Every Form 4 that Flotek Industries, Inc. (FTK) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow FTK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full FTK filings page.
FLOTEK INDUSTRIES INC (symbol: FTK) is the issuer of record for a Form 4 filing submitted to the SEC. Wilks Matthew reported reported purchase transactions in this Form 4 filing.
Flotek Industries Inc (FTK) reports that on September 11, 2026, THRC Holdings, LP acquired 1,319,493 shares of Common Stock from ProFrac GDM, LLC under a stock transfer agreement, in exchange for the cancellation of $34,320,000 of Alpine Holding II, LLC term loans held by THRC. The implied price was $26.01 per share, based on the volume-weighted average price of Flotek’s Common Stock on the New York Stock Exchange over the five trading days ending immediately before that date. Following this transaction, THRC holds 1,477,285 shares of Flotek Common Stock indirectly attributed to director Matthew Wilks as VP-Investments of THRC, and an additional 60,000 shares are held indirectly through JCMWZ, LLC; Wilks disclaims beneficial ownership of all reported securities except to the extent of his pecuniary interest.
Flotek Industries Inc (FTK) had a large shareholder, ProFrac GDM, LLC, report a sale of Common Stock on September 11, 2026. ProFrac GDM transferred 2,306,806 shares to THRC Holdings, LP and Farris Wilks under stock transfer agreements at $26.01 per share, in exchange for cancellation of specified Alpine Holding II, LLC term loans. After these transfers, ProFrac GDM directly held 3,693,194 shares of Flotek Common Stock. No Rule 10b5-1 trading plan is reported for this transaction.
Hill Kathryn Anne reported acquisition or exercise transactions in this Form 4 filing.
Kathryn Anne Hill, a director of Flotek Industries, received a grant of 5,099 restricted common shares on May 15, 2026 as consideration for Board service. The Restricted Stock Awards vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting, if that meeting occurs at least 50 weeks after the grant date. Following this award, she directly holds 5,099 shares, with a reported transaction price of $0.00 per share.
McDonald Kevin M reported acquisition or exercise transactions in this Form 4 filing.
Flotek Industries director Kevin M. McDonald received an equity grant tied to his board service. He was awarded 5,099 common shares on a grant or award basis at no cash cost, bringing his directly held stake to 5,099 shares. The footnotes describe these as Restricted Stock Awards that vest on the earlier of one year after the grant date or the next annual shareholders meeting, if that meeting occurs at least 50 weeks after the grant date.
Flotek Industries director Evan R. Farber received a stock grant as part of his board compensation. He acquired 5,099 common shares on May 15, 2026 at no cash cost through Restricted Stock Awards granted for service on the Board. After this grant, he holds 65,994 common shares directly. The awards vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting, provided that meeting occurs at least 50 weeks after the grant date.
Fucci Michael reported acquisition or exercise transactions in this Form 4 filing.
Flotek Industries director Michael Fucci received a grant of 5,099 common shares as Restricted Stock Awards for his service on the Board. These awards were granted at no cash cost per share and increase his direct holdings to 88,243 common shares following the transaction.
The RSAs will vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting, provided that meeting occurs at least 50 weeks after the grant date. This filing reflects a routine, compensation-related equity award rather than an open-market share purchase or sale.
Agadi Harshavardhan V reported acquisition or exercise transactions in this Form 4 filing.
Flotek Industries director Harshavardhan V. Agadi received 5,099 common shares as a stock award. The shares were granted at no cash cost as Restricted Stock Awards for service on the Board and will vest on the earlier of one year from grant or the next annual shareholders meeting, subject to the timing condition described. After the grant, he holds 202,364 common shares directly, plus additional indirect holdings through a GHS Defined Benefit Plan and an IRA account.
Flotek Industries Chief Financial Officer James Bond reported a mix of compensation-related share activity and an open-market sale of common shares. He received 8,097 common shares as a grant upon meeting performance criteria for performance-based restricted stock units previously granted on May 16, 2025. On the same date, 3,187 shares were withheld and disposed of to cover tax obligations. On May 18, 2026, he sold 12,554 common shares in an open-market transaction at a weighted average price of $20.08 per share, with individual trades ranging from $20.00 to $20.20. Following these transactions, he directly owns 115,324 common shares, which include 131 shares acquired under the 2012 Employee Stock Purchase Plan for the three-month period commencing January 1, 2026.
