Every Form 4 that GCM Grosvenor Inc. (GCMG) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow GCMG and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GCMG filings page.
GCM Grosvenor Inc. (GCMG) reports that Principal Accounting Officer Kathleen Patricia Sullivan sold a total of 40,000 shares of Class A common stock in two open-market or private transactions. On September 2, 2026 she sold 24,963 shares at a weighted average price of $13.1538 per share, in trades ranging from $13.0500 to $13.4500. On September 3, 2026 she sold 15,037 shares at a weighted average price of $13.1648 per share, in trades ranging from $13.0200 to $13.3500. No Rule 10b5-1 trading plan is reported for these sales.
GCM Grosvenor Inc. executive Frederick Pollock reported the vesting and settlement of 60,870 Restricted Stock Units (RSUs) into an equal number of shares of Class A Common Stock on August 15, 2026. The RSUs were granted under the company’s Amended and Restated 2020 Incentive Award Plan and vested in full on that date.
In connection with this net settlement, 23,953 shares of Class A Common Stock were withheld at $13.86 per share to satisfy tax withholding obligations. The withholding represents a reduction of shares issued to Pollock upon RSU settlement and does not involve any open-market sale.
GCM Grosvenor Inc. President and director Jonathan Reisin Levin reported the exercise of 91,305 Restricted Stock Units into an equal number of Class A common shares on August 15, 2026. These RSUs were granted under the Amended and Restated 2020 Incentive Award Plan on March 1, 2026 and vested in full on August 15, 2026. Of the shares issued, 42,813 Class A shares were withheld by the issuer at $13.86 per share to satisfy tax withholding obligations in a net settlement, and the withholding did not involve any open-market sale.
Cantor Fitzgerald-affiliated entities CF Finance Holdings LLC and CF GCM Investor, LLC sold a combined 557,106 shares of GCM Grosvenor Inc. Class A common stock on July 15–16, 2026, in open-market transactions at weighted-average prices around $13.57–$14.24. These sales reduced their holdings below 10% of outstanding Class A shares, leaving 2,947,535 shares at CF Finance Holdings and 2,946,894 shares at CF GCM Investor, and ended their status as GCMG reporting persons.
SCOTT SAMUEL C III reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Scott Samuel C III received 5,996 Restricted Stock Units (RSUs) of Class A Common Stock, granted at a reference price of $12.30 per share. This is a compensation-related award, not an open-market purchase or sale.
The RSUs were granted under the Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation, at the director’s election, and are fully vested on the grant date. Delivery of the underlying shares will occur upon the earliest of separation from service, a change in control event, or the director’s death or disability.
After this grant, the filing shows the director with 123,853 derivative-based shares linked to this security. The transaction reflects routine equity compensation rather than a discretionary trade in the market.
Malkin Stephen reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Stephen Malkin received 5,082 Restricted Stock Units (RSUs), each representing one share of Class A Common Stock. The RSUs were granted under the Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation and are fully vested on the grant date. Settlement shares will be delivered upon separation from service, a change in control event, or his death or disability, bringing his direct holdings to 107,387 shares-linked units.
HELFAND DAVID reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director David Helfand received 7,216 Restricted Stock Units (RSUs) that each represent one share of Class A Common Stock. The RSUs were granted in lieu of quarterly cash compensation at his election under the company’s Amended and Restated 2020 Incentive Award Plan.
The award is fully vested on the grant date, but shares will be delivered later. Delivery of Class A shares will occur upon the earliest of his separation from service, a change in control event of the company, or his death or disability. After this grant, Helfand directly holds 49,145 RSUs representing Class A shares.
Cornelli Francesca reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Francesca Cornelli received 5,996 shares of Class A common stock as a fully vested equity award, valued at $12.30 per share. The shares were granted under the company’s Amended and Restated 2020 Incentive Award Plan instead of quarterly cash compensation, bringing her direct holdings to 52,231 shares.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported routine equity compensation activity tied to restricted stock units (RSUs). On May 31, 2026, 12,500 RSUs from a March 1, 2023 grant, 12,121 RSUs from a March 1, 2024 grant, and 9,114 RSUs from a March 1, 2025 grant vested, each RSU converting into one share of Class A Common Stock.
