Every Form 4 that SmartFinancial, Inc. (SMBK) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SMBK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SMBK filings page.
SMARTFINANCIAL INC. executive Jordan Rhett D., EVP & Chief Credit Officer, reported a sale of 430 shares of common stock on 2026-08-04 at $52.7500 per share. After this open-market or private transaction, he directly holds 11,372 shares of SmartFinancial common stock.
SMARTFINANCIAL INC. executive Jordan Rhett D., EVP & Chief Credit Officer, reported an open-market sale of 400 shares of Common Stock at $45.00 per share. Following this Form 4 transaction, he directly holds 11,802 shares of SmartFinancial common stock.
SMARTFINANCIAL INC. director Barrett Victor Lynn purchased additional shares of the company’s common stock. On June 10, 2026, he made an open-market purchase of 3,000 shares at a price of $43.78 per share. Following this trade, his direct ownership increased to 151,724 common shares, while a further 9,126 shares are held indirectly in a trust for the benefit of his spouse.
SMARTFINANCIAL INC. director Cathy G. Ackermann reported an open-market purchase of 3,000 shares of common stock at $42.12 per share. Following this transaction, she owns 19,831 shares directly, plus 2,100 shares held by her spouse and 10,500 shares held by a marital trust.
SMARTFINANCIAL INC. director Geoffrey Alan Wolpert reported two bona fide gift transfers of Common Stock. On May 19, 2026, entities associated with him made gifts totaling 62,236 shares, split into two transactions of 31,118 shares each, at a price of $0.00 per share.
One gift involved shares held indirectly through a Grantor Retained Annuity Trust of Sylvia Patricia Wolpert, and the other involved shares held indirectly by his spouse. After these transactions, Wolpert continued to hold 100,577 shares directly, with additional remaining indirect holdings reported for the trust and spouse accounts. These are non-market, no‑consideration transfers rather than open-market sales.
SMARTFINANCIAL INC. director Geoffrey Alan Wolpert reported an indirect gift of 24,849 shares of Common Stock on May 18, 2026. The shares were held by the Grantor Retained Annuity Trust of Sylvia Patricia Wolpert and transferred as a bona fide gift.
A footnote explains that, in connection with the trust’s maturity, 8,283 shares were transferred to each of the reporting person’s three independent children. After the gift, the trust holds 65,178 shares indirectly, while Wolpert also reports 100,577 shares held directly and 24,238 shares held indirectly by his spouse.
SMARTFINANCIAL INC. director Geoffrey Alan Wolpert reported non-market transfers of common stock. On May 1, 2026, entities associated with him made two bona fide gifts totaling 47,442 shares of common stock, one from a grantor retained annuity trust and one from his spouse.
After these gifts, Wolpert continues to hold 100,577 shares directly, 90,027 shares indirectly through a grantor retained annuity trust of Sylvia Patricia Wolpert, and 24,238 shares indirectly through his spouse. The filing notes that his direct holdings include shares acquired through the SMBK Dividend Reinvestment Plan.
SMARTFINANCIAL INC. director Kelli D. Shomaker made an open-market purchase of the company’s Common Stock. On May 4, 2026, she bought 290 shares at a price of $41.30 per share. Following this transaction, she directly owns 2,120 Common shares.
SMARTFINANCIAL INC. executive Jordan Rhett D., EVP & Chief Credit Officer, completed an open-market sale of 500 shares of Common Stock at $41.85 per share. After this transaction, he directly holds 12,202 shares of SmartFinancial common stock, indicating a relatively small reduction in his position.
SMARTFINANCIAL INC. chief people officer Rebecca C. Boyd received a grant of 1,913 shares of common stock on March 10, 2026 as compensation. The restricted stock will vest on March 10, 2030. After this award, she directly holds 12,342 common shares, including shares acquired through the SMBK Dividend Reinvestment Plan.
SMARTFINANCIAL INC. executive Martin E. Schrodt, EVP and Chief Banking Officer, received a grant of 1,998 shares of Common Stock on March 10, 2026 as a restricted stock award with a vesting date of March 10, 2030. The award was approved by the Compensation Committee and carries no purchase price. Following this grant, Schrodt directly holds 7,251 shares of SmartFinancial common stock, which also includes shares previously acquired through the SMBK Dividend Reinvestment Plan.
Trumpp Jarrod M reported acquisition or exercise transactions in this Form 4 filing.
SMARTFINANCIAL INC. Chief Risk Officer Jarrod M. Trumpp received a grant of 990 shares of common stock as a restricted stock award. The Compensation Committee approved the grant on March 10, 2026, and the shares will vest on March 10, 2030. Following this award, his direct holdings total 2,990 common shares.
