Every Form 4 that Krispy Kreme, Inc. (DNUT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow DNUT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full DNUT filings page.
Krispy Kreme, Inc. reported that executive Lori M. Suess, Head of People and Culture, surrendered shares of common stock to cover tax withholding tied to vesting restricted stock units. The transaction involved 8,391 shares at $3.53 per share as a tax-withholding disposition, not an open-market sale.
After this transaction, Suess’s direct holdings total 141,014 shares of common stock. Footnote details indicate this includes 27,805 directly owned shares and 113,209 unvested restricted stock units, showing she retains a substantial equity position following the tax-related share surrender.
Krispy Kreme, Inc. Chief Accounting Officer Joseph J. Esposito reported a tax-related share disposition. He surrendered 7,998 shares of common stock at $3.53 per share to cover tax withholding tied to vesting of restricted stock units. After this non‑market transaction, he holds 120,353 shares, consisting of 30,958 direct shares and 89,395 unvested RSUs.
JAB-affiliated entities reported an update to their Krispy Kreme exposure. They continue to indirectly hold 74,190,990 shares of Krispy Kreme common stock through JAB Indulgence B.V., while disclaiming beneficial ownership except for their pecuniary interests.
JAB Holdings B.V. has a long cash-settled total return equity swap referencing Subject Shares the dealer purchased at an aggregate initial price not to exceed $100,000,000, covering 7,069,936 underlying shares. On June 12, 2026, JAB Holdings B.V. and the dealer agreed to extend the swap’s term to August 10, 2028, which is treated as a deemed cancellation and re-entry into a new swap, but leaves JAB Holdings B.V.’s economic exposure unchanged. The swap is cash-settled only and does not provide voting, investment, or dispositive control over Krispy Kreme securities.
Werneck Melissa reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. reported that director Melissa Werneck received an equity grant in the form of restricted stock units (RSUs). She was awarded 39,653 RSUs of common stock at a price of $0.00 per unit, reflecting compensation rather than an open-market purchase.
The RSUs are currently unvested and will vest on June 10, 2029, subject to specified terms and conditions. Each RSU will settle into one share of common stock upon vesting. Following this grant, Werneck has 39,653 shares reported as directly owned through these unvested RSUs.
Sundaram Easwaran reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. director Sundaram Easwaran reported receiving a grant of 33,334 shares of common stock in the form of restricted stock units (RSUs). These RSUs were awarded at no cash cost per share and increase his direct holdings to 81,129 shares.
The RSUs will be settled on a one-for-one basis in common stock when they vest. According to the disclosure, the unvested RSUs are subject to certain terms and conditions and are scheduled to vest on June 10, 2029, making this a long-term equity compensation award rather than an open-market purchase.
Shear David Chan reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. director David Chan Shear received a grant of 39,653 restricted stock units (RSUs) of common stock. The award was granted at no cash cost per share and represents his entire reported direct holding after the transaction.
The RSUs are unvested and, subject to certain terms and conditions, will vest on June 10, 2029. Upon vesting, each RSU will be settled on a one-for-one basis in shares of Krispy Kreme common stock, linking the director’s future compensation to the company’s share performance.
Krispy Kreme, Inc. director Bernardo Hees reported an equity grant of restricted stock units. He received 64,103 RSUs of common stock as a grant or award, with no cash price per share. Upon vesting, each RSU will settle into one share of common stock, and the RSUs are scheduled to vest on June 10, 2029, subject to applicable terms and conditions.
Following this grant, Hees holds 149,516 shares of common stock directly and 2,191,950 shares indirectly through BHBK LLC, where he exercises sole investment power. The RSUs are currently unvested, so they represent future, not immediate, share ownership.
Krispy Kreme director Patrick J. Grismer received an equity award of 33,334 restricted stock units (RSUs) of common stock. The grant carries a price of $0.00 per unit, reflecting a compensation award rather than a market purchase. According to the filing’s footnotes, these RSUs will vest on June 10, 2029, and upon vesting each unit will convert into one share of Krispy Kreme common stock. After this grant, Grismer’s direct holdings reported in the filing total 81,129 shares of common stock, including unvested RSUs.
