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SEC Filings for January 9, 2026

1,114 filings published on Friday, January 9, 2026.

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IMPACT
SENTIMENT
01/09/2026 04:02 PM
HPP : NYSE
Hudson Pacific (HPP) CEO receives LTIP and performance unit awards
insider
IMPACT
SENTIMENT
01/09/2026 04:02 PM
HPP : NYSE
Hudson Pacific (NYSE: HPP) grants EVP 31,746 LTIP Units with vesting terms
insider
IMPACT
SENTIMENT
01/09/2026 04:02 PM
HPP : NYSE
Hudson Pacific Properties (HPP) awards LTIP and performance LTIP units to CFO
insider
IMPACT
SENTIMENT
01/09/2026 04:02 PM
SPGI : NYSE
S&P Global (SPGI) director Joly Hubert discloses 165-share holding
insider
IMPACT
SENTIMENT
01/09/2026 04:02 PM
HPP : NYSE
Hudson Pacific (HPP) Awards COO 25,396 LTIP Units With Multi-Year Vesting
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
RUN : Nasdaq
Sunrun (NASDAQ: RUN) holder files to sell 1,630 common shares
other
IMPACT
SENTIMENT
01/09/2026 04:02 PM
GFF : NYSE
Griffon (NYSE: GFF) details 2026 shareholder votes, performance and pay
proxy
IMPACT
SENTIMENT
01/09/2026 04:03 PM
RBMCF : OTC
Royal Bank of Canada (RBMCF) prices MSCI EAFE index notes with 87.5% threshold
prospectus
IMPACT
SENTIMENT
01/09/2026 04:02 PM
HPP : NYSE
Hudson Pacific (HPP) awards LTIP and performance-based units to president
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
PT : Nasdaq
Pintec Technology (PT) plans rename to J and Friends Holdings Limited
current report
IMPACT
SENTIMENT
01/09/2026 04:02 PM
BMNR : NYSE
Bitmine Immersion (NYSE: BMNR) appoints Young Kim CFO/COO and details compensation package
current report
IMPACT
SENTIMENT
01/09/2026 04:01 PM
MATV : NYSE
Mativ (MATV) CFO Scott Minder discloses zero beneficial share ownership
insider
IMPACT
SENTIMENT
01/09/2026 04:03 PM
RBMCF : OTC
Royal Bank of Canada (OTC: RBMCF) issues fixed coupon geared buffer notes
prospectus
IMPACT
SENTIMENT
01/09/2026 04:02 PM
CNTM : OTC
ConnectM (CNTM) issues 15M shares to acquire 40% stake in Sun Solar
current report
IMPACT
SENTIMENT
01/09/2026 04:01 PM
GYRE : Nasdaq
Gyre Therapeutics (GYRE) director granted 100,000 stock options on Form 4
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
IVFH : OTC
Innovative Food Holdings (IVFH) director-linked fund acquires 505,555 shares
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
VRSN : Nasdaq
Planned Rule 144 stock sale for company (NASDAQ: VRSN) disclosed
other
IMPACT
SENTIMENT
01/09/2026 04:01 PM
APH : NYSE
Amphenol (APH) director Sanjiv Lamba files initial insider ownership report
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
UNTY : Nasdaq
Unity Bancorp (UNTY) CEO reports exercising 2,000 stock options
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
GYRE : Nasdaq
Stock options grant to Gyre Therapeutics (GYRE) CFO Ruoyu Chen
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
LMNR : Nasdaq
Limoneira (LMNR) director Scott Slater buys 5,000 shares at $12.85
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
MSAI : Nasdaq
Tax share withholding by MultiSensor AI Holdings (MSAI) CFO on Form 4
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
MLTX : Nasdaq
MoonLake Immunotherapeutics (MLTX) CFO receives 354,296-share restricted stock grant
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
