Every Form 4 that Assured Guaranty, LTD (AGO) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AGO and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AGO filings page.
ASSURED GUARANTY LTD (AGO) insider Dominic Frederico, President, CEO and Deputy Chairman, reported a bona fide gift of 23,331 Common Shares on 2026-08-20, for no consideration. After this gift, he directly holds 1,275,219.0034 Common Shares, including 275 shares acquired through the company’s Employee Stock Purchase Plan.
In addition, indirect holdings reported are 9,400 shares held by his wife, 200 shares held by his daughter, and 345,000 shares held by a family limited partnership. The filing indicates the Rule 10b5-1 checkbox was not selected for these transactions.
Affiliates of Assured Guaranty Ltd, through AG Asset Strategies LLC, purchased 209,387.822 Common Shares of Beneficial Interest of Sound Point Direct Lending BDC on July 22, 2026 at $24.8343 per share. Following this open-market purchase, AG Asset Strategies LLC indirectly holds 1,212,106.269 shares, with the parent Assured Guaranty entities reported as indirect beneficial owners.
Assured Guaranty Ltd. reported a routine insider tax event for its CFO, Benjamin G. Rosenblum. On July 1, 2026, 1,156 Common Shares were disposed of at $81.39 per share to cover tax liabilities, as indicated by the tax-withholding code and footnote.
These shares were withheld rather than sold in the open market, so the transaction does not represent a discretionary sale. After this withholding, Rosenblum directly holds 61,448 Common Shares, showing that his overall equity position in the company remains substantial.
ASSURED GUARANTY LTD director Francisco L. Borges reported gifting common shares. On June 17 and 18, 2026, he made bona fide gifts totaling 26,747 common shares at no stated price. After these charitable transfers, he continues to hold 153,111 common shares directly.
Director Lorin Radtke of Assured Guaranty Ltd. reported an open-market sale of 1,047 Common Shares on May 29, 2026. The shares were sold at an average price of $74.32 per share, and Radtke now directly holds 9,307 Common Shares.
ASSURED GUARANTY LTD director Francisco L. Borges reported a bona fide gift of company stock. On the reported date, he transferred 74 Common Shares at a stated price of $0.0000 per share, reflecting a non-market, no‑consideration transaction.
Following this gift, Borges continues to hold 179,858 Common Shares directly. The filing reflects a routine personal estate or charitable planning move rather than an open‑market trade, and does not change the company’s overall share count.
ASSURED GUARANTY LTD director Francisco L. Borges reported a gift of 427 Common Shares. The transaction was recorded as a bona fide gift with no price per share listed. After the transfer, he directly holds 179,932 Common Shares, indicating this was a small change to his overall position.
Assured Guaranty Ltd’s Chief Operating Officer, Robert Bailenson, reported selling a total of 50,000 Common Shares of the company on May 11, 2026 in open-market transactions. The sales were executed in two tranches at weighted average prices of $78.24 and $78.82 per share. Footnotes state that individual shares in these trades were sold within price ranges of $77.745–$79.35 per share. After these transactions, he continues to hold a direct equity position in Assured Guaranty.
ASSURED GUARANTY LTD President, CEO and Deputy Chairman Dominic Frederico reported an equity award of 33,980 Common Shares, classified as a grant or award acquisition at no cash price. The number of shares was determined based on the achievement of relative total shareholder value targets.
These shares have vested and are scheduled to be delivered in February 2027, subject to continued compliance with the award agreement. Following this award, Frederico directly holds 1,298,275.0034 Common Shares. He also has indirect holdings of 345,000 Common Shares through a family limited partnership, 9,400 Common Shares held by his wife, and 200 Common Shares held by his daughter.
Assured Guaranty Ltd reported that Chief Operating Officer Robert Bailenson acquired 7,806 common shares as a share-based award, with no cash price per share. These shares were determined based on achieving relative total shareholder value targets, have vested, and are scheduled to be delivered in February 2027, subject to continued compliance with the award agreement. Following this award, he holds a total of 306,251.0819 common shares directly.
