SEC Filings for January 9, 2026

1,114 filings published on Friday, January 9, 2026.

Thu, Jan 8 Mon, Jan 12

IMPACT

SENTIMENT

01/09/2026 09:30 AM

RBMCF : OTC

Royal Bank of Canada (RBMCF) prices callable barrier notes linked to VanEck Semiconductor ETF

IMPACT

SENTIMENT

01/09/2026 09:27 AM

HOUS : NYSE

Anywhere Real Estate Inc. SEC Filing

IMPACT

SENTIMENT

01/09/2026 09:26 AM

TRNS : Nasdaq

Transcat (TRNS) stake updated in Conestoga Capital Advisors Schedule 13G/A

IMPACT

SENTIMENT

01/09/2026 09:24 AM

STVN : NYSE

Stevanato Group (NYSE: STVN) holder discloses 16.74% ownership stake

IMPACT

SENTIMENT

01/09/2026 09:22 AM

LMAT : Nasdaq

Conestoga Capital discloses 6.73% stake in LeMaitre Vascular (LMAT)

IMPACT

SENTIMENT

01/09/2026 09:19 AM

KFS : NYSE

Kingsway Financial (KFS): Mirabella Discloses 1.98M-Share Passive Ownership

IMPACT

SENTIMENT

01/09/2026 09:19 AM

ANPA : Nasdaq

Rich Sparkle (ANPA) plans US$39M private placement of 3,000,000 shares

IMPACT

SENTIMENT

01/09/2026 09:19 AM

RBMCF : OTC

Royal Bank of Canada (RBMCF) issues Russell 2000 capped buffer notes with 22.8% max return

IMPACT

SENTIMENT

01/09/2026 09:17 AM

ANPA : Nasdaq

Rich Sparkle (NASDAQ: ANPA) plans $975M share deal for Step Distinctive

IMPACT

SENTIMENT

01/09/2026 09:15 AM

FCCO : Nasdaq

First Community (NASDAQ: FCCO) completes Signature Bank of Georgia merger

IMPACT

SENTIMENT

01/09/2026 09:16 AM

RBMCF : OTC

Royal Bank of Canada (RBMCF) offers S&P 500 Barrier Digital Notes with 33.2% payout

IMPACT

SENTIMENT

01/09/2026 09:15 AM

ANPA : Nasdaq

Rich Sparkle (NASDAQ: ANPA) adopts home country governance exemption

IMPACT

SENTIMENT

01/09/2026 09:13 AM

CMU : NYSE

MFS High Yield Municipal Trust (NYSE: CMU) director lists no stake

IMPACT

SENTIMENT

01/09/2026 09:11 AM

PLSE : Nasdaq

Pulse Biosciences (NASDAQ: PLSE) appoints Maria Sainz to board, audit panel

IMPACT

SENTIMENT

01/09/2026 09:11 AM

AMIX : Nasdaq

Autonomix Medical (NASDAQ: AMIX) shares new pancreatic cancer pain data

IMPACT

SENTIMENT

01/09/2026 09:10 AM

PEBO : Nasdaq

Peoples Bancorp (NASDAQ: PEBO) sells 1,000 shares under 10b5-1 plan

IMPACT

SENTIMENT

01/09/2026 09:10 AM

EARN : NYSE

Ellington Credit Company (NYSE: EARN) sets $0.08 monthly dividend payout

IMPACT

SENTIMENT

01/09/2026 09:09 AM

CXH : NYSE

MFS Investment Grade Municipal Trust (CXH) advisor director files Form 3 showing no shares owned

