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SEC Filings for January 2, 2026

909 filings published on Friday, January 2, 2026.

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Wed, Dec 31 Mon, Jan 5
IMPACT
SENTIMENT
01/02/2026 10:42 AM
AMUB : NYSE
UBS AG (AMUB) trigger callable notes with 10.15% coupon and barriers
prospectus
IMPACT
SENTIMENT
01/02/2026 10:42 AM
AMUB : NYSE
UBS (AMUB) details trigger autocallable notes linked to Solactive index
prospectus
IMPACT
SENTIMENT
01/02/2026 10:39 AM
RJF : NYSE
RAYMOND JAMES FINANCIAL INC Insider Trading Activity
insider
IMPACT
SENTIMENT
01/02/2026 10:37 AM
YOU : NYSE
Insider of YOU (NYSE: YOU) files to sell 14,000 Class A shares
other
IMPACT
SENTIMENT
01/02/2026 10:33 AM
OIS : NYSE
Oil States International (OIS) director granted quarterly stock award
insider
IMPACT
SENTIMENT
01/02/2026 10:33 AM
BNS : NYSE
Bank of Nova Scotia (NYSE: BNS) S&P 500 buffered notes with capped upside
prospectus
IMPACT
SENTIMENT
01/02/2026 10:30 AM
AMUB : NYSE
UBS (NYSE: AMUB) prices PSKY-linked trigger autocallable contingent yield notes
prospectus
IMPACT
SENTIMENT
01/02/2026 10:30 AM
AMUB : NYSE
UBS AG (AMUB) issues index-linked callable notes with 11.10% yield and downside risk
prospectus
IMPACT
SENTIMENT
01/02/2026 10:29 AM
SNV : NYSE
Synovus Financial (NYSE: SNV) securities set for removal from NYSE listing
other
IMPACT
SENTIMENT
01/02/2026 10:28 AM
AEF : NYSE
abrdn Emerging Markets ex-China Fund (AEF) director reports 1,500-share purchase
insider
IMPACT
SENTIMENT
01/02/2026 10:23 AM
SUI : NYSE
Sun Communities (SUI) SVP, CAO discloses small insider stock sale
insider
IMPACT
SENTIMENT
01/02/2026 10:19 AM
PPG : NYSE
PPG Industries (PPG) CFO adds phantom stock units in deferred plan
insider
IMPACT
SENTIMENT
01/02/2026 10:18 AM
PPG : NYSE
PPG Industries (PPG) HR chief acquires additional phantom stock units
insider
IMPACT
SENTIMENT
01/02/2026 10:17 AM
PPG : NYSE
PPG Industries (PPG) CEO Timothy Knavish adds phantom stock units
insider
IMPACT
SENTIMENT
01/02/2026 10:17 AM
CNA : NYSE
CNA Financial (NYSE: CNA) executive files to sell 6,250 common shares
other
IMPACT
SENTIMENT
01/02/2026 10:17 AM
PPG : NYSE
PPG Industries (PPG) SVP reports change in phantom stock units in deferred plan
insider
IMPACT
SENTIMENT
01/02/2026 10:16 AM
PPG : NYSE
PPG Industries (NYSE: PPG) Form 4 shows executive phantom stock units
insider
IMPACT
SENTIMENT
01/02/2026 10:16 AM
PPG : NYSE
PPG Industries (PPG) SVP and General Counsel reports phantom stock unit acquisition
insider
IMPACT
SENTIMENT
01/02/2026 10:15 AM
PPG : NYSE
PPG Industries (PPG) officer acquires additional phantom stock units in plan
insider
IMPACT
SENTIMENT
01/02/2026 10:15 AM
PPG : NYSE
PPG Industries (PPG) SVP boosts phantom stock unit holdings
insider
IMPACT
SENTIMENT
01/02/2026 10:14 AM
PPG : NYSE
PPG Industries (PPG) Sr. VP acquires phantom stock units in deferred plan
insider
IMPACT
SENTIMENT
01/02/2026 10:13 AM
PSO : NYSE PSORF : OTC
Pearson plc (PSO) reports 635,814,880 voting shares in issue
current report
IMPACT
SENTIMENT
01/02/2026 10:12 AM
KAR : NYSE
OPENLANE, Inc. (KAR) director granted 777 shares instead of cash retainer
insider
IMPACT
SENTIMENT
01/02/2026 10:10 AM
AMUB : NYSE
UBS AMUB ($AMUB) trigger callable notes tied to DJIA, NDXT, RTY
prospectus
IMPACT
SENTIMENT
01/02/2026 10:08 AM
SUI : NYSE
Sun Communities (SUI) EVP & CFO discloses 19,008-share transaction
insider
IMPACT
SENTIMENT
01/02/2026 09:55 AM
AMUB : NYSE
UBS (NYSE: AMUB) prices trigger callable notes linked to major indexes
