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SoFi Technologies, Inc. (SOFI) SEC Filings, Jun-Jul 2025

SOFI NASDAQ

SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.

Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.

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SoFi Technologies (SOFI) EVP Kelli Keough reported a significant insider transaction on June 20, 2025, selling 10,267 shares at a weighted average price of $15.2224 per share (ranging from $15.02 to $15.57). The total transaction value amounts to approximately $156,300.

Key details of the transaction:

  • The sale was executed according to a pre-established Rule 10b5-1 Trading Plan adopted on May 21, 2024
  • Following the transaction, Keough retains direct ownership of 255,467 shares
  • The transaction was completed in multiple trades within the specified price range

This insider sale by a senior executive provides important information for investors monitoring insider trading patterns at SoFi Technologies. The structured nature of the sale through a 10b5-1 plan suggests this was a planned transaction rather than a reactive market decision.

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SoFi Technologies (SOFI) Chief Technology Officer Jeremy Rishel has reported a significant insider transaction on June 20, 2025. The executive sold 66,847 shares at a price of $15.55 per share, resulting in a transaction value of approximately $1.04 million.

Following the transaction, Rishel continues to hold 724,321 shares directly. The sale was executed according to a Rule 10b5-1 Trading Plan established on May 23, 2024, which provides a pre-scheduled trading framework to help avoid accusations of insider trading.

Key transaction details:

  • Transaction Type: Sale of Common Stock
  • Ownership Type: Direct Ownership
  • Trading Plan: Executed under Rule 10b5-1
  • Filing Status: Form 4 filed within required timeframe
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SoFi Technologies, Inc. (SOFI) filed a Form 144 indicating that Kelli Keough intends to sell 31,112 common shares through J.P. Morgan Securities on or about 20 June 2025. The filing lists an aggregate market value of $477,880, implying a transaction price based on recent market quotations. The shares represent an immaterial fraction of the company’s 1,105,363,096 shares outstanding.

The document also discloses Keough’s prior sales over the last three months: 11,181 shares on 21 Apr 2025, 11,520 shares on 20 May 2025, and 59,962 shares on 17 Jun 2025, generating combined gross proceeds of $1,152,744. The current sale arises from the vesting of restricted stock units on 14 Jun 2025 and is classified as compensation.

No comments were provided in the remarks section, and there is no indication of a Rule 10b5-1 trading plan adoption date. By signing the notice, the filer asserts the absence of undisclosed material adverse information, as required under Rule 144.

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SoFi Technologies, Inc. (SOFI) – Form 144 insider sale notice. The filing discloses that Jeremy D. Rishel has notified the SEC of an intention to sell 66,847 common shares on or about 20 June 2025. The shares were acquired through restricted-stock vesting on 14 June 2025 and will be routed through Fidelity Brokerage Services LLC for execution on the NASDAQ.

The planned sale represents an estimated market value of $1.04 million based on the filing’s reference price, and equals roughly 0.006% of SoFi’s 1.11 billion shares outstanding, indicating an immaterial dilution impact. However, it follows prior insider sales by the same individual over the last three months:

  • 68,625 shares on 20 Mar 2025 for $867,420
  • 140,494 shares on 17 Jun 2025 for $2,059,333
Combined with the new notice, Mr. Rishel will have disposed of 276,0​00+ shares for ~$3.97 million within a single quarter.

No adverse, non-public information is claimed by the filer, and the disclosure appears routine under Rule 144. Nonetheless, the consecutive insider sales could be interpreted by some investors as a negative sentiment signal, albeit the absolute quantities are small relative to float.

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Derek J. White, CEO of Galileo at SoFi Technologies (SOFI), reported significant insider transactions on June 16-17, 2025:

  • Acquired 152,759 shares through RSU settlements: - 148,404 shares from previous grants (2021-2024) - 4,355 shares from March 2025 grant
  • Disposed of 64,467 shares at $14.658 per share to satisfy tax withholding obligations
  • Following these transactions, White directly owns 1,049,383 shares
  • Maintains additional unvested RSUs: - 509,227 units from 2021-2024 grants - 256,997 units from 2025 grant

These transactions reflect scheduled RSU vesting events and associated tax-related share sales, rather than discretionary trading activity. The substantial holdings indicate significant alignment with shareholder interests.

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FAQ

How many SoFi Technologies (SOFI) SEC filings are available on StockTitan?

StockTitan tracks 186 SEC filings for SoFi Technologies (SOFI), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SoFi Technologies (SOFI)?

The most recent SEC filing for SoFi Technologies (SOFI) was filed on July 31, 2025.