Every Form 4 that Stifel Fin Corp (SF) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SF and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SF filings page.
Stifel Financial Corp Chief Operating Officer David D. Sliney reported the exercise and settlement of 10,854 Phantom Stock Units into an equal number of shares of common stock at a stated price of $0.00 per share. On the same date, 3,677 shares of common stock were disposed of to cover tax obligations at a price of $125.22 per share. After these transactions, he directly holds 162,470 shares of common stock and 22,065 Phantom Stock Units, which are noted as currently exercisable with no expiration date.
Stifel Financial Corp reports that Senior VP & General Counsel Mark P. Fisher exercised 11,335 Phantom Stock Units into an equal number of Common Stock shares on 2026-01-13. A related transaction shows 6,695 Common Stock shares disposed of in a tax-withholding disposition at $125.2200 per share.
The filing notes these Phantom Stock Units are currently exercisable with no expiration date. Following the reported transactions, Fisher directly holds 50,239 shares of Common Stock and 18,779 Phantom Stock Units.
Stifel Financial Corp insider activity: A trust associated with Christopher Reichert, CEO of Stifel Bank & Trust, reported equity changes in Stifel Financial Corp common stock on January 13, 2026.
The trust acquired 7,304 shares of common stock at a price of $0 following an option-style transaction coded “M,” increasing its indirect holdings to 56,673 common shares. On the same date, the trust disposed of 2,202 common shares at $125.22 per share in a transaction coded “F,” leaving it with 54,471 common shares held indirectly.
The filing also shows 7,304 Phantom Stock Units converted at an exercise price of $0, tied to 7,304 underlying common shares. After this, Reichert holds 15,478 Phantom Stock Units directly. Footnotes state these units are currently exercisable and have no expiration date.
Stifel Financial Corp senior vice president Thomas B. Michaud reported equity transactions in company stock. On January 13, 2026, 14,965 Phantom Stock Units with a conversion price of $0 were exercised into 14,965 shares of common stock, all held directly. That same day, he disposed of 7,490 shares of common stock at a price of $125.22 per share.
After these transactions, Michaud directly beneficially owned 76,944 shares of Stifel Financial common stock and 32,946 Phantom Stock Units, which are noted as currently exercisable with no expiration date for these units.
Stifel Financial Corp Chief Executive Officer Ronald J. Kruszewski reported insider transactions involving common stock and phantom stock units dated January 13, 2026. He exercised 52,427 phantom stock units at an exercise price of $0, receiving the same number of common shares.
On the same date, he disposed of 21,974 common shares in a transaction coded "F" at a price of $125.22 per share, typically used to indicate shares withheld or sold to cover taxes. After these transactions, he directly owned 1,207,060 common shares and 125,462 phantom stock units.
Stifel Financial Corp's Chief Financial Officer, James Marischen, reported equity award activity in company stock. On January 13, 2026, he exercised 12,055 Phantom Stock Units into 12,055 shares of common stock at an exercise price of $0 per share. On the same date, he disposed of 5,749 shares of common stock at a price of $125.22 per share. Following these transactions, he beneficially owned 69,757 shares of common stock directly and 19,116 Phantom Stock Units, which are described as currently exercisable with no expiration date.
Stifel Financial Corp president James Zemlyak reported several equity transactions in company securities. On January 13, 2026, 25,570 Phantom Stock Units, which are currently exercisable with no expiration date, were settled into 25,570 shares of common stock at $0 per share. On the same date, 10,143 common shares were disposed of at $125.22 per share, leaving 1,149,976 common shares held directly.
He also reports indirect holdings of 7,081 common shares held by his son and 421 common shares held by his wife. After these transactions, he continues to hold 60,784 Phantom Stock Units directly.
Stifel Financial Corp executive David Rubulotta, Co-Head Fixed Inc Cap Mkts, reported equity transactions involving company stock. On January 13, 2026, he acquired 2,302 shares of common stock at an exercise price of $0 through the conversion of Phantom Stock Units, leaving him with 8,599 Phantom Stock Units that are currently exercisable with no expiration date.
On the same date, 910 shares of common stock were disposed of at a price of $125.22 per share, resulting in 1,392 shares of common stock beneficially owned directly following the reported transactions.
Stifel Financial Corp insider Brantley McDuffie, Co Head FI Capital Markets, reported activity in common stock and phantom stock units on January 13, 2026. He exercised 2,094 phantom stock units at $0 into an equal number of common shares, leaving 4,921 phantom stock units beneficially owned. On the same date, 840 common shares were disposed of at $125.22, described as an F-code transaction typically used for tax withholding, resulting in 1,254 common shares held directly after the transactions. The phantom stock units are noted as currently exercisable with no expiration date.
