Asana, Inc. Form 4 Filings

Asana, Inc. (ASAN) director Thomas Berquist received a grant of 38,802 Restricted Stock Units (RSUs) on September 25, 2026. One-third of the RSUs vest on September 25, 2027, and one-third vest annually thereafter, subject to his continuous service through each vesting date. Vested RSUs settle in Class A Common Stock on the earlier of the first anniversary of the applicable vesting date or a change in control.

Asana, Inc. Chief Financial Officer Megji Aziz reported selling 35,444 Class A common shares on September 21, 2026, at $9.5260 per share under the issuer’s sell-to-cover policy for tax obligations tied to restricted stock unit vesting and settlement. On September 23, 2026, Aziz reported selling 3,224 shares at a weighted-average $9.2637 per share under a Rule 10b5-1 trading plan adopted March 23, 2026, to satisfy additional tax withholding tied to RSU vesting. Prices in the September 23 sale ranged from $8.98 to $9.52 per share.

Asana, Inc. General Counsel and Corporate Secretary Katie Marie Colendich reported direct sales totaling 15,910 shares of Class A common stock on September 21 and September 22, 2026, under a Rule 10b5-1 trading plan adopted March 25, 2026. On September 21, she sold 7,436 shares at $9.526 per share under Asana’s sell-to-cover policy for certain tax obligations arising from the vesting and settlement of Restricted Stock Units (RSUs). On September 22, she sold 8,474 shares at a weighted average of $9.77 per share; reported prices ranged from $9.76 to $9.81.

Asana, Inc. Chief Executive Officer Daniel Mark Rogers reported selling 300,937 Class A common shares on September 21, 2026, at $9.5260 per share and 150,175 shares on September 22, 2026, at $9.1277 per share. Both sales were pursuant to a Rule 10b5-1 trading plan; the plan associated with the September 22 sale was adopted March 31, 2026. The September 21 sale was a sell-to-cover under issuer policy for certain tax obligations tied to the vesting and settlement of certain Restricted Stock Units.

Asana, Inc. (ASAN) reported insider transactions by Chief Executive Officer and director Daniel Mark Rogers. On August 26, 2026, he acquired 35,496 performance-based restricted stock units (PSUs), each representing one share of Class A common stock, which are scheduled to vest and settle on September 20, 2026. On August 27, 2026, he sold 1,655 shares of Class A common stock at $10.00 per share in open-market or private transactions effected under a Rule 10b5-1 trading plan adopted on March 31, 2026.

Anderson-Copperman Krista reported acquisition or exercise transactions in this Form 4 filing.

Asana, Inc. director Krista Anderson-Copperman received 1,827 shares of Class A Common Stock as compensation for board service for the quarter ended July 31, 2026, electing stock in lieu of cash fees. After this award, she directly holds 92,049 shares of Asana Class A stock.

Asana, Inc. director Justin Rosenstein reported a bona fide gift of 2,700,000 shares of Class A Common Stock to Fidelity Investments Charitable Gift Fund at no price per share. After this donation, he directly holds 532,776 Class A shares. The footnotes state he does not exercise voting or investment control over Fidelity Investments Charitable Gift Fund or the donated shares and has no pecuniary interest in shares held by the fund.

Asana, Inc. director and CEO Daniel Mark Rogers reported an open-market sale of 13,790 shares of Class A Common Stock. The shares were sold at a weighted average price of $6.895 per share, in multiple trades between $6.73 and $7.00.

After this transaction, he directly holds 1,891,990 Asana shares. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on March 31, 2026, indicating it was scheduled in advance rather than timed discretionarily.

Asana, Inc. General Counsel and Corporate Secretary Katie Marie Colendich reported an open-market sale of Class A Common Stock. She sold 5,242 shares at a price of $6.685 per share. After this transaction, she directly holds 176,598 shares of Asana Class A Common Stock.