In connection with these vestings, the company withheld 14,946 shares of Class A Common Stock at $10.63 per share to satisfy tax withholding obligations. The filing notes that these withheld shares reduced the shares issued on settlement and did not involve any open-market sale.
GCM Grosvenor Inc. Chief Investment Officer Frederick Pollock reported routine equity compensation activity involving restricted stock units (RSUs). On May 31, 2026, 25,000 RSUs converted into 25,000 shares of Class A Common Stock under the company’s 2020 Incentive Award Plan.
The company withheld 9,838 shares at a value of $10.63 per share to cover tax obligations related to this vesting, which the filing specifies was not an open-market sale. After these transactions, Pollock directly held 776,272 shares of Class A Common Stock.
GCM Grosvenor Inc.’s President Jonathan Reisin Levin reported routine equity compensation activity involving vested restricted stock units (RSUs) and related tax withholding.
On May 31, 2026, Levin exercised or converted RSUs into a total of 99,242 shares of Class A Common Stock through multiple derivative transactions. These RSUs were granted under GCM Grosvenor’s 2020 and Amended and Restated 2020 Incentive Award Plans and vested in scheduled annual installments.
The company withheld 45,085 shares of Class A Common Stock, valued at $10.63 per share, to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026. The filing states that these withheld shares represent a reduction of shares issued upon settlement of vested RSUs and “do not constitute any open-market sale.”
GCM Grosvenor Inc. Chief Financial Officer Pamela L. Bentley reported compensation-related equity activity tied to restricted stock units (RSUs). On May 31, 2026, RSUs from grants made in 2023, 2024 and 2025 vested, and Bentley received a total of 44,912 shares of Class A Common Stock in settlement of these vested RSUs, consistent with the plan terms described in the footnotes.
To cover tax obligations on this vesting, the company withheld 20,256 shares of Class A Common Stock at a value of $10.63 per share. The footnotes state that this withholding reduced the number of shares issued to Bentley and did not involve any open‑market sale. Overall, the filing reflects routine RSU vesting, share delivery, and tax withholding rather than discretionary open‑market trading.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported two charitable stock gifts of Class A Common Stock. She made a bona fide gift of 1,500 shares on May 18, 2026 and another 1,000-share gift on May 19, 2026, both at a reported price of $0.00 per share.
After these charitable donations totaling 2,500 shares, she directly holds 66,006 shares of Class A Common Stock. These are non-market, non-cash charitable transfers rather than open-market purchases or sales.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported routine equity compensation activity involving restricted stock units. On April 15, 2026 she exercised 7,976 restricted stock units, each convertible into one share of Class A Common Stock, and received the same number of shares.
To cover tax withholding obligations from the vesting and settlement of RSUs on April 15, 2026, 9,474 shares of Class A Common Stock were withheld by the company at a value of $10.88 per share, which the disclosure notes was not an open-market sale. After these transactions, she directly holds 68,506 shares of Class A Common Stock.
GCM Grosvenor Inc.’s Chief Financial Officer Pamela L. Bentley settled a previously granted RSU award into common stock. On April 15, 2026, 26,568 Restricted Stock Units granted on January 15, 2026 vested in full and were settled into 26,568 shares of Class A Common Stock.
The company then withheld 29,981 shares of Class A Common Stock at $10.88 per share to cover tax withholding obligations tied to this net settlement, which the disclosure states does not represent any open-market sale. After these transactions, Bentley directly held 39,741 shares of Class A Common Stock.
Cornelli Francesca reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Francesca Cornelli reported an equity compensation grant. She received 7,526 shares of Class A Common Stock, valued at $9.80 per share, under the company’s Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation. The award is fully vested on the grant date, and her direct holdings increase to 46,235 Class A shares.
HELFAND DAVID reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director David Helfand received a grant of 9,057 Restricted Stock Units tied to Class A Common Stock. The RSUs were awarded at an indicated value of $9.80 per unit under the company’s Amended and Restated 2020 Incentive Award Plan, instead of quarterly cash compensation elected by Helfand.
Each RSU represents the contingent right to receive one share of Class A Common Stock. The award is fully vested on the grant date, but shares will be delivered only upon the earliest of Helfand’s separation from service, a change in control event, death, or disability. Following this grant, Helfand directly holds 41,929 derivative-equivalent shares.
