Every Form 4 that Wealthfront Corporation (WLTH) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow WLTH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full WLTH filings page.
Wealthfront Corp reported that investment entities affiliated with DAG Ventures converted multiple series of preferred stock into common stock in connection with the company’s initial public offering. On 12/15/2025, DAG Ventures IV, L.P. acquired 1,134,899 shares of common stock and held 1,167,469 shares indirectly afterward. DAG Ventures IV-QP, L.P. acquired 10,738,874 shares and held 11,047,106 shares indirectly, while DAG Ventures IV-A, LLC acquired and held 1,598,899 shares of common stock indirectly.
The filing shows that Series C, D, E, F, G and G-1 preferred stock automatically converted on a 1-for-1 basis into common stock immediately before the IPO closing, for no additional consideration and with no expiration date. All listed preferred stock positions in these DAG funds went to zero as they converted into the indicated amounts of common stock, and the reporting persons are identified as directors of Wealthfront Corp.
Wealthfront Corp director reports vesting of restricted stock units. A director of Wealthfront Corp (WLTH) reported the settlement of 2,126 shares of common stock on December 15, 2025. The transaction was coded as an "M" transaction, indicating the conversion of derivative securities (restricted stock units) into common stock at a price of $0 per share.
Following this vesting event, the director directly beneficially owned 4,251 shares of Wealthfront common stock and 29,763 restricted stock units. Each restricted stock unit represents a right to receive one share of common stock upon settlement, with the award vesting in quarterly installments on the fifteenth day of September, December, March, and June, starting on September 15, 2025, so long as the director continues service to the company.
Wealthfront Corp’s Chief Technology Officer reported several equity transactions on 12/15/2025. The filing shows the settlement of three restricted stock unit (RSU) awards into common stock, with 20,525, 20,388, and 21,113 shares of common stock acquired at an exercise price of $0 per share. These reflect previously granted RSUs converting into shares as they vest.
To cover tax withholding obligations from the RSU settlements, 31,499 shares of common stock were withheld by the company at a price of $14.19 per share. After these transactions, the reporting person held 505,835, 516,221, and 537,334 shares at various points as the RSUs were exercised and taxes settled. The RSU awards vest quarterly in sixteenth increments on specified March, June, September, and December dates, contingent on continued service, and either vest or are cancelled rather than expiring.
Wealthfront CorpDecember 15, 2025. Several blocks of restricted stock units (RSUs) were converted to Common Stock at an exercise price of $0, increasing her directly held shares through multiple transactions coded “M.” After these RSU settlements, she directly owned 115,271 shares of Common Stock.
In a separate transaction coded “F,” 20,631 shares of Common Stock were withheld at a price of $14.19 to cover tax liabilities related to the RSU net settlement. Following these changes, she continued to hold derivative awards, including 192,704 RSUs, each representing a contingent right to receive one share of Common Stock, subject to time-based vesting conditions and continued service.
Wealthfront Corp director equity update: A company director reported the vesting and settlement of restricted stock units into common shares. On 12/15/2025, 23,544 Restricted Stock Units were converted into 23,544 shares of Wealthfront Corp common stock at an exercise price of $0. After this transaction, the reporting person beneficially owned 582,525 shares of common stock directly and 94,175 Restricted Stock Units.
The Restricted Stock Unit award vests in 16 equal quarterly installments on the fifteenth day of March, June, September, and December, subject to continued service, with the first tranche having vested on March 15, 2023. These units do not have a traditional expiration date; they either vest according to the schedule or are cancelled before the applicable vesting date.
Wealthfront Corp executive stock activity shows its VP of Engineering settling restricted stock units and related taxes. On December 15, 2025, several blocks of restricted stock units were converted into Common Stock at an exercise price of $0, adding 9,687, 20,387, 20,387, and 21,112 shares in separate transactions. After these conversions, the reporting person held 199,087 shares of Common Stock before tax withholding.
To cover tax obligations from this net settlement, 36,347 shares of Common Stock were withheld by Wealthfront Corp at a price of $14.19 per share, reducing the executive’s direct Common Stock holdings to 162,740 shares. The filing also notes multiple ongoing restricted stock unit awards that vest quarterly, subject to continued service, with initial vesting dates ranging from June 15, 2022 through June 15, 2025.
Wealthfront Corp CFO and Treasurer reported equity transactions on 12/15/2025 tied to restricted stock unit (RSU) vesting. Two RSU awards converted into Common Stock, adding 22,813 shares and 23,625 shares at an exercise price of $0, reflecting the settlement of previously granted RSUs.
To cover tax withholding obligations from this net settlement, 18,274 shares of Common Stock were withheld and disposed of at $14.19 per share. Each RSU represents a right to receive one share of Common Stock, with the awards vesting in 1/16 increments quarterly on March 15, June 15, September 15, and December 15, subject to continued service, with first tranches vesting on March 15, 2024 and March 15, 2025 for the respective awards.