Asana, Inc. Chief Financial Officer Aziz Megji reported an open-market sale of 13,239 shares of Class A common stock at a weighted average price of $6.7287 per share. After this transaction, he directly holds 765,389 shares. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on March 23, 2026.

Asana, Inc. General Counsel and Corporate Secretary Katie Marie Colendich reported selling a total of 15,984 shares of Class A common stock in two open-market transactions. She sold 8,337 shares at a weighted average price of $6.742 per share and 7,647 shares at a weighted average price of $6.659 per share.

The filing notes that at least one of these sales was required to cover tax obligations arising from the vesting and settlement of restricted stock units, and that the sales were made under a Rule 10b5-1 trading plan. Following the transactions, she continues to hold 181,840 shares directly.

Asana, Inc. Chief Accounting Officer Veronica Sosa reported an open-market sale of 11,378 shares of Class A common stock at $6.659 per share. According to the footnote, this sale was required under the company’s sell-to-cover policy to satisfy tax obligations from vesting RSUs.

After the transaction, Sosa directly holds 62,344 Asana shares, indicating she retains a substantial equity position despite the tax-related sale.

Asana, Inc. Chief Financial Officer Aziz Megji reported selling a total of 31,696 shares of Class A common stock in open-market transactions. The sales comprised 6,089 shares at a weighted average price of $6.6471 per share and 25,607 shares at $6.6590 per share.

According to the footnotes, these transactions were carried out under the company’s policy requiring sell-to-cover trades to satisfy tax obligations from the vesting and settlement of Restricted Stock Units. The sales were also executed pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on March 23, 2026.

Asana, Inc. director and Chief Executive Officer Daniel Mark Rogers reported an open-market sale of 26,975 shares of Class A Common Stock at $6.659 per share. According to the footnote, this sale was required under the company’s sell-to-cover policy to satisfy tax obligations from the vesting and settlement of certain Restricted Stock Units. After the transaction, Rogers directly held 1,905,780 shares of Asana stock.

Asana, Inc. reported that Chief Executive Officer Daniel Mark Rogers received an award of 654,665 shares of Class A Common Stock in the form of Restricted Stock Units (RSUs). Each RSU converts into one share upon settlement, bringing his direct holdings to 1,932,755 shares after the grant.

The RSUs vest over time: 1/12 of the units are scheduled to vest and settle into Class A shares on June 20, 2026, with the remaining units vesting and settling in equal quarterly installments thereafter. This is a compensation-related equity grant rather than an open‑market purchase or sale.

Asana, Inc. director Marc Boroditsky received a grant of 22,378 Restricted Stock Units (RSUs) tied to the company’s Class A Common Stock. Each RSU converts into one share upon settlement. The RSUs vest 100% on the earlier of June 8, 2027 or the next annual stockholder meeting, assuming he remains in continuous service. Following this award, Boroditsky directly holds 45,649 shares of Class A Common Stock, reflecting a routine, compensation-related equity grant rather than an open-market purchase.

CAREY SYDNEY reported acquisition or exercise transactions in this Form 4 filing.

Asana, Inc. director Sydney Carey received an equity grant of 22,378 Restricted Stock Units (RSUs), each representing one share of Class A Common Stock. The RSUs vest 100% on the earlier of June 8, 2027 or the next annual stockholder meeting, contingent on continuous service. Following this award, Carey directly holds 146,299 shares of Asana Class A Common Stock.

Anderson-Copperman Krista reported acquisition or exercise transactions in this Form 4 filing.

Asana, Inc. director Krista Anderson-Copperman received an equity compensation grant of 22,378 Restricted Stock Units (RSUs), each representing one share of Class A Common Stock. The RSUs vest 100% on the earlier of June 8, 2027 or the next annual meeting of stockholders, contingent on her continuous service. Following this grant, she directly holds 90,222 shares of Asana Class A Common Stock.

Lindsay Andrew reported acquisition or exercise transactions in this Form 4 filing.