MLTX : Nasdaq
MoonLake Immunotherapeutics (MLTX) grants CEO 520,342 stock options
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
MLTX : Nasdaq
MoonLake (NASDAQ: MLTX) grants CSO 520,342 options vesting to 2030
insider
IMPACT
SENTIMENT
01/09/2026 04:01 PM
YOUL : Nasdaq
Youlife Group Inc. (NASDAQ: YOUL) forms cruise talent JV with Sealand
current report
IMPACT
SENTIMENT
01/09/2026 04:00 PM
BOTJ : Nasdaq
Bank of the James (NASDAQ: BOTJ) announces director and key officer retirement
current report
IMPACT
SENTIMENT
01/09/2026 04:00 PM
SNCY : Nasdaq
SNCY (NASDAQ: SNCY) insider plans sale of 3,547 common shares
other
IMPACT
SENTIMENT
01/09/2026 04:01 PM
TNET : NYSE
TriNet Group (TNET) files notice to sell 775 common shares under Rule 144
other
IMPACT
SENTIMENT
01/09/2026 04:00 PM
ACDC : Nasdaq
ProFrac Holding Corp. (NASDAQ: ACDC) adds $25M secured debt financing
current report
IMPACT
SENTIMENT
01/09/2026 04:00 PM
EURK : Nasdaq
Sponsor loans extend Eureka Acquisition (NASDAQ: EURK) merger deadline
current report
IMPACT
SENTIMENT
01/09/2026 04:03 PM
BERZ : NYSE
Bank of Montreal (BERZ) offers autocallable barrier notes with contingent coupons tied to UBER
prospectus
IMPACT
SENTIMENT
01/09/2026 04:00 PM
THRY : Nasdaq
Thryv Holdings (NASDAQ: THRY) sets cash retention bonuses for key execs
current report
IMPACT
SENTIMENT
01/09/2026 04:01 PM
IVFH : OTC
Innovative Food Holdings (IVFH) director reports 288,890-share purchase
insider
IMPACT
SENTIMENT
01/09/2026 04:00 PM
BIII : NYSE
Black Spade Acquisition III (NYSE: BIII) completes $172.5M IPO SPAC
current report
IMPACT
SENTIMENT
01/09/2026 04:00 PM
ZBRA : Nasdaq
Zebra Technologies (ZBRA) CPO reports holding 1,847 common shares
insider
IMPACT
SENTIMENT
01/09/2026 03:59 PM
QURE : Nasdaq
Planned uniQure (NASDAQ: QURE) insider Rule 144 sale totals 6,390 shares
other
IMPACT
SENTIMENT
01/09/2026 03:59 PM
HIPO : NYSE
Hippo Holdings (NYSE: HIPO) insider files to sell 5,000 shares
other
IMPACT
SENTIMENT
01/09/2026 04:00 PM
BERZ : NYSE
Bank of Montreal (NYSE: BERZ) Oracle-linked barrier notes with contingent coupons
prospectus
IMPACT
SENTIMENT
01/09/2026 03:59 PM
CVU : NYSE
CPI Aerostructures (CVU) awards 4,419 shares to director and former CFO
insider
IMPACT
SENTIMENT
01/09/2026 03:58 PM
DE : NYSE
Deere & Company (DE) CEO John May exercises options and sells stock
insider
IMPACT
SENTIMENT
01/09/2026 03:58 PM
CW : NYSE
Curtiss-Wright (CW) EVP & Chief Growth Officer sells 288 shares under 10b5-1 plan
insider
IMPACT
SENTIMENT
01/09/2026 03:54 PM
AMUB : NYSE
UBS (AMUB) structured notes: 9.05% contingent yield tied to KRE and XLF
prospectus
IMPACT
SENTIMENT
01/09/2026 03:53 PM
UMH : NYSE
UMH Properties (UMH) EVP & CFO reports 1.12M shares and options
insider
IMPACT
SENTIMENT
01/09/2026 03:50 PM
LBSR : OTC
Liberty Star (LBSR) director Westbrook holds 100,000 stock options
insider
IMPACT
SENTIMENT
01/09/2026 03:48 PM
CSUI : OTC
Cannabis Suisse Corp. (CSUI) logs small profit but warns on going concern
quarterly report
IMPACT
SENTIMENT
01/09/2026 03:39 PM
VENU : NYSE
Venu Holding (NYSE American: VENU) extends Aramark pact and sells $10M in Series B Preferred
current report
IMPACT
SENTIMENT
01/09/2026 03:37 PM
AMJB : NYSE
JPMorgan Chase Financial (AMJB) issues Dell-linked buffered digital notes
prospectus
IMPACT
SENTIMENT