Krispy Kreme, Inc. director David J. Deno received an equity award of 33,334 restricted stock units (RSUs). The RSUs were granted at no cash cost and will vest on June 10, 2029, subject to stated terms and conditions. Upon vesting, each RSU converts into one share of common stock.
After this grant, Deno’s reported equity position consists of 93,032 directly held common shares and 91,813 unvested RSUs, for a total of 184,845 shares and RSUs reported in this filing. This reflects a compensation-related acquisition rather than an open‑market stock purchase.
Charlesworth Josh reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. President & CEO Josh Charlesworth reported an equity grant of 128,206 restricted stock units (RSUs) of common stock. These RSUs settle one-for-one in shares and are scheduled to vest on April 09, 2029, subject to stated terms and conditions.
After this grant, he directly holds 1,155,035 shares, consisting of 193,010 common shares and 962,025 unvested RSUs. Separate indirect holdings are reported through a revocable trust with 276,671 shares and a family LLC with 281,857 shares, as reflected in the filing.
Krispy Kreme, Inc. director Patricia Capel reported an equity compensation award in the form of restricted stock units (RSUs) tied to common stock. She received 64,103 RSUs, granted at no cash cost, which vest on June 10, 2029 subject to stated terms and conditions.
After this award, her reported holdings total 155,850 shares/units, with footnotes indicating 6,334 shares held directly and 149,516 unvested RSUs. This filing reflects a grant or award acquisition, not an open‑market share purchase or sale.
Yochem Angela reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. reported that Chief Technology & Performance Officer Angela Yochem received an equity compensation award of 76,924 shares of common stock in the form of restricted stock units. These RSUs are unvested and will vest on April 09, 2029, subject to applicable terms and conditions.
Each RSU will settle into one share of common stock upon vesting, and no cash price was paid per share at grant. Following this award, Yochem directly holds 289,946 shares of Krispy Kreme common stock, reflecting her ongoing equity-based alignment with the company’s performance.
Suess Lori M. reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. reported that executive Lori M. Suess, Head of People and Culture, received an equity grant in the form of restricted stock units. The award covers 38,462 shares of common stock, granted at no cash cost to her.
According to the disclosure, these RSUs will vest on April 9, 2029, subject to stated terms and conditions, and will settle one-for-one in common shares upon vesting. After this grant, Suess’s direct holdings total 149,405 shares, consisting of 7,983 directly held shares and 141,422 unvested RSUs.
Steele Nicola reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. Chief Operating Officer Nicola Steele received an equity grant of 76,924 shares of common stock in the form of restricted stock units (RSUs). The RSUs carry no purchase price and will vest on April 09, 2029, subject to specified terms and conditions.
After this award, Steele is reported as beneficially owning 388,858 shares in total, including 32,635 shares held directly and 356,223 unvested RSUs that each settle into one share of common stock upon vesting. This is a compensation-related award rather than an open-market transaction.
Krispy Kreme, Inc. reported that Chief Brand & Product Officer Alison Holder acquired 76,924 restricted stock units (RSUs) as a compensation grant, with no cash paid per share. The RSUs settle one-for-one in common stock and are scheduled to vest on April 9, 2029, subject to terms and conditions. Following this grant, Holder is shown with 399,305 shares and RSUs in total, including 58,312 direct shares and 340,993 unvested RSUs.
Esposito Joseph J reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. Chief Accounting Officer Joseph J. Esposito received a grant of 25,642 restricted stock units (RSUs) of common stock on June 10, 2026 at no cash cost, as part of his equity compensation.
According to the filing, these RSUs will vest on April 9, 2029, subject to stated terms and conditions, and will settle one-for-one in Krispy Kreme common shares when vested. After this award, Esposito’s reported equity interest totals 128,351 units, consisting of 10,743 directly held shares and 117,608 unvested RSUs. The transaction is classified as a grant or award, not an open‑market purchase or sale.
