Every Form 4 that Norwood Financial Corp (NWFL) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NWFL and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NWFL filings page.
Norwood Financial Corp director Ronald R. Schmalzle bought additional company stock in an indirect account. On August 5, 2025, he made an open-market purchase of 600 shares of common stock at $24.35 per share through an IRA.
After this transaction, his IRA indirectly holds 27,068 shares. He also directly owns 8,115 shares and has 825 restricted shares, which vest in three equal installments beginning on December 15, 2025 and annually thereafter while he continues serving the company.
NORWOOD FINANCIAL CORP director Ronald R. Schmalzle reported an open-market purchase of 700 shares of Common Stock at $30.19 per share through an IRA, increasing his indirect IRA holdings to 27,168 shares.
He also reports 9,390 shares held directly and two restricted stock awards of 825 and 550 shares. According to the disclosure, these restricted stock awards vest in three equal installments beginning on December 15, 2025 and December 15, 2026, respectively, subject to continued service.
NORWOOD FINANCIAL CORP director Ronald R. Schmalzle received an award of 700 shares of Common Stock credited to an IRA. The award is recorded as a grant or other acquisition at a reference price of $30.19 per share, reflecting compensation rather than an open-market purchase.
Following this award, his indirect IRA holdings increased to 27,168 shares. The filing also lists 9,390 shares held directly and additional indirect restricted stock positions of 825 and 550 shares. Footnotes state that related awards vest in three equal installments beginning on December 15, 2025 and December 15, 2026, subject to continued service.
LAMONT KEVIN M reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Kevin M. Lamont received a grant of 45 shares of common stock at $30.20 per share as a director retainer under the 2024 Equity Incentive Plan. Following this award, he directly holds 135,960 common shares and also reports several indirect restricted stock and spouse holdings that vest over multiple future December dates.
Matergia Ralph A reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Ralph A. Matergia reported an equity award of 45 shares of Common Stock on May 11, 2026. The shares were granted at a price of $30.20 per share as a director retainer under the 2024 Equity Incentive Plan.
After this grant, Matergia directly holds 26,518 common shares. The filing also lists several blocks of indirectly held restricted stock, with awards scheduled to vest in installments beginning on December 14, 2022, December 13, 2023, December 12, 2024, December 15, 2025, and December 15, 2026 during continued service.
Nacinovich Marissa S reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Marissa S. Nacinovich received a stock award as part of director compensation. She was granted 45 shares of common stock at $30.20 per share, increasing her direct holdings to 484 shares. She also indirectly holds 825 restricted shares. The director retainer shares were issued under the 2024 Equity Incentive Plan and vest in three equal installments beginning on December 15, 2026 and annually thereafter, subject to continued service.
Nolan Alexandra K reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Alexandra K. Nolan reported a small equity award. She received a grant of 45 shares of common stock at $30.20 per share as director retainer shares under the 2024 Equity Incentive Plan, bringing her directly held common stock to 2,806 shares. The filing also lists indirect holdings of restricted stock and trust-owned shares, including 65,306 shares held by the Alexandra K. Nolan Trust and 217,077 shares held by the Michael C. Nolan Trust. Footnotes state that multiple restricted stock awards vest in equal annual installments beginning on December 14, 2022, December 13, 2023, December 12, 2024, December 15, 2025, and December 15, 2026, contingent on continued service.
PHILLIPS KENNETH A reported acquisition or exercise transactions in this Form 4 filing.
Norwood Financial Corp director Kenneth A. Phillips reported a new equity award of common stock. On May 11, 2026, he received a grant of 45 shares of Norwood Financial common stock at $30.20 per share as director retainer shares issued under the 2024 Equity Incentive Plan. Following this compensation-related award, his directly held common stock position is 15,805 shares. The filing also lists several indirect restricted stock holdings, each subject to vesting in scheduled installments between December 2022 and December 2026, contingent on continued service as an employee, outside director or director emeritus.
Schmalzle Ronald R reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Ronald R. Schmalzle received an award of 45 shares of Common Stock on May 11, 2026 as Director Retainer Shares under the 2024 Equity Incentive Plan at $30.20 per share. Following this grant, he holds 9,390 shares directly and additional indirect holdings, including restricted stock and shares in an IRA. The award vests in three equal installments beginning on December 15, 2025 during continued service.
Shook James reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director James Shook received a small stock award as part of his board compensation. On May 11, 2026, he was granted 45 shares of common stock at $30.20 per share as director retainer shares under the 2024 Equity Incentive Plan.