01/09/2026 03:34 PM
UMH : NYSE
UMH Properties, Inc. (UMH) director discloses share and option holdings
insider
IMPACT
SENTIMENT
01/09/2026 03:32 PM
PARK : Nasdaq
Kennedy Capital reports 5.8% stake in Park Dental Partners (PARK)
ownership
IMPACT
SENTIMENT
01/09/2026 03:29 PM
GEF : NYSE
Greif (NYSE: GEF) sets 2026 virtual shareholder meeting, director and pay votes
proxy
IMPACT
SENTIMENT
01/09/2026 03:26 PM
UMH : NYSE
UMH Properties, Inc. (UMH) director reports 1,861.7-share stake on Form 4
insider
IMPACT
SENTIMENT
01/09/2026 03:24 PM
FPF : NYSE
First Trust Intermediate Duration Fund (NYSE: FPF) tops index with 11% NAV gain
other
IMPACT
SENTIMENT
01/09/2026 03:22 PM
AMUB : NYSE
UBS (NYSE: AMUB) prices $12M Alphabet-linked contingent income securities
prospectus
IMPACT
SENTIMENT
01/09/2026 03:22 PM
UMH : NYSE
UMH Properties (UMH) director Levy Stuart details stock and option holdings
insider
IMPACT
SENTIMENT
01/09/2026 03:22 PM
NTIP : NYSE
Network-1 (NTIP) director Greene reports RSU vesting and tax share delivery
insider
IMPACT
SENTIMENT
01/09/2026 03:20 PM
SNTW : OTC
Summit Networks (SNTW) holders ratify directors, audit panel and Mao & Ying
proxy
IMPACT
SENTIMENT
01/09/2026 03:20 PM
TD : NYSE
TD Bank (TD) issues high-yield auto-callable notes linked to Amazon, Alphabet, Microsoft and NVIDIA
prospectus
IMPACT
SENTIMENT
01/09/2026 03:17 PM
UMH : NYSE
UMH Properties (UMH) director Hirsch details share and option holdings
insider
IMPACT
SENTIMENT
01/09/2026 03:16 PM
AMUB : NYSE
UBS (AMUB) issues Tesla-linked autocall notes with high contingent yield
prospectus
IMPACT
SENTIMENT
01/09/2026 03:12 PM
TWST : Nasdaq
Company (NASDAQ: TWST) holder plans 2,738-share sale after vesting
other
IMPACT
SENTIMENT
01/09/2026 03:11 PM
PCH : Nasdaq
Planned sale of 738 common shares by Company (NASDAQ: PCH)
other
IMPACT
SENTIMENT
01/09/2026 03:11 PM
UMH : NYSE
UMH Properties (UMH) director Angela Pruitt details stock and option holdings
insider
IMPACT
SENTIMENT
01/09/2026 03:11 PM
BERZ : NYSE
Bank of Montreal (BERZ) adds $21B to -3x Gold Miners leveraged ETNs
prospectus
IMPACT
SENTIMENT
01/09/2026 03:09 PM
DHY : NYSE
CREDIT SUISSE HIGH YIELD CREDIT FUND SEC Filing
other
IMPACT
SENTIMENT
01/09/2026 03:08 PM
FATE : Nasdaq
Fate Therapeutics (NASDAQ: FATE) holder to sell 10,589 shares of stock
other
IMPACT
SENTIMENT
01/09/2026 03:08 PM
FATE : Nasdaq
Issuer (NASDAQ: FATE) holder to sell 5,190 common shares
other
IMPACT
SENTIMENT
01/09/2026 03:06 PM
UMH : NYSE
UMH Properties (UMH) director Amy Butewicz details equity and option stakes
insider
IMPACT
SENTIMENT
01/09/2026 03:02 PM
MG : NYSE
Mistras Group (MG) Executive Chairman granted 40,000-share RSU award
insider
IMPACT
SENTIMENT
01/09/2026 02:57 PM
DHY : NYSE
Credit Suisse High Yield Credit Fund (NYSE: DHY) details 2025 high-yield results
other
IMPACT
SENTIMENT
01/09/2026 02:55 PM
MG : NYSE
Mistras Group (MG) CFO updates insider holdings after RSU tax withholding
insider
IMPACT
SENTIMENT
01/09/2026 02:53 PM
SQNS : NYSE
Sequans Communications (SQNS) 10% owner discloses indirect common stock stakes
insider
IMPACT
SENTIMENT
01/09/2026 02:50 PM
CNTY : Nasdaq
Century Casinos (CNTY) ownership update by Rice Hall James LLC
ownership
IMPACT
SENTIMENT
01/09/2026 02:44 PM
MRAI : OTC
Marpai, Inc. (OTC: MRAI) gets 5.6% ownership filing from IFCM fund