Raymond Charles Bradford, Co-Head Global Institutional Equity Advisory at Stifel Financial, exercised 20,927 Phantom Stock Units into an equal number of common shares on January 13, 2026; the units were currently exercisable with no expiration date. To satisfy tax obligations, 10,456 shares of common stock were withheld at a per-share price of $125.22, resulting in 43,026 Stifel Financial common shares held directly after these transactions.
Stifel Financial Corp's Chief Executive Officer and director reported a change in his personal holdings of the company’s common stock. On 12/26/2025, a transaction in Stifel Financial common stock with transaction code G involved 10,000 shares at a stated price of $0 per share. After this transaction, the reporting person directly and beneficially owned 1,176,547 shares of Stifel Financial common stock.
Stifel Financial Corp (SF) insider transaction: A company officer, listed as President, reported a gift of 10,000 shares of Stifel Financial Corp common stock on 12/26/2025. The transaction is coded "G" and shows a price of $0, indicating it was a non-cash transfer. Following this transaction, the reporting person beneficially owns 1,134,549 shares directly, plus 7,081 shares held indirectly through a son and 421 shares held indirectly through a wife. The filing is made by one reporting person and reflects updated ownership levels after the gifted shares.
Stifel Financial Corp's Chief Operating Officer David Sliney reported a change in his holdings of the company’s common stock. On 12/22/2025, he reported a transaction coded "G" involving 750 shares at a price of $0, which typically reflects a transfer such as a gift rather than an open-market trade. Following this transaction, he beneficially owned 155,293 shares of Stifel Financial common stock in direct ownership.
Stifel Financial Corp reported an insider stock transfer by its Chief Financial Officer. On 12/18/2025, the CFO filed a Form 4 showing a transaction in the company’s common stock coded as a gift. The officer disposed of 395 shares at a reported price of $0, reflecting that the shares were given away rather than sold. After this transaction, the CFO directly beneficially owns 63,451 shares of Stifel Financial common stock.
Stifel Financial Corp. director Victor Nesi reported an internal stock transfer in this Form 4. On December 8, 2025, he recorded a transaction coded “G” (gift) involving 19,401 shares of common stock at a price of $0, moving shares between his direct and trust holdings.
After the reported transaction, Nesi beneficially owns 129,959 Stifel common shares directly and 41,975 shares indirectly through a trust, plus 31,000 shares through a family trust and 44,232 shares through a children’s trust. The filing reflects a change in how his existing ownership is held rather than a market purchase or sale.
Stifel Financial Corp's Chief Executive Officer and director Ronald Kruszewski reported a change in his personal holdings of the company’s common stock. On 12/08/2025, he disposed of 10,000 shares of Stifel Financial Corp common stock in a transaction coded "G," which indicates a gift. The reported transaction price was $0 per share, consistent with a non-sale transfer such as gifting.
Following this transaction, Kruszewski beneficially owns 1,186,547 shares of Stifel Financial Corp common stock in direct form. This filing reflects an insider ownership update rather than an operational or earnings-related event for the company.
Stifel Financial Corp (SF) director reports small share transfer
A director of Stifel Financial Corp reported a transaction in the company’s common stock on a Form 4. On 11/20/2025, the reporting person disposed of 255 shares of Stifel Financial common stock in a transaction coded "G," which typically denotes a gift. The reported price of the transaction was $0 per share, consistent with a non-cash transfer such as a gift. After this transaction, the director directly beneficially owned 9,573 shares of Stifel Financial common stock.
Stifel Financial Corp (SF) reported an insider stock transfer by a director. On 11/13/2025, the reporting person, serving as a director, recorded a transaction in Table I coded "G," indicating a gift of 3,000 shares of common stock at a reported price of $0. The shares are shown as disposed of and were held indirectly by a trust.
After this gift, the reporting person is shown as beneficially owning 7,241 shares of Stifel Financial common stock, held indirectly through the trust. The filing is made on Form 4 for one reporting person and reflects a routine insider ownership update rather than an open-market trade.
Stifel Financial Corp reported an insider stock transaction by its Senior VP & General Counsel. On 11/13/2025, the officer reported a transaction in common stock coded "G" involving the disposition of 1,000 shares at a reported price of $0 per share. Following this transaction, the officer directly beneficially owned 45,599 shares of Stifel Financial common stock.
Stifel Financial Corp (SF) insider filing: President James M. Zemlyak reported a transaction on 11/10/2025. The Form 4 lists a Transaction Code G entry for 10,000 shares of common stock at $0, indicating a reported gift. Following the transaction, his direct beneficial ownership is 1,144,549 shares. The filing also shows indirect holdings of 7,056 shares by his son and 421 shares by his wife.