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SoundHound AI, Inc. Warrant Form 4 Filings

SOUNW NASDAQ

Every Form 4 that SoundHound AI, Inc. Warrant (SOUNW) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow SOUNW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SOUNW filings page.

Rhea-AI Summary

SoundHound AI, Inc. (SOUN) director Diana Sroka reported selling 1,552 shares of Class A Common Stock on September 17, 2026 at $6.11 per share in an open-market transaction. Following this sale, she directly holds 171,719 shares, and the trade was made under a Rule 10b5-1 trading plan adopted in May 2026.

Rhea-AI Summary

SOUNDHOUND AI, INC. (SOUN) reported that Chief Operating Officer Michael Zagorsek sold 71,113 shares of Class A Common Stock on September 15, 2026 in a sale described as an open market or private transaction at $6.3286 per share. According to the company’s disclosure, this sale was made to satisfy tax withholding obligations arising from the vesting of restricted stock units granted to him on several prior dates. After this transaction, he directly holds 2,600,231 shares of Class A Common Stock, and no Rule 10b5-1 trading plan is reported for this sale.

Rhea-AI Summary

SOUNDHOUND AI, INC. (SOUN) reported that Chief Product Officer and director James Ming Hom sold 38,730 shares of Class A common stock on September 15, 2026 at an average price of $6.3286 per share in an open market or private transaction. According to the company’s disclosure, this sale was made to satisfy tax withholding obligations arising from the vesting of restricted stock units granted to him on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026. After this sale, he directly holds 1,105,555 shares of Class A common stock, and no Rule 10b5-1 trading plan is reported for this transaction.

Rhea-AI Summary

SOUNDHOUND AI, INC. (SOUN) reported that Majid Emami, CSO & SVP, Engineering and a ten percent owner, sold 38,730 shares of Class A Common Stock on September 15, 2026 at $6.3286 per share. The sale was made to satisfy tax withholding obligations tied to vesting restricted stock units. Following this transaction, Emami directly holds 834,253 shares of Class A Common Stock, and no Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

SOUNDHOUND AI, INC. (SOUN) reported that CEO and director Keyvan Mohajer sold 137,290 shares of Class A common stock on September 15, 2026 at an average price of $6.3286 per share. According to the disclosure, the sale was made to satisfy tax withholding obligations arising from the vesting of restricted stock units granted on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026. Following this transaction, Mohajer directly holds 3,684,947 shares of Class A common stock. No Rule 10b5-1 trading plan is reported for this transaction.

Rhea-AI Summary

SOUNDHOUND AI, INC. (SOUN) reported that Chief Operating Officer Michael Zagorsek received equity awards of Class A Common Stock on July 30, 2026. He was granted 750,000 restricted stock units that vest in 36 equal monthly installments and 250,000 performance stock units whose vesting depends on stock price targets during a performance window ending July 30, 2029.

The amended Form 4 also corrects the grant date from July 31, 2026, to July 30, 2026, and notes the acquisition of 1,847 shares in May 2026 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

SOUNDHOUND AI, INC. (SOUN) reports that Chief Product Officer and director James Ming Hom received a grant of 400,000 restricted stock units of Class A Common Stock on July 30, 2026 under the company’s 2022 Incentive Award Plan. The grant vests in 36 equal monthly installments. The amendment also corrects the prior reported grant date and notes that his holdings now reflect 764 shares acquired in May 2026 through the 2022 Employee Stock Purchase Plan, bringing his direct ownership to 1,144,285 shares after these updates.

Rhea-AI Summary

SOUNDHOUND AI, INC. (symbol: SOUN) is the issuer of record for a Form 4/A filing submitted to the SEC. EMAMI MAJID reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. (SOUN) reports that Chief Strategy Officer and SVP, Engineering, Majid Emami received a grant of 400,000 shares of Class A Common Stock in the form of restricted stock units under the 2022 Incentive Award Plan on July 30, 2026. These RSUs vest in 36 equal monthly installments, and following this grant Emami directly holds 872,983 shares. The Form 4/A amends a prior filing solely to correct the grant date from July 31, 2026 to July 30, 2026.