Asana, Inc. director Lindsay Andrew received a grant of 22,378 Restricted Stock Units (RSUs), each representing one share of Class A Common Stock. The RSUs vest 100% on the earlier of June 8, 2027 or the next annual stockholder meeting, subject to continuous service. Following this grant, Andrew directly holds 72,758 shares of Class A Common Stock.

Rosenstein Justin reported acquisition or exercise transactions in this Form 4 filing.

Asana, Inc. director Justin Rosenstein received a grant of 22,378 Restricted Stock Units, each representing one share of Class A Common Stock at no cash cost. The RSUs vest 100% on the earlier of June 8, 2027 or the next annual stockholder meeting, subject to his continuous service, bringing his direct holdings to 3,232,776 shares.

Megji Aziz reported acquisition or exercise transactions in this Form 4 filing.

Asana, Inc. reported that Chief Financial Officer Megji Aziz received a grant of 585,775 Restricted Stock Units (RSUs), each representing one share of Class A Common Stock. The RSUs were granted at $0.00 per share as equity compensation, not through an open-market purchase. According to the vesting schedule, 1/12 of the RSUs will vest and settle into shares on June 20, 2026, with the remaining RSUs vesting in equal quarterly installments thereafter. Following this award, Aziz directly holds 810,324 shares of Asana’s Class A Common Stock.

Colendich Katie Marie reported acquisition or exercise transactions in this Form 4 filing.

Asana, Inc. reported that its General Counsel and Corporate Secretary, Katie Marie Colendich, received a grant of 98,200 shares of Class A Common Stock in the form of restricted stock units. These RSUs were granted at no cash cost and increase her direct holdings to 197,824 shares after the award.

According to the grant terms, 1/12 of the RSUs will vest and settle into Class A Common Stock on June 20, 2026, with the remaining RSUs vesting in equal quarterly installments thereafter. This structure ties a significant portion of her compensation to the company’s long-term performance and continued service.

Asana, Inc. director Adam D'Angelo reported a stock compensation grant. He received 1,186 shares of Class A Common Stock at $0.00 per share as a grant or award, electing to take shares instead of cash under Asana's Non-Employee Director Compensation Policy for the quarter ended April 30, 2026.

After this award, he directly holds 58,755 Class A shares. A separate holding entry shows 1,078,170 Class A shares held indirectly by the Adam D'Angelo Revocable Trust dated March 13, 2008, where he is trustee. The filing does not show any open-market buying or selling, only compensation-related acquisition and updated holdings.

NORRINGTON LORRIE M reported acquisition or exercise transactions in this Form 4 filing.

Asana, Inc. director Lorrie M. Norrington reported receiving additional Class A Common Stock as part of her board compensation. On May 1, 2026, she was granted 2,323 shares of Class A Common Stock at a stated price of $0.00 per share, received in lieu of cash compensation for the quarter ended April 30, 2026.

The number of shares was calculated using the closing share price on April 30, 2026, and she elected to defer receipt of these shares under Asana's Directors' Deferred Compensation Plan. Following the grant, she directly holds 144,546 Class A shares, and an additional 2,295 shares are held indirectly through Norrington Advisory Services, LLC.

Anderson-Copperman Krista reported acquisition or exercise transactions in this Form 4 filing.

Asana, Inc. director Krista Anderson-Copperman received 2,056 shares of Class A Common Stock as equity compensation. The shares were granted on a no-cash basis under Asana's Non-Employee Director Compensation Policy for the quarter ended April 30, 2026, in lieu of cash fees.

After this grant, she directly holds 67,844 shares of Asana Class A Common Stock. This is a routine stock award rather than an open-market purchase or sale.

Asana, Inc. director Matt Cohler reported a stock-based compensation grant rather than an open-market trade. He acquired 1,335 shares of Class A Common Stock at a stated price of $0.00 per share as a grant or award. Footnotes explain he elected to receive Class A shares instead of cash fees for the quarter ended April 30, 2026, with the number of shares based on the closing share price on April 30, 2026. Additional footnotes state he also received Restricted Stock Units that vest 100% on the earlier of June 16, 2026 or the next annual stockholder meeting, provided he continues to serve as a director.