other
IMPACT
SENTIMENT
01/09/2026 02:42 PM
BMTM : OTC
Bright Mountain Media (BMTM) CEO reports deferred small share acquisition
insider
IMPACT
SENTIMENT
01/09/2026 02:39 PM
GIFI : Nasdaq
Glazer Capital discloses 6.83% Gulf Island Fabrication (GIFI) stake
ownership
IMPACT
SENTIMENT
01/09/2026 02:39 PM
IVFH : OTC
Innovative Food Holdings (IVFH) 6.6% stake reported by IFCM and Ian Cassel
other
IMPACT
SENTIMENT
01/09/2026 02:32 PM
KLNG : OTC
Koil Energy (KLNG) investor IFCM MicroCap discloses 12% passive stake
other
IMPACT
SENTIMENT
01/09/2026 02:27 PM
KOPN : Nasdaq
Kopin (NASDAQ: KOPN) grants major stock and option awards to CEO and COO
current report
IMPACT
SENTIMENT
01/09/2026 02:26 PM
CPB : Nasdaq
Campbell Soup (NASDAQ: CPB) insider files to sell 2,700 shares of stock
other
IMPACT
SENTIMENT
01/09/2026 02:21 PM
WNDW : OTC
SolarWindow Technologies (WNDW) reports Q1 FY2026 results and cash use
quarterly report
IMPACT
SENTIMENT
01/09/2026 02:19 PM
TD : NYSE
Toronto-Dominion Bank (NYSE: TD) issues capped S&P 500 buffered notes
prospectus
IMPACT
SENTIMENT
01/09/2026 02:19 PM
AMUB : NYSE
UBS AG (NYSE: AMUB) prices capped buffer GEARS tied to RSP and Russell 2000
prospectus
IMPACT
SENTIMENT
01/09/2026 02:18 PM
GS : NYSE
Goldman Sachs (NYSE: GS) offers leveraged buffered notes on S&P 500 futures
prospectus
IMPACT
SENTIMENT
01/09/2026 02:12 PM
BRAG : Nasdaq
Bragg Gaming (NASDAQ: BRAG) extends BetCity.nl PAM platform deal
current report
IMPACT
SENTIMENT
01/09/2026 02:12 PM
RCG : NYSE
RENN Fund (RCG) insider Murray Stahl adds to direct and indirect holdings
insider
IMPACT
SENTIMENT
01/09/2026 02:06 PM
HOMB : NYSE
Home BancShares (HOMB) director Alex Lieblong discloses 883-share transfer, restricted stock
insider
IMPACT
SENTIMENT
01/09/2026 01:57 PM
GS : NYSE
Goldman Sachs (NYSE: GS) offers 2027 SOFR-linked fixed-to-floating notes
prospectus
IMPACT
SENTIMENT
01/09/2026 01:54 PM
IQI : NYSE
Invesco Quality Municipal Income Trust (IQI) portfolio manager reports 3,900-share sale
insider
IMPACT
SENTIMENT
01/09/2026 01:51 PM
MCRI : Nasdaq
Monarch Casino (NASDAQ: MCRI) CEO reports stock sales, option grant
insider
IMPACT
SENTIMENT
01/09/2026 01:50 PM
SWSS : OTC
Clean Energy Special Situations Corp. (OTC: SWSS) outlines extension vote and risks
proxy
IMPACT
SENTIMENT
01/09/2026 01:49 PM
GNVR : OTC
Genvor (GNVR) CEO and 10% owner gets 250,000-share equity award
insider
IMPACT
SENTIMENT
01/09/2026 01:49 PM
SCS : NYSE
Fifth Third (SCS stakeholder) Reports No Beneficial Ownership in Steelcase
other
IMPACT
SENTIMENT
01/09/2026 01:49 PM
AMUB : NYSE
UBS AG (AMUB) issues index-linked trigger callable yield notes to 2028
prospectus
IMPACT
SENTIMENT
01/09/2026 01:39 PM
LOW : NYSE
Form 144 filing for LOW (ticker: LOW) details 18,000-share sale
other
IMPACT
SENTIMENT
01/09/2026 01:36 PM
AMUB : NYSE
UBS (AMUB) trigger callable contingent yield notes linked to equity indexes
prospectus
IMPACT
SENTIMENT
01/09/2026 01:35 PM
BGSI : NYSE
Boyd Group Services Inc. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/09/2026 01:28 PM
MRSN : Nasdaq
Mersana Therapeutics (NASDAQ: MRSN) 13G/A shows Nextech group at 0%
ownership
IMPACT
SENTIMENT
01/09/2026 01:25 PM
NWG : NYSE RBSPF : OTC
NatWest Group (NWG) reports 841,756-share buyback on London Stock Exchange
current report
IMPACT
SENTIMENT