ASSURED GUARANTY LTD reported that Chief Credit Officer Stephen Donnarumma acquired 3,490 common shares as a grant classified as a compensation-related award. According to the footnote, the number of shares reflects achievement of relative total shareholder value targets. These shares have vested but will be delivered in February 2027, provided he continues to comply with the terms of the award agreement. Following this award, he directly holds a total of 121,093.0408 common shares.
Horn Holly reported acquisition or exercise transactions in this Form 4 filing.
ASSURED GUARANTY LTD Chief Surveillance Officer Holly Horn received an award of 2,755 common shares as compensation, at no cash cost per share. The number of shares was determined by relative total shareholder value performance targets. These vested shares will be delivered in February 2027 if award terms are met, bringing her holdings to 52,566 common shares.
Chow Ling reported acquisition or exercise transactions in this Form 4 filing.
Assured Guaranty Ltd General Counsel and Secretary Ling Chow reported receiving an award of 5,970 common shares at $0.00 per share as a compensation grant. The number of shares was determined by achieving relative total shareholder value targets. These shares have vested and are scheduled to be delivered in February 2027, subject to continued compliance with the award agreement. Following this award, Chow directly holds 195,570 common shares of Assured Guaranty.
Assured Guaranty Ltd CFO Benjamin G. Rosenblum reported a small tax-related share disposition. On the reported date, 637 Common Shares were withheld at an indicated price of $80.86 per share to cover a tax liability, leaving him with 62,604 Common Shares held directly. This was a routine tax-withholding event, not an open-market sale.
Assured Guaranty Ltd. director Alan J. Kreczko received 3,936 common shares as a restricted stock award under the Assured Guaranty Ltd. 2024 Long Term Incentive Plan. These shares serve as an annual retainer equity award for non-management directors and become non-forfeitable immediately before the 2027 annual shareholders meeting.
On a separate date, 626 common shares were withheld at $81.90 per share to cover tax liabilities, rather than being sold on the open market. After these transactions, Kreczko directly holds 70,047 common shares.
Assured Guaranty Ltd. director Mark Batten received a grant of 2,240 Common Shares as restricted stock under the Assured Guaranty Ltd. 2024 Long Term Incentive Plan. These shares serve as an annual retainer equity award for non-management directors.
The restricted stock becomes non-forfeitable on the day immediately prior to the 2027 annual shareholders meeting. In a separate transaction, 961 Common Shares were withheld at $81.90 per share to cover tax liability, a non-market disposition. Following these transactions, Batten directly holds 5,174 Common Shares.
ASSURED GUARANTY LTD director Francisco L. Borges reported routine equity compensation and related tax withholding. On May 1, 2026, he acquired 5,934 Common Shares as a restricted stock award granted as an annual retainer under the 2024 Long Term Incentive Plan. A separate transaction on April 30, 2026 shows 1,277 Common Shares withheld at $81.90 per share to satisfy tax liability, which is not an open-market sale. After these transactions, Borges directly held 180,359 Common Shares.
Assured Guaranty Ltd director Bonnie L. Howard received a grant of 1,756 restricted common shares as an annual retainer equity award under the 2024 Long Term Incentive Plan. The award becomes non-forfeitable immediately before the 2027 annual shareholders meeting. Separately, 365 shares were withheld at $81.90 per share to cover tax liability, and she now holds 47,401 common shares directly.
ASSURED GUARANTY LTD director Thomas W. Jones received an equity grant and had shares withheld for taxes. On April 30, 2026, 365 Common Shares were disposed of at $81.90 per share to cover tax liability. On May 1, 2026, he acquired 1,756 Common Shares as restricted stock under the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, as an annual retainer equity award for non-management directors; these shares become non-forfeitable immediately before the 2027 annual shareholders meeting. Following these transactions, Jones directly holds 47,305 Common Shares.
ASSURED GUARANTY LTD director Courtney C. Shea reported routine equity compensation and related tax withholding. On May 1, 2026, Shea received a grant of 1,756 Common Shares at $0.00 per share as restricted stock awarded to non-management directors as an annual retainer equity award under the Assured Guaranty Ltd. 2024 Long Term Incentive Plan. These shares become non-forfeitable on the day immediately prior to the 2027 annual shareholders meeting. Following this award, Shea directly owned 10,751 Common Shares. On April 30, 2026, 365 Common Shares at $81.90 per share were withheld to pay tax liability, a non-market disposition for tax purposes rather than an open-market sale.
