Every Form 4 that AstroNova, Inc. (ALOT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ALOT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ALOT filings page.
AstroNova, Inc. (ALOT) reports that Chief Technology Officer Michael J. Natalizia disposed of his equity interests in connection with a merger. On August 26, 2026, 47,632.3445 shares of common stock and multiple option and RSU awards were cancelled and cashed out under an Agreement and Plan of Merger at a $29.00 per‑share merger consideration, leaving no shares reported as directly held after these transactions.
AstroNova, Inc. (ALOT) reported that director Yvonne Schlaeppi disposed of all reported equity interests in connection with a merger closing. On 2026-08-26, she disposed of 51,920.954 shares of common stock to the issuer at $29.00 per share under an Agreement and Plan of Merger. On the same date, two vested stock option grants for 5,000 shares each were cancelled pursuant to the Merger Agreement in exchange for cash payments equal to the difference between the $29.00 merger consideration and their respective exercise prices.
AstroNova, Inc. (ALOT) director Alexis P. Michas reported dispositions of common stock to the issuer in connection with a merger transaction. On 2026-08-26, he disposed of 29,319 shares of common stock at $29.00 per share, leaving him with 0 shares held directly.
On the same date, 535,203 shares of common stock held indirectly through Juniper Targeted Opportunity Fund, L.P. were also disposed of pursuant to the same Agreement and Plan of Merger. Juniper Investment Company, LLC serves as investment manager to the fund. Mr. Michas may be deemed to beneficially own those shares but disclaims beneficial ownership except to the extent of his pecuniary interest.
AstroNova, Inc. (ALOT) reports that Executive Chair Darius G. Nevin disposed of his equity holdings in connection with a merger. On 2026-08-26, he returned 4,313 shares of common stock to the issuer at $29.00 per share and cancelled a fully vested stock option for 30,000 shares with a $11.10 exercise price. Under the merger agreement, that option cancellation yielded an aggregate cash payment of $537,000, based on the $29.00 per-share Merger Consideration. Following these transactions, his reported direct holdings in these securities are 0 shares.
AstroNova, Inc. (ALOT) director Richard S. Warzala reported issuer-directed dispositions tied to the Orion merger. On August 26, 2026, he disposed of 75,711 shares of common stock at $29.00 per share under the merger agreement, leaving 0 directly held common shares. Two fully vested stock options covering an aggregate 10,000 shares were cancelled pursuant to the merger in exchange for cash payments of $53,750 and $72,750, each calculated using the $29.00 per-share merger consideration over the respective exercise prices.
AstroNova, Inc. (ALOT) reported that Chief Financial Officer Thomas D. DeByle disposed of common stock and multiple blocks of Restricted Stock Units on August 26, 2026 in connection with a merger. Common shares and RSUs were cancelled under an Agreement and Plan of Merger and exchanged for cash based on the merger consideration.
AstroNova, Inc. (ALOT) director Mitchell I. Quain reported a series of dispositions on August 26, 2026 in connection with the company’s merger under an Agreement and Plan of Merger with Orion Merger Parent, Inc. and Orion MergerCo X, Inc. He disposed of 108,910 directly held common shares and 16,701 shares held in a trust at a per‑share merger consideration of $29.00, resulting in reported common-stock holdings of 0 shares both directly and indirectly. Two stock option awards for 5,000 shares each were cancelled pursuant to the Merger Agreement in exchange for cash payments of $53,750 and $75,500, reflecting the excess of the $29.00 merger consideration over their respective exercise prices.
AstroNova, Inc. (ALOT) reports that Senior Vice President Padraig Finn disposed of equity interests in connection with a merger. On 2026-08-26, he transferred 1,685 shares of Common Stock and multiple tranches of Restricted Stock Units to the issuer pursuant to an Agreement and Plan of Merger with Orion Merger Parent, Inc. Each RSU grant became fully vested and was cancelled in exchange for specified cash payments based on the $29.00 per share Merger Consideration, including cash payments of $34,800, $62,959, $1,264,139, and $133,110 for four separate RSU awards.
AstroNova, Inc. (ALOT) reported that Senior VP and GM – Aerospace Thomas Wayne Carll disposed of his equity interests in connection with an Agreement and Plan of Merger dated June 16, 2026 among the company and Orion merger entities.
The filing shows a stock option for 17,500 shares at a per share exercise price of $18.25 was cancelled and exchanged for an aggregate cash payment of $188,125, based on $29.00 per share Merger Consideration. Several Restricted Stock Unit awards were also fully vested and cancelled on the transaction date in exchange for cash: 524 RSUs for $15,196, 2,799 RSUs for $81,171, 43,591 RSUs for $1,264,139, and 4,590 RSUs for $133,110, all using the same $29.00 Merger Consideration per share. In addition, 47 earned Performance-Based RSUs were cancelled for $1,363. The form also reports a disposition to the issuer of 33,952 shares of common stock at $29.00 per share under the Merger Agreement.