Wealthfront Corp insider activity shows its CEO and President, who is also a director, settling restricted stock units and covering related taxes. On December 15, 2025, multiple blocks of restricted stock units were converted into Common Stock, including 76,462, 79,181, and 59,531 shares at an exercise price of $0 per share.
To satisfy tax withholding obligations from these settlements, 109,267 shares of Common Stock were withheld at a price of $14.19 per share. After these transactions, the reporting person directly beneficially owns 1,586,958 shares of Common Stock and indirectly owns 153,503 shares through a spouse. The restricted stock units vest quarterly in 1/16 increments on the fifteenth day of June, September, December, and March, subject to continued service.
Tiger Global-affiliated funds that are a director and 10% owner of Wealthfront Corp (WLTH) reported significant equity transactions tied to the company’s initial public offering. On 12/15/2025 they converted 14,359,800 shares of Series G Preferred Stock and 3,829,242 shares of Series G-1 Preferred Stock into an equivalent number of Wealthfront common shares, as these preferred shares automatically converted upon the IPO closing. On the same date they sold 7,004,912 common shares as a selling stockholder at $14 per share. After these transactions, they indirectly beneficially owned 15,156,877 shares of Wealthfront common stock through Tiger Global Private Investment Partners X, L.P. and related entities, while disclaiming group status and beneficial ownership beyond their pecuniary interest.
Wealthfront Corp reported that several venture funds affiliated with Index Ventures and Yucca (Jersey) SLP converted multiple series of preferred stock into common stock on 12/15/2025. Under the company’s Restated Certificate of Incorporation, each share of Series D, E, F, G and G-1 Convertible Preferred Stock automatically converted into common stock at a 1-for-1 ratio in connection with the completion of Wealthfront’s initial public offering.
Following these conversions, Index Ventures VI (Jersey), L.P. reported beneficial ownership of 9,157,362 shares of common stock, while Index Ventures Growth II (Jersey), L.P. reported 3,357,339 shares, with additional smaller positions held by related parallel and co-investment vehicles. The reporting entities are treated as directors of Wealthfront for Section 16 purposes and indicate that they disclaim beneficial ownership beyond their pecuniary interests.
Wealthfront Corp disclosed that one of its directors acquired 2,125 shares of common stock on December 11, 2025 at a price of $0, through the settlement of restricted stock units. After this transaction, the director beneficially owns 2,125 shares of common stock directly and 31,889 restricted stock units.
The restricted stock units represent rights to receive one share of common stock per unit and were subject to a performance condition satisfied in connection with Wealthfront’s initial public offering and a service-based vesting schedule. The award vests in 1/16 increments quarterly on the fifteenth day of September, December, March, and June, starting September 15, 2025, and each unit will either vest or be cancelled before its vesting date.
Wealthfront Corp reported an insider ownership update related to its initial public offering. On 12/15/2025, multiple series of Series D, Series E, Series F, Series G and Series G-1 Convertible Preferred Stock automatically converted into common stock at a 1-for-1 ratio in connection with the completion of the company’s IPO, as allowed by its Restated Certificate of Incorporation.
The reporting person, a director of Wealthfront and a retired partner within the Index Ventures group, reports indirect ownership through several Index Ventures funds and related vehicles, including Index Ventures Growth II (Jersey), L.P., Index Ventures VI (Jersey), L.P., their parallel entrepreneur funds, and Yucca (Jersey) SLP. For example, 2,370,596 shares of Series F Preferred Stock held by Index Ventures Growth II (Jersey), L.P. converted into 2,370,596 shares of common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest.
Wealthfront Corp reported that a director and 10% owner converted multiple series of preferred stock into common shares on 12/15/2025 in connection with the completion of its initial public offering of common stock. According to the terms in its restated certificate of incorporation, each share of the preferred stock series automatically converted into common stock at a 1-for-1 ratio and the preferred securities have no expiration date.
Following these conversions, the Rachleff Family Revocable Trust UTD 5/19/92, for which the reporting person and spouse are co-trustees, beneficially owns 16,424,204 Wealthfront common shares indirectly. Two additional 2015 irrevocable trusts for the reporting person’s children each directly hold 403,225 common shares, with the reporting person and spouse also serving as co-trustees of those trusts.
A director of Wealthfront Corp reported multiple equity award exercises and settlements that increased their direct ownership to 558,981 shares of common stock. On October 15, 2025, the director exercised stock options for 100,000 shares at $1.67 per share and 200,000 shares at $1.16 per share, converting fully vested options into common stock in exempt transactions with the company.
On December 11, 2025, 258,981 restricted stock units were settled into an equal number of common shares at no cash cost, and 117,719 RSUs remained outstanding afterward. The RSU award included a performance condition satisfied in connection with Wealthfront’s initial public offering and continues to vest quarterly, with units either vesting into shares or being cancelled.
Wealthfront Corp director reported several equity transactions around the company’s initial public offering. On December 11, 2025, multiple restricted stock unit awards vested and were settled into 6,945, 27,778, 30,500 and 15,496 shares of Wealthfront common stock at an exercise price of $0 per share. After these settlements, the reporting person held 80,719 common shares directly.