Assured Guaranty Ltd. director Lorin Radtke received a restricted stock award and had shares withheld for taxes. On May 1, 2026, Radtke acquired 2,422 Common Shares at $0.00 per share as an annual retainer equity award under the 2024 Long Term Incentive Plan. These restricted shares become non-forfeitable immediately before the 2027 annual shareholders meeting. On April 30, 2026, 365 Common Shares were disposed of at $81.90 per share to cover tax liabilities. Following these transactions, Radtke directly owned 10,354 Common Shares.
Assured Guaranty Ltd. director Yukiko Omura received a grant of 1,756 Common Shares as restricted stock, awarded as an annual retainer equity award under the 2024 Long Term Incentive Plan. In a related move, 748 Common Shares were withheld at $81.90 per share to cover tax liabilities. Following these transactions, Omura holds 11,240 Common Shares directly, with the restricted shares scheduled to become non-forfeitable immediately before the 2027 annual shareholders meeting.
ASSURED GUARANTY LTD director Antonio Ursano Jr. reported equity compensation activity in Common Shares. On May 1, 2026, he acquired 1,756 restricted shares at $0.00 per share as an annual retainer equity award under the company’s 2024 Long Term Incentive Plan.
According to the footnotes, these restricted shares become non‑forfeitable immediately before the 2027 annual shareholders meeting. On April 30, 2026, 365 shares were withheld at $81.90 per share to cover tax liability. After these transactions, he directly holds 5,585 Common Shares.
Sound Point Direct Lending BDC reported an insider transaction involving entities affiliated with Assured Guaranty Ltd. On April 30, 2026, AG Asset Strategies LLC completed an open-market purchase of about 242,718 Common Shares of Beneficial Interest at $24.72 per share.
Following this transaction, AG Asset Strategies LLC is reported as indirectly holding roughly 1,002,718 Common Shares of Beneficial Interest in Sound Point Direct Lending BDC through a chain of Assured Guaranty–related holding companies.
Assured Guaranty Ltd. director Francisco L. Borges reported an open-market sale and a gift of common shares. He sold 123,750 common shares at a weighted average price of $80.22 per share, with individual trades ranging from $80.00 to $80.65 per share. After this sale, his direct holdings were 176,952 common shares. He then made a bona fide gift of 1,250 common shares, leaving him with 175,702 common shares held directly.
Assured Guaranty Ltd. President, CEO, and Deputy Chairman Dominic Frederico sold 29,998 common shares in an open-market transaction at $81.41 per share. After the sale, he directly holds 1,264,295.0034 common shares and also has indirect holdings through his wife, daughter, and a family limited partnership.
ASSURED GUARANTY LTD director and President/CEO/Deputy Chairman Dominic Frederico reported an open-market sale of 20,002 common shares at an average price of $81.06 per share on March 20, 2026. After this transaction, he continues to hold 1,294,293.0034 common shares directly.
The filing also shows indirect holdings of 9,400 common shares held by his wife, 200 common shares held by his daughter, and 345,000 common shares held through a family limited partnership. The reported sale price was rounded to the nearest cent.
Assured Guaranty Ltd. director Lorin Radtke sold common shares in an open-market transaction. On March 4, 2026, Radtke sold 1,219 common shares of Assured Guaranty Ltd. at a price of $87.14 per share, and held 8,297 common shares directly after the sale.
Assured Guaranty Ltd. Chief Accounting Officer Laura Bieling reported a tax-related share disposition. On February 23, 2026, 416 common shares were withheld at a price of $85.11 per share to cover tax liabilities, a non-open-market transaction coded as a tax-withholding disposition. After this event, she directly owned 14,944 common shares.
Assured Guaranty Ltd Chief Surveillance Officer Holly Horn reported a tax-related share withholding. On this Form 4, 445 common shares were disposed of at $85.11 per share to cover tax liabilities tied to equity compensation. After this withholding, she directly owns 49,811 common shares.