prospectus
IMPACT
SENTIMENT
01/02/2026 09:52 AM
TRU : NYSE
TRU (NYSE: TRU) insider details planned Rule 144 common share sale
other
IMPACT
SENTIMENT
01/02/2026 09:52 AM
HLTC : OTC NHPAP : Nasdaq NHPBP : Nasdaq
National Healthcare Properties (HLTC) officer files Form 3 with no owned shares
insider
IMPACT
SENTIMENT
01/02/2026 09:52 AM
IRM : NYSE
Iron Mountain (IRM) insider schedules Rule 144 sale of 6,000 shares
other
IMPACT
SENTIMENT
01/02/2026 09:51 AM
NRUC : NYSE
National Rural Utilities (NRUC) prices $3M 3.67% Series D note
prospectus
IMPACT
SENTIMENT
01/02/2026 09:47 AM
AMUB : NYSE
UBS (AMUB) buffer autocallable notes link to gold miners ETF and silver
prospectus
IMPACT
SENTIMENT
01/02/2026 09:45 AM
AMUB : NYSE
UBS AG (AMUB) callable yield notes with 11.85% contingent coupons
prospectus
IMPACT
SENTIMENT
01/02/2026 09:45 AM
AMUB : NYSE
UBS AG (AMUB) details trigger callable notes linked to major indexes
prospectus
IMPACT
SENTIMENT
01/02/2026 09:37 AM
AMUB : NYSE
UBS AG (NYSE: AMUB) issues trigger callable notes on equity indexes
prospectus
IMPACT
SENTIMENT
01/02/2026 09:35 AM
HRBR : OTC
Harbor Diversified (HRBR) reports 2025 shareholder voting results and board elections
current report
IMPACT
SENTIMENT
01/02/2026 09:27 AM
UNBX : OTC
Unity Biotechnology, Inc. SEC Filing
other
IMPACT
SENTIMENT
01/02/2026 09:15 AM
SNN : NYSE SNNUF : OTC
Smith & Nephew plc (SNN) details issued share capital and voting shares
current report
IMPACT
SENTIMENT
01/02/2026 09:15 AM
RJF : NYSE
Raymond James Financial (RJF) has Series B preferred depositary shares removed from NYSE
other
IMPACT
SENTIMENT
01/02/2026 09:13 AM
LCII : NYSE
LCI Industries (LCII) director details stock and unit awards in Form 4
insider
IMPACT
SENTIMENT
01/02/2026 09:12 AM
RBMCF : OTC
Royal Bank of Canada (RBMCF) issues capped S&P 500 barrier notes due 2027
prospectus
IMPACT
SENTIMENT
01/02/2026 09:03 AM
TOT : NYSE TTE : NYSE TTFNF : OTC
TotalEnergies (TOT) outlines UK upstream merger, NYSE trading and renewables moves
current report
IMPACT
SENTIMENT
01/02/2026 09:01 AM
SNDA : NYSE
Sonida Senior Living (NYSE: SNDA) details CHP deal with $6.90 per share consideration
registration
IMPACT
SENTIMENT
01/02/2026 08:59 AM
KOS : NYSE
Kosmos Energy (NYSE: KOS) Plans Redemption of 7.125% 2026 Notes
current report
IMPACT
SENTIMENT
01/02/2026 08:54 AM
ALSN : NYSE
Allison Transmission (NYSE: ALSN) buys Dana off-highway unit for $2.732B
current report
IMPACT
SENTIMENT
01/02/2026 08:46 AM
LYG : NYSE LLDTF : OTC LLOBF : OTC
Lloyds Banking Group (NYSE: LYG) details share plan share reserves
current report
IMPACT
SENTIMENT
01/02/2026 08:41 AM
BMNR : NYSE
Bitmine Immersion Technologies (NYSE: BMNR) shares new charter amendment materials
current report
IMPACT
SENTIMENT
01/02/2026 08:31 AM
MSDL : NYSE
Morgan Stanley Direct Lending Fund (MSDL) compliance officer files Form 3 with no holdings
insider
IMPACT
SENTIMENT
01/02/2026 08:21 AM
GF : NYSE
Saba Capital reports 13.7% holding in The New Germany Fund (GF)
other
IMPACT
SENTIMENT
01/02/2026 08:03 AM
TY : NYSE
Tri-Continental Corp (TY) director discloses 100-share ownership
insider
IMPACT
SENTIMENT
01/02/2026 08:01 AM
AON : NYSE
Aon plc (NYSE: AON) renews CEO Gregory Case through 2030 with $50M PSU grant
current report
IMPACT
SENTIMENT
01/02/2026 08:00 AM
HLN : NYSE
Haleon (NYSE: HLN) discloses 8.9B voting shares as of Dec 31, 2025
current report
IMPACT
SENTIMENT
01/02/2026 07:47 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
amendment