IMPACT

SENTIMENT

01/09/2026 09:06 AM

TIPT : Nasdaq

Tiptree Inc. (TIPT) director awarded 2,048-share stock retainer compensation

IMPACT

SENTIMENT

01/09/2026 09:06 AM

RYTM : Nasdaq

Rhythm Pharma (NASDAQ: RYTM) sees 50% 2025 IMCIVREE revenue jump

IMPACT

SENTIMENT

01/09/2026 09:06 AM

CIF : NYSE

MFS Intermediate High Income Fund (CIF) Form 3 shows no insider holdings

IMPACT

SENTIMENT

01/09/2026 09:04 AM

MVBF : Nasdaq

TimesSquare Capital ends MVB Financial (NASDAQ: MVBF) ownership with 0% stake

IMPACT

SENTIMENT

01/09/2026 09:04 AM

TIPT : Nasdaq

Tiptree (TIPT) director gets 2,048-share stock retainer grant award

IMPACT

SENTIMENT

01/09/2026 09:03 AM

ONFO : Nasdaq

Nasdaq warns Onfolio (NASDAQ: ONFO) after 33 days under $1 bid

IMPACT

SENTIMENT

01/09/2026 09:03 AM

ACON : Nasdaq

Aclarion (NASDAQ: ACON) raises $10.36M in direct stock and warrant deal

IMPACT

SENTIMENT

01/09/2026 09:01 AM

GP : Nasdaq

GreenPower Motor Company (NASDAQ: GP) awarded $14.6M for NM plant

IMPACT

SENTIMENT

01/09/2026 09:01 AM

CXE : NYSE

MFS High Income Municipal Trust (CXE) advisor director reports zero share ownership

IMPACT

SENTIMENT

01/09/2026 09:00 AM

JOUT : Nasdaq

Johnson Outdoors (JOUT) plans 2026 virtual meeting, comp votes

IMPACT

SENTIMENT

01/09/2026 09:00 AM

ACON : Nasdaq

Aclarion (NASDAQ: ACON) raises $9.6M via stock and pre-funded warrants

IMPACT

SENTIMENT

01/09/2026 09:00 AM

OMH : Nasdaq

Leadership reshuffle at Ohmyhome (OMH) with new CEO and board roles

IMPACT

SENTIMENT

01/09/2026 09:00 AM

OMH : Nasdaq

Ohmyhome (NASDAQ: OMH) adopts new share structure and dual-class voting rules

IMPACT

SENTIMENT

01/09/2026 08:59 AM

ACRS : Nasdaq

Biosion and Bonita Biotech (ACRS) disclose 9.4% Aclaris ownership via 13G/A

IMPACT

SENTIMENT

01/09/2026 08:59 AM

WLFC : Nasdaq

Willis Lease (NASDAQ: WLFC) explores options for Willis Sustainable Fuels

IMPACT

SENTIMENT

01/09/2026 08:58 AM

MIN : NYSE

MFS Intermediate Income Trust (MIN) insider Form 3 shows zero share ownership

IMPACT

SENTIMENT

01/09/2026 08:55 AM

MGF : NYSE

MFS Government Markets Income Trust (MGF) insider reports zero ownership

IMPACT

SENTIMENT

01/09/2026 08:54 AM

HITI : Nasdaq

High Tide (TSXV: HITI) schedules FY 2025 results release, webcast

IMPACT

SENTIMENT

01/09/2026 08:54 AM

MAR : Nasdaq

Marriott (NASDAQ: MAR) group president Brown plans June 2026 exit

IMPACT

SENTIMENT

01/09/2026 08:50 AM

PDSB : Nasdaq

PDS Biotech (NASDAQ: PDSB) revises Phase 3 VERSATILE-003 for earlier readout

IMPACT

SENTIMENT

01/09/2026 08:51 AM

MMT : NYSE

MFS Multimarket Income Trust (MMT) insider reports zero beneficial ownership

IMPACT

SENTIMENT

01/09/2026 08:45 AM

CGON : Nasdaq

CG Oncology (NASDAQ: CGON) posts strong NMIBC trial data, speeds PIVOT-006

IMPACT

SENTIMENT

01/09/2026 08:45 AM

MFM : NYSE

MFS Municipal Income Trust (MFM) insider Form 3 shows no reported ownership

IMPACT

SENTIMENT

01/09/2026 08:44 AM

CLCO : NYSE

Cool Company (NYSE: CLCO) finalizes $9.65 cash merger and plans delisting

IMPACT

SENTIMENT

01/09/2026 08:42 AM

MCR : NYSE

MFS CHARTER INCOME TRUST Initial Statement of Beneficial Ownership

IMPACT

SENTIMENT

01/09/2026 08:40 AM

SJ : Nasdaq

Nasdaq grants Scienjoy (NASDAQ: SJ) 180-day extension on $1 bid rule

IMPACT

SENTIMENT

01/09/2026 08:36 AM

HOUS : NYSE

Anywhere Real Estate (NYSE: HOUS) closes Compass stock merger, to deregister shares