Duvivier Raphael reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier received an award of 96,154 shares of common stock in the form of restricted stock units. These RSUs will settle into common shares on a one-for-one basis when they vest on April 9, 2029, subject to terms and conditions.
Following this grant, Duvivier holds 646,268 shares in total, including 156,057 shares held directly and 490,211 unvested RSUs, reflecting a sizable equity-based compensation position aligned with the company’s performance over time.
Adams Atiba reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. reported that CLO & Corporate Secretary Atiba Adams received a grant of 76,924 shares of common stock in the form of restricted stock units (RSUs) at a price of $0.00 per share.
The RSUs are unvested and will settle on a one-for-one basis into common stock upon vesting. Subject to certain terms and conditions, they are scheduled to vest on April 9, 2029. Following this award, Adams’ direct holdings total 273,858 shares of common stock, including unvested RSUs.
Krispy Kreme, Inc. director Bernardo Hees reported an indirect open-market purchase of Common Stock through BHBK LLC. On June 5, 2026, BHBK LLC bought 25,002 shares at a weighted average price of $3.4864 per share, in multiple trades between $3.4750 and $3.5000.
After this purchase, indirect holdings reported as held by BHBK LLC totaled 1,574,635 shares of Krispy Kreme common stock, over which Mr. Hees exercises sole investment power. A separate holding entry shows 702,728 equity units directly associated with Mr. Hees, consisting of 617,315 directly held shares and 85,413 unvested RSUs.
Krispy Kreme, Inc. director Bernardo Hees, through BHBK LLC, made a series of open‑market purchases of company common stock. On June 4, BHBK LLC bought 150,000 shares at a weighted average price of $3.2896 per share. On June 3, it bought 170,596 shares at $3.3450 per share, and on June 2 it purchased 235,875 shares at $3.3900 per share. On June 1, it acquired a further 73,640 shares at $3.4360 per share. In total, the filing shows 630,111 shares of Krispy Kreme common stock bought in open‑market transactions, increasing indirect holdings via BHBK LLC to 1,549,633 shares. The filing also notes 85,413 unvested RSUs, highlighting a substantial ongoing equity stake aligned with shareholders.
Krispy Kreme, Inc. director Bernardo Hees, through BHBK LLC over which he exercises sole investment power, reported open-market purchases of Common Stock. On May 26–28, 2026, BHBK LLC bought a total of 225,077 shares at weighted-average prices between about $3.30 and $3.42 per share. Following these indirect purchases, BHBK LLC held 919,522 shares of Krispy Kreme Common Stock. A separate holding entry shows Hees with 617,315 directly held shares and 85,413 unvested RSUs, providing context on his overall equity exposure.
Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported a routine share disposition related to equity compensation. On this Form 4, 2,493 shares of common stock were surrendered at $3.25 per share to cover tax withholding for the vesting of restricted stock units, rather than sold in the open market. After this tax-withholding transaction, he directly owns 550,114 shares of common stock, including 156,057 shares held directly and 394,057 unvested restricted stock units noted in the footnotes.
Krispy Kreme, Inc. executive Lori M. Suess reported a routine tax-related share disposition. She surrendered 667 shares of common stock at $3.64 per share to cover withholding taxes on the vesting of restricted stock units, rather than selling shares on the open market.
After this transaction, the filing shows 110,943 shares reflected as owned following the event, with a footnote noting 7,983 shares held directly and 102,960 unvested RSUs.
Krispy Kreme, Inc. Chief Operating Officer Nicola Steele reported a routine tax-related share disposition. On the vesting of restricted stock units, 8,137 shares of common stock were surrendered at $3.64 per share to cover tax withholding obligations, not as an open-market sale.
After this transaction, Steele’s holdings total 311,934 shares and RSUs, including 32,635 directly held shares and 279,299 unvested RSUs, indicating she retains a substantial equity stake in the company.
Krispy Kreme, Inc. executive Alison Holder, Chief Brand & Product Officer, reported a routine tax-withholding transaction related to equity compensation. She surrendered 3,692 shares of common stock at $3.64 per share to cover taxes on the vesting of restricted stock units.