IMPACT
SENTIMENT
01/02/2026 07:47 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
amendment
IMPACT
SENTIMENT
01/02/2026 07:47 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
amendment
IMPACT
SENTIMENT
01/02/2026 07:47 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
amendment
IMPACT
SENTIMENT
01/02/2026 07:47 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
amendment
IMPACT
SENTIMENT
01/02/2026 07:47 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
amendment
IMPACT
SENTIMENT
01/02/2026 07:47 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
amendment
IMPACT
SENTIMENT
01/02/2026 07:47 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
amendment
IMPACT
SENTIMENT
01/02/2026 07:47 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
amendment
IMPACT
SENTIMENT
01/02/2026 07:47 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
amendment
IMPACT
SENTIMENT
01/02/2026 07:42 AM
SNV : NYSE
SYNOVUS FINANCIAL CORP SEC Filing
registration
IMPACT
SENTIMENT
01/02/2026 07:39 AM
BCS : NYSE BCLYF : OTC
Barclays (NYSE: BCS) outlines December 2025 share buy-backs and PDMR trades
current report
IMPACT
SENTIMENT
01/02/2026 07:38 AM
TXNM : NYSE
TXNM Energy (NYSE: TXNM) outlines 5.75% note conversion window and merger make-whole
current report
IMPACT
SENTIMENT
01/02/2026 07:36 AM
SN : NYSE
SharkNinja (SN) director Peter Feld discloses share and RSU holdings
insider
IMPACT
SENTIMENT
01/02/2026 07:36 AM
SN : NYSE
SharkNinja (SN) director discloses 1,692 shares and 2,085 RSUs in Form 3
insider
IMPACT
SENTIMENT
01/02/2026 07:36 AM
SN : NYSE
SharkNinja (SN) CFO Adam Quigley details share and RSU holdings
insider
IMPACT
SENTIMENT
01/02/2026 07:36 AM
SN : NYSE
SharkNinja (SN) Chief Legal Officer reports share and RSU positions
insider
IMPACT
SENTIMENT
01/02/2026 07:36 AM
SN : NYSE
SharkNinja (SN) director discloses 8,243 ordinary shares and 2,085 RSUs
insider
IMPACT
SENTIMENT
01/02/2026 07:36 AM
SN : NYSE
SharkNinja (SN) CEO discloses 2.17M shares and 140K RSUs
insider
IMPACT
SENTIMENT
01/02/2026 07:35 AM
SN : NYSE
SharkNinja (SN) director discloses 2,743 shares and 2,085 RSUs
insider
IMPACT
SENTIMENT
01/02/2026 07:35 AM
SN : NYSE
SharkNinja (SN) director discloses ordinary share and RSU ownership
insider
IMPACT
SENTIMENT
01/02/2026 07:35 AM
SN : NYSE
SharkNinja (SN) CCO Neil B. Shah discloses direct and indirect holdings
insider
IMPACT
SENTIMENT
01/02/2026 07:22 AM
PBR : NYSE
Petrobras (NYSE: PBR) boosts Búzios output with new P-78 FPSO
current report
IMPACT
SENTIMENT
01/02/2026 07:06 AM
KEYS : NYSE
Keysight Technologies (NYSE: KEYS) SVP reports stock sale and donation
insider
IMPACT
SENTIMENT
01/02/2026 07:06 AM
KEYS : NYSE
Keysight Technologies (KEYS) EVP & CFO discloses charitable stock gift
insider
IMPACT
SENTIMENT
01/02/2026 07:02 AM
GLDG : NYSE
GoldMining Inc. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/02/2026 07:02 AM
CMRE : NYSE
Costamare Inc. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/02/2026 06:53 AM
GFL : NYSE
GFL Environmental Inc. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/02/2026 06:43 AM
BBVA : NYSE BBVXF : OTC
BBVA (NYSE: BBVA) reports progress on first share buyback tranche
current report
IMPACT
SENTIMENT
01/02/2026 06:40 AM
SNV : NYSE
Pinnacle Financial Partners (NYSE: PNFP) closes Synovus merger, sets NYSE tickers
current report
IMPACT
SENTIMENT
01/02/2026 06:34 AM
DEO : NYSE DGEAF : OTC
Diageo (NYSE: DEO) reports voting rights and director share plans
current report
IMPACT
SENTIMENT
01/02/2026 06:32 AM