IMPACT

SENTIMENT

01/09/2026 08:34 AM

EOLS : Nasdaq

Evolus (NASDAQ: EOLS) furnishes preliminary 2025 net revenue data

IMPACT

SENTIMENT

01/09/2026 08:31 AM

GRI : Nasdaq

GRI Bio (NASDAQ: GRI) raises ATM stock offering limit to $7.38M

IMPACT

SENTIMENT

01/09/2026 08:31 AM

GRI : Nasdaq

GRI Bio (NASDAQ: GRI) boosts $7.38M at-the-market common stock program

IMPACT

SENTIMENT

01/09/2026 08:31 AM

GAU : NYSE

Galiano Gold Inc. Current Report (Foreign Issuer)

IMPACT

SENTIMENT

01/09/2026 08:31 AM

CYDY : OTC

CytoDyn (CYDY) warns on going concern amid larger Q2 2026 loss

IMPACT

SENTIMENT

01/09/2026 08:30 AM

VLN : NYSE

VLN (ticker: VLN) holder files to sell 13,000 ordinary shares

IMPACT

SENTIMENT

01/09/2026 08:21 AM

ONDS : Nasdaq

Sentry CS results outlined by Ondas Holdings (NASDAQ: ONDS) after deal

IMPACT

SENTIMENT

01/09/2026 08:20 AM

RGTI : Nasdaq

Rigetti (NASDAQ: RGTI) delays Cepheus launch, highlights 99% fidelity performance

IMPACT

SENTIMENT

01/09/2026 08:17 AM

APVO : Nasdaq

Aptevo Therapeutics (NASDAQ: APVO) arranges $60M standby equity line

IMPACT

SENTIMENT

01/09/2026 08:16 AM

KOP : NYSE

Koppers (NYSE: KOP) details CFO retirement and interim finance leadership shift

IMPACT

SENTIMENT

01/09/2026 08:15 AM

ATOS : Nasdaq

Atossa Therapeutics (NASDAQ: ATOS) updates $40M cash estimate in filing

IMPACT

SENTIMENT

01/09/2026 08:15 AM

EXAS : Nasdaq

Abbott to buy Exact Sciences (NASDAQ: EXAS) in $105 per share cash deal

IMPACT

SENTIMENT

01/09/2026 08:09 AM

XCUR : Nasdaq

Exicure HiTron trims Exicure (NASDAQ: XCUR) stake, remains 40.7% holder

IMPACT

SENTIMENT

01/09/2026 08:07 AM

NTLA : Nasdaq

Intellia (NASDAQ: NTLA) details nex-z trial death and FDA hold status

IMPACT

SENTIMENT

01/09/2026 08:06 AM

RNAC : Nasdaq

Cartesian Therapeutics (NASDAQ: RNAC) posts slides and 2026 outlook

IMPACT

SENTIMENT

01/09/2026 08:01 AM

MGSD : OTC

Maitong Sunshine (MGSD) details China-based tourism business and regulatory risks

IMPACT

SENTIMENT

01/09/2026 08:01 AM

COMP : NYSE

Compass (NYSE: COMP) closes Anywhere acquisition and sells $1B 0.25% notes

IMPACT

SENTIMENT

01/09/2026 08:00 AM

SVRA : Nasdaq

Savara (NASDAQ: SVRA) updates corporate presentation for investors

IMPACT

SENTIMENT

01/09/2026 08:00 AM

AXTI : Nasdaq

AXT (NASDAQ: AXTI) revises Q4 2025 revenue view and sets earnings date

IMPACT

SENTIMENT

01/09/2026 08:00 AM

NAMS : Nasdaq

NewAmsterdam Pharma (NASDAQ: NAMS) highlights 2025 progress, $729M cash

IMPACT

SENTIMENT

01/09/2026 07:54 AM

ASX : NYSE

ASE Technology Holding (ASX) reports 2025 revenue gains led by ATM segment

IMPACT

SENTIMENT

01/09/2026 07:52 AM

YPF : NYSE

YPF Sociedad Anónima (NYSE: YPF) buys back US$14M Class XXI notes

IMPACT

SENTIMENT

01/09/2026 07:48 AM

ZTS : NYSE

Zoetis (NYSE: ZTS) EVP Kevin Esch discloses stock, RSU, option and phantom unit holdings

IMPACT

SENTIMENT

01/09/2026 07:38 AM

HI : NYSE

Hillenbrand (HI) notes targeted in Lone Star change-of-control cash tender offers