The award vests in three equal installments beginning on December 15, 2026 and then annually, conditioned on continued service as an employee, outside director, or director emeritus. Following this grant, Shook directly holds 9,398 common shares and indirectly holds 825 restricted shares.
NORWOOD FINANCIAL CORP director Spencer J. Andress reported a compensation-related stock grant. On 2026-05-11, he acquired 45 shares of common stock at $30.20 per share, described as Director Retainer Shares issued under the 2024 Equity Incentive Plan.
Following this grant, Andress directly owns 8,325 shares of Norwood Financial common stock. A separate holding entry shows an additional 7,247 shares held indirectly through Comprehensive Planner Ltd., reflecting an associated position managed in that entity’s name.
Carroll Joseph W reported acquisition or exercise transactions in this Form 4 filing.
Norwood Financial Corp director Joseph W. Carroll received 45 shares of common stock as a director retainer on an award basis. The shares were granted at a price of $30.20 per share under the 2024 Equity Incentive Plan, increasing his direct holdings to 41,739 shares.
He also reports indirect ownership of Norwood Financial common stock, including 1,100 shares by spouse IRA, 1,100 shares by IRA, and 7,247 shares by spouse, reflecting various retirement and family accounts rather than market purchases or sales.
NORWOOD FINANCIAL CORP director Andrew Forte increased his stake through a mix of open-market buying and equity awards. On May 12, 2026, he purchased 270 shares of common stock in an IRA at $29.58 per share in an open-market transaction. On May 11, 2026, he also acquired 55 "Director Retainer Shares" under the 2024 Equity Incentive Plan at a grant value of $30.20 per share. Following these moves, Forte directly holds 12,172 common shares, with 7,624 additional shares held indirectly in an IRA and further indirect holdings in restricted stock and Forte, Inc., with those awards vesting over several years subject to continued service.
Gifford Jeffrey S reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Jeffrey S. Gifford reported a routine equity compensation grant. He received 45 shares of common stock as a grant at $30.20 per share, described as Director Retainer Shares issued under the 2024 Equity Incentive Plan. Following this award, his directly held common stock position is 26,682 shares, with additional indirect holdings through restricted stock, IRA and family accounts. Footnotes state that related awards vest in scheduled annual installments beginning on specified December dates, contingent on continued service.
Hungerford Meg L reported acquisition or exercise transactions in this Form 4 filing.
Norwood Financial Corp director Meg L Hungerford received a small stock grant as part of her board compensation. On 2026-05-11, she was awarded 45 shares of common stock at $30.20 per share, described as Director Retainer Shares issued under the 2024 Equity Incentive Plan. Following this grant, she directly holds 6,243 common shares. The filing also lists several indirect holdings categorized as restricted stock and custodial accounts for children, each with relatively modest share counts, reflecting long-term incentive and family-related positions rather than open-market trading.
NORWOOD FINANCIAL CORP director Joseph W. Carroll reported multiple open-market purchases of Common Stock on 2026-05-05. He bought a total of 672 shares at prices between $29.42 and $29.46 per share, through both direct holdings and indirect accounts including his spouse and IRAs. Following these transactions, he holds over 41,000 shares directly, plus additional indirect holdings such as 7,247 shares reported as owned by his spouse.
NORWOOD FINANCIAL CORP director Joseph W. Carroll reported an open-market purchase of 180 shares of Common Stock at $29.61 per share, held indirectly through an IRA. After this transaction, that IRA holding increased to 904 shares. As of the same date, he also reported 724 shares held through his spouse’s IRA, 7,247 shares held by his spouse, and 41,594 shares held directly in his name, underscoring a sizable combined ownership position across direct and indirect accounts.
NORWOOD FINANCIAL CORP director James Shook bought additional company stock in an open-market transaction. On April 30, 2026, he purchased 375 shares of Common Stock at a price of $29.06 per share, bringing his direct ownership to 9,353 shares.
He also has 825 shares of Common Stock reported as indirect ownership classified as Restricted Stock. According to the award terms, these restricted shares vest in three equal installments beginning on December 15, 2026 and annually thereafter, contingent on his continued service in an eligible role.
NORWOOD FINANCIAL CORP EVP & CFO John Martin McCaffery Jr reported an open-market purchase of 1,000 shares of common stock at $29.44 per share, held indirectly in an IRA. Following this transaction, that IRA position holds 4,000 common shares.
The filing also updates several indirect restricted stock awards and a direct holding of common stock, reflecting post-transaction balances of 2,000, 1,200 and 804 restricted shares, plus 1,500 directly held shares, subject to the specific vesting schedules described in the awards.