AstroNova, Inc. (ALOT) disclosed that Chief Executive Officer Jorik Ittmann disposed of his equity interests in connection with a transaction under an Agreement and Plan of Merger dated June 16, 2026 among AstroNova, Orion Merger Parent, Inc. and Orion MergerCo X, Inc.
On August 26, 2026, Ittmann returned 2,581.1021 shares of Common Stock to the issuer and had four grants of Restricted Stock Units covering 2,334, 3,018, 130,775 and 13,115 underlying shares become fully vested and cancelled in exchange for aggregate cash payments of $67,686, $87,522, $3,792,475 and $380,335, respectively, each based on the Merger Consideration of $29.00 per share.
AstroNova, Inc. (ALOT) director Shawn W. Kravetz reported a disposition of common stock in connection with a merger. On 2026-08-26, he disposed of 9,464 shares of AstroNova common stock at $29.00 per share in a disposition to the issuer, executed pursuant to an Agreement and Plan of Merger among AstroNova, Orion Merger Parent, Inc., and Orion MergerCo X, Inc. Following this transaction, Kravetz reported 0 shares of AstroNova common stock held directly.
AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity involving restricted stock units and common shares. He exercised 524 restricted stock units, converting them into 524 shares of common stock. Of those shares, 193 were disposed of to cover tax obligations at a price of $15.92 per share, leaving a net increase of 331 shares. Following these transactions, he directly holds 33,952 shares of AstroNova common stock. The remaining restricted stock units are scheduled to vest on June 10, 2027, providing additional future equity to the executive as part of his compensation.
AstroNova, Inc. Chief Technology Officer Michael J. Natalizia reported routine equity compensation activity. On June 10, 2026, he exercised restricted stock units into 592 shares of common stock, recorded at a zero exercise price, and 218 shares were withheld to cover tax obligations, not sold in the market.
After these transactions, he directly held about 47,632.3445 shares of common stock. A related footnote states that the remaining restricted stock units are scheduled to vest on June 10, 2027, indicating continued stock-based compensation that vests over time.
AstroNova, Inc. Senior Vice President Finn Padraig exercised restricted stock units into common shares. On April 14, 2026, he converted 1,085 restricted stock units into 1,085 shares of AstroNova common stock, bringing his direct common stock holdings to 1,685 shares.
After this transaction, 2,171 restricted stock units remain outstanding. According to the disclosure, these remaining units vest in two equal annual installments beginning April 14, 2027. This activity reflects compensation-related equity vesting rather than any open-market purchase or sale.
AstroNova, Inc. Chief Executive Officer Jorik Ittmann exercised restricted stock units and settled related taxes in shares. On April 14, 2026, he exercised 1,509 restricted stock units, receiving the same number of common shares at a stated price of $0.00 per share.
To cover tax obligations, 519 common shares were disposed of at $11.78 per share as a tax-withholding disposition, not an open-market sale. After these transactions, he directly held 2,581.1021 common shares and 3,018 restricted stock units that are scheduled to vest in two equal annual installments beginning April 14, 2027.
AstroNova, Inc.’s Chief Technology Officer, Michael J. Natalizia, reported equity compensation activity. Between March 21 and April 17, 2026, he exercised 2,427 restricted stock units into an equal number of common shares, with 894 shares withheld to satisfy tax obligations at prices from $8.29 to $13.35 per share. After these transactions he directly holds 47,258.3445 AstroNova common shares and 2,745 restricted stock units, which represent contingent rights to common stock and are scheduled to vest fully in 2027 under plan vesting dates.
AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity. On several dates between March 21 and April 17, 2026, he exercised restricted stock units (RSUs) into a total of 2,321 shares of common stock, at a stated exercise price of $0.00 per share.
To cover related tax obligations, 855 common shares were disposed of through tax-withholding transactions rather than open-market sales. After these exercises and withholdings, he directly owned 33,621 shares of AstroNova common stock. Footnotes state that some RSUs have fully vested and settled, while remaining RSUs are scheduled to vest in 2027.
AstroNova, Inc. Chief Financial Officer Thomas D. DeByle reported compensation-related equity transactions in common stock and restricted stock units on April 14, 2026. He acquired 6,838 shares of common stock through derivative exercises and had 2,513 shares withheld to cover tax obligations, a non-market disposition method.
