Every Form 4 that Full House Resorts, Inc. (FLL) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow FLL and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full FLL filings page.
Full House Resorts SVP, Secretary and General Counsel Elaine Guidroz reported equity compensation activity on July 11, 2026. 1,037 shares of performance-based restricted stock vested and were acquired at no cost. To cover related tax obligations, 894 shares were withheld at $2.64 per share. After these events, she holds 138,451 shares directly and 608 shares indirectly through her spouse.
Lewis A. Fanger, President, CFO and Treasurer of Full House Resorts, reported vesting of 1,729 shares of performance-based restricted stock originally granted on July 11, 2025. In connection with this vesting, the issuer withheld 842 and 422 common shares at $2.64 per share to cover tax obligations.
These transactions reflect equity compensation and related tax withholding rather than open-market trading. Following the reported activity, Fanger directly holds 559,788 shares of Full House Resorts common stock.
FULL HOUSE RESORTS INC Chief Executive Officer Daniel R. Lee reported routine equity compensation changes involving the company’s common stock. On June 14, 2026, he acquired 2,751 shares of performance-based restricted stock that vested after meeting performance criteria, and 670 shares were withheld by the issuer to cover tax obligations related to this vesting rather than sold in the open market. Following these transactions, he directly holds 1,422,611 shares of common stock. He also reports indirect holdings of 15,926 shares as custodian for his daughter, 317,145 shares held by a subtrust, and 145,735 shares held by a trust.
FULL HOUSE RESORTS INC President, CFO and Treasurer Lewis A. Fanger reported stock-based compensation activity involving vested restricted stock and related tax withholding. On May 18, 2026, he acquired 5,983 shares of common stock at $0.00 per share as a grant or award and had 1,410 shares withheld at $2.73 per share to cover tax obligations when performance-based restricted stock vested from a grant originally made on May 18, 2023.
On May 19, 2026, he acquired an additional 12,063 shares of common stock at $0.00 per share as vested performance-based restricted stock from a grant originally made on May 19, 2025, while 5,827 shares and 2,938 shares were withheld at $2.72 per share for tax withholding related to those vestings and other restricted stock granted on May 19, 2025. After these transactions, he directly owned up to 559,323 shares of the company’s common stock.
FULL HOUSE RESORTS INC senior vice president, secretary and general counsel Elaine Guidroz reported routine equity compensation activity and related tax withholding in company stock. On May 18 and 19, 2026, performance-based restricted stock granted in prior years vested after meeting performance criteria, increasing her direct common stock holdings.
Upon these vestings, the company withheld shares to cover tax obligations, with three tax-withholding dispositions totaling 4,653 shares at prices around $2.72–$2.73 per share, rather than open-market sales. After these transactions, Guidroz directly holds 137,414 shares of common stock and has an additional 608 shares held indirectly by her spouse.
Guidroz Elaine reported acquisition or exercise transactions in this Form 4 filing.
Full House Resorts senior vice president, secretary and general counsel Elaine Guidroz reported a new equity compensation grant. She received 43,750 shares of restricted common stock at no cost under the company’s 2025 Equity Incentive Plan. These shares vest in three equal installments on May 14, 2027, May 14, 2028 and May 14, 2029. After the grant, she holds 135,061 common shares directly and 608 shares indirectly through her spouse. The footnotes also describe an additional 43,750-share performance-based restricted stock award, which will vest on the same dates only if EBITDA and free cash flow per share growth goals for 2026–2028 are achieved, with each vested tranche to be reported when it vests.
Fanger Lewis A. reported acquisition or exercise transactions in this Form 4 filing.
Full House Resorts president, CFO and treasurer Lewis A. Fanger received a grant of 104,167 shares of common stock as restricted stock, awarded at no cash cost to him as equity compensation. Following this grant, he directly holds 551,452 common shares.
The restricted stock vests in three equal annual installments on May 14, 2027, 2028 and 2029 under the company’s 2025 Equity Incentive Plan and its Annual Incentive Plan for Executives. A separate performance-based grant of 104,167 restricted shares, tied to 2026–2028 EBITDA and free cash flow per share growth, was approved but will only be reported upon vesting.
LEE DANIEL R reported acquisition or exercise transactions in this Form 4 filing.
Full House Resorts Chief Executive Officer Daniel R. Lee received a grant of 116,667 shares of restricted common stock approved by the compensation committee under the company’s 2025 Equity Incentive Plan and its Annual Incentive Plan for Executives. This award vests in three equal annual installments on May 14, 2027, 2028 and 2029.
The filing notes a separate grant of 116,667 performance-based restricted shares, also vesting in three equal annual amounts on those dates if EBITDA and free cash flow per share growth targets are met; each vesting tranche will be reported when it occurs. Following the reported grant, Mr. Lee directly holds 1,420,530 common shares and indirectly holds additional shares by trust, subtrust and as custodian for his daughter. Since his last report, he also transferred 15,657 shares to his former spouse under a domestic relations order and no longer reports those shares as beneficially owned.
Shaunnessy Michael P reported acquisition or exercise transactions in this Form 4 filing.
FULL HOUSE RESORTS INC director Michael P. Shaunnessy received a grant of 25,000 shares of Common Stock as equity compensation. The award is in the form of restricted shares that vest on May 14, 2027. After this grant, he holds 103,338 shares directly.
Caracciolo Kathleen M reported acquisition or exercise transactions in this Form 4 filing.
FULL HOUSE RESORTS INC director Kathleen M. Caracciolo received a grant of 25,000 shares of Common Stock as equity compensation. The shares were awarded at a stated price of $0.00 per share and increase her direct holdings to 88,627 shares following the transaction.