Assured Guaranty Ltd. CFO Benjamin G. Rosenblum reported a Form 4 transaction involving company common shares. On February 23, 2026, 1,220 common shares were disposed of at a price of $85.11 per share in a transaction coded “F,” which represents shares withheld to cover tax obligations. A footnote explains that the common shares were being withheld to pay tax liability, indicating this was not an open-market sale. After this tax-withholding disposition, Rosenblum directly owned 63,241 common shares of Assured Guaranty Ltd.
Assured Guaranty Ltd’s Chief Credit Officer Stephen Donnarumma reported a tax-related share withholding. On the transaction date, 4,244 Common Shares were disposed of at $85.11 per share to satisfy a tax liability, as noted in the footnote. After this tax-withholding disposition, he directly owned 117,603.0408 Common Shares.
ASSURED GUARANTY LTD General Counsel and Secretary Ling Chow reported a tax-related share disposition. On this Form 4, 7,835 common shares were withheld on February 23, 2026 at a price of $85.11 per share to cover a tax liability. After this tax-withholding disposition, Chow directly owned 189,600 common shares of Assured Guaranty.
Assured Guaranty Ltd’s Chief Operating Officer, Robert Bailenson, reported a tax-related share withholding. On the transaction date, 9,494 common shares were disposed of at $85.11 per share to satisfy a tax liability rather than through an open-market sale. Following this tax-withholding disposition, Bailenson directly owned 298,445.0819 common shares.
Assured Guaranty Ltd. President and CEO Dominic Frederico reported a tax-related share disposition. On February 23, 2026, he had 34,785 common shares withheld at $85.11 per share to cover tax liabilities associated with equity compensation, rather than selling shares in the open market.
After this withholding, he directly owned about 1,314,295 common shares. He also reported indirect holdings of 9,400 shares through his wife, 200 shares through his daughter, and 345,000 shares through a family limited partnership.
ASSURED GUARANTY LTD Chief Risk Officer Jorge A. Gana reported a small tax-related share disposition. On February 23, 2026, 318 common shares of Assured Guaranty were withheld at $85.11 per share to cover a tax liability, rather than being sold on the open market. Following this withholding, Gana directly held 29,545 common shares of the company.
ASSURED GUARANTY LTD President/CEO/Deputy Chairman Dominic Frederico reported a mix of equity awards and tax-related share withholdings in Common Shares. On February 20, 2026, he acquired 37,870 restricted share units at $0.00 per unit, and on February 22, 2026 he acquired an additional 71,810 restricted and performance share units at $0.00 per unit, all granted under company incentive plans.
To cover tax liabilities tied to these vestings, 19,400 and 29,030 Common Shares were withheld on February 22, 2026 at $88.39 per share. After these transactions, he directly owned 1,349,080.0034 Common Shares. He also reported indirect ownership of 9,400 shares through his wife, 200 through his daughter, and 345,000 through a family limited partnership.
Assured Guaranty Ltd. CFO Benjamin G. Rosenblum reported two equity transactions in Common Shares. On 2/20/2026, he acquired 8,033 restricted share units as a grant under the 2024 Long-Term Incentive Plan, with vesting scheduled for 2/20/2029, generally contingent on continued employment. On 2/22/2026, 1,710 Common Shares at $88.39 per share were withheld to cover tax liabilities related to equity compensation. After these transactions, he directly held 64,461 Common Shares.
Assured Guaranty Ltd’s Chief Surveillance Officer, Holly Horn, reported a mix of equity awards and related tax share withholdings in Common Shares. On February 20, 2026, she acquired 10,328 shares in a grant/award transaction, increasing her holdings to 48,346 shares. On February 22, 2026, she received an additional 5,822 share award, bringing her ownership to 52,603 shares. On the same date, the company withheld 1,565 shares and 2,347 shares at $88.39 per share to cover tax liabilities, leaving her with 50,256 Common Shares held directly. Footnotes explain that the awards consist of restricted share units under the 2024 Long-Term Incentive Plan and performance share units that vest over time based on stated targets.
Assured Guaranty Ltd.’s Chief Operating Officer Robert Bailenson reported a mix of equity grants and related share withholdings. He received two awards of Common Shares totaling 30,267 shares at $0.00 per share as grants and restricted share units under the 2024 Long-Term Incentive Plan, with certain units scheduled to vest on 2/20/2029 if he remains employed. To cover tax liabilities tied to vesting and performance share units based on core adjusted book value targets, 5,634 and 8,422 Common Shares were disposed of at $88.39 per share through tax-withholding transactions, rather than open-market sales. After these transactions, he directly holds 307,939.0819 Common Shares.