01/09/2026 01:19 PM
TEX : NYSE
Terex (TEX) Environmental Solutions president reports small insider stock purchase
insider
IMPACT
SENTIMENT
01/09/2026 01:19 PM
BERZ : NYSE
Bank of Montreal (BERZ) prices $5M callable fixed-rate notes maturing 2038
prospectus
IMPACT
SENTIMENT
01/09/2026 01:18 PM
LOKV : Nasdaq
Sculptor discloses 5.4% Live Oak Acquisition Corp. V stake (LOKV)
ownership
IMPACT
SENTIMENT
01/09/2026 01:18 PM
HGYN : OTC
Hong Yuan Holding Group (HGYN) appoints new CFO and independent board member
current report
IMPACT
SENTIMENT
01/09/2026 01:17 PM
TEX : NYSE
Terex (TEX) CFO reports Form 4 stock purchase and holdings update
insider
IMPACT
SENTIMENT
01/09/2026 01:15 PM
DXF : NYSE
Eason Technology Ltd Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/09/2026 01:13 PM
BERZ : NYSE
Bank of Montreal (BERZ) offers $2M 4.00% senior medium-term notes
prospectus
IMPACT
SENTIMENT
01/09/2026 01:08 PM
HRTX : Nasdaq
Heron Therapeutics (NASDAQ: HRTX) shares preliminary Q4 and 2025 results
current report
IMPACT
SENTIMENT
01/09/2026 01:08 PM
BSFC : OTC
Blue Star Foods Corp. SEC Filing
other
IMPACT
SENTIMENT
01/09/2026 01:07 PM
AMC : NYSE
AMC Entertainment (NYSE: AMC) GC reports RSU vesting and tax share withholding
insider
IMPACT
SENTIMENT
01/09/2026 01:03 PM
TRTN : NYSE
Triton International (TRTN) prices 7M 7.5% Series G preferred share deal
prospectus
IMPACT
SENTIMENT
01/09/2026 01:03 PM
HBIA : OTC
Hills Bancorporation (HBIA) selects Crowe LLP as new auditor for 2026
current report
IMPACT
SENTIMENT
01/09/2026 12:58 PM
MAGE : OTC
Magellan Copper & Gold (MAGE) appoints M&K CPAs as new auditor after long Malone Bailey tenure
current report
IMPACT
SENTIMENT
01/09/2026 12:51 PM
EFSC : Nasdaq
Enterprise Financial (EFSC) insider ESPP stock purchase on Dec. 31, 2025
insider
IMPACT
SENTIMENT
01/09/2026 12:51 PM
CLW : NYSE
Clearwater Paper (CLW) discloses 3,306 RSUs for senior VP
insider
IMPACT
SENTIMENT
01/09/2026 12:50 PM
CLW : NYSE
Clearwater Paper (NYSE: CLW) SVP discloses stock and RSU ownership
insider
IMPACT
SENTIMENT
01/09/2026 12:49 PM
AMUB : NYSE
UBS (AMUB) trigger callable notes tied to NDXT, RTY and SPX with 11.15% yield
prospectus
IMPACT
SENTIMENT
01/09/2026 12:49 PM
AMUB : NYSE
UBS AG (NYSE: AMUB) issues trigger callable notes linked to RTY and S&P 500
prospectus
IMPACT
SENTIMENT
01/09/2026 12:48 PM
AMUB : NYSE
UBS (AMUB) offers trigger callable notes linked to NDX, RTY and SPX
prospectus
IMPACT
SENTIMENT
01/09/2026 12:47 PM
LAKE : Nasdaq
LAKELAND INDUSTRIES INC Insider Trading Activity
insider
IMPACT
SENTIMENT
01/09/2026 12:47 PM
ATMP : CBOE
Barclays issues NVIDIA-linked autocallable notes with 13.8% contingent coupon
prospectus
IMPACT
SENTIMENT
01/09/2026 12:43 PM
FMY : NYSE
FIRST TRUST MORTGAGE INCOME FUND SEC Filing
other
IMPACT
SENTIMENT
01/09/2026 12:41 PM
AMUB : NYSE
UBS (AMUB) trigger callable notes link 10.80% yield to 3 equity indices
prospectus
IMPACT
SENTIMENT
01/09/2026 12:39 PM
OBK : NYSE
Origin Bancorp (NYSE: OBK) schedules webcast for Q4 and 2025 financial review
current report
IMPACT
SENTIMENT
01/09/2026 12:38 PM
AMUB : NYSE
UBS (AMUB) trigger callable contingent yield notes linked to major indexes
prospectus
IMPACT
SENTIMENT
01/09/2026 12:32 PM
EFSC : Nasdaq
Enterprise Financial Services (EFSC) executive adds ESPP shares and holds options, RSUs