Flotek Industries CEO Ezell Ryan Gillis reported routine equity compensation activity involving common shares. On May 15, 2026, 4,780 shares were disposed of at $19.61 per share as a tax-withholding disposition, meaning shares were delivered to cover tax obligations rather than sold in the open market.
On the same date, Gillis acquired 12,146 shares at no cost through a grant or award, tied to performance-based restricted stock units whose criteria were satisfied from an award originally granted on May 16, 2025. Following these transactions, Gillis directly held 272,736 common shares, reflecting a net increase in ownership. Footnotes also note 453 shares acquired under the 2012 Employee Stock Purchase Plan for the three-month period commencing January 1, 2026.
Ibrahim Christina M reported acquisition or exercise transactions in this Form 4 filing.
Flotek Industries senior vice president and general counsel Christina M. Ibrahim reported compensation-related equity awards rather than market trades. On March 10, 2026, she received 8,357 Performance Based Restricted Stock Units, each tied to one share of common stock at a price of $0.00 per unit.
The same day she was granted 8,357 common shares, and on March 2, 2026, she received an additional 3,163 common shares, all at $0.00 per share as stock awards. Following these grants, she directly holds 11,520 common shares.
Footnotes explain that restricted stock units vest in three equal annual installments, and the performance-based units vest only if future Adjusted EBITDA and relative total shareholder return versus the Russell 2000 Index–Oil Equipment and Services meet specified thresholds over performance periods running from January 1, 2026 through December 31, 2027 and December 31, 2028, with continued employment required through year-end 2028.
ProFrac GDM, LLC, a 10% owner of Flotek Industries, exercised a warrant on March 13, 2026 to acquire 6,000,000 shares of Common Stock. The warrant had a nominal exercise price of $0.0001 per share, and no warrants remain after this exercise.
The warrant was originally issued on April 28, 2025 under an Asset Purchase Agreement as partial consideration for ProFrac GDM’s sale of certain assets to a Flotek subsidiary. Flotek’s common stockholders had previously approved issuing the 6,000,000 underlying shares.
Flotek Industries’ Chief Financial Officer James Bond filed an amended Form 4 to correct a prior reporting error. The amendment clarifies that 6,299 common shares were withheld on February 24, 2026 to satisfy a tax withholding obligation, rather than sold in the market. After this tax-withholding disposition, Bond directly holds 122,837 common shares of Flotek Industries.
Flotek Industries Chief Financial Officer James Bond reported a mix of equity awards and a stock sale. He received 16,635 performance-based restricted stock units and multiple grants of common shares, including 15,151 shares at no cost, increasing his direct holdings. On the same day, he sold 6,299 common shares at a price of $16.02 per share in an open-market transaction. Footnotes explain that some shares were acquired under the 2012 Employee Stock Purchase Plan and that the new performance units vest based on adjusted EBITDA and relative total shareholder return achieved over performance periods running from January 1, 2026 through December 31, 2028.
Flotek Industries CEO Ezell Ryan Gillis reported equity awards and related share withholding for taxes. He received 36,595 Performance Based Restricted Stock Units on February 24, 2026, each representing a right to one common share, and 30,263 common shares as a grant.
To cover tax obligations, 12,126 common shares were disposed of at $16.02 per share through a tax-withholding transaction. Following these movements, his direct holdings rose to 260,137 common shares and 36,595 performance-based RSUs, which vest over performance periods tied to Adjusted EBITDA and relative total shareholder return through December 31, 2028.
Flotek Industries Inc. reported that its Chief Financial Officer, J. Bond Clement, disposed of company stock in an insider transaction. On 12/19/2025, the CFO reported a sale coded "F" of 3,252 common shares at a price of $16.26 per share. Following this transaction, the CFO directly owned 113,985 common shares of Flotek Industries.