SMARTFINANCIAL INC. Chief Accounting Officer Cynthia A. Cain received a grant of 2,052 shares of common stock on March 10, 2026, as a restricted stock award. These shares were granted at no cash cost and are scheduled to vest on March 10, 2030. After this award, she holds 12,214 shares directly, which includes shares previously acquired through the SMBK Dividend Reinvestment Plan.
Jordan Rhett D. reported acquisition or exercise transactions in this Form 4 filing.
SMARTFINANCIAL INC. executive Jordan Rhett D., EVP & Chief Credit Officer, received a grant of 3414 shares of Common Stock as equity compensation. The Compensation Committee approved this restricted stock award on March 10, 2026, and the shares are scheduled to vest on March 10, 2030. Following this grant, Rhett directly holds 12702 common shares.
SMARTFINANCIAL INC. executive vice president and chief financial officer Ronald J. Gorczynski received a grant of 3,752 shares of common stock as equity compensation. The grant, approved by the Compensation Committee on March 10, 2026, consists of restricted stock that will vest on March 10, 2030. After this award, he directly holds a total of 24,729 common shares, including shares acquired through the SMBK Dividend Reinvestment Plan.
Welborn Wesley Miller reported acquisition or exercise transactions in this Form 4 filing.
SMARTFINANCIAL INC. chairman of the board Wesley Miller received a grant of 3,542 shares of restricted common stock on March 10, 2026, as approved by the Compensation Committee. These restricted shares are scheduled to vest on March 10, 2030.
After this award, Miller holds 100,010 common shares directly. The filing also lists indirect holdings of 14,167 shares for each of three family trusts and 4,725 shares held by his spouse, showing additional ownership through related entities.
Carroll William Young Jr. reported acquisition or exercise transactions in this Form 4 filing.
SMARTFINANCIAL INC. reported an equity compensation grant to its president and CEO, Carroll William Young Jr. On March 10, 2026, he received 9,450 shares of restricted common stock at no purchase price, which are scheduled to vest on March 10, 2030. Following this award, his directly held common stock position increased to 133,094 shares. The filing also reports 42,666 shares of common stock held indirectly through the William Carroll Jr. Descendent Trust, reflecting additional beneficial exposure separate from his direct holdings.
SmartFinancial Inc. chairman Welborn Wesley Miller reported buying additional company stock. On 02/09/2026, he purchased 835 shares of SmartFinancial Inc. common stock at $43.13 per share, bringing his directly held stake to 96,468 shares. He also reported indirect beneficial ownership of 14,167 shares held by each of the Margaret Polfrey Welborn, Elizabeth Houston Welborn, and Ann Miller Welborn trusts, and 4,725 shares held by his spouse.
SmartFinancial Inc. director Cathy G. Ackermann reported acquiring 808 shares of SmartFinancial common stock on 01/29/2026 at a price of $0, bringing her directly held stake to 16,831 shares. She also reports indirect beneficial ownership of 2,100 shares held by her spouse and 10,500 shares held by a marital trust for Rebecca James Sidwell.
SMARTFINANCIAL INC. director Geoffrey Alan Wolpert reported acquiring additional common stock through a dividend reinvestment. On January 29, 2026, he acquired 808 shares of SMBK common stock at a stated price of $0 per share, reflecting shares credited under the SMBK Dividend Reinvestment Plan. Following this transaction, he held 100,376 common shares directly. The filing also reports 516 common shares held indirectly by his spouse and 113,519 common shares held indirectly by the Grantor Retained Annuity Trust of Sylvia Patricia Wolpert, providing a view of his broader associated holdings.
SmartFinancial Inc. director Keith Edward Whaley reported acquiring additional common stock in the company. On 01/29/2026, he acquired 808 shares of SmartFinancial common stock at a reported price of $0 per share. Following this transaction, he beneficially owns 87,369 common shares, held in direct ownership.
SmartFinancial Inc. director Tucker Steven B. reported acquiring 808 shares of SmartFinancial common stock on January 29, 2026 in a transaction coded "A" at a price of $0 per share. Following this acquisition, he beneficially owns 50,722 shares of the company’s common stock in direct ownership.
SMARTFINANCIAL INC. director Kelli D. Shomaker reported acquiring common stock through a Form 4 filing. On January 29, 2026, she received 808 shares of common stock at a reported price of $0 per share. After this transaction, she beneficially owns 1,830 common shares, held in direct ownership.