insider
IMPACT
SENTIMENT
01/09/2026 12:28 PM
SER : NYSE
Serina Therapeutics (SER) Chief Scientific Officer reports 13,000-share sale
insider
IMPACT
SENTIMENT
01/09/2026 12:24 PM
AMUB : NYSE
UBS AG (NYSE: AMUB) Details High-Risk Trigger Callable Yield Notes
prospectus
IMPACT
SENTIMENT
01/09/2026 12:22 PM
SBLK : Nasdaq
SBLK (NASDAQ: SBLK) holder plans Rule 144 sale of 8,500 shares
other
IMPACT
SENTIMENT
01/09/2026 12:20 PM
AMUB : NYSE
UBS AG (AMUB) structured notes link income to Nasdaq-100 Tech, Russell 2000 and S&P 500
prospectus
IMPACT
SENTIMENT
01/09/2026 12:17 PM
DY : NYSE
Dycom (NYSE: DY) insider files to sell 3,645 Class A shares
other
IMPACT
SENTIMENT
01/09/2026 12:15 PM
ADI : Nasdaq
Analog Devices (NASDAQ: ADI) insider files to sell 500 shares stock
other
IMPACT
SENTIMENT
01/09/2026 12:15 PM
SAH : NYSE
Sonic Automotive (SAH) director Marcus Smith reports updated share ownership
insider
IMPACT
SENTIMENT
01/09/2026 12:15 PM
BNS : NYSE
Bank of Nova Scotia (BNS) offers capped buffered notes linked to MSCI EAFE
prospectus
IMPACT
SENTIMENT
01/09/2026 12:13 PM
MHF : NYSE
MHF (N-CEN) annual report lists $337.35 commissions, dealer trades
other
IMPACT
SENTIMENT
01/09/2026 12:13 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues high-coupon auto-callable notes tied to CRWD, INTC, MRVL
prospectus
IMPACT
SENTIMENT
01/09/2026 12:13 PM
AMUB : NYSE
UBS AG (NYSE: AMUB) trigger callable notes linked to major equity indexes
prospectus
IMPACT
SENTIMENT
01/09/2026 12:12 PM
LEVI : NYSE
Levi Strauss (LEVI) 10% owner details Class B stock trust moves
insider
IMPACT
SENTIMENT
01/09/2026 12:10 PM
NOVT : Nasdaq
Novanta (NASDAQ: NOVT) insider files to sell 6,177 common shares
other
IMPACT
SENTIMENT
01/09/2026 12:09 PM
HLIO : NYSE
Helios Technologies (HLIO) gets 5.02% ownership filing from Conestoga
other
IMPACT
SENTIMENT
01/09/2026 12:08 PM
REVG : NYSE
REV Group (REVG) updates employees on Terex merger vote and future leadership
merger
IMPACT
SENTIMENT
01/09/2026 12:06 PM
EXPO : Nasdaq
Conestoga discloses 5.06% Exponent Inc (NASDAQ: EXPO) ownership stake
ownership
IMPACT
SENTIMENT
01/09/2026 12:03 PM
CM : NYSE
CIBC (NYSE: CM) prices Digital S&P 500 Index-Linked Notes with upside cap
prospectus
IMPACT
SENTIMENT
01/09/2026 12:02 PM
EVI : NYSE
Conestoga Capital (EVI) discloses 6.05% EVI Industries ownership in 13G/A
other
IMPACT
SENTIMENT
01/09/2026 11:58 AM
BOX : NYSE
Box (NYSE: BOX) insider Dylan Smith plans sale of 17,000 shares
other
IMPACT
SENTIMENT
01/09/2026 11:56 AM
IDR : NYSE
Idaho Strategic Resources (IDR) secretary reports cashless option exercise
insider
IMPACT
SENTIMENT
01/09/2026 11:54 AM
GDO : NYSE
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. SEC Filing
other
IMPACT
SENTIMENT
01/09/2026 11:54 AM
TD : NYSE
TD (NYSE: TD) prices 21% barrier notes linked to Oracle, PayPal and Walmart
prospectus
IMPACT
SENTIMENT
01/09/2026 11:53 AM
MDNC : OTC
Medinotec Inc. (MDNC) grows revenue to $7.9M and boosts net income
quarterly report
IMPACT
SENTIMENT
01/09/2026 11:52 AM
RCG : NYSE
RENN Fund (RCG) insider Murray Stahl reports new stock purchases
insider
IMPACT
SENTIMENT
01/09/2026 11:49 AM
BWG : NYSE
Brokerage and principal trades listed in BWG N-CEN (BWG) annual report excerpt
other
IMPACT
SENTIMENT
01/09/2026 11:47 AM
VST : NYSE