Following these transactions, he directly held 7,418.2084 shares of AstroNova common stock. He also held 6,886 restricted stock units, each representing a contingent right to receive one share of common stock, which are scheduled to vest in two equal annual installments beginning April 14, 2027.
QUAIN MITCHELL I reported acquisition or exercise transactions in this Form 4 filing.
AstroNova director Mitchell I. Quain received a grant of 3,007 shares of Common Stock on April 9, 2026. The award is described as a restricted stock grant under the Amended and Restated Non-Employee Director Annual Compensation Program. Following this award, he holds 108,910 shares directly and 16,701 shares indirectly through a trust where he serves as trustee.
MICHAS ALEXIS P reported acquisition or exercise transactions in this Form 4 filing.
AstroNova director Alexis P. Michas received a grant of 3,053 shares of AstroNova common stock on April 9, 2026 as a restricted stock award under the Amended and Restated Non-Employee Director Annual Compensation Program. Following this award, he directly holds 29,319 common shares.
Separately, 535,203 AstroNova shares are held indirectly through Juniper Targeted Opportunity Fund, L.P., for which related entities managed by Mr. Michas serve as investment manager and general partner. He may be deemed to beneficially own those shares but disclaims beneficial ownership except for his pecuniary interest.
Schlaeppi Yvonne reported acquisition or exercise transactions in this Form 4 filing.
AstroNova director Yvonne Schlaeppi received a restricted stock award of 2,873 shares of Common Stock on April 9, 2026. The award was granted pursuant to the company’s Amended and Restated Non-Employee Director Annual Compensation Program and increased her direct holdings to 51,920.954 shares.
AstroNova, Inc. director receives stock award. Director Richard S. Warzala acquired 2,827 shares of AstroNova common stock on a grant/award basis at a price of $0.00 per share. The restricted stock award was made under the Amended and Restated Non-Employee Director Annual Compensation Program, bringing his direct holdings to 75,711 shares.
Kravetz Shawn W reported acquisition or exercise transactions in this Form 4 filing.
AstroNova, Inc. director Shawn W. Kravetz received a grant of 2,760 shares of Common Stock on April 9, 2026. The filing describes this as a restricted stock award under the company’s Amended and Restated Non-Employee Director Annual Compensation Program. Following this award, he directly holds 9,464 shares.
AstroNova, Inc. reported that Senior Vice President Padraig Finn received a grant of 4,590 restricted stock units of AstroNova common stock. This grant was reported as a grant, award, or other acquisition, with no cash price per unit shown in the filing.
Each restricted stock unit represents a contingent right to receive one share of AstroNova common stock. The units are scheduled to vest in three equal annual installments beginning on February 26, 2027, meaning the award will vest over a three-year period as continued service conditions are met.
Carll Thomas Wayne reported acquisition or exercise transactions in this Form 4 filing.
AstroNova, Inc. Senior Vice President Thomas Wayne Carll received a grant of 4,590 restricted stock units on February 26, 2026. Each unit represents the right to receive one share of AstroNova common stock at no purchase price. These units vest in three equal annual installments beginning on February 26, 2027, giving him a time-based incentive to remain with the company and align his compensation with future share performance.
DeByle Thomas D. reported acquisition or exercise transactions in this Form 4 filing.
AstroNova, Inc. reported that Chief Financial Officer Thomas D. DeByle received a grant of 15,483 restricted stock units. Each unit represents the right to receive one share of ALOT common stock. The units vest in three equal annual installments beginning on February 26, 2027.
AstroNova, Inc. reported that Chief Executive Officer Jorik Ittmann acquired 13,115 restricted stock units as an equity award. Each unit represents a contingent right to receive one share of AstroNova common stock. The units vest in three equal annual installments beginning on February 26, 2027, aligning the CEO’s compensation with future company performance.
Natalizia Michael J reported acquisition or exercise transactions in this Form 4 filing.
AstroNova, Inc. reported that Chief Technology Officer Michael J. Natalizia received a grant of 4,590 restricted stock units on February 26, 2026. Each unit represents a right to one share of AstroNova common stock and vests in three equal annual installments starting February 26, 2027.
Padraig Finn, Senior Vice President of AstroNova, Inc. (ALOT), received equity awards on 09/23/2025. The filing shows an acquisition of 600 shares of common stock at a $0 price and 600 restricted stock units (RSUs) that represent the right to 600 additional shares, bringing his total reported beneficial ownership to 1,200 shares. The RSUs vest in two equal annual installments beginning on 09/23/2026.
This Form 4 documents a routine, non-cash equity grant to an officer; it does not report any cash purchase or sale proceeds and was signed by a power of attorney on 09/25/2025.