IMPACT

SENTIMENT

01/09/2026 07:35 AM

IOVA : Nasdaq

Iovance Biotherapeutics (NASDAQ: IOVA) affirms 2025 Amtagvi revenue view

IMPACT

SENTIMENT

01/09/2026 07:35 AM

ELE : Nasdaq

Elemental Royalty (NASDAQ: ELE) issues options, RSUs and DSUs grants

IMPACT

SENTIMENT

01/09/2026 07:35 AM

JBL : NYSE

Jabil (NYSE: JBL) grows Q1 revenue to $8.3B with stronger EPS and AI demand

IMPACT

SENTIMENT

01/09/2026 07:33 AM

RMD : NYSE RSMDF : OTC

ResMed (RMD) director Peter Farrell reports 2,000-share sale under 10b5-1 plan

IMPACT

SENTIMENT

01/09/2026 07:31 AM

PEGA : Nasdaq

Virginia Supreme Court ruling in Appian case Pegasystems (NASDAQ: PEGA)

IMPACT

SENTIMENT

01/09/2026 07:30 AM

PRLD : Nasdaq

Prelude Therapeutics (NASDAQ: PRLD) furnishes updated investor presentation

IMPACT

SENTIMENT

01/09/2026 07:26 AM

CATX : NYSE

Perspective Therapeutics (CATX) highlights Phase 1/2a [212Pb]VMT-α-NET data in NETs at ASCO GI 2026

IMPACT

SENTIMENT

01/09/2026 07:24 AM

RDWR : Nasdaq

Insider Roy Zisapel to sell 53,678 Radware (NASDAQ: RDWR) shares

IMPACT

SENTIMENT

01/09/2026 07:18 AM

AQST : Nasdaq

FDA flags deficiencies in Aquestive Therapeutics (NASDAQ: AQST) Anaphylm NDA

IMPACT

SENTIMENT

01/09/2026 07:11 AM

IMCR : Nasdaq

Immunocore (NASDAQ: IMCR) estimates $864M cash and sets 2026 priorities

IMPACT

SENTIMENT

01/09/2026 07:06 AM

MPLT : Nasdaq

MapLight Therapeutics (NASDAQ: MPLT) reports $450M cash, delays data

IMPACT

SENTIMENT

01/09/2026 07:06 AM

QURE : Nasdaq

uniQure (NASDAQ: QURE) schedules FDA Type A meeting, furnishes press release

IMPACT

SENTIMENT

01/09/2026 07:01 AM

BCRX : Nasdaq

BioCryst (NASDAQ: BCRX) lifts ORLADEYO U.S. WAC to $48,487.92 per pack

IMPACT

SENTIMENT

01/09/2026 07:01 AM

INSM : Nasdaq

Insmed (NASDAQ: INSM) plans J.P. Morgan Healthcare Conference presentation and webcast

IMPACT

SENTIMENT

01/09/2026 07:00 AM

RVYL : Nasdaq

RTB raises $10M ahead of Ryvyl (NASDAQ: RVYL) planned merger deal

IMPACT

SENTIMENT

01/09/2026 07:00 AM

LRHC : Nasdaq

La Rosa (NASDAQ: LRHC) adds $11M secured convertible note financing

IMPACT

SENTIMENT

01/09/2026 07:00 AM

PSNY : Nasdaq PSNYW : Nasdaq PLSAD : OTC PLSAY : OTC

Polestar (NASDAQ: PSNY) furnishes Form 6-K on preliminary 2025 global volumes

IMPACT

SENTIMENT

01/09/2026 07:00 AM

TLSA : Nasdaq

Tiziana Life Sciences (Nasdaq: TLSA) to highlight foralumab at forum

IMPACT

SENTIMENT

01/09/2026 07:00 AM

AIFU : Nasdaq

AIFU Inc. (AIFU) closes Nova Lumina deal with stock and cash

IMPACT

SENTIMENT

01/09/2026 06:54 AM

MET : NYSE

METLIFE INC Reports Material Event

IMPACT

SENTIMENT

01/09/2026 06:46 AM

BLSH : NYSE

Bullish (BLSH) shares December 2025 monthly metrics and press release

IMPACT

SENTIMENT

01/09/2026 06:45 AM

BAM : NYSE

Brookfield Asset Management (BAM) logs 8-K for Jan. 9, 2026 press release

IMPACT

SENTIMENT

01/09/2026 06:39 AM

CRI : NYSE

Carter’s (NYSE: CRI) to share preliminary Q4 and FY 2025 results at ICR

IMPACT

SENTIMENT

01/09/2026 06:34 AM

DRTS : Nasdaq

Insider plans 61,745-share sale in company (NASDAQ: DRTS)