Malkin Stephen reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Stephen Malkin received a grant of 6,378 Restricted Stock Units (RSUs) tied to the company’s Class A Common Stock. The RSUs were awarded at a reference price of $9.80 per share as compensation in lieu of quarterly cash fees.
The award was granted under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan and is fully vested on the grant date. Each RSU represents the right to receive one share of Class A Common Stock, to be delivered upon separation from service, a change in control event, or the director’s death or disability. Following this grant, Malkin directly holds 102,305 shares.
SCOTT SAMUEL C III reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Scott Samuel C III received a grant of 7,526 Restricted Stock Units, each representing one share of Class A Common Stock, valued at $9.80 per unit. The award was made under the company’s Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation at his election.
The RSUs are fully vested on the grant date. Shares will be delivered upon the earliest of his separation from service, a change in control event, or his death or disability. Following this award, he holds 117,857 shares or units directly.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported a charitable gift of 1,600 shares of Class A common stock. The shares were transferred at a price of $0.00 per share as a bona fide gift. Following this donation, she directly holds 70,004 shares of Class A common stock.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported equity compensation activity involving restricted stock units (RSUs) and Class A common stock. She exercised 13,409 RSUs for no cash cost, converting them into 13,409 shares of Class A common stock.
The filing also shows a new grant of 30,435 RSUs under the company’s Amended and Restated 2020 Incentive Award Plan, awarded on March 1, 2026. These RSUs vest in three equal installments on May 15, 2027, May 15, 2028 and May 15, 2029, contingent on her continued service.
The earlier RSU grant made on November 15, 2025 vested in full on March 1, 2026. Shares delivered upon settlement may be paid in stock, cash, or a mix, at the company’s discretion.
Bentley Pamela L reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc.’s Chief Financial Officer, Pamela L. Bentley, reported equity award activity. On March 1, 2026, 39,845 Restricted Stock Units vested and were settled into 39,845 shares of Class A Common Stock at no cost, leaving her with 43,154 Class A shares held directly. She also received a new grant of 40,348 RSUs that will vest in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029, subject to continued service.
GCM Grosvenor Inc. Chief Investment Officer Frederick Pollock reported multiple equity compensation events. On March 1, 2026 he acquired Class A Common Stock through the exercise or conversion of 50,000 and 50,000 Restricted Stock Units (RSUs), with 800,917 Class A shares directly owned afterward. Footnotes explain these RSUs were granted under the company’s 2020 Incentive Award Plan and vested in tranches tied to his employment agreement, with corresponding share delivery on March 2, 2026.
On the same date he received new RSU grants of 60,870 units that vest in full on August 15, 2026, and 150,000 units vesting in three equal installments on March 1 of 2027, 2028, and 2029. On March 2, 2026 the issuer withheld 39,807 Class A shares at $11.70 per share to satisfy tax obligations related to vested RSUs; the filing states this was not an open‑market sale. After this tax‑withholding disposition, he directly owned 761,110 Class A shares.
Levin Jonathan Reisin reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director and president Jonathan Reisin Levin reported receiving two grants of Restricted Stock Units (RSUs). Each RSU represents the right to receive one share of the company’s Class A common stock, subject to future vesting and settlement conditions.
The first award covers 91,305 RSUs granted on March 1, 2026, which will vest in full on August 15, 2026, if he remains in service. These RSUs may be settled in shares, cash, or a combination, at the company’s discretion under its Amended and Restated 2020 Incentive Award Plan.
The second award covers 150,000 RSUs granted on March 1, 2026, vesting in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029, subject to continued service. Vested units from this grant will be settled in Class A common stock on the delivery dates set in the award agreement.
GCM Grosvenor Inc. director Angela Blanton reported open-market sales of a total of 41,184 shares of Class A Common Stock. She sold 39,278 shares on February 26, 2026 at a weighted average price of $11.8758 per share and 1,906 shares on February 27, 2026 at a weighted average price of $11.7307 per share. After these transactions, she directly holds 45,699 Class A shares. The reported prices are weighted averages for multiple trades, with execution ranges between $11.70 and $11.97 per share.
GCM Grosvenor Inc. reported an equity award to one of its senior executives. Principal Accounting Officer Kathleen Patricia Sullivan received 7,976 restricted stock units (RSUs) on January 15, 2026 under the company’s Amended and Restated 2020 Incentive Award Plan.
