,999 shares of common stock. Following this award, Tanton holds 1,999 RSUs directly. The RSUs are scheduled to vest or expire on May 3, 2027.
Saunders Karen R reported acquisition or exercise transactions in this Form 4 filing.
Heritage Financial Corp. director Karen R. Saunders received a grant of 1,999 restricted stock units linked to the company’s common stock. Each unit references a share at $27.52. The award is scheduled to settle on May 3, 2027, and she now directly holds 1,999 units.
HERITAGE FINANCIAL CORP director Brian Charneski received a grant of restricted stock units that increase his equity stake in the company. On June 17, 2026, he was awarded 1,999 Restricted Stock Units, each tied to one share of common stock and valued at $27.52 per unit.
The award is classified as a grant or other acquisition rather than an open-market purchase. Following this grant, Charneski holds 1,999 RSUs directly, with no related sales, exercises, or tax-withholding dispositions reported in this filing.
HERITAGE FINANCIAL CORP director Brian L. Vance received a grant of 1,999 Restricted Stock Units on June 17, 2026. The RSUs have a stated value of $27.52 per unit and convert into 1,999 shares of common stock, with an exercise/vesting date of May 3, 2027. Following this compensation-related award, he holds 1,999 derivative units directly.
Heritage Financial Corp EVP Chief Credit Officer Tony Chalfant exercised 1,316 Restricted Stock Units into Common Stock on June 15, 2026 at an indicated price of $28.44 per share. To cover tax obligations, 135 shares of Common Stock were disposed of through a tax-withholding transaction. After these routine compensation-related moves, Chalfant directly holds 23,596 shares of Heritage Financial common stock, and the reported Restricted Stock Unit award has been fully converted with no remaining derivative position.
Heritage Financial Corp. executive Amy E. Curran reported routine equity compensation activity involving company stock. She exercised 576 Restricted Stock Units into shares of Common Stock at a reference price of $28.44 per share and, in a related step, 71 shares were disposed of to cover tax obligations.
Following these transactions, Curran holds 29,958 shares of Common Stock directly and 1,151 Restricted Stock Units, reflecting ongoing equity-based compensation rather than open-market buying or selling.
Heritage Financial Corp EVP and Chief Financial Officer Donald Hinson reported an open-market sale of 3,842 shares of common stock at an average price of $28.3739 per share on June 9, 2026. After this transaction, he directly holds 41,241 shares, indicating a partial reduction of his position while retaining a substantial stake.
Heritage Financial Corp. executive Sabrina C. Robison reported open-market sales of company stock. On May 1, 2026, she sold 4,723.991 shares of Heritage Financial common stock from a 401(K) Plan at $27.61 per share, reducing that indirect holding to zero shares.
On the same date, she also sold 716 shares of common stock in open-market transactions at $27.51 per share. After these direct sales, Robison directly owned 32,931 shares of Heritage Financial common stock.
Heritage Financial Corp. director Trevor D. Dryer exercised restricted stock units into common shares. On May 1, 2026, he converted 2,218 RSUs at a stated value of $27.61 per share into the same number of common shares, bringing his direct holdings to 9,977 common shares. No open-market buy or sell was reported in this filing; the activity reflects equity compensation vesting rather than trading.
HERITAGE FINANCIAL CORP /WA/ director Jeffrey S. Lyon exercised equity awards into common shares. On May 1, 2026, he exercised 2,218 Restricted Stock Units, receiving the same number of Common Stock shares at a reference price of $27.61 per share. Following this transaction, his direct common stock holdings increased to 50,719 shares, and the reported Restricted Stock Units position was reduced to zero, reflecting a routine compensation-related conversion rather than an open‑market purchase or sale.
Heritage Financial Corp director Ann Watson exercised restricted stock units into common shares. On May 1, 2026, she converted 2,218 RSUs into the same number of Common Stock shares at an indicated value of $27.61 per share, with no open-market sale reported. After this transaction, she directly holds 26,121 Common Stock shares and no remaining restricted stock units from this award.
HERITAGE FINANCIAL CORP director Brian Charneski reported a compensation-related equity transaction. On May 1, 2026, he exercised 2,218 Restricted Stock Units into an equal number of Common Stock shares at $27.61 per share, bringing his directly held common shares to 44,709.
Heritage Financial Corp (HFWA) director Gail B. Giacobbe exercised restricted stock units into common shares. On May 1, 2026, 2,218 restricted stock units converted into 2,218 shares of common stock at a reported value of $27.61 per share, bringing her direct holdings to 9,977 shares.
HERITAGE FINANCIAL CORP (HFWA) director Brian L. Vance exercised equity awards into common shares. On May 1, 2026, he exercised 2,218 Restricted Stock Units at $27.61 per share, receiving the same number of Common Stock shares. After the transaction, he directly holds 102,342 Common Stock shares, and the reported Restricted Stock Unit position is reduced to zero. The filing shows no open-market sale, only a conversion of derivative securities into common shares.