After this transaction, Holder has a total reported position of 322,381 shares, consisting of 58,312 shares held directly and 264,069 unvested RSUs. The disposition was not an open-market sale but a payment of tax liability by delivering shares.
Krispy Kreme, Inc. Chief Accounting Officer Joseph J. Esposito reported a routine tax-related share disposition. On the reported date, 3,467 shares of common stock were surrendered to cover tax withholding tied to the vesting of restricted stock units. After this transaction, his total reported equity interest was 102,709 shares, consisting of 10,743 directly held shares and 91,966 unvested RSUs.
Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported a routine tax-related share disposition. On the vesting of restricted stock units, he surrendered 5,967 shares of common stock at $3.64 per share to cover tax withholding, rather than selling shares in the open market.
After this transaction, his direct and RSU-related holdings total 552,607 shares, including 153,010 directly held shares and 399,597 unvested RSUs noted in the footnotes. This reflects a standard compensation and tax-settlement event, not an open-market trade.
Krispy Kreme, Inc. President & CEO Josh Charlesworth reported a routine tax-related share transaction. He surrendered 4,211 shares of common stock at $3.64 per share to cover tax withholding for the vesting of restricted stock units. After this disposition, he holds 1,026,829 shares directly, plus indirect holdings of 276,671 shares through a revocable trust and 281,857 shares through a family LLC.
Krispy Kreme, Inc. President & CEO Josh Charlesworth reported a routine tax-related share disposition. On May 1, 2026, 7,569 shares of common stock at $3.94 per share were withheld to cover taxes owed on vesting restricted stock units. This was not an open‑market sale but a tax-withholding mechanism. Following the transaction, he directly holds 1,031,040 common shares and also has indirect holdings through a revocable trust and a family LLC.
Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported a small share disposition tied to taxes, not a market trade. He surrendered 959 shares of common stock at $3.38 per share to cover tax withholding on vesting restricted stock units. This was a routine tax-withholding disposition rather than an open-market sale. After the transaction, he is shown with 558,574 shares in total, including 145,745 shares held directly and 412,829 unvested RSUs.
Krispy Kreme, Inc. reported a routine insider transaction by Head of People and Culture Lori M. Suess. On April 2, 2026, Suess had 117 shares of common stock withheld at $3.38 per share to cover tax obligations from vesting restricted stock units (RSUs).
After this tax-withholding disposition, Suess directly holds 111,610 shares of Krispy Kreme common stock. Footnotes indicate this includes 6,676 directly held shares and 104,934 unvested RSUs, showing the transaction was part of equity-based compensation rather than an open-market sale.
Krispy Kreme, Inc. Chief Operating Officer Nicola Steele reported a small share disposition related to tax withholding, not an open-market sale. On the reported date, 164 shares of common stock were surrendered at an indicated price of $3.38 per share to cover taxes due on the vesting of restricted stock units.
After this tax-withholding event, Steele’s reported holdings associated with this award total 320,071 shares, including 12,920 shares held directly and 307,151 unvested restricted stock units, indicating the transaction was a routine administrative step tied to equity compensation rather than a discretionary stock sale.
Krispy Kreme, Inc. reported a routine tax-withholding share disposition by a senior executive. Chief Brand & Product Officer Alison Holder had 466 shares of common stock surrendered on April 2, 2026 at $3.38 per share to cover taxes on vesting restricted stock units.
The filing shows she now holds equity tied to 326,073 shares, including 49,759 shares held directly and 276,314 unvested RSUs. The transaction is compensation-related rather than an open-market sale.
Krispy Kreme, Inc. Chief Accounting Officer Joseph J. Esposito reported a small, routine tax-related share disposition. On the vesting of restricted stock units, he surrendered 164 shares of common stock at $3.38 per share to cover tax withholding obligations rather than selling shares on the open market.
After this transaction, Esposito is shown as holding a total of 106,176 shares, consisting of 3,939 directly held shares and 102,237 unvested restricted stock units. The filing reflects a standard compensation and tax-settlement event, not an open-market purchase or sale decision.
Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported a routine tax-related share disposition tied to equity compensation. On the vesting of restricted stock units, 714 shares of common stock were surrendered at $3.38 per share to cover tax withholding. After this transaction, he was reported as owning 558,819 shares of common stock. Footnotes indicate this includes 145,990 shares held directly and 412,829 unvested RSUs, showing he retains a substantial equity interest in the company.
Krispy Kreme, Inc. President & CEO Josh Charlesworth surrendered 1,963 shares of common stock at $3.38 per share on April 2, 2026 to cover tax withholding for vesting restricted stock units. This was a tax-withholding disposition, not an open-market sale.
After this step, he directly owned 1,038,609 shares, including 163,373 currently held shares and 875,236 unvested RSUs. He also had indirect holdings of 281,857 shares through a Family LLC and 276,671 shares in a Revocable Trust, showing a substantial ongoing equity position.
Krispy Kreme, Inc. major shareholder affiliates reported an update to a cash‑settled total return swap tied to its common stock. JAB Holdings B.V. extended the term of an existing long cash-settled equity swap with Banco Santander, S.A. from March 2026 to March 1, 2028 for no additional consideration.
The extension is treated as a deemed cancellation of the old swap and entry into a new one, but JAB Holdings B.V.’s economic exposure to the referenced shares, with an aggregate initial price not to exceed $100,000,000, remains unchanged and will be settled only in cash. The swap does not give JAB Holdings B.V. voting, investment or dispositive control over Krispy Kreme securities, and the reporting entities disclaim beneficial ownership except to the extent of their pecuniary interest.
Krispy Kreme, Inc. President & CEO Josh Charlesworth reported equity awards and related tax withholding in company stock. On January 29, 2026, he received 3,455 shares of common stock at $0, tied to the achievement of performance criteria for previously granted performance-based restricted stock units (PSUs).
On the same date, 983 shares were surrendered at $3.16 per share to cover tax withholding on the PSU vesting. After these transactions, he directly holds 1,040,572 common shares, plus indirect holdings of 281,857 shares through a Family LLC and 276,671 shares through a revocable trust.
Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported equity award activity involving company common stock. On January 29, 2026, he acquired 1,382 shares of common stock at $0, tied to the achievement of performance goals on previously granted performance-based restricted stock units.
On the same date, he surrendered 650 shares at $3.16 per share to cover tax withholding related to the PSU vesting. After these transactions, he beneficially owned 559,533 shares directly, including 144,634 shares of common stock and 414,899 unvested RSUs.
Krispy Kreme, Inc.’s Chief Accounting Officer Joseph J. Esposito reported routine equity compensation activity. On January 29, 2026, he received 691 shares of common stock at $0 per share tied to the achievement of performance goals on previously granted performance-based restricted stock units (PSUs). On the same date, 234 shares were surrendered at $3.16 per share to cover tax withholding related to the PSU vesting. After these transactions, he beneficially owned 106,340 shares of common stock, consisting of 3,620 shares held directly and 102,720 unvested RSUs.
Krispy Kreme, Inc. Chief Brand & Product Officer Alison Holder reported equity compensation activity in company common stock. She received 1,152 shares at $0 upon achievement of performance criteria tied to previously awarded performance-based restricted stock units. On the same date, 389 shares were surrendered at $3.16 to cover tax withholding for the PSU vesting. After these transactions, she beneficially owned 326,539 shares, consisting of 48,845 direct shares and 277,694 unvested RSUs.
Krispy Kreme, Inc. Chief Operating Officer Steele Nicola reported equity compensation activity involving company common stock. On January 29, 2026, Nicola received 1,382 shares of common stock at $0 per share in connection with achieving performance criteria for previously awarded performance-based restricted stock units. On the same date, 467 shares were surrendered at $3.16 per share to cover tax withholding tied to the vesting of those performance units. Following these transactions, Nicola directly beneficially owned 320,235 shares of Krispy Kreme common stock, which includes directly held shares and unvested restricted stock units.