Flotek Industries Inc. chief financial officer reports share transaction. On 12/05/2025, the reporting officer disposed of 1,333 common shares of Flotek Industries Inc. at a price of $16.38 per share in a transaction coded “F.” After this transaction, the officer beneficially owns 117,237 common shares, held directly. No derivative securities transactions were reported in this filing.
Flotek Industries Inc. CEO and director reports share sale. A senior executive of Flotek Industries Inc. (FTK) filed a Form 4 disclosing a transaction dated 12/05/2025 involving the company’s common shares.
The filing shows the reporting person disposed of 1,833 common shares in a transaction coded "F" at a price of $16.38 per share. After this transaction, the executive directly beneficially owns 205,405 common shares. No derivative security transactions are reported in this filing.
Flotek Industries Inc. (FTK) reported a new equity award to its Chief Financial Officer, J. Bond Clement, in a Form 4 filing. On 11/19/2025, he received 17,969 restricted stock units at a price of $0, bringing his directly held common shares to 118,570 after the transaction. These restricted stock units vest in three equal annual installments.
He was also granted 26,953 performance-based restricted stock units, each representing a contingent right to one share of common stock at a price of $0. Up to half of these units may vest based on the company’s Adjusted EBITDA performance for the period from January 1, 2026 to December 31, 2026, with continued employment through December 31, 2027. The remaining half may vest based on Flotek’s total shareholder return relative to the Russell 2000 Index–Oil Equipment and Services from January 1, 2026 through December 31, 2027.
Flotek Industries (FTK) reported an equity compensation grant to its CEO and director on a Form 4. On 11/19/2025, the executive acquired 39,532 restricted stock units at a price of $0, bringing his directly held common shares to 207,238 after the transaction. These restricted stock units vest in three equal annual installments.
The executive was also granted 59,298 Performance Based Restricted Stock Units (PRSUs), each representing a contingent right to receive one share of common stock at $0. Up to half of the PRSUs may vest based on Flotek’s Adjusted EBITDA performance for the period from January 1, 2026 to December 31, 2026, with continued employment through December 31, 2027. The remaining half may vest depending on the company’s total shareholder return relative to the Russell 2000 Index–Oil Equipment and Services over a period from January 1, 2026 to December 31, 2027.
Flotek Industries, Inc. (FTK) director reported a sale of 66,956 common shares on 11/13/2025 at a $14.7059 weighted average price, coded S on Form 4 (open-market or private sale). The filing notes trades occurred in multiple transactions within a price range of $14.465 to $14.96.
Following the transaction, the reporting person beneficially owns 197,265 shares directly, plus 15,000 shares held indirectly via an IRA and 10,417 shares held indirectly via the GHS Defined Benefit Plan. The individual is identified as a Director of the company and filed as a single reporting person.
Flotek Industries (FTK) reported insider activity by its SVP, GC and Secretary on 10/30/2025. The officer acquired 6,000 shares of common stock via a transaction coded “M” linked to performance-based RSUs. To satisfy tax obligations, share withholding transactions coded “F” reduced holdings by 1,574 and 2,361 shares at $18.75. After these transactions, the officer directly held 20,950 shares.
Flotek Industries (FTK) CFO J. Bond Clement reported insider transactions on 10/30/2025. He settled 15,000 performance‑based RSUs into common stock (code M). To satisfy tax withholding, the filing shows dispositions of 3,935 shares at $18.75 and 5,903 shares at $18.75 (code F). After these transactions, his direct holdings totaled 100,601 shares.
Flotek Industries (FTK) reported insider activity by its CEO and director on 10/30/2025. The filing shows the settlement of 30,000 performance-based restricted stock units (Transaction Code M), increasing common shares and followed by two dispositions coded F at $18.75 per share for 7,870 and 11,805 shares. After these transactions, the reporting person directly owned 167,706 common shares.
The derivative securities table lists the Performance Based Restricted Stock Unit conversion of 30,000 units into common stock with 0 derivative securities remaining afterward. A footnote states the total includes 526 shares acquired under the company’s 2012 Employee Stock Purchase Plan for the three-month period commencing July 1, 2025.