Heritage Financial Corp director Karen R. Saunders exercised restricted stock units into common shares. On May 1, 2026, she converted 2,218 Restricted Stock Units into 2,218 shares of Common Stock at a reference price of $27.61 per share. All shares are held directly, and this filing shows an exercise-and-hold transaction with no reported share sale.
HERITAGE FINANCIAL CORP director Frederick B. Rivera exercised restricted stock units into common shares. He converted 2,218 restricted stock units into 2,218 shares of common stock at $27.61 per share. Following the transaction, he directly holds 7,190 shares of Heritage Financial common stock and no remaining RSUs from this grant.
HERITAGE FINANCIAL CORP (HFWA) director Kimberly T. Ellwanger exercised restricted stock units into common stock. On May 1, 2026, 2,218 restricted stock units converted into 2,218 shares of common stock at an indicated value of $27.61 per share. Following this derivative exercise, Ellwanger directly owns 35,037 shares of common stock. The filing shows no open-market sales, only the conversion of a derivative security into common shares, with no remaining derivative position reported in this Form 4.
Heritage Financial Corp EVP Chief Banking Officer Kelli Ann Wilson reported exercising restricted stock units into Common Stock on March 16, 2026. She acquired a total of 3,818 shares of Common Stock at a reported price of $24.89 per share through derivative exercises.
In a related transaction, 719 shares of Common Stock were withheld to cover tax obligations, a non‑market disposition coded as “F.” Following these transactions, Wilson directly holds 6,877 shares of Heritage Financial Common Stock.
HERITAGE FINANCIAL CORP /WA/ executive Sabrina C. Robison exercised restricted stock units into common shares as part of equity compensation. On 2026-03-16, she converted 4,038 restricted stock units into common stock at $24.89 per share and 744 shares were withheld to cover tax obligations. Following these transactions, she directly owns 33,647 shares of common stock. The footnotes indicate these awards were granted under the company’s 2023 and 2024 Omnibus Equity Plans and vest over three years, so the activity reflects routine vesting and settlement rather than open-market buying or selling.
Heritage Financial Corp EVP Chief Lending Officer Matthew T. Ray exercised restricted stock units into common shares of HFWA. On March 16, 2026, he converted a total of 4,516 RSUs into the same number of common shares at a stated value of $24.89 per share. 749 of these shares were withheld to cover tax obligations, and he now directly owns 26,427 shares of Heritage Financial common stock.
Heritage Financial Corp. President Bryan McDonald reported routine equity award activity. On 2026-03-16, he exercised restricted stock units and performance share units covering a total of 4,991 shares of Common Stock at a reported value of $24.89 per share.
Following these derivative exercises, 939 shares of Common Stock were disposed of to satisfy tax obligations, and McDonald directly held 35,115 shares of Common Stock. The awards were granted under the company’s omnibus equity plans and vest over three-year periods.
HERITAGE FINANCIAL CORP (HFWA) EVP and CFO Donald Hinson exercised equity awards into common stock. On March 16, 2026, he converted a total of 3,685 restricted stock units and performance share units into shares of common stock, reflecting vesting of prior grants under the company’s omnibus equity plans.
Following these exercises and a related tax-withholding transaction of 689 shares, Hinson directly owned 45,083 shares of common stock. The underlying awards include grants from 2023 and 2024 that vest over three years or upon meeting performance metrics, highlighting compensation tied to multi‑year performance and service.
Heritage Financial Corp executive Thomas J. Henning exercised restricted stock units into common stock as part of his equity compensation. He converted 5,116 restricted stock units into shares of Heritage Financial common stock at a reference price of $24.89 per share.
Following these transactions, Henning held 18,611 shares of common stock directly. The company withheld 938 shares to cover tax obligations, which is recorded as a disposition but is not an open-market sale. The remaining activity reflects routine equity awards vesting under the company’s omnibus equity plans.
Heritage Financial Corp (HFWA) executive William Glasby exercised restricted stock units into common shares. On March 16, 2026, he converted 5,291 RSUs into the same number of shares of common stock at a reference price of $24.89 per share.
Of these shares, 1,338 were withheld to cover tax obligations, a non-market disposition, leaving Glasby with 12,908 shares of common stock held directly. The RSUs were granted under the company’s omnibus equity plans and vest over three years, reflecting routine equity-based compensation rather than open-market buying or selling.
Heritage Financial Corp executive Amy E. Curran reported routine equity compensation activity. On March 16, 2026, she exercised and converted restricted stock units into 5,040 shares of Heritage Financial common stock, at a reference price of $24.89 per share as disclosed in the filing.
These transactions reflect vesting and settlement of multiple restricted stock unit awards granted under the company’s omnibus equity plans, where each unit converts into one common share upon vesting. As part of the same event, 918 common shares were withheld to cover tax obligations, a non-market disposition that does not represent an open-market sale. After these transactions, Curran directly held 29,453 shares of Heritage Financial common stock, indicating that the withholding was a relatively small portion of her overall position and that she retained the majority of the newly acquired shares.
Heritage Financial Corp. EVP and Chief Credit Officer Tony Chalfant exercised equity awards and received common stock in lieu of restricted and performance share units. On March 16, 2026, he converted derivative awards into 3,128 shares of common stock at a transaction price of $24.89 per share.