Assured Guaranty Ltd’s General Counsel and Secretary, Ling Chow, reported a mix of share awards and tax-related share withholdings in Common Shares. On February 20, 2026, Chow acquired 8,722 shares at $0.00 per share as restricted share units under the 2024 Long-Term Incentive Plan, which generally vest on February 20, 2029 if employment continues.
On February 22, 2026, Chow acquired a further 12,616 shares at $0.00 per share from the vesting of performance share units tied to core adjusted book value targets. Also on that date, 4,694 shares and 6,977 shares were disposed of at $88.39 per share to satisfy tax liabilities. After the final transaction, Chow directly held 197,435 Common Shares.
Assured Guaranty Ltd Chief Risk Officer reports equity award and tax share withholding. Jorge A. Gana received a grant of 3,672 restricted share units on 2/20/2026 under the Assured Guaranty Ltd. 2024 Long-Term Incentive Plan, which generally vest on 2/20/2029 if he remains employed, with one Common Share delivered for each vested unit.
On 2/22/2026, 348 Common Shares were withheld at $88.39 per share to cover tax liability related to the award, leaving him with 29,863 Common Shares held directly after the tax-withholding transaction.
Assured Guaranty Ltd. Chief Accounting Officer Laura Bieling reported two equity-related transactions in company common shares. On February 20, 2026, she acquired 2,295 restricted share units under the 2024 Long-Term Incentive Plan, with each unit delivering one common share upon vesting on February 20, 2029, assuming continued employment.
On February 22, 2026, 397 common shares were disposed of at $88.39 per share to cover tax liabilities, as shares withheld rather than an open-market sale. After these transactions, she directly owned 15,360 common shares.
Assured Guaranty Ltd Chief Credit Officer Stephen Donnarumma reported equity awards and related tax-withholding share dispositions in the company’s Common Shares. On February 20, 2026, he acquired 6,312 restricted share units at $0.00 per share under the 2024 Long-Term Incentive Plan. On February 22, 2026, he received an additional 7,376 restricted share units at $0.00 per share and had 2,767 and 4,079 Common Shares withheld at $88.39 per share to cover tax liabilities. The restricted share units generally vest on February 20, 2029, with one Common Share delivered for each vested unit, assuming continued employment. After these transactions, he directly held 121,847.0408 Common Shares.
Assured Guaranty Ltd. officer Holly Horn reported a routine share withholding to cover taxes. On February 7, 2026, 1,143 Assured Guaranty common shares were withheld at $87.75 per share, coded as an "F" transaction, which indicates tax-related withholding rather than an open-market sale.
After this transaction, Horn beneficially owned 38,018 common shares, held directly. The footnote clarifies that the common shares were "being withheld to pay tax liability," suggesting the shares were tied to an equity compensation event.
Assured Guaranty Ltd.’s Chief Risk Officer, Jorge A. Gana, reported a tax-related share withholding transaction. On February 7, 2026, 1,031 common shares of Assured Guaranty were withheld at $87.75 per share to pay a tax liability. Following this, he directly beneficially owned 26,539 common shares. This total includes 279 shares purchased on June 30, 2025 under Assured Guaranty’s Employee Stock Purchase Plan that meets the requirements of Rule 16b-3.
Assured Guaranty–affiliated entities filed a Form 4 reporting open‑market sales of Sound Point Meridian Capital, Inc. (SPMC) common stock held indirectly through AG Asset Strategies LLC. On 10/09/2025, they sold 3,409 shares at $17.78; on 10/13/2025, 3,195 shares at $17.51; and on 10/14/2025, 1,227 shares at $17.38.
Following these transactions, the group beneficially owned 5,289,252 shares of SPMC common stock, held indirectly. A footnote states the securities are owned directly by AG Asset Strategies LLC, whose sole member is Assured Guaranty Inc., and that entity is wholly owned through subsidiaries up to Assured Guaranty Ltd.