Vistra (NYSE: VST) inks 20-year Meta PPAs with major nuclear uprate plan
current report
IMPACT
SENTIMENT
01/09/2026 11:43 AM
COSM : Nasdaq
Cosmos Health (COSM) CEO Siokas gets 156,190 shares via $81,000 debt swap
insider
IMPACT
SENTIMENT
01/09/2026 11:44 AM
TD : NYSE
TORONTO DOMINION BANK Prospectus Supplement
prospectus
IMPACT
SENTIMENT
01/09/2026 11:42 AM
HUMA : Nasdaq FMCQF : OTC
Fresenius details Humacyte (NASDAQ: HUMA) 9.5% ownership in new 13D/A
ownership
IMPACT
SENTIMENT
01/09/2026 11:35 AM
TFSL : Nasdaq
TFS Financial (NASDAQ: TFSL) director moves 44,314 shares into trust
insider
IMPACT
SENTIMENT
01/09/2026 11:35 AM
TD : NYSE
TORONTO DOMINION BANK Prospectus Supplement
prospectus
IMPACT
SENTIMENT
01/09/2026 11:35 AM
NRUC : NYSE
National Rural Utilities (NRUC) prices $851K 3.65% Series D notes
prospectus
IMPACT
SENTIMENT
01/09/2026 11:26 AM
FDBC : Nasdaq
Director Clemente James (NASDAQ: FDBC) reports 2,150 Fidelity D & D shares
insider
IMPACT
SENTIMENT
01/09/2026 11:27 AM
MTD : NYSE
Mettler-Toledo (NYSE: MTD) officer discloses common stock and option stakes
insider
IMPACT
SENTIMENT
01/09/2026 11:25 AM
NRUC : NYSE
National Rural Utilities (NRUC) issues $1.07M 3.68% Medium-Term Notes due 2028
prospectus
IMPACT
SENTIMENT
01/09/2026 11:23 AM
DMLP : Nasdaq
Dorchester Minerals (DMLP) director reports 15,419 common units held directly
insider
IMPACT
SENTIMENT
01/09/2026 11:22 AM
NRUC : NYSE
National Rural Utilities (NRUC) prices $268,000 3.68% Medium-Term Note due 2028
prospectus
IMPACT
SENTIMENT
01/09/2026 11:20 AM
FDBC : Nasdaq
Fidelity D & D Bancorp (FDBC) director reports 519.071-share holding in Form 3
insider
IMPACT
SENTIMENT
01/09/2026 11:19 AM
PMAX : Nasdaq
Powell Max (NASDAQ: PMAX) sets vote on new Class C shares plan
current report
IMPACT
SENTIMENT
01/09/2026 11:14 AM
TPL : NYSE
Horizon Kinetics (TPL) reports Texas Pacific Land insider share buy
insider
IMPACT
SENTIMENT
01/09/2026 11:11 AM
MNSB : Nasdaq
MainStreet Bancshares (MNSB) CFO receives 10,000-share stock award grant
insider
IMPACT
SENTIMENT
01/09/2026 11:05 AM
RBMCF : OTC
Royal Bank of Canada (RBMCF) prices S&P 500® index-linked buffer notes
prospectus
IMPACT
SENTIMENT
01/09/2026 10:56 AM
HURC : Nasdaq
Hurco Companies (NASDAQ: HURC) releases Q4 and full-year 2025 results
current report
IMPACT
SENTIMENT
01/09/2026 10:55 AM
VALN : Nasdaq
Valneva (Nasdaq: VALN) to meet investors at J.P. Morgan conference 2026
current report
IMPACT
SENTIMENT
01/09/2026 10:54 AM
CIO : NYSE
City Office REIT (CIO) to Delist 6.625% Series A Preferred Stock from NYSE
other
IMPACT
SENTIMENT
01/09/2026 10:54 AM
TD : NYSE
TD (NYSE: TD) offers leveraged barrier notes tied to S&P 500 and Russell 2000
prospectus
IMPACT
SENTIMENT
01/09/2026 10:52 AM
CIO : NYSE
City Office REIT (CIO) to remove common stock listing from NYSE
other
IMPACT
SENTIMENT
01/09/2026 10:50 AM
SILC : Nasdaq
Silicom Ltd (NASDAQ: SILC) holder discloses 4.98% stake on 13G/A
ownership
IMPACT
SENTIMENT
01/09/2026 10:49 AM
TD : NYSE
TD (NYSE: TD) offers callable contingent interest notes tied to major indexes
prospectus
IMPACT
SENTIMENT
01/09/2026 10:46 AM
GS : NYSE
Goldman Sachs (GS) 2031 autocallable index-linked notes with contingent 9.10% yield
prospectus
IMPACT
SENTIMENT
01/09/2026 10:44 AM
ADZCF : OTC
Deutsche Bank (ADZCF) 5.25% senior notes due 2036 feature bail-in risk