NORWOOD FINANCIAL CORP President & CEO James O. Donnelly reported an open-market purchase of 100 shares of Common Stock at $29.06 per share through an IRA on April 29, 2026. Following this trade, that IRA holds 300 shares indirectly. The filing also restates several indirect restricted stock awards and a direct holding of 11,700 common shares. Footnotes show these restricted awards vest over multi-year schedules, with some vesting 70% after one year and others in five equal annual installments beginning on specified December dates.
Shook James reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director James Shook received a stock award, increasing his holdings. He was granted 45 shares of Common Stock at $30.39 per share as Director Retainer Shares issued under the 2024 Equity Incentive Plan.
After this grant, he directly owns 8,978 shares of Common Stock. He also has an indirect holding of 825 Restricted Stock shares. The award vests in three equal installments beginning on December 15, 2026 and annually thereafter, subject to continued service.
Carroll Joseph W reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Joseph W. Carroll received an equity grant of 45 shares of Common Stock at $30.39 per share on April 10, 2026. The footnote states these are Director Retainer Shares issued under the 2024 Equity Incentive Plan, reflecting routine board compensation rather than an open-market purchase.
Following this award, Carroll directly holds 41,594 Common Stock shares. He also has indirect holdings reported as 7,247 shares held by his spouse, 724 shares held in his IRA, and 724 shares held in his spouse’s IRA.
Hungerford Meg L reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Meg L. Hungerford received a grant of 45 shares of common stock on April 10, 2026 at $30.39 per share as director retainer shares under the 2024 Equity Incentive Plan. This is a compensation-related award, not an open-market purchase.
Following the grant, she directly holds 6,198 common shares. She also reports indirect holdings, including 990 shares as custodian for children and several restricted stock awards that vest in equal annual installments beginning on specified December dates, subject to continued service.
LAMONT KEVIN M reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Kevin M. Lamont received a stock award rather than making an open-market trade. On April 10, 2026, he was granted 45 shares of common stock at $30.39 per share as Director Retainer Shares under the 2024 Equity Incentive Plan.
Following this grant, Lamont directly holds 135,915 common shares, with additional indirect holdings listed for his spouse and several restricted stock awards that vest over time in equal annual installments beginning on specified December dates.
Andress Spencer J reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Spencer J. Andress received a grant of 45 shares of Common Stock as director compensation. The shares were awarded at a reference price of $30.39 per share as Director Retainer Shares issued under the 2024 Equity Incentive Plan, rather than through an open-market purchase.
Following this grant, Andress holds 8,280 shares directly and an additional 7,247 shares indirectly through Comprehensive Planner Ltd., reflecting a relatively small, routine equity-based compensation award for board service.
Gifford Jeffrey S reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Jeffrey S. Gifford received a grant of 45 shares of Common Stock on April 10, 2026 at a value of $30.39 per share. The filing describes these as Director Retainer Shares issued under the company’s 2024 Equity Incentive Plan.
After the grant, Gifford directly owns 26,637 Common shares. He also reports several indirect holdings through a spouse, IRAs, custodial accounts for family members, and multiple restricted stock awards that vest over time, reflecting a meaningful long-term equity alignment with NORWOOD FINANCIAL CORP.
FORTE ANDREW reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Andrew Forte reported a grant of 55 shares of Common Stock at $30.39 per share. These Director Retainer Shares were issued under the 2024 Equity Incentive Plan and increased his directly held stake to 12,117 shares.
Forte also reports indirect holdings, including shares held in an IRA and through Forte, Inc., as well as several restricted stock awards. The footnotes state these awards vest in equal annual installments beginning on specific December dates from 2022 through 2026, conditioned on continued service as an employee or director.
Schmalzle Ronald R reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Ronald R. Schmalzle received a grant of 45 shares of common stock on April 10, 2026 at $30.39 per share as Director Retainer Shares under the 2024 Equity Incentive Plan. After this award, he directly holds 9,345 shares. He also has indirect holdings of 26,468 shares in an IRA and restricted stock positions of 550 and 825 shares that vest in three equal annual installments beginning on December 15, 2025 and December 15, 2026, subject to continued service.
PHILLIPS KENNETH A reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Kenneth A. Phillips received a grant of 45 shares of Common Stock on April 10, 2026, valued at $30.39 per share, as Director Retainer Shares issued under the 2024 Equity Incentive Plan. Following this award, he holds 15,760 shares directly, and the filing also lists several indirect restricted stock holdings that vest in equal installments beginning on various December dates from 2022 through 2026, contingent on continued service.
Nolan Alexandra K reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Alexandra K. Nolan reported an equity award rather than a market trade. She received a grant of 45 shares of common stock at $30.39 per share as Director Retainer Shares under the 2024 Equity Incentive Plan, increasing her direct holdings to 2,761 shares.
