SEC Filings for January 6, 2026

1,924 filings published on Tuesday, January 6, 2026.

Mon, Jan 5 Wed, Jan 7

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01/06/2026 10:13 AM

RBMCF : OTC

Royal Bank of Canada (RBMCF) issues Russell 2000 notes with 150% upside and 10% buffer

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01/06/2026 10:11 AM

LASR : Nasdaq

nLIGHT (NASDAQ: LASR) appoints Gerald Haines II as director and audit member

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01/06/2026 10:10 AM

BNS : NYSE

Bank of Nova Scotia (BNS) issues Oracle-linked notes with 21.5% coupons

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01/06/2026 10:09 AM

HURC : Nasdaq

HURCO COMPANIES INC Insider Trading Activity

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01/06/2026 10:08 AM

BNS : NYSE

Bank of Nova Scotia (BNS) offers PLTR-linked auto-call notes with 17.6% coupon

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01/06/2026 10:07 AM

HURC : Nasdaq

Hurco (NASDAQ: HURC) CFO files Form 4 for January 2026 stock trades

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01/06/2026 10:07 AM

AMUB : NYSE

UBS (AMUB) details high-risk autocallable notes linked to Solactive U.S. Large Cap Volatility Navigator 40 Index

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01/06/2026 10:06 AM

HRGN : OTC

Harvard Apparatus Regenerative Technology (HRGN) details $0.7M private stock placement

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01/06/2026 10:01 AM

LTRYW : Nasdaq

Lottery.com (NASDAQ: LTRYW) refreshes board committee assignments

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01/06/2026 10:00 AM

GF : NYSE

New Germany Fund (NYSE: GF) director reports stock purchase

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01/06/2026 09:58 AM

ASA : NYSE

ASA Gold & Precious Metals (ASA) director reports buy of 8,770 shares

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01/06/2026 09:58 AM

BORR : NYSE

Borr Drilling Ltd Current Report (Foreign Issuer)

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01/06/2026 09:46 AM

USAQ : OTC

QHSLab, Inc. (OTCQB: USAQ) shares unaudited update before Jan 2026 session

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01/06/2026 09:45 AM

MRSN : Nasdaq

Mersana Therapeutics (NASDAQ: MRSN) set for Nasdaq listing removal

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01/06/2026 09:45 AM

EMF : NYSE

Templeton Emerging Markets Fund (NYSE: EMF) outlines 2026 trustee elections and auditor ratification

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01/06/2026 09:27 AM

DAWN : Nasdaq

Day One (NASDAQ: DAWN) completes $128.8M Mersana acquisition cash deal

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01/06/2026 09:25 AM

MRSN : Nasdaq

Mersana (NASDAQ: MRSN) acquired by Day One in cash-and-CVR deal

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01/06/2026 09:23 AM

MRSN : Nasdaq

Mersana Therapeutics, Inc. Amended Tender Offer Recommendation

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01/06/2026 09:20 AM

WPP : NYSE WPPGF : OTC

WPP (WPP) reports BlackRock at 10.000000% voting rights in latest holding update

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01/06/2026 09:19 AM

CHTH : OTC

Sonida (CHTH)–CNL Healthcare merger gives CHP holders majority SNDA stake

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01/06/2026 09:19 AM

TMRC : OTC

Texas Mineral Resources (TMRC) director acquires 15,411 shares at $0.78

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01/06/2026 09:19 AM

LFMD : Nasdaq

LifeMD (NASDAQ: LFMD) adds $30M credit line expandable by $20M facility

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01/06/2026 09:19 AM

OPTT : NYSE

Ocean Power Technologies (NYSE: OPTT) awarded multi-buoy DHS project

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01/06/2026 09:17 AM

F : NYSE

Ford Motor (F) files Q4 2025 U.S. sales report via 8-K exhibit

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01/06/2026 09:15 AM

MPAA : Nasdaq

Motorcar Parts of America (NASDAQ: MPAA) director Patricia Warfield resigns

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01/06/2026 09:15 AM

KPEA : OTC

Kun Peng International (KPEA) appoints new auditor after J&S resignation

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01/06/2026 09:15 AM

TOPS : NYSE

TOP SHIPS INC. Current Report (Foreign Issuer)

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01/06/2026 09:14 AM

TMRC : OTC

Texas Mineral Resources (TMRC) director adds 15,411 shares at $0.78

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01/06/2026 09:14 AM

PUK : NYSE PUKPF : OTC

Prudential plc (NYSE: PUK) plans USD 1.2B buyback under USD 5B return plan

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01/06/2026 09:15 AM

SNDA : NYSE

Sonida Senior Living (SNDA) outlines CHP acquisition terms and new equity financing

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01/06/2026 09:09 AM

LU : NYSE

Lufax Holding Ltd Current Report (Foreign Issuer)

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01/06/2026 09:03 AM

MANU : NYSE

Manchester United (MANU): Lindsell Train discloses 6.41% passive ownership

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01/06/2026 09:03 AM

KAI : NYSE

Kadant Inc (KAI) director discloses 131-share RSU vesting and ownership on Form 4