Each RSU represents the right to receive one share of Class A common stock. The RSUs will vest in full on April 15, 2026, as long as Sullivan remains in service through that date. After vesting, the award will be settled in Class A shares on the delivery date specified in the award agreement, unless GCM Grosvenor chooses instead to pay cash or a mix of cash and shares, at its sole discretion.
GCM Grosvenor Inc.'s Chief Financial Officer, Pamela L. Bentley, reported a grant of 26,568 restricted stock units on January 15, 2026. Each RSU represents the right to receive one share of the company’s Class A Common Stock.
The RSUs were granted under the company’s Amended and Restated 2020 Incentive Award Plan and will vest in full on April 15, 2026, if she continues in service through that date. The company may settle the vested RSUs in Class A Common Stock, cash, or a combination of both at its discretion.
GCM Grosvenor director Angela Blanton reported the settlement of previously granted equity awards into common stock. On January 15, 2026, 86,883 Restricted Stock Units (RSUs) granted under the company’s 2020 Incentive Award Plan were settled, and 86,883 shares of Class A Common Stock were delivered to her at an exercise price of $0 per share. These RSUs include 10,000 units from a 2021 grant and 76,883 units that had been granted over multiple dates in lieu of quarterly cash compensation and were fully vested at each grant.
Following the transaction, Blanton directly holds 86,883 Class A shares and retains 23,448 vested RSUs, which are scheduled to be settled in shares upon the earliest of January 15, 2027, a specified change in control event, or her death or disability.
GCM Grosvenor Inc.’s Chief Financial Officer reported sales of Class A common stock in a Form 4 filing. On 12/16/2025, the reporting person sold 40,000 shares at a weighted average price of $11.6108, and on 12/17/2025 sold an additional 40,000 shares at a weighted average price of $11.6244.
Both transactions were executed under a pre-established Rule 10b5-1 trading plan, which is designed to allow insiders to sell shares according to a preset schedule. Following these sales, the reporting person held 3,309 shares of GCM Grosvenor Inc. Class A common stock directly.
GCM Grosvenor Inc. (GCMG) director-affiliated entities reported warrant activity and updated share ownership. On November 17, 2025, CF Finance Holdings, LLC sold 33,358 warrants in GCM Grosvenor at an average price of $0.01 per warrant, and the remaining 1,766,642 warrants held by CF Finance Holdings, LLC and CF GCM Investor, LLC expired on the same date.
After these transactions, the reporting group is shown as indirectly beneficially owning 6,451,535 shares of GCM Grosvenor Class A common stock, consisting of 2,951,535 shares held by CF Finance Holdings, LLC and 3,500,000 shares held by CF GCM Investor, LLC. Cantor Fitzgerald, L.P., CF Group Management, Inc. and Mr. Lutnick may be deemed to share beneficial ownership through their control of these entities, but each disclaims beneficial ownership beyond any pecuniary interest.
GCM Grosvenor Inc. (GCMG) reported an equity award to one of its officers, the Principal Accounting Officer. On November 15, 2025, the officer received a grant of 13,409 restricted stock units (RSUs) under the company’s Amended and Restated 2020 Incentive Award Plan. Each RSU represents the right to receive one share of GCM Grosvenor Class A common stock.
The RSUs will vest in full on March 1, 2026, as long as the officer continues in service through that date. The award has an exercise price of $0, and the company may choose to settle the vested RSUs in Class A common stock, cash, or a mix of both, at its sole discretion.
GCM Grosvenor Inc. (GCMG) reported new equity awards for its Chief Financial Officer on a Form 4. The CFO received a grant of 39,845 Restricted Stock Units (RSUs) under the company’s Amended and Restated 2020 Incentive Award Plan on November 15, 2025. These RSUs vest in full on March 1, 2026, as long as the executive remains in service, and may be settled in Class A common stock, cash, or a mix of both at the company’s discretion.
The CFO also received a separate grant of 600,000 RSUs on the same date. These vest in four installments of 160,000, 146,000, 147,000 and 147,000 RSUs on May 15, 2028, May 15, 2030, May 15, 2031 and May 15, 2032, respectively, subject to continued service. Each RSU represents the right to receive one share of Class A common stock at settlement.