Rhea-AI Summary

SOUNDHOUND AI, INC. reported that CEO, director and ten percent owner Keyvan Mohajer received two equity awards of Class A Common Stock effective July 30, 2026, and this Form 4/A corrects the previously reported grant date. The awards comprise 1,500,000 restricted stock units vesting in 36 equal monthly installments and 375,000 Performance Stock Units, which may convert into shares if stock-price performance conditions are met by July 30, 2029. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

SOUNDHOUND AI, INC. (symbol: SOUN) is the issuer of record for a Form 4/A filing submitted to the SEC. MARCUS LAWRENCE reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. (SOUN) reported that director Marcus Lawrence received a grant of 4,000 restricted stock units of Class A Common Stock on July 30, 2026 under the company’s 2022 Incentive Award Plan. These units vest in four equal quarterly installments, bringing his direct holdings to 116,631 shares.

This Form 4/A amends a prior report solely to correct the grant date from July 31, 2026, to July 30, 2026; no other terms of the award are changed, and no Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

SOUNDHOUND AI, INC. (symbol: SOUN) is the issuer of record for a Form 4/A filing submitted to the SEC. Ball Eric R. reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. (SOUN) director Eric R. Ball reported an amended Form 4 for an equity award. On July 30, 2026, he received a grant of 4,000 restricted stock units of Class A Common Stock under the company’s 2022 Incentive Award Plan, vesting in four equal quarterly installments. Following this grant, he directly holds 153,500 shares of Class A Common Stock. The amendment corrects the previously reported grant date from July 31, 2026, to July 30, 2026, and no Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

SOUNDHOUND AI, INC. (symbol: SOUN) is the issuer of record for a Form 4/A filing submitted to the SEC. SROKA DIANA reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. (SOUN) reports that director Diana Sroka received a grant of 4,000 restricted stock units of Class A Common Stock under the SoundHound AI, Inc. 2022 Incentive Award Plan. This amended report corrects the grant date to July 30, 2026.

The restricted stock units vest in four equal quarterly installments, and following this award Sroka is reported to hold 174,614 shares of Class A Common Stock directly.

Rhea-AI Summary

SOUNDHOUND AI, INC. (SOUN) reported that Chief Financial Officer John DeNeen Collins acquired company equity on September 4, 2026. He received 50,573 shares of Class A common stock through conversion of his LivePerson equity in connection with the completed LivePerson merger, and was also granted 1,000,000 restricted stock units that vest in 48 equal monthly installments from the grant date.

Rhea-AI Summary

SOUNDHOUND AI, INC. (SOUN) director Diana Sroka reported selling 1,343 shares of Class A Common Stock on August 27, 2026 at $7.15 per share in an open-market or private transaction. After this sale, she directly holds 173,271 shares. The sale was made under a Rule 10b5-1 trading plan adopted in May 2026.

Rhea-AI Summary

MARCUS LAWRENCE reported acquisition or exercise transactions in this Form 4 filing.

SoundHound AI, Inc. director Marcus Lawrence received an equity compensation award of 4,000 restricted stock units representing Class A Common Stock on July 31, 2026. The units, granted at no cost under the 2022 Incentive Award Plan, vest in four equal quarterly installments, and his reported direct holdings after the grant are 116,631 shares.

Rhea-AI Summary

MOHAJER KEYVAN reported acquisition or exercise transactions in this Form 4 filing.

SoundHound AI CEO, director, and 10% owner Keyvan Mohajer reported equity awards tied to Class A Common Stock. He received 1,500,000 restricted stock units under the 2022 Incentive Award Plan, vesting in 36 equal monthly installments, and 375,000 performance stock units that vest only if stock-price targets are met during a performance window ending July 31, 2029.

Rhea-AI Summary

SoundHound AI, Inc. reported that officer and ten percent owner Majid Emami, CSO & SVP, Engineering, acquired 400,000 shares of Class A Common Stock through a grant of restricted stock units under the 2022 Incentive Award Plan. These RSUs vest in 36 equal monthly installments, bringing his direct holdings to 872,983 shares.

Rhea-AI Summary

ZAGORSEK MICHAEL reported acquisition or exercise transactions in this Form 4 filing.