The filing also lists indirect ownership through the Michael C. Nolan Trust with 217,077 shares and the Alexandra K. Nolan Trust with 65,306 shares, plus several restricted stock awards. These restricted stock grants vest in installments over multiple years beginning on December 14, 2022, December 13, 2023, December 12, 2024, December 15, 2025, and December 15, 2026, contingent on continued service.
Nacinovich Marissa S reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Marissa S. Nacinovich reported receiving an equity award of 45 shares of Common Stock on April 10, 2026. The award, described as Director Retainer Shares under the 2024 Equity Incentive Plan, was valued at $30.39 per share.
After this grant, she holds 439 Common Stock shares directly and 825 shares indirectly as Restricted Stock. The new award vests in three equal installments beginning on December 15, 2026 and annually thereafter, conditioned on continued service in an eligible board role.
Matergia Ralph A reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Ralph A. Matergia received an equity grant of 45 shares of Common Stock on April 10, 2026 at $30.39 per share. This award, described as Director Retainer Shares under the 2024 Equity Incentive Plan, increased his directly held position to 26,473 shares.
He also reports several indirect Restricted Stock holdings, which vest in scheduled installments beginning on December 14, 2022, December 13, 2023, December 12, 2024, December 15, 2025, and December 15, 2026, subject to continued service as an employee, outside director or director emeritus.
Andress Spencer J reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Spencer J. Andress received a grant of 46 shares of Common Stock at $29.40 per share as director retainer compensation. The footnote explains these are Director Retainer Shares issued under the 2024 Equity Incentive Plan, making this a routine, compensation-related equity award rather than a market purchase.
Following the grant, Andress directly holds 8,235 shares of Common Stock. In addition, 7,247 shares are reported as held indirectly through Comprehensive Planner Ltd., reflecting an associated entity position separate from his direct ownership.
FORTE ANDREW reported acquisition or exercise transactions in this Form 4 filing.
Norwood Financial Corp director Andrew Forte reported a stock award of 57 shares of Common Stock at $29.40 per share. The shares were issued as Director Retainer Shares under the 2024 Equity Incentive Plan. Following the grant, Forte holds 12,062 shares directly, alongside additional indirect holdings in an IRA, Forte, Inc., and multiple restricted stock awards that vest in scheduled annual installments beginning on various December dates from 2022 through 2026.
Gifford Jeffrey S reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Jeffrey S. Gifford received a stock grant rather than buying shares on the market. He was awarded 46 shares of common stock as director retainer shares under the 2024 Equity Incentive Plan at $29.40 per share, bringing his direct holdings to 26,592 shares. He also reports additional indirect holdings through a spouse, IRAs, custodial accounts and restricted stock awards, some of which vest in equal annual installments beginning on various December dates from 2022 through 2026, conditioned on continued service.
Hungerford Meg L reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Meg L. Hungerford received a grant of 46 shares of Common Stock on March 11, 2026 at $29.40 per share, reported as a compensation-related award. Following this grant, she holds 6,153 shares directly.
The filing also lists indirect holdings, including 990 shares held as custodian for children and several restricted stock awards with post‑transaction balances of 40, 280, 420, 550, 82 and 825 shares. Footnotes state these awards vest in installments beginning on various December dates from 2022 through 2026, conditioned on continued service.
Shook James reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director James Shook received a grant of 46 shares of common stock on March 11, 2026 at $29.40 per share. These Director Retainer Shares were issued under the 2024 Equity Incentive Plan and vest in three equal installments beginning on December 15, 2026 and annually thereafter during continued service. Following this award, he holds 8,933 shares directly and 825 shares indirectly as restricted stock.
PHILLIPS KENNETH A reported acquisition or exercise transactions in this Form 4 filing.
Norwood Financial Corp director Kenneth A. Phillips received a stock grant of 46 shares of Common Stock at $29.40 per share. This award is described as Director Retainer Shares issued under the 2024 Equity Incentive Plan. Following the grant, he directly holds 15,715 Common shares. The filing also shows several indirect Restricted Stock positions with specified vesting schedules that generally vest in equal installments beginning on various December dates between 2022 and 2026, contingent on continued service as an employee, outside director or director emeritus.
Schmalzle Ronald R reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Ronald R. Schmalzle received a grant of 46 shares of common stock on March 11, 2026 at $29.40 per share as director retainer shares under the 2024 Equity Incentive Plan. After this award, he holds 9,300 shares directly, plus additional indirect IRA and restricted stock holdings.