Krispy Kreme Chief People Officer Terri Zandhuis reported routine equity activity involving performance-based restricted stock units. She received 2,764 shares of common stock upon achieving performance criteria tied to previously granted PSUs, and 933 shares were surrendered to cover tax withholding on the PSU vesting.
After these transactions, she beneficially owns 683,522 common shares in total, consisting of 382,779 directly held shares and 300,743 unvested RSUs, all reported as directly owned.
Krispy Kreme, Inc. President & CEO Josh Charlesworth reported a tax‑related share surrender tied to vested equity awards. On January 16, 2026, he surrendered 42,037 shares of common stock at $3.695 per share to cover tax withholding on vesting restricted stock units. After this transaction, he beneficially owned 1,038,100 shares directly, which the footnotes state consists of 155,963 directly held shares and 882,137 unvested RSUs. He also reported indirect holdings of 281,857 shares through a Family LLC and 276,671 shares through a revocable trust.
Krispy Kreme, Inc. (DNUT) reported an insider equity transaction by its Chief Operating Officer. On 11/17/2025, the executive surrendered 3,820 shares of common stock at $4.08 per share to cover taxes due upon the vesting of restricted stock units, a routine withholding step rather than an open-market sale. After this transaction, the officer beneficially owned 319,320 shares, consisting of 11,686 directly held shares and 307,634 unvested RSUs, indicating a substantial ongoing equity stake aligned with the company’s future performance.
Krispy Kreme, Inc. (DNUT) reported an insider equity transaction by its Chief Brand & Product Officer on a Form 4. On 11/17/2025, the officer had 2,547 shares of common stock withheld and disposed of at $4.08 per share to cover taxes due on the vesting of restricted stock units (RSUs). This was not an open-market sale but a share surrender for tax withholding.
Following this transaction, the officer beneficially owned a total of 325,776 shares, consisting of 48,082 shares held directly and 277,694 unvested RSUs. The filing reflects routine equity compensation and tax management rather than a change in overall ownership strategy.
Krispy Kreme, Inc. (DNUT) filed a Form 4 reporting an administrative equity transaction by its Chief Accounting Officer. On 11/17/2025, the officer surrendered 1,274 shares of common stock at a price of $4.08 per share, identified as a transaction code "F," which indicates shares were withheld to cover tax obligations upon vesting of restricted stock units (RSUs). After this tax-withholding transaction, the officer beneficially owns 105,883 shares of Krispy Kreme common stock. This total consists of 3,163 directly held shares and 102,720 unvested RSUs, reflecting ongoing equity-based compensation rather than an open-market sale.
Krispy Kreme, Inc. (DNUT) reported an insider equity transaction by its Chief Financial Officer on a Form 4. On 11/17/2025, the CFO surrendered 3,982 shares of common stock in a transaction coded “F,” which reflects shares withheld to cover tax obligations arising from the vesting of restricted stock units (RSUs). After this tax-withholding event, the CFO beneficially owns a total of 558,801 shares, consisting of 143,902 directly held shares and 414,899 unvested RSUs.
Krispy Kreme (DNUT) reported an insider transaction by its Chief Accounting Officer. On 11/11/2025, the officer sold 2,641 shares of common stock at $4.2765 per share. Following the sale, the officer beneficially owned 107,157 shares, held directly.
The filing notes a footnote indicating unvested RSUs are included in the beneficial ownership figure. This was a single non-derivative transaction reported on Form 4; no derivative transactions were listed.
Krispy Kreme insider Alison Holder, Chief Brand & Product Officer, reported transactions affecting her beneficial ownership of DNUT common stock on 10/01/2025. She surrendered 1,910 shares to cover tax withholding on vested restricted stock units (RSUs) and was credited with 104,439 RSUs that will settle one-for-one into common shares. After these transactions she beneficially owns 328,323 shares in total, consisting of 41,755 directly held shares and 286,568 unvested RSUs. The reported RSUs are subject to vesting terms and, per the filing, are scheduled to vest on 10/01/2028.