Every Form 4 that Anteris Technologies Global Corp. (AVR) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AVR and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AVR filings page.
Anteris Technologies Global Corp. (AVR) reported that its Chief Financial Officer, Moen Brent, received a grant of 90,274 employee stock options on September 11, 2026. The options have an exercise price of $8.35 per share, expire on September 11, 2036, and vest in approximately equal installments on September 11, 2027, 2028, and 2029, subject to continued service.
Anteris Technologies Global Corp. (AVR) had insider activity reported by major shareholder L1 Capital Pty Ltd. On 2026-08-28, entities controlled and managed by L1 Capital sold 7,800 shares of Common Stock at $8.83 per share in an indirect transaction, leaving 4,803,541 Common shares held indirectly. L1 Capital-related funds also hold 5,359,470 CHESS Depository Interests, each representing one underlying common share, and 1,333,334 CHESS Depository Interest Warrants with an exercise price of AUD 11.50 expiring on 2030-10-30, all reported as indirect holdings.
Anteris Technologies Global Corp. (AVR) reported that Chief Operating Officer David St Denis exercised 60,000 stock options for Common Stock on August 19, 2026 at an exercise price of $5.65 per share. The corresponding option award, granted on September 23, 2021, now shows 0 options remaining. On the same date, 45,072 Common Shares were delivered or withheld at $9.58 per share to pay the exercise price or related tax liability. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.
L1 Capital Pty Ltd, as a more than 10% shareholder of Anteris Technologies Global Corp., reported indirect open-market or private sales of 375,815 shares of common stock at $9.30 per share on August 11, 2026 and 251,844 shares at $9.10 per share on August 10, 2026, through funds it controls and manages. Following these transactions, affiliated funds reported indirect holdings of 5,359,470 CHESS Depository Interests, each representing one underlying common share, and 1,333,334 CHESS Depository Interest Warrants with an exercise price of AUD 11.50 per warrant expiring on October 30, 2030.
L1 Capital Pty Ltd, a more-than-10% owner of Anteris Technologies Global Corp., reported an indirect sale of 174,721 shares of Common Stock on 2026-08-06 at $8.10 per share, described as a sale in the open market or a private transaction. Following this sale, entities controlled and managed by L1 Capital held 5,439,000 shares of Common Stock indirectly. The position includes CHESS Depository Interests representing 5,359,470 underlying common shares and CHESS Depository Interest Warrants over 1,333,334 CHESS Depository Interests with an exercise price of 11.5000 in Australian Dollars (AUD) and an expiration date of 2030-10-30.
L1 Capital Pty Ltd, a ten percent owner of Anteris Technologies Global Corp., reported indirect sales of 14,581 and 480,608 shares of common stock on August 5 and 4, 2026 at prices of $8.23 and in a $8.29–$8.30 range, respectively.
The shares are held through multiple L1-managed funds. After these transactions, entities controlled by L1 Capital indirectly owned 5,359,470 CHESS Depository Interests, each representing one underlying share of common stock exchangeable within 60 days. The trades were not marked as pursuant to a Rule 10b5-1 trading plan.
L1 Capital Pty Ltd, filing as a ten percent owner of Anteris Technologies Global Corp., reported indirect sales of an aggregate 524,404 shares of common stock by funds it manages on July 31 and August 3, 2026, at prices between $8.09 and $8.15 per share.
The report also shows indirect holdings of 5,359,470 CHESS Depository Interests, each representing one underlying share of common stock exchangeable within 60 days.
Funds controlled and managed by L1 Capital Pty Ltd, a 10% owner of Anteris Technologies Global Corp., reported selling a total of 714,138 shares of common stock on July 29 and 30, 2026. Sales included 558,633 shares at $8.20 per share on July 30 and 155,505 shares on July 29 at prices ranging from $8.03–$8.06 per share.
As of July 29, 2026, the funds indirectly held 5,359,470 underlying shares through CHESS Depository Interests, each representing one share of common stock and exchangeable for common shares within 60 days.