On the same date, the reporting person sold 38,071 common shares and the Goldman-Valeriote Family Trust sold 5,373 common shares at $14 per share as part of the issuer’s secondary offering in conjunction with the IPO, leaving 42,648 shares held directly and none held indirectly for that sale line. Earlier, on July 17, 2025, the trust made a 25,000-share gift of Series C preferred stock for no consideration. In connection with completion of the IPO, 53,732 shares of Series C preferred held by the trust automatically converted into 53,732 common shares on December 15, 2025, resulting in 48,359 common shares held indirectly by the trust, for which the reporting person serves as trustee.
A director of Wealthfront Corp reported exercising stock options and selling shares in conjunction with the company’s initial public offering. On December 11, 2025, the director exercised 10,000 stock options at $2.91 per share, receiving 10,000 shares of common stock. The same day, the director sold 10,000 common shares at $14.00 per share as part of a secondary offering tied to the IPO, leaving no directly owned common shares and 290,000 stock options outstanding.
Wealthfront Corp’s Chief Technology Officer reported significant equity award activity and share sales tied to the company’s IPO. The insider reported a grant of 304,000 restricted stock units on 10/13/2025, each representing a right to receive one share of common stock, with vesting tied to performance conditions satisfied in connection with the IPO and an ongoing service-based schedule.
On 12/11/2025, multiple restricted stock unit awards were settled for common stock at an exercise price of $0. The issuer withheld 373,717 shares of common stock at $14 per share to cover tax obligations, and the CTO sold 120,000 shares at $14 per share as part of the issuer’s secondary offering in conjunction with its initial public offering. Following these transactions, the CTO directly owned 475,308 shares of Wealthfront common stock, with the new 304,000-unit award scheduled to vest quarterly starting on March 15, 2026, subject to continued service.
Wealthfront Corp executive Lauren Lin, the company's CLO, CCO and Secretary, reported multiple equity transactions. On 12/11/2025, several restricted stock unit awards were settled into common stock at an exercise price of $0, increasing her direct holdings before taxes.
On the same date, 129,493 shares of common stock were withheld at $14 per share to satisfy tax withholding obligations, and 30,229 shares were sold at $14 per share as part of the company's secondary offering conducted in conjunction with its IPO. After these transactions, she directly owned 95,279 shares of common stock.
The filing also reports a new grant on 09/26/2025 of 205,550 restricted stock units. These units became performance-eligible in connection with the IPO and are scheduled to vest in 16 equal quarterly installments on the fifteenth day of March, June, September and December, beginning December 15, 2025, subject to her continued service.
Wealthfront Corp's VP of Engineering reported multiple stock and restricted stock unit transactions on December 11, 2025.
Several restricted stock unit awards were converted into Common Stock at $0 per share, increasing direct holdings before shares were withheld and sold. The issuer withheld 304,599 shares at $14 to satisfy tax withholding liabilities and the officer sold 167,722 shares at $14 as part of a secondary offering in conjunction with the IPO, leaving 127,514 shares of Common Stock owned directly.
The underlying restricted stock units were subject to performance-based vesting conditions satisfied in connection with the IPO and service-based vesting schedules, with portions vesting quarterly and some awards already fully vested and settled into shares.
Wealthfront Corp (WLTH) CFO and Treasurer reported multiple equity transactions involving company stock. On 09/05/2025, she exercised a stock option for 40,000 shares of common stock at $2.45 per share in an exempt transaction with the issuer. On 12/11/2025, restricted stock units were settled for 95,785, 159,687, and 70,875 shares of common stock, and the issuer withheld 118,893 shares at $14 per share to cover tax obligations. She also sold 100,000 shares of common stock at $14 per share, participating in the issuer’s secondary offering in conjunction with its IPO, and held 186,865 shares directly afterward.
The filing also shows an award of 284,200 restricted stock units subject to performance-based conditions satisfied in connection with the IPO and a service-based schedule that vests quarterly on March 15, June 15, September 15, and December 15, with certain tranches vesting through March 15, 2026, contingent on continued service. Time-vested portions of some awards were settled for shares in connection with the IPO.
Wealthfront Corp.'s CEO, president and director reported extensive equity activity in the company’s common stock. On December 11, 2025, multiple restricted stock unit awards and stock options were exercised and settled into shares, with many awards’ performance conditions satisfied in connection with the IPO.
The reporting person had 1,528,003 shares withheld at $14 per share to cover tax obligations from RSU settlements, then sold 765,154 shares at $14 as part of the issuer’s secondary offering in conjunction with its initial public offering. Additional option exercises added 220,000, 242,000 and 162,784 shares at exercise prices of $2.45, $1.67 and $1.50, leaving 1,481,051 shares held directly after the transactions and 153,503 shares held indirectly through a spouse, who also exercised and sold shares on the same date.