prospectus
IMPACT
SENTIMENT
01/09/2026 10:41 AM
WOR : NYSE
Worthington Enterprises (WOR) grows revenue, EPS and EBITDA with JV and M&A gains
quarterly report
IMPACT
SENTIMENT
01/09/2026 10:41 AM
TD : NYSE
Toronto-Dominion Bank (TD) prices S&P 500 digital buffered notes with 20% payoff
prospectus
IMPACT
SENTIMENT
01/09/2026 10:31 AM
NLOP : NYSE
Net Lease Office Properties (NLOP) holding cut by Asset Value Investors
other
IMPACT
SENTIMENT
01/09/2026 10:25 AM
LASR : Nasdaq
nLIGHT (LASR) CEO Scott Keeney sells 31,748 shares via 10b5-1 plan
insider
IMPACT
SENTIMENT
01/09/2026 10:26 AM
PDT : NYSE
Investment fund (ticker: PDT) details lending, commissions and trading
other
IMPACT
SENTIMENT
01/09/2026 10:26 AM
HTD : NYSE
Securities lending and trading data for investment fund (HTD) disclosed
other
IMPACT
SENTIMENT
01/09/2026 10:26 AM
JHI : NYSE
Investment fund (NYSE: JHI) details lending, principal trades in Form N-CEN
other
IMPACT
SENTIMENT
01/09/2026 10:26 AM
JHS : NYSE
JHS fund (NYSE: JHS) details lending and dealer trades in N‑CEN
other
IMPACT
SENTIMENT
01/09/2026 10:24 AM
LVLU : Nasdaq
Activist buys 5% of Lulu's Fashion (Nasdaq: LVLU), pressing for changes
ownership
IMPACT
SENTIMENT
01/09/2026 10:23 AM
OFS : Nasdaq
OFS Capital (NASDAQ: OFS) extends senior secured revolving credit line
current report
IMPACT
SENTIMENT
01/09/2026 10:17 AM
TD : NYSE
TORONTO DOMINION BANK Prospectus Supplement
prospectus
IMPACT
SENTIMENT
01/09/2026 10:12 AM
TRT : NYSE
Trio-Tech International (TRT) director Ting Hock Ming sells 6,600 shares
insider
IMPACT
SENTIMENT
01/09/2026 10:04 AM
HAL : NYSE
Issuer (HAL) holder to sell 23,895 Rule 144 shares on NYSE
other
IMPACT
SENTIMENT
01/09/2026 09:59 AM
ABNB : Nasdaq
Aristotle Balogh files to sell Airbnb (NASDAQ: ABNB) Class A shares
other
IMPACT
SENTIMENT
01/09/2026 09:53 AM
BNS : NYSE
Bank of Nova Scotia (BNS) prices Tesla-linked contingent income auto-call notes
prospectus
IMPACT
SENTIMENT
01/09/2026 09:52 AM
ZUMZ : Nasdaq
Zumiez (ZUMZ) investor Thomas Campion reports 4.93% stake in shares
ownership
IMPACT
SENTIMENT
01/09/2026 09:48 AM
SWX : NYSE
SWX (SWX) Rule 144 filing details planned sale of 3,028 shares
other
IMPACT
SENTIMENT
01/09/2026 09:48 AM
EBC : Nasdaq
Eastern Bankshares (Nasdaq: EBC) files HarborOne merger pro formas
current report
IMPACT
SENTIMENT
01/09/2026 09:47 AM
ZUMZ : Nasdaq
Zumiez (ZUMZ) investor Richard Brooks reports 15.62% ownership stake
ownership
IMPACT
SENTIMENT
01/09/2026 09:46 AM
RBMCF : OTC
Royal Bank of Canada (RBMCF) prices Netflix-linked trigger autocallable notes at 15.25%
prospectus
IMPACT
SENTIMENT
01/09/2026 09:44 AM
HAL : NYSE
HAL (HAL) holder files to sell 17,798 common shares via Rule 144
other
IMPACT
SENTIMENT
01/09/2026 09:44 AM
RBMCF : OTC
Royal Bank of Canada (RBMCF) prices enhanced return notes linked to S&P 500 strategy
prospectus
IMPACT
SENTIMENT
01/09/2026 09:31 AM
PLD : NYSE PLDGP : OTC
Prologis (PLD) 3.000% Notes due 2026 delisted from NYSE
other
IMPACT
SENTIMENT
01/09/2026 09:31 AM
CLCO : NYSE
Cool Co Ltd (CLCO) moves to delist common shares from New York Stock Exchange
other
Thu, Jan 8 Mon, Jan 12

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

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The linked form pages show the latest filings of each type across all dates.