L1 Capital Pty Ltd, a 10% holder of Anteris Technologies Global Corp., reported indirect open‑market or private sales of 441,548 shares of common stock on July 27–28, 2026, including 232,817 shares at $8.19 per share and 208,731 shares at $8.09 per share, with individual trades priced between $8.15–$8.25 and $7.90–$8.42, respectively. The transactions and holdings relate to several long‑short funds that L1 Capital controls and manages, which also indirectly held 5,359,470 CHESS Depository Interests, each representing one common share exchangeable within 60 days. L1 Capital states it is exempt from ownership reports under Rule 16a‑2 and does not admit it is obligated to file them.
L1 Capital Pty Ltd, a more than 10% holder of Anteris Technologies Global Corp., reported indirect open-market purchases. On 2026-01-22 it bought 5,000,000 common shares at $5.75, bringing indirect holdings to 7,812,000 shares. A prior 2025-10-28 trade added 1,333,334 CHESS Depository Interests at $4.935, each exchangeable for one common share within 60 days, for 5,407,814 CDIs held indirectly through L1-managed funds.
L1 Capital Pty Ltd, reported as a 10% owner of Anteris Technologies Global Corp., reported two indirect sales by funds it controls. On 24 July 2026 they sold 23,000 common shares at $8.13, leaving 7,789,000 shares. On 27 July 2026 they sold 48,344 CHESS Depository Interests at $8.15, leaving 5,359,470, with each CDI representing one underlying common share exchangeable within 60 days. L1 Capital states it does not admit being obligated to file ownership reports because it believes it is exempt under Rule 16a-2.
Anteris Technologies Global Corp. director Gregory S. Moss exercised restricted stock units into common shares as part of his equity compensation. On June 7, 2026, 17,580 restricted stock units converted into 17,580 shares of common stock at a stated price of $0.00 per share, reflecting a non-cash vesting event rather than a market purchase. Following the transaction, he directly held 17,580 common shares, and 35,162 restricted stock units were reported as remaining outstanding from a 52,742-unit grant awarded on December 3, 2025 that vests in approximately equal installments on June 7, 2026, June 7, 2027, and June 7, 2028, subject to continued service.
Anteris Technologies Global Corp. director David B. Roberts exercised restricted stock units into common stock as part of his equity compensation. On June 7, 2026, he converted 17,580 RSUs into 17,580 shares of common stock at a stated price of $0.00, and now holds 17,580 common shares directly. These RSUs are from a December 3, 2025 grant of 52,742 RSUs that vest in roughly equal installments on June 7, 2026, 2027, and 2028, leaving 35,162 RSUs outstanding after this vesting event.
Anteris Technologies Global Corp. Chief Financial Officer Matthew McDonnell reported a compensation-related options exercise and associated tax withholding. Through the McDonnell Family Trust, he exercised stock options for 62,001 shares of common stock at exercise prices of $6.32 and $4.84 per share, receiving CHESS Depositary Interests traded on the ASX. Of these, 39,595 shares were delivered to cover tax obligations, a non–open-market disposition. Following these transactions, he holds 27,777 shares directly and 22,406 shares indirectly through the trust.
Anteris Technologies Global Corp. director Susan Elizabeth Knight reported an open-market purchase of the company’s Common Stock. She bought 11,000 shares on June 2, 2026 at a weighted average price of $9.2935 per share, bringing her direct holdings to 11,000 shares.
According to a footnote, the purchase consisted of 5,000 shares at $9.31 per share and 6,000 shares at $9.2797 per share.
Anteris Technologies Global Corp. Chief Financial Officer Matthew McDonnell reported an equity award in the form of 78,740 Restricted Stock Units (RSUs) on March 4, 2026. The RSUs were acquired as a grant at a price of $0.0000 per unit, increasing his direct derivative holdings to 78,740 RSUs.
Each RSU represents a right to receive one CHESS Depositary Interest (CDI), and each CDI represents an interest in one share of Anteris common stock. The RSUs vest in three approximately equal annual installments on March 4, 2027, March 4, 2028, and March 4, 2029, subject to McDonnell’s continued service through each vesting date.