SoundHound AI, Inc. granted Chief Operating Officer Michael Zagorsek equity awards under the company's 2022 Incentive Award Plan on July 31, 2026, consisting of 750,000 restricted stock units vesting in 36 equal monthly installments and 250,000 performance stock units tied to stock-price levels through a performance window ending July 31, 2029.

Rhea-AI Summary

HOM JAMES MING reported acquisition or exercise transactions in this Form 4 filing.

SoundHound AI, Inc. reported that Chief Product Officer and director James Ming Hom received a grant of 400,000 restricted stock units of Class A Common Stock on 2026-07-31 under the company’s 2022 Incentive Award Plan. These RSUs vest in 36 equal monthly installments and carry a reported price of $0.00 per unit. Following this grant, Hom directly holds 1,143,521 shares of Class A Common Stock.

Rhea-AI Summary

SROKA DIANA reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. reported that director Diana Sroka received an equity compensation grant of 4,000 restricted stock units of Class A Common Stock on July 31, 2026, at a stated price of $0.0000 per share. The award was granted under the SoundHound AI, Inc. 2022 Incentive Award Plan and will vest in four equal quarterly installments, providing time-based alignment with ongoing board service. Following this grant, Sroka directly holds 174,614 shares of Class A Common Stock.

Rhea-AI Summary

Ball Eric R. reported acquisition or exercise transactions in this Form 4 filing.

SoundHound AI, Inc. director Eric R. Ball reported an equity award of 4,000 restricted stock units of Class A Common Stock on 2026-07-31 under the company’s 2022 Incentive Award Plan. These units vest in four equal quarterly installments. Following this grant, he directly holds 153,500 shares.

Rhea-AI Summary

SoundHound AI, Inc. Chief Operating Officer Michael Zagorsek reported an open-market sale of 64,994 shares of Class A common stock at an average price of $7.4578 per share on June 15, 2026. According to the footnote, the sale was made to satisfy tax withholding obligations related to vesting restricted stock units. After this transaction, he directly holds 1,669,497 shares of Class A common stock.

Rhea-AI Summary

SOUNDHOUND AI, INC. Chief Technology Officer Timothy Stonehocker reported a sale of 18,802 shares of Class A Common Stock on June 15, 2026 at an average price of $7.4578 per share. According to the footnote, the sale was made to satisfy tax withholding obligations tied to vesting restricted stock units granted in 2022, 2023 and 2024. Following this transaction, Stonehocker directly holds 502,290 shares, indicating he retains a substantial equity position in the company.

Rhea-AI Summary

SoundHound AI, Inc. director and Chief Product Officer James Ming Hom reported an open-market sale of 28,843 shares of Class A common stock at an average price of $7.4578 per share. According to the footnote, the sale was made to satisfy tax withholding obligations from vesting restricted stock units. After the transaction, he directly holds 743,521 shares of Class A common stock.

Rhea-AI Summary

SOUNDHOUND AI, INC. CEO and director Keyvan Mohajer reported an open-market sale of 126,540 shares of Class A common stock at an average price of $7.4578 per share.

According to the footnote, this sale was made to satisfy tax withholding obligations tied to previously granted restricted stock units. After the transaction, Mohajer directly holds 1,947,237 shares, indicating he retains a substantial equity stake in the company.

Rhea-AI Summary

SoundHound AI, Inc. executive Majid Emami, the CSO and SVP of Engineering and a more than 10% owner, reported an open-market sale of 28,843 shares of Class A Common Stock at an average price of $7.4578 per share. According to the filing, this sale was made to satisfy tax withholding obligations arising from the vesting of restricted stock units granted on multiple prior dates. After this transaction, Emami directly holds 472,983 shares, indicating this was a compensation-related, routine tax event rather than a full reduction of his equity position.

Rhea-AI Summary

SROKA DIANA reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. director Diana Sroka reported receiving a grant of 20,694 shares of Class A common stock in the form of restricted stock units under the company’s 2022 Incentive Award Plan. Following this equity award, she holds 170,614 shares directly. The restricted stock units vest in four approximately equal quarterly installments, meaning the shares will be delivered over time as the vesting conditions are met.