IMPACT

SENTIMENT

01/09/2026 06:30 AM

LQDA : Nasdaq

Liquidia Corporation (NASDAQ: LQDA) shares preliminary Q4 2025 results and update

IMPACT

SENTIMENT

01/09/2026 06:20 AM

SUPX : Nasdaq

RIME Value discloses 4.1% SuperX AI Technology (SUPX) stake position

IMPACT

SENTIMENT

01/09/2026 06:17 AM

HAE : NYSE

Haemonetics (NYSE: HAE) buys Vivasure Medical for €100M plus up to €85M

IMPACT

SENTIMENT

01/09/2026 06:15 AM

MRUS : Nasdaq

Merus N.V. SEC Filing

IMPACT

SENTIMENT

01/09/2026 06:15 AM

CSIQ : Nasdaq

Canadian Solar (NASDAQ: CSIQ) prices $200M 2031 convertible notes

IMPACT

SENTIMENT

01/09/2026 06:14 AM

PUK : NYSE PUKPF : OTC

Prudential plc (NYSE: PUK) details 331,277-share buyback and new votes

IMPACT

SENTIMENT

01/09/2026 06:10 AM

UK : Nasdaq

Ucommune (Nasdaq: UK) warned on Nasdaq minimum bid price compliance

IMPACT

SENTIMENT

01/09/2026 06:10 AM

ATPC : Nasdaq

Stock issuance and 1:5000 split up for Agape ATP (NASDAQ: ATPC) vote

IMPACT

SENTIMENT

01/09/2026 06:10 AM

IMOS : Nasdaq

Strong Q4 growth at ChipMOS (NASDAQ: IMOS) as revenue rises 20.8%

IMPACT

SENTIMENT

01/09/2026 06:09 AM

SNY : Nasdaq

Sanofi (NASDAQ: SNY) gets FDA priority review for Tzield label

IMPACT

SENTIMENT

01/09/2026 06:08 AM

KB : NYSE

KB Financial Group (NYSE: KB) ends treasury share trust and sets cancellation date

IMPACT

SENTIMENT

01/09/2026 06:07 AM

RDY : NYSE

DR REDDYS LABORATORIES LTD Current Report (Foreign Issuer)

IMPACT

SENTIMENT

01/09/2026 06:06 AM

DRTS : Nasdaq

Planned sale of 20,000 shares by Company insider (Nasdaq: DRTS)

IMPACT

SENTIMENT

01/09/2026 06:05 AM

KB : NYSE

KB Financial Group (KB) plans KRW 659.9B cancellation of 5.56M treasury shares

IMPACT

SENTIMENT

01/09/2026 06:04 AM

IHG : NYSE ICHGF : OTC

InterContinental Hotels Group (IHG) updates on December 2025 buybacks and voting rights

IMPACT

SENTIMENT

01/09/2026 06:04 AM

HSHP : NYSE

Himalaya Shipping Ltd. Current Report (Foreign Issuer)

IMPACT

SENTIMENT

01/09/2026 06:04 AM

NOAH : NYSE

NOAH HOLDINGS LTD Current Report (Foreign Issuer)

IMPACT

SENTIMENT

01/09/2026 06:03 AM

CASI : Nasdaq

Take-private offer values CASI (NASDAQ: CASI) at US$1.15 per share

IMPACT

SENTIMENT

01/09/2026 06:03 AM

TSM : NYSE TSMWF : OTC

Taiwan Semiconductor (NYSE: TSM) reports 31.6% full-year 2025 revenue growth

IMPACT

SENTIMENT

01/09/2026 06:02 AM

ALMS : Nasdaq

Alumis (NASDAQ: ALMS) prices stock offering, reports $308.6M cash

IMPACT

SENTIMENT

01/09/2026 06:03 AM

HSHP : NYSE

Himalaya Shipping Ltd. Current Report (Foreign Issuer)

Thu, Jan 8 Mon, Jan 12

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

What this page covers

Form 8-K: Current reports for material events
Form 10-Q: Quarterly financial reports
Form 10-K: Annual financial reports
Form 4: Insider trading disclosures
DEF 14A: Proxy statements
Form 6-K: Current reports from foreign companies whose shares trade in the US
Schedule 13D and 13G: Holdings above 5% of a company’s shares
Form 144: Securities sale notifications
Rhea-AI impact and sentiment scores

The linked form pages show the latest filings of each type across all dates.