L1 Capital Pty Ltd, as reporting person, disclosed large indirect purchases of Anteris Technologies Global Corp. common equity through funds it controls and manages. On 01/22/2026, investment funds managed by L1 Capital bought 5,000,000 shares of common stock at $5.75 per share, bringing their indirectly beneficially owned common shares to 13,219,814.
The filing also shows that on 10/28/2025, these funds purchased 1,333,334 CHESS Depository Interests at $4.935 each. Each CHESS Depository Interest represents one underlying share of Anteris common stock and is exchangeable for those shares within 60 days, giving exposure to the same number of underlying common shares.
Anteris Technologies Global Corp. reported an equity transaction by its Chief Operating Officer and director. On December 16, 2025, the reporting person acquired 166,666 shares of common stock through the vesting and settlement of restricted stock units, recorded as a code "M" transaction. On the same date, 65,584 shares were disposed of in a code "F" transaction at a price of $4.95 per share, typically reflecting shares withheld to cover taxes. After these transactions, the reporting person directly held 101,082 shares of common stock.
The derivative table shows this activity came from a grant of 500,000 restricted stock units awarded on December 16, 2024, which vest in approximately equal installments on December 16 of 2025, 2026, and 2027, subject to continued service. Following the reported transaction, 333,334 restricted stock units remained beneficially owned.
Anteris Technologies Global Corp. Chief Financial Officer Matthew McDonnell reported the vesting of a portion of his equity award and the related share issuance. On December 16, 2024, he was granted 83,333 restricted stock units (RSUs), scheduled to vest in approximately equal installments on December 16, 2025, 2026 and 2027, subject to his continued service. On December 16, 2025, 27,777 RSUs vested and converted on a one-for-one basis into common stock, recorded as an acquisition of 27,777 shares at a price of $0.
Following this transaction, McDonnell beneficially owns 27,777 common shares indirectly through Citicorp Nominees Pty Ltd and 55,556 RSUs directly, each RSU convertible into one share of common stock. The common stock received is represented as CHESS Depositary Interests traded on the Australian Securities Exchange.
Anteris Technologies Global Corp. chief executive officer and director Wayne Paterson reported equity award activity involving the company’s common stock. On December 16, 2025, a tranche of 333,333 restricted stock units (RSUs) converted on a one-for-one basis into the same number of common shares, reflecting previously granted equity compensation.
The filing also shows a disposition of 163,213 common shares at $4.95 per share, typically consistent with share sales to cover tax withholding on vested awards. After these transactions, Paterson held 182,727 common shares indirectly through Citibank, N.A. London as custodian and 20,334 shares directly, along with 666,667 RSUs that remain outstanding. These RSUs are part of a 1,000,000-unit grant awarded on December 16, 2024, vesting in roughly equal installments on December 16 of 2025, 2026, and 2027, which stockholders approved on December 3, 2025.
Anteris Technologies Global Corp. director John Seaberg reported the vesting and conversion of restricted stock units into common stock. On 12/16/2025, 27,777 restricted stock units were converted into 27,777 shares of common stock in a transaction coded "M," increasing his directly held common shares to 43,635. He also holds 3,852 shares indirectly through Citibank, N.A. London as custodian.
The derivative table shows these 27,777 restricted stock units converting at an exercise price of $0 into common stock, leaving 55,556 restricted stock units beneficially owned following the transaction. These units come from a contingent grant of 83,333 restricted stock units awarded on December 16, 2024, which vest in approximately equal installments on December 16, 2025, 2026 and 2027, subject to continued service and approval previously obtained from stockholders on December 3, 2025.
Anteris Technologies Global Corp. director Gregory S. Moss reported receiving two grants of restricted stock units tied to the company’s common stock. One grant covers 52,742 restricted stock units, each representing a right to receive one share of common stock.
These 52,742 units vest in three approximately equal annual installments on June 7, 2026, 2027 and 2028, subject to his continued service. A second grant of 13,821 restricted stock units also represents one share of common stock per unit and vests on the earlier of the first anniversary of the grant date and the next annual stockholders meeting, subject to continued service.