Asana director Justin Rosenstein converted 6,350,000 shares of Class B Common Stock into 6,350,000 shares of Class A Common Stock and then made a bona fide gift of those Class A shares to Fidelity Investments Charitable Gift Fund. The filing notes he does not have voting, investment control or pecuniary interest over the donated shares. After these transactions, he directly holds 3,210,398 shares of Class A Common Stock and also has indirect interests in Class B shares held by the Justin Rosenstein Trusts, each share of Class B being convertible into one share of Class A with no expiration date.

Asana, Inc. Chief Financial Officer Megji Aziz reported an open-market sale of 30,650 shares of Class A Common Stock on March 27, 2026 at an average price of $6.1033 per share. The transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on March 14, 2025. Following this sale, Aziz directly holds 224,549 Asana shares, indicating she retains a substantial equity position in the company.

Asana, Inc.’s General Counsel and Corporate Secretary Katie Marie Colendich reported open‑market sales of Class A common stock totaling 6,515 shares across two days. She sold 1,500 shares at an average price of $6.3901 on March 24 and 5,015 shares at $6.42 on March 25. Following these transactions, she directly holds 99,624 Class A shares. The filing notes the sales were executed under a pre‑arranged Rule 10b5‑1 trading plan adopted on June 27, 2025.

Asana, Inc. Chief Financial Officer Sonalee Elizabeth Parekh reported an open-market sale of 18,717 shares of Class A common stock at a weighted average price of $6.6154 per share. The trades occurred at prices ranging from $6.45 to $6.75 per share.

The filing notes the transactions were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on March 12, 2025, indicating they were scheduled in advance. After these sales, Parekh continues to hold 915,281 shares of Asana stock directly, so the sale represents only a small portion of her overall reported holdings.

Asana, Inc. reported that general counsel and corporate secretary Katie Marie Colendich sold 3,575 shares of Class A common stock at an average price of $6.6474 per share on March 20, 2026. The sale was made under a company policy to sell shares to cover tax obligations from vested RSUs. Following this transaction, she holds 104,639 shares directly.

Asana, Inc.'s Chief Financial Officer, Sonalee Elizabeth Parekh, reported an open-market sale of 34,151 shares of Class A Common Stock at an average price of $6.6474 per share. The company states this sale was made under its policy requiring sell-to-cover transactions to satisfy certain tax obligations arising from the vesting and settlement of Restricted Stock Units. Following the sale, Parekh directly holds 933,998 shares, indicating she retains a substantial equity position.

Asana, Inc. Chief Accounting Officer Veronica Sosa reported an open-market sale of 6,479 shares of Class A Common Stock at $6.6474 per share. According to the footnote, this sale was required under Asana’s policy to sell shares to cover taxes from vesting Restricted Stock Units. After the transaction, she directly held 73,722 shares.

Asana, Inc. reported that its General Counsel and Corporate Secretary, Katie Marie Colendich, received a grant of 53,436 Restricted Stock Units (RSUs), each representing one share of Class A Common Stock upon settlement. According to the terms, 1/12 of the RSUs vest and settle into shares on June 20, 2026, with 1/12 vesting and settling quarterly thereafter.

On the same day, she sold 7,304 shares of Class A Common Stock in an open-market transaction at a weighted average price of $7.42 per share, with individual sale prices ranging from $7.42 to $7.455. After these transactions, she directly owned 108,214 shares of Class A Common Stock.

Asana, Inc. director Matthew Cohler reported receiving 823 shares of Class A common stock on February 2, 2026 at a stated price of $0. He elected to take stock instead of cash fees under Asana’s Non-Employee Director Compensation Policy for the quarter ended January 31, 2026, with the share amount based on the January 30, 2026 closing price.