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01/06/2026 09:01 AM

STAA : Nasdaq

STAAR Surgical (NASDAQ: STAA) special meeting on Alcon merger vote

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01/06/2026 09:01 AM

TOT : NYSE TTE : NYSE

TotalEnergies (NYSE: TOT) details multi-tranche guaranteed notes sale

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01/06/2026 09:00 AM

OMH : Nasdaq

Ohmyhome (OMH) shareholders back US$7.5B authorized share capital at EGM

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01/06/2026 08:59 AM

VAC : NYSE

Marriott Vacations (VAC) executive details stock and SAR ownership

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01/06/2026 08:58 AM

LTRX : Nasdaq

Lantronix (NASDAQ: LTRX) boosts CFO Brent Stringham’s base salary to $375,000

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01/06/2026 08:56 AM

KAI : NYSE

Kadant (KAI) director converts RSUs into 131 common shares in Form 4

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01/06/2026 08:55 AM

BNS : NYSE

Bank of Nova Scotia (BNS) issues Shopify stock-linked principal-at-risk note

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01/06/2026 08:51 AM

KAI : NYSE

Kadant Inc (KAI) director reports 131-share RSU vesting and holdings

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01/06/2026 08:51 AM

RGNT : NYSE

Regentis Biomaterials (RGNT) Form 6-K highlights long-term GelrinC cartilage repair durability

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01/06/2026 08:50 AM

KAI : NYSE

Kadant Inc (KAI) director discloses RSU vesting into 131 common shares

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01/06/2026 08:49 AM

AVGO : Nasdaq

Broadcom Inc. Prospectus Supplement (Debt Securities)

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01/06/2026 08:48 AM

KAI : NYSE

Kadant Inc. (KAI) director reports 131-share RSU vesting on Form 4

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01/06/2026 08:45 AM

TMP : NYSE

Tompkins Financial (TMP) director adds deferred phantom stock compensation

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01/06/2026 08:43 AM

GWH : NYSE

ESS Tech (NYSE: GWH) appoints new CEO, strategy chief and CFO

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01/06/2026 08:42 AM

TD : NYSE TDBCP : OTC TDOMF : OTC

Toronto-Dominion Bank (TD) offers SOFR-linked senior medium-term notes

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01/06/2026 08:42 AM

SSII : Nasdaq

SS Innovations (NASDAQ: SSII) unveils five new 5mm surgical tools

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01/06/2026 08:39 AM

TD : NYSE TDBCP : OTC

Toronto-Dominion Bank (NYSE: TD) details senior bail-inable note offering

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01/06/2026 08:35 AM

ASBP : Nasdaq

Aspire Biopharma (NASDAQ: ASBP) exchanges $1.75M debt for shares

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01/06/2026 08:33 AM

CYCN : Nasdaq

Cyclerion Therapeutics, Inc. Reports Material Event

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01/06/2026 08:32 AM

IBP : NYSE

Installed Building Products (IBP) to issue $500M 2034 notes and fully redeem 2028 notes

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01/06/2026 08:30 AM

AIMD : Nasdaq

Ainos (NASDAQ: AIMD) inks 3-year AI Nose distribution agreement with Trusval

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01/06/2026 08:30 AM

ATOS : Nasdaq

FDA clears Atossa (NASDAQ: ATOS) metastatic breast cancer study to proceed

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01/06/2026 08:24 AM

OYCG : OTC

Oyocar Group (OYCG) reports quarterly loss, low cash and going-concern doubt

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01/06/2026 08:24 AM

CHTR : Nasdaq

Charter (CHTR) posts Cox Communications 2025 financials and deal pro formas

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01/06/2026 08:22 AM

UNFI : NYSE

United Natural Foods (UNFI) director adds shares through JCP-managed accounts

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01/06/2026 08:18 AM

WHLR : Nasdaq

Wheeler Real Estate Investment Trust (NASDAQ: WHLR) updates note and Series D conversions

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01/06/2026 08:16 AM

GLTO : Nasdaq

Galecto (GLTO) grants large warrant and hires new Chief Operating Officer

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01/06/2026 08:15 AM

AEC : Nasdaq

Anfield Energy (NASDAQ: AEC) details 2025 gains, 2026 uranium goals

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01/06/2026 08:15 AM

BSAC : NYSE

Banco Santander-Chile (BSAC) details 9M 2025 results and proposed Getnet Chile transaction

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01/06/2026 08:12 AM

SELX : Nasdaq

Semilux International Ltd. Current Report (Foreign Issuer)

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01/06/2026 08:09 AM

CW : NYSE

Curtiss-Wright (NYSE: CW) director logs 727-share deferred stock award

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01/06/2026 08:08 AM

RGNT : NYSE

Regentis Biomaterials (RGNT) appoints Chairman Ehud Geller as new CEO

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01/06/2026 08:05 AM

MIST : Nasdaq

EMA accepts Milestone Pharmaceuticals (NASDAQ: MIST) etripamil spray MAA

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01/06/2026 08:05 AM

VLN : NYSE

Valens Semiconductor Ltd. Current Report (Foreign Issuer)

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01/06/2026 08:03 AM

ATH : NYSE ATHS : NYSE

Athene (ATH) results to be covered on Apollo’s Feb. 9, 2026 call

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01/06/2026 08:02 AM

DNLI : Nasdaq

Denali Therapeutics (NASDAQ: DNLI) details 2026 outlook, JPM event

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01/06/2026 08:03 AM

CW : NYSE

Curtiss-Wright (CW) director receives 981 deferred shares under 2024 plan

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01/06/2026 08:02 AM

CM : NYSE

Canadian Imperial Bank of Commerce (CM) issues NVCC AT1 capital notes

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01/06/2026 08:02 AM

MNSO : NYSE MSOGF : OTC

MINISO Group Holding Ltd Current Report (Foreign Issuer)

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01/06/2026 08:01 AM

DARE : Nasdaq

Daré Bioscience (NASDAQ: DARE) updates investor corporate presentation online

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01/06/2026 08:01 AM

GME : NYSE

GME (GME) insider files Rule 144 to sell 5,477 common shares

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01/06/2026 08:00 AM

POWL : Nasdaq