GCM Grosvenor Inc. insider transaction: On 11/14/2025, a reporting person who is a Director, 10% owner and Chief Executive Officer of GCM Grosvenor Inc. (GCMG) exercised 900,000 warrants to purchase Class A common stock at an exercise price of $11.50 per share.
The exercise was handled on a cashless basis. To cover the aggregate exercise price, 893,012 warrant shares were withheld, and the remaining 6,988 shares of Class A common stock were issued. The filing states that the withheld warrant shares represent a reduction of shares issued to the reporting person and do not constitute any open-market sale.
Following the reported transactions, the Form 4 shows 6,988 Class A shares indirectly beneficially owned and 0 warrants remaining, with ownership held indirectly through related entities described in the footnotes.
GCM Grosvenor Inc. (GCMG) Form 4 filed for 10/06/2025 reports that Howard W. Lutnick, in his capacity as trustee, sold all voting shares of CF Group Management, Inc. (CFGM) that previously provided indirect beneficial ownership of certain issuer securities. The filing shows a disposition of 6,451,535 Class A common shares and 1,800,000 warrants by entities controlled through the prior CFGM ownership chain, leaving 0 shares and 0 warrants beneficially owned by the reporting person after the transactions.
The buyers were trusts controlled by Brandon G. Lutnick and the aggregate sale price for the voting shares of CFGM was $200,000. The filing clarifies that Holdings and Investor are the record holders of the shares and warrants, CFLP is their sole member, and CFGM was the managing general partner; the reporting person disclaims beneficial ownership of securities held by those entities beyond any pecuniary interest.
The reporting persons disclosed on Form 4 that on 09/30/2025 they received a dividend on 160,000 shares of Series B Convertible Junior Preferred Stock of FTAI Infrastructure Inc. that increased the stated value of those preferred shares. That dividend is a quarterly compounding regular dividend equal to 10% per annum for the preceding quarter and resulted in an increase in the number of common shares into which the Series B Preferred Stock is convertible. As of the report date, the Series B Preferred Stock held in the aggregate by the reporting persons is convertible into 20,755,365 shares of common stock; the dividend produced an incremental 517,199 additional common-share equivalence. The securities are held directly by LIF AIV and Labor Impact Fund and indirectly by affiliated entities and individuals listed in the filing.
Scott Samuel C. III, a director of GCM Grosvenor Inc. (GCMG), reported a grant of 6,111 Restricted Stock Units (RSUs) on 09/30/2025. Each RSU represents the contingent right to one share of Class A common stock and this award was made in lieu of quarterly cash compensation at the reporting person’s election. The RSUs are fully vested as of the grant date and, per the filing, will settle into 6,111 shares of Class A common stock upon the earliest of the reporting person’s separation from service, a change in control event, or death or disability. The filing shows 103,815 shares beneficially owned by the reporting person following the transaction. The filing was submitted by one reporting person and is signed by an attorney-in-fact.
Stephen Malkin, a director of GCM Grosvenor Inc. (GCMG), was granted 5,179 Restricted Stock Units (RSUs) on 09/30/2025 in lieu of quarterly cash compensation. Each RSU represents the contingent right to one share of Class A Common Stock and the award is fully vested as of the grant date. The reported exercise/settlement price shown is $12.07 per share and the filing reports 90,405 shares of Class A Common Stock beneficially owned by the reporting person following the transaction. Settlement of the vested RSUs will occur upon the earliest of the reporting person’s separation from service, a change in control of the issuer, or the reporting person’s death or disability.
Francesca Cornelli, a director of GCM Grosvenor Inc. (GCMG), reported receipt and grants of restricted stock units (RSUs) and an outright delivery of shares. The filing shows 2,595 shares of Class A common stock were delivered to the reporting person on September 30, 2025 in settlement of a fully vested RSU granted September 30, 2024. A separate grant of 6,111 RSUs was made on September 30, 2025 and is fully vested as of the grant date. After the non-derivative transaction, the Form reports the reporting person as beneficially owning 36,314 shares of Class A common stock. The derivative holdings section shows reported beneficial ownership figures of 13,216 and 19,327 shares underlying RSUs following the reported derivative transactions. Several RSU grants list settlement triggers tied to December 15, 2027, change-in-control, death or disability, or separation from service.