Following this transaction, Cohler is shown with 339,849 Class A shares held directly, plus a separate direct holding of 13,089 shares and an additional 236,921 shares held indirectly through a second irrevocable trust. The filing also notes a grant of RSUs that vest in full on the earlier of June 16, 2026 or the next annual stockholder meeting, each RSU settling into one Class A share.

Asana director Krista Anderson-Copperman reported receiving additional equity compensation in the form of Class A Common Stock. On February 2, 2026, she acquired 1,268 shares at a reported price of $0 per share, reflecting stock taken instead of cash under Asana’s Non-Employee Director Compensation Policy for the quarter ended January 31, 2026.

Following this grant, she beneficially owned 65,788 shares of Asana Class A Common Stock in direct ownership. The number of shares issued in lieu of cash was determined using the closing stock price on January 30, 2026.

Asana director Adam D’Angelo received 731 shares of Class A Common Stock on February 2, 2026 as stock compensation instead of cash for board service. The shares were issued under Asana’s Non-Employee Director Compensation Policy for the quarter ended January 31, 2026, based on the January 30, 2026 closing share price.

After this transaction, D’Angelo directly owned 57,569 Asana Class A shares. An additional 1,078,170 Class A shares were held indirectly through the Adam D'Angelo Revocable Trust dated March 13, 2008, where he serves as trustee.

Asana, Inc. director Lorrie M. Norrington received 1,432 shares of Class A Common Stock on February 2, 2026 as stock compensation in lieu of cash fees for the quarter ended January 31, 2026. The award was valued using Asana’s closing share price on January 30, 2026 and was granted at a price of $0 per share to the director.

Under Asana’s Directors’ Deferred Compensation Plan, Norrington elected to defer receipt of these shares to a future date according to her plan election. Following this transaction, she beneficially owned 142,223 Class A shares directly. An additional 2,295 Class A shares were held indirectly through Norrington Advisory Services, LLC.

Asana, Inc. director Justin Rosenstein reported several equity transactions involving Class A and Class B common stock. On 12/19/2025, he converted 3,000,000 shares of Class B Common Stock into Class A Common Stock at a stated price of $0, increasing his directly held Class A shares to 3,210,398.

On 12/22/2025, he converted an additional 665,000 Class B shares into Class A at $0, bringing his direct Class A holdings to 3,875,398, and then made a gift of 665,000 Class A shares to The One Project Foundation, after which he directly held 3,210,398 Class A shares.

The filing also shows changes in derivative holdings of Class B Common Stock, which is convertible into Class A on a one-for-one basis with no expiration. Certain shares are held in trusts (including the Justin Rosenstein 2024 Grantor Retained Annuity Trust, Justin Rosenstein Trust, and Justin Rosenstein Non-Exempt Trust), where he may be deemed to have voting and dispositive power as trustee.

Asana, Inc. reported that its General Counsel and Corporate Secretary sold Class A common stock in two transactions. On 12/22/2025, the officer sold 55,234 shares at a price of $14.31 per share to cover tax obligations arising from the vesting and settlement of restricted stock units. On 12/23/2025, the officer sold 45,463 shares at an average price of $13.5459 per share under a pre-established Rule 10b5-1 trading plan adopted on March 12, 2025. Following these transactions, the officer directly held 428,629 shares of Asana Class A common stock.

Asana, Inc.'s Chief Financial Officer reports December stock sales. The CFO, filing individually, disclosed two sales of Class A common stock. On 12/22/2025, 83,656 shares were sold at $14.31 per share, leaving 993,037 shares held directly after that transaction. On 12/23/2025, a further 24,888 shares were sold at $13.545 per share, bringing direct holdings to 968,149 shares.

The filing explains that the 12/22/2025 sale was required under Asana’s policy to sell shares to cover tax obligations from the vesting and settlement of restricted stock units. The 12/23/2025 sale was carried out under a Rule 10b5-1 trading plan adopted on March 12, 2025, indicating a pre-arranged, scheduled selling program.

