Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings Inc. officer Mori Takako has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). The filing lists 18,804 shares of Common Stock held directly. It also shows RSUs representing 7,900, 4,800 and 2,800 underlying Common shares, each RSU giving the right to receive one share of Common Stock at an exercise price of 0.0000, with exercise dates on 2026-04-01, 2027-04-01 and 2028-04-01, respectively.
Nomura Holdings Inc. director Chu Lap Lik Victor reported initial beneficial ownership of 20,000 shares of Common Stock. These shares are held indirectly through First Eastern Capital Services Limited, a private asset management company.
NOMURA HOLDINGS INC director reports no share ownership. In a new Form 3, director Giancarlo James Christopher reports that he beneficially owns no securities of Nomura Holdings Inc, with total shares following this initial statement shown as 0. This filing simply establishes his baseline ownership position as a company insider.
Nomura Holdings Inc. director and officer Nakajima Yutaka filed an initial Form 3 reporting his beneficial interests in the company. He directly holds 677,540 shares of Common Stock, plus awards linked to additional shares through Restricted Stock Units, Notional Stock Units, and Performance Share Units that reference specific numbers of Nomura common shares.
Nomura Holdings Inc. director Ishizuka Masahiro has filed an initial Form 3 reporting his ownership of the company’s common stock. He reports 9,300 shares held directly and an additional 697.666 shares held indirectly through an officers' stock ownership plan.
Nomura Holdings Inc. director Takahisa Takahara filed an initial Form 3 reporting his ownership position in the company. The filing shows he is a director of Nomura Holdings but currently has no securities beneficially owned, with total direct holdings reported as 0 shares.
Nomura Holdings Inc. director Ogawa Shoji filed an initial ownership report showing his existing holdings of the company’s common stock. The filing lists 57,440 shares held directly and 738.662 shares held indirectly through an officers' stock ownership plan, establishing his reported stake as a director.
Nomura Holdings Inc. director Oshima Taku has filed an initial ownership report stating that he has no securities beneficially owned in the company. The filing shows a total of 0 shares held directly after the reporting date, establishing a baseline ownership position with no reported transactions.
Nomura Holdings Inc. executive Christopher Paul Willcox filed an initial ownership report showing a mix of stock-based awards and common shares. He holds 9,900 Restricted Stock Units, each representing the right to receive one share of common stock. He also holds several tranches of Notional Stock Units tied to common stock values, including 1,361,548 units exercisable on April 1, 2026, 808,642 units exercisable on April 1, 2027, and 431,791 units exercisable on April 1, 2028, all with a stated exercise price of zero. In addition, he directly owns 9,740 shares of Nomura common stock. The notional units are settled in cash equal to the value of one share, while the restricted stock units settle in actual shares.
Nomura Holdings Inc officer Go Sugiyama filed a statement of beneficial ownership showing direct equity and equity-linked interests in the company. He directly holds 38,936 shares of Common Stock, plus Restricted Stock Units tied to 27,800, 27,700, and 17,400 underlying common shares and Notional Stock Units tied to 42,060, 27,676, and 17,400 underlying common shares. Each Restricted Stock Unit delivers one share of common stock, while each Notional Stock Unit pays cash equal to the value of one share.