SmartFinancial Inc. director David Austin Ogle reported acquiring 808 shares of common stock on January 29, 2026 at $0.00 per share through the SMBK Dividend Reinvestment Plan. Following this transaction, he directly holds 197,451 shares of SmartFinancial common stock.
In addition to his direct holdings, 40,934 shares are owned indirectly through the Ogle Land General Partnership, where he is a partner. This filing reflects ongoing equity accumulation rather than an open-market purchase or sale.
SmartFinancial Inc. director Barrett Victor Lynn reported acquiring additional company stock. On 01/29/2026, Lynn acquired 808 shares of SmartFinancial Inc. common stock at a price of $0 per share, bringing his directly held stake to 148,724 shares. He also reports 9,126 shares held indirectly through a trust for the benefit of his spouse.
SMARTFINANCIAL INC. director Kelli D. Shomaker reported a purchase of company stock. On 01/27/2026, the director bought 255 shares of SMARTFINANCIAL INC. common stock at a price of $39.38 per share in a direct ownership account.
After this transaction, Kelli D. Shomaker beneficially owned 1,022 shares of SMARTFINANCIAL INC. common stock, held directly. The filing is a Form 4, which reports changes in the holdings of company insiders.
SmartFinancial Inc. executive vice president and chief credit officer reported a small change in ownership of company stock. On 01/01/2026, the officer recorded a Form 4 transaction involving 816 shares of common stock at a price of $36.99 per share, coded "F" under the reporting rules. Following this transaction, the officer beneficially owns 9,288 shares of SmartFinancial Inc. common stock in direct form.
SMARTFINANCIAL INC. executive reports change in share ownership. The company’s EVP & Chief Financial Officer filed a Form 4 reporting a disposition of 842 shares of SMARTFINANCIAL INC. common stock on 01/01/2026 at a price of $36.99 per share, coded as transaction type "F." After this transaction, the officer beneficially owns 20,936 shares of common stock, which includes shares acquired through the SMBK Dividend Reinvestment Plan.
SmartFinancial Inc. reported a stock transaction by its President and CEO, who is also a director. On 01/01/2026, the insider had a disposition of 1,807 shares of common stock at $36.99 per share, reported with transaction code "F." Following this transaction, the insider beneficially owned 123,644 shares of common stock directly.
The filing also shows an additional 42,666 shares held indirectly through the William Carroll, Jr. Decendent Trust. The report is filed as a Form 4 for one reporting person and reflects the insider’s ongoing equity ownership in SmartFinancial Inc.
SmartFinancial Inc.'s Chief Accounting Officer reported a small share transaction in company stock. On 01/01/2026, the officer had 445 shares of common stock disposed of in a transaction coded "F" at a price of $36.99 per share. After this transaction, the officer beneficially owned 10,142 shares of SmartFinancial common stock.
The reported ownership amount includes shares acquired through the SMBK Dividend Reinvestment Plan, meaning some of the holdings come from automatic reinvestment of dividends rather than open-market purchases.
SmartFinancial Inc. reported an insider stock transaction by its Chief People Officer. On 01/01/2026, the officer disposed of 445 shares of SmartFinancial common stock at a price of $36.99 per share, coded as transaction type "F". After this transaction, the officer beneficially owned 10,408 shares directly. A footnote explains that this total includes shares acquired through the SMBK Dividend Reinvestment Plan.
SmartFinancial Inc. insider transaction: A director and Chairman of the Board of SmartFinancial Inc. reported a disposition of 1,305 shares of common stock on 01/01/2026 at a price of $36.99 per share. Following this transaction, the reporting person directly owned 95,633 shares of SmartFinancial common stock.
In addition to the direct holdings, the filing shows indirect ownership of 14,167 shares held by each of the Margaret Polfrey Welborn Trust, Elizabeth Houston Welborn Trust, and Ann Miller Welborn Trust, as well as 4,725 shares held by the reporting person’s spouse. No derivative securities transactions were reported in this filing.
SmartFinancial Inc. director reports stock sale. A director of SmartFinancial Inc. reported selling 10,625 shares of common stock on 12/10/2025 in an open market transaction coded "S" at a price of $38.01 per share. After this sale, the reporting person directly beneficially owns 49,914 shares of SmartFinancial Inc. common stock.
SmartFinancial Inc. (SMBK) insider reports small stock sale. An executive vice president and chief credit officer of SmartFinancial Inc. filed a Form 4 disclosing the sale of 250 shares of common stock on 11/18/2025 at a price of $35 per share. After this transaction, the reporting person directly holds 10,104 shares of SmartFinancial common stock. The filing notes that it was submitted by an attorney-in-fact on behalf of the reporting person.