Asana, Inc. reported that its Chief Operating Officer, an executive officer, sold Class A common stock in several December 2025 transactions. On 12/18/2025, the officer sold 22,198 shares at a weighted average price of $14.515 per share. On 12/19/2025, additional sales of 9,847 shares at a weighted average price of $14.511 and 66,246 shares at a weighted average price of $14.464 were reported. On 12/22/2025, the officer sold 62,165 shares at $14.31 per share, with this sale made under the company’s sell-to-cover policy to satisfy tax obligations from vesting of RSUs. Following these transactions, the officer beneficially owned 702,013 Class A common shares directly.

Asana, Inc. executive reports option exercise and share sale. On December 9, 2025, an officer of Asana, Inc. exercised a stock option for 100,000 shares of Class A common stock at an exercise price of $4.02 per share and acquired those shares. On the same date, the officer sold 100,000 shares of Class A common stock at a weighted average price of $15.245 per share, with individual sale prices ranging from $15.20 to $15.25 as disclosed in the footnote. After these transactions, the officer beneficially owned 529,326 shares of Class A common stock directly, and held 25,000 stock options that remain beneficially owned following the reported transactions.

Asana, Inc. director reports planned share sales. A board member of Asana, Inc. (Class A common stock) disclosed open‑market sales made under a pre‑arranged Rule 10b5‑1 trading plan adopted on March 18, 2025. On December 8, 2025, the director sold 8,215 Class A shares at a weighted average price of $14.95 per share. On December 9, 2025, the director sold 850,233 Class A shares at a weighted average price of $15.1199 per share, with individual trades ranging from $14.95 to $15.27. After these transactions, the director beneficially owned 210,398 Class A shares directly.

Asana (ASAN) director filed a Form 4 reporting the acquisition of 600 shares of Class A Common Stock on 11/03/2025, received in lieu of cash fees under the non‑employee director policy. The share count was calculated using the closing price on 10/31/2025.

Following the transaction, beneficial ownership includes 55,018 shares held directly, 13,089 Restricted Stock Units, and indirect holdings of 284,008 and 236,921 shares held via irrevocable trust entities. The RSUs vest 100% on the earlier of June 16, 2026 or the next annual meeting, subject to continuous service.

Asana (ASAN) disclosed a Form 4 showing a director acquired 1,045 shares of Class A common stock on 11/03/2025 at $0. The shares were received in lieu of cash under the company’s Non-Employee Director Compensation Policy for the quarter ended October 31, 2025.

After the reported transaction, the reporting person beneficially owned 140,791 shares directly and 2,295 shares indirectly through Norrington Advisory Services, LLC. The director elected to defer receipt of these shares under the Directors’ Deferred Compensation Plan.

Asana (ASAN) insider filing: A director reported acquiring 996 shares of Class A common stock on 11/03/2025. The shares were received at $0 per share as equity in lieu of cash under the company’s Non‑Employee Director Compensation Policy for the quarter ended October 31, 2025. The number of shares was calculated using the Class A closing price on October 31, 2025.

After this transaction, the director beneficially owns 123,921 Class A shares, held directly.

Asana (ASAN) director Adam D’Angelo reported an acquisition of 533 shares of Class A Common Stock on 11/03/2025. This stock was received in lieu of cash fees under the company’s Non‑Employee Director Compensation Policy for the quarter ended October 31, 2025, with the number of shares based on the closing price on that date. The filing lists a transaction price of $0, reflecting a fee-to-stock election rather than an open‑market purchase.

Following this transaction, the reporting person beneficially owns 56,838 shares directly and 1,078,170 shares indirectly through the Adam D’Angelo Revocable Trust dated 3/13/08.

Asana, Inc. (ASAN) insider activity: A company director reported acquiring 925 shares of Class A Common Stock on 11/03/2025 at a price of $0. These shares were taken as equity in lieu of cash compensation under the non-employee director compensation policy.

The filing notes this stock-for-fees election relates to the quarter ended October 31, 2025, with the share count based on the closing price on October 31, 2025. Following the transaction, the director beneficially owns 64,520 shares, held directly.