MPU : NYSE
Mega Matrix Inc. (MPU) discloses Board director Junyi Dai resignation
current report
IMPACT
SENTIMENT
01/02/2026 06:29 AM
NOAH : NYSE
NOAH HOLDINGS LTD Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/02/2026 06:28 AM
PROP : Nasdaq
Prairie Operating (PROP) director buys 210,981 common shares
insider
IMPACT
SENTIMENT
01/02/2026 06:24 AM
RDY : NYSE
DR REDDYS LABORATORIES LTD Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/02/2026 06:22 AM
MEOBF : OTC
Mesoblast Limited (MEOBF) files Form 6-K attaching January 2, 2026 press release
current report
IMPACT
SENTIMENT
01/02/2026 06:22 AM
AMJB : NYSE
JPMorgan (AMJB) offers 2030 uncapped digital barrier notes on S&P 500 & Russell 2000
prospectus
IMPACT
SENTIMENT
01/02/2026 06:22 AM
XPEV : NYSE
XPENG INC. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/02/2026 06:16 AM
GNL : NYSE
Global Net Lease (GNL) sets $0.190 per share dividend with Jan. 16, 2026 payout
current report
IMPACT
SENTIMENT
01/02/2026 06:12 AM
CYBN : NYSE
Cybin (CYBN) moves to delist common shares from NYSE American via Form 25
other
IMPACT
SENTIMENT
01/02/2026 06:10 AM
PFSA : Nasdaq NVACW : OTC
Profusa (NASDAQ: PFSA) outlines reverse split plan to address Nasdaq listing rules
proxy
IMPACT
SENTIMENT
01/02/2026 06:09 AM
GPUS : NYSE
Hyperscale Data (GPUS) Executive Chairman Milton Ault discloses end-2025 share buys
insider
IMPACT
SENTIMENT
01/02/2026 06:07 AM
JEF : NYSE
Jefferies (NYSE: JEF) offers 2029 autocallable notes tied to Russell 2000, Nasdaq-100, Dow
prospectus
IMPACT
SENTIMENT
01/02/2026 06:07 AM
JEF : NYSE
Jefferies (NYSE: JEF) prices leveraged barrier notes tied to S&P 500, Dow
prospectus
IMPACT
SENTIMENT
01/02/2026 06:06 AM
JEF : NYSE
Jefferies (NYSE: JEF) prices autocallable coupon notes linked to SMH and S&P 500
prospectus
IMPACT
SENTIMENT
01/02/2026 06:06 AM
JEF : NYSE
Jefferies (NYSE: JEF) prices 2031 autocallable barrier notes tied to KRE and S&P 500
prospectus
IMPACT
SENTIMENT
01/02/2026 06:06 AM
JEF : NYSE
Jefferies (JEF) prices buffered autocallable notes tied to GDX and S&P 500
prospectus
IMPACT
SENTIMENT
01/02/2026 06:05 AM
IBN : NYSE
ICICI Bank (IBN) faces ₹ 16.03 crore West Bengal GST demand order
current report
IMPACT
SENTIMENT
01/02/2026 06:05 AM
UUU : NYSE
Universal Safety Products (UUU) director discloses new indirect share purchases
insider
IMPACT
SENTIMENT
01/02/2026 06:05 AM
ZK : NYSE
ZEEKR Intelligent Technology Holding Ltd SEC Filing
other
IMPACT
SENTIMENT
01/02/2026 06:05 AM
AITX : OTC
Artificial Intelligence Technology Solutions (AITX) files report on CEO 2025 results press release
current report
IMPACT
SENTIMENT
01/02/2026 06:05 AM
LI : Nasdaq LAAOF : OTC
Li Auto Inc. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/02/2026 06:05 AM
BIDU : Nasdaq BAIDF : OTC
Baidu (BIDU) details proposed Kunlunxin spin-off and HK main board listing
current report
IMPACT
SENTIMENT
01/02/2026 06:05 AM
EQBK : NYSE
Equity Bancshares (EQBK) closes merger with Frontier Holdings, parent of Frontier Bank
current report
IMPACT
SENTIMENT
01/02/2026 06:06 AM
ENVA : NYSE
Enova International, Inc. SEC Filing
other
IMPACT
SENTIMENT
01/02/2026 06:06 AM
CHPT : NYSE
ChargePoint Holdings, Inc. SEC Filing
other
IMPACT
SENTIMENT
01/02/2026 06:06 AM
GRO : NYSE
Brazil Potash Corp. SEC Filing
other
IMPACT
SENTIMENT
01/02/2026 06:06 AM
QTIH : OTC
QT IMAGING HOLDINGS, INC. SEC Filing
other
Wed, Dec 31 Mon, Jan 5

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

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