Rhea-AI Summary

SOUNDHOUND AI, INC. director Marcus Lawrence reported an equity compensation grant in the form of restricted stock units. He acquired 20,694 shares of Class A Common Stock at no cash cost, bringing his direct holdings to 112,631 shares after the award.

The award was granted under the company’s 2022 Incentive Award Plan and is structured to vest in four approximately equal quarterly installments. This filing reflects a compensation-related share grant rather than an open-market purchase or sale.

Rhea-AI Summary

Ball Eric R. reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. director Eric R. Ball reported receiving an equity grant in the form of restricted stock units tied to Class A Common Stock. He was awarded 20,694 shares at a stated price of $0.00 per share as a compensation-related grant, not an open-market purchase.

After this award, Ball holds 149,500 shares of Class A Common Stock directly. The footnote explains that the restricted stock units were granted under the SoundHound AI, Inc. 2022 Incentive Award Plan and will vest in four approximately equal quarterly installments, meaning the shares become fully available to him over four future vesting dates.

Rhea-AI Summary

SoundHound AI, Inc. director Diana Sroka reported an open-market sale of 1,343 shares of Class A common stock. The shares were sold on March 23, 2026 at a weighted-average price of $6.7709 per share under a Rule 10b5-1 trading plan adopted in August 2025.

After this transaction, Sroka directly holds 149,920 shares of SoundHound AI, Inc. The sale was executed in multiple trades during the day at prices ranging from $6.66 to $6.91 per share.

Rhea-AI Summary

SOUNDHOUND AI, INC. Chief Technology Officer Timothy Stonehocker reported an open-market sale of 23,087 shares of Class A Common Stock at $6.7903 per share. According to the footnote, the sale was made to satisfy tax withholding obligations tied to vested restricted stock units. Following the transaction, he directly holds 521,092 shares.

Rhea-AI Summary

SOUNDHOUND AI, INC. Chief Operating Officer Michael Zagorsek reported an open-market sale of 52,968 shares of Class A Common Stock at an average price of $6.7903 per share. After this transaction, he directly holds 1,734,491 shares.

According to the footnote, this sale was made to satisfy tax withholding obligations tied to the vesting of restricted stock units granted on August 4, 2022, August 3, 2023, August 1, 2024 and July 31, 2025, indicating a compensation-related, non-discretionary transaction rather than a typical portfolio trade.

Rhea-AI Summary

SOUNDHOUND AI, INC. Chief Financial Officer Nitesh Sharan reported an open-market sale of 44,027 shares of Class A Common Stock at an average price of $6.7903 per share on March 20, 2026. According to the footnote, this sale was made to satisfy tax withholding obligations tied to the vesting of restricted stock units granted on August 3, 2023, August 1, 2024 and July 31, 2025. After the transaction, Sharan directly held 1,661,121 shares, indicating the sale represents a small, tax-related portion of his overall position rather than a large discretionary reduction.

Rhea-AI Summary

SOUNDHOUND AI, INC. CEO Keyvan Mohajer reported an open-market sale of 124,510 shares of Class A Common Stock at an average price of $6.7903 per share on March 20, 2026. After the transaction, he directly holds 2,073,777 shares.

According to the footnote, this sale was made to satisfy tax withholding obligations arising from the vesting of restricted stock units granted on multiple prior grant dates, indicating the transaction was tied to compensation-related tax requirements rather than a discretionary portfolio shift.

Rhea-AI Summary

SoundHound AI, Inc. Chief Product Officer James Ming Hom reported an open-market sale of 31,019 shares of Class A common stock at $6.7903 per share. According to the footnote, the sale was made to satisfy tax withholding obligations related to previously granted restricted stock units. Following this transaction, he directly holds 772,364 shares, so the sale represents only a small portion of his overall stake.

Rhea-AI Summary

SOUNDHOUND AI, INC. Chief Science Officer and SVP Engineering Majid Emami, a more than 10% owner, sold 31,019 shares of Class A common stock at an average price of $6.7903 per share. After this transaction, he directly holds 501,826 shares. The sale was made to satisfy tax withholding obligations tied to vesting of restricted stock units granted on August 4, 2022, August 3, 2023, August 1, 2024 and July 31, 2025, indicating a tax-related, compensation-driven event rather than a discretionary portfolio change.