According to a footnote, these are restricted shares that will vest on May 14, 2027. Until vesting, the award functions as a long-term incentive, aligning a portion of the director’s compensation with the company’s future performance.
Handler Lynn M reported acquisition or exercise transactions in this Form 4 filing.
FULL HOUSE RESORTS INC director Lynn M. Handler received a grant of 25,000 shares of Common Stock as a restricted stock award. The shares were awarded at no cash cost per share and are scheduled to vest on May 14, 2027. After this grant, Handler directly holds 77,129 shares.
FULL HOUSE RESORTS INC director Eric J. Green reported an acquisition of company stock as part of equity compensation. He received a grant of 25,000 shares of common stock at a stated price of $0.00 per share, described as a grant or award acquisition. These restricted shares are scheduled to vest on May 14, 2027. Following the grant, he directly holds 258,959 common shares, and an additional 3,429 shares are held indirectly through a family trust.
FULL HOUSE RESORTS INC director Carl G. Braunlich received an equity grant of 25,000 shares of common stock at no cash cost, reported as a grant, award, or other acquisition. These are restricted shares that vest on May 14, 2027. Following this grant, his direct holdings total 87,434 common shares.
Full House Resorts executive Elaine Guidroz, SVP Secretary and General Counsel, reported equity compensation and related tax withholding in company stock. On May 8, 2026, she received 3,438 shares of common stock as a stock award, while 3,241 shares were withheld at $2.97 per share to satisfy tax obligations tied to vesting of restricted stock. After these transactions, she holds 91,311 shares directly and 608 shares indirectly through her spouse.
FULL HOUSE RESORTS INC President, CFO and Treasurer Lewis A. Fanger reported routine equity compensation activity in company common stock. On May 8, 2026, he received 8,855 shares through the vesting of performance-based restricted stock granted on May 8, 2024, after achievement of the applicable performance criteria.
To cover tax withholding obligations upon the vesting of both time-based and performance-based restricted stock, the issuer withheld 2,157 shares and 4,269 shares, respectively, at a price of $2.97 per share, for a total of 6,426 shares. Following these transactions, Fanger directly owns 447,285 shares of common stock.
FULL HOUSE RESORTS INC President, CFO and Treasurer Lewis A. Fanger exercised employee stock options and satisfied the cost using shares. He exercised options for 50,000 shares of common stock at $1.70 per share, converting a derivative award into regular shares.
The issuer withheld 33,074 shares of common stock, valued at $2.57 per share, to cover the option exercise price rather than selling shares in the open market. Following these transactions, Fanger directly owns 444,856 shares of Full House Resorts common stock.
Full House Resorts Inc Chief Executive Officer Daniel R. Lee exercised employee stock options and increased his direct stake in the company. On April 24, 2026, he exercised 100,000 shares of common stock at $1.70 per share through an employee stock option.
To cover the option exercise price, the issuer withheld 68,687 shares of common stock at $2.475 per share, treated as a tax-withholding disposition rather than an open-market sale. This left a net increase of shares received from the option exercise.
Following these transactions, Lee directly owned 1,319,520 shares of common stock. He also reported indirect holdings of 15,926 shares as custodian for his daughter, 317,145 shares held by a subtrust, and 145,735 shares held by a trust. The stock option, which fully vested on May 10, 2019, now shows zero remaining derivative securities after this exercise.
FULL HOUSE RESORTS INC director Carl G. Braunlich exercised stock options and had shares withheld to cover the exercise cost. He exercised options for 10,588 shares of common stock at $1.70 per share and the issuer withheld 6,594 shares at $2.73 per share to satisfy the exercise price.
After these compensation-related transactions, Braunlich held 62,434 shares of FULL HOUSE RESORTS INC common stock directly. The filing shows a routine option exercise with share withholding rather than an open-market stock sale.
Full House Resorts Inc. Chief Executive Officer Daniel R. Lee reported awards of common stock as compensation. On March 25, 2026, he acquired three blocks of shares at a price of $0.00 per share, described as restricted stock that vested after meeting performance-based criteria. Following these grants, his directly held common stock increased to 1,288,207 shares. The filing also lists indirect holdings of 145,735 shares by trust, 317,145 shares by subtrust, and 15,926 shares as custodian for his daughter, illustrating additional ownership outside his direct account.
Full House Resorts SVP and General Counsel Elaine Guidroz exercised employee stock options for 40,000 shares of common stock at $1.70 per share. To cover the option exercise price and related tax withholding obligations, 30,548 shares of common stock were withheld by the company at $2.65 per share, rather than sold on the open market.
After these transactions, Guidroz directly holds 91,114 shares of common stock and indirectly holds 608 shares through her spouse. The amendment clarifies and corrects the previously reported number of shares withheld and the price per share.
FULL HOUSE RESORTS INC executive Elaine Guidroz exercised employee stock options to acquire 40,000 shares of common stock. The options had an exercise price of $1.70 per share. This converted previously granted derivatives into directly owned stock, increasing her direct equity stake.
The company withheld 30,742 shares of common stock, valued at $2.62 per share, to cover the option exercise price and related tax withholding obligations, so this was not an open-market sale. After these transactions, Guidroz holds 90,920 shares of common stock directly and 608 shares indirectly through her spouse.
Full House Resorts director Kathleen M. Caracciolo exercised stock options for 5,888 shares of common stock at an exercise price of $1.70 per share. The options, originally granted in 2017, were exercised before their 2026 expiration.
To cover the exercise cost, 3,694 shares of common stock were withheld by the company, effectively using shares instead of cash to pay the option exercise price. After these transactions, Caracciolo directly holds 63,627 shares of Full House Resorts common stock.