Norwood Financial Corp director Alexandra K. Nolan received 46 shares of Common Stock as a stock award on March 11, 2026 at $29.40 per share. This is classified as a grant or other acquisition under a company equity plan, not an open-market purchase.
Following the award, she directly holds 2,716 common shares. The filing also lists significant indirect holdings, including 217,077 shares held through the Michael C. Nolan Trust and 65,306 shares through the Alexandra K. Nolan Trust, plus several smaller restricted stock awards that vest over future years.
Nacinovich Marissa S reported acquisition or exercise transactions in this Form 4 filing.
Norwood Financial Corp director Marissa S. Nacinovich received a stock grant rather than buying shares on the market. She was awarded 46 shares of common stock at $29.40 per share as part of her director retainer under the 2024 Equity Incentive Plan. After this grant, she directly owns 394 common shares. She also has 825 common shares reported as indirect restricted stock. The new award vests in three equal installments beginning on December 15, 2026 and annually thereafter, as long as she continues serving in an eligible role.
Matergia Ralph A reported acquisition or exercise transactions in this Form 4 filing.
Norwood Financial Corp director Ralph A. Matergia received a stock grant of 46 shares of Common Stock at $29.40 per share on March 11, 2026. This grant is classified as a director retainer award under the 2024 Equity Incentive Plan and is compensation rather than an open-market purchase.
Following the grant, Matergia directly holds 26,428 Common Stock shares. The filing also lists several indirect restricted stock awards that vest in scheduled installments beginning on December 14, 2022, December 13, 2023, December 12, 2024, December 15, 2025, and December 15, 2026, contingent on continued board or related service.
Norwood Financial Corp director Kevin M. Lamont received a small stock award as part of board compensation. On March 11, 2026, he acquired 46 shares of common stock as a grant at $29.40 per share, described as Director Retainer Shares issued under the 2024 Equity Incentive Plan.
After this grant, Lamont directly owns 135,870 common shares. The filing also lists additional indirect holdings through a spouse and several restricted stock awards that vest over multi‑year schedules beginning on various December dates from 2022 through 2026.
Carroll Joseph W reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Joseph W. Carroll received an award of 46 shares of Common Stock on March 11, 2026. The shares were granted at $29.40 per share as Director Retainer Shares issued under the 2024 Equity Incentive Plan, increasing his directly held stake to 41,549 shares.
He also reports additional indirect holdings through his spouse and IRA accounts, showing that this filing reflects compensation-related equity, not an open-market purchase or sale.
Norwood Financial Corp director Jeffrey S. Gifford reported routine equity compensation grants in the form of common stock. On 04/10/2025, 07/10/2025, 10/10/2025, 01/12/2026, and 02/11/2026 he acquired 123, 117, 116, 105, and 43 shares, respectively, as director retainer shares issued under the 2024 Equity Incentive Plan, at prices between $24.33 and $31.62 per share. After these transactions he directly held 26,546 common shares, with additional indirect holdings through spouse, custodial, IRA, and restricted stock positions.
Nacinovich Marissa S reported acquisition or exercise transactions in a Form 4 filing for NWFL. The filing lists transactions totaling 148 shares at a weighted average price of $29.35 per share. Following the reported transactions, holdings were 348 shares.
Norwood Financial Corp director Kenneth A. Phillips reported a series of small stock awards, described as Director Retainer Shares issued under the 2024 Equity Incentive Plan. He acquired 123, 117, 116, 105 and 43 shares of common stock on April 10, 2025, July 10, 2025, October 10, 2025, January 12, 2026 and February 11, 2026, respectively, at prices between $24.33 and $31.62 per share, bringing his directly held common stock to 15,669 shares.
The filing also lists several indirect holdings of restricted stock (40, 280, 420, 550, 82 and 825 shares), with awards scheduled to vest in equal installments beginning on December 14, 2022, December 13, 2023, December 12, 2024, December 15, 2025 and December 15, 2026, subject to continued service.
Hungerford Meg L reported acquisition or exercise transactions in a Form 4 filing for NWFL. The filing lists transactions totaling 504 shares at a weighted average price of $26.45 per share. Following the reported transactions, holdings were 6,107 shares.
Matergia Ralph A reported acquisition or exercise transactions in a Form 4 filing for NWFL. The filing lists transactions totaling 504 shares at a weighted average price of $26.45 per share. Following the reported transactions, holdings were 26,382 shares.
Gifford Jeffrey S reported acquisition or exercise transactions in a Form 4 filing for NWFL. The filing lists transactions totaling 504 shares at a weighted average price of $27.04 per share. Following the reported transactions, holdings were 26,519 shares.