As part of these vesting events, 583 common shares were withheld to cover tax obligations, a non-market disposition. Following the transactions, Chalfant directly holds 22,415 shares of Heritage Financial common stock. These actions reflect routine equity compensation vesting and related tax withholding.
Heritage Financial Corp. President Bryan McDonald reported awards of equity-based compensation. On February 25, 2026, he acquired 7,081 Performance Share Units and 7,081 Restricted Stock Units at a reference price of $27.54 per unit, both held directly.
The performance share units have a three-year cliff vesting schedule, vesting on March 15, 2029. The restricted stock units vest on a three-year ratable schedule with final vesting also on March 15, 2029, indicating these are long-term incentive awards rather than open-market purchases.
Hinson Donald reported acquisition or exercise transactions in this Form 4 filing.
Heritage Financial Corp. EVP and Chief Financial Officer Donald Hinson received new equity awards. On February 25, 2026, he was granted 3,269 Performance Share Units at $27.54 per unit and 3,269 Restricted Stock Units at $27.54 per unit, all held directly.
The Performance Share Units are labeled "PSU Grant 2026" and have three-year cliff vesting, scheduled to vest on March 15, 2029. The Restricted Stock Units, labeled "RSU Grant 2026", vest ratably over three years, with final vesting on March 15, 2029. After these grants, he holds 3,269 units in each award type.
Glasby William reported acquisition or exercise transactions in this Form 4 filing.
Heritage Financial Corp. executive vice president and chief information officer William Glasby received a grant of 5,538 restricted stock units of company stock. The award was granted at no cost to him and will vest in equal installments over three years, with final vesting on March 15, 2029. After this grant, he holds 5,538 restricted stock units directly.
HERITAGE FINANCIAL CORP executive Tony Chalfant, EVP Chief Credit Officer, reported equity-based compensation awards. He acquired 2,757 Performance Share Units and 2,757 Restricted Stock Units, both granted on February 25, 2026. The PSUs have a three-year cliff vesting ending March 15, 2029, while the RSUs vest ratably over three years with final vesting on March 15, 2029.
Ray Matthew T. reported acquisition or exercise transactions in this Form 4 filing.
Heritage Financial Corp. reported that EVP Chief Lending Officer Matthew T. Ray received equity-based compensation awards. On February 25, 2026, he was granted 2,755 Performance Share Units and 2,755 Restricted Stock Units at a reference price of $27.54 per unit.
The performance share units have a three-year cliff vesting schedule ending on March 15, 2029. The restricted stock units vest ratably over three years, with final vesting also on March 15, 2029. These are awards, not open-market purchases or sales.
Heritage Financial Corp. executive Amy E. Curran, EVP Director Commercial Lending, reported the acquisition of 5,355 Restricted Stock Units as an equity award. The RSUs were granted on February 25, 2026 and vest ratably over three years, with final vesting on March 15, 2029.
Heritage Financial Corp. executive vice president and chief operating officer Nicholas M. Bley reported the acquisition of equity-based awards in the form of restricted stock units and performance share units. These are compensation grants rather than open-market stock purchases.
On February 25, 2026, he received 3,021 restricted stock units and 3,021 performance share units, each valued using a reference price of $27.54 per share. Footnotes indicate the awards carry a $0.00 exercise or purchase price, meaning no cash outlay is required by Bley.
The restricted stock units vest ratably over three years, with final vesting on March 15, 2029, while the performance share units vest on a three-year cliff schedule on March 15, 2029. Both awards are held as direct ownership and represent part of his long-term incentive compensation.
HERITAGE FINANCIAL CORP /WA/ reported an insider equity award for EVP and Chief Risk Officer Thomas J. Henning. He acquired 5,225 Restricted Stock Units (RSUs) as a grant at a reference price of $27.54 per unit, with no cash paid for the award, as indicated by a $0.00 footnote. The RSUs vest on a three-year ratable schedule, with final vesting on March 15, 2029. Following this transaction, Henning holds 5,225 RSUs directly as part of his compensation, rather than through any open-market purchase or sale.
Wilson Kelli Ann reported acquisition or exercise transactions in this Form 4 filing.
Heritage Financial Corp. reported that EVP and Chief Banking Officer Kelli Ann Wilson received a grant of 5,037 Restricted Stock Units on February 25, 2026. The RSUs were awarded at a reference price of $27.54 per share with a grant price of $0.00.
The award features a three-year ratable vesting schedule, with final vesting on March 15, 2029. Following this transaction, Wilson’s directly held RSU balance reported in this filing is 5,037 units, reflecting this new equity-based compensation grant rather than any open-market share purchase or sale.
Robison Sabrina C reported acquisition or exercise transactions in this Form 4 filing.
Heritage Financial Corp reported that EVP Chief HR Officer Sabrina C. Robison received a grant of 4,860 restricted stock units on February 25, 2026, at a reference price of $27.54 per unit. The award vests ratably over three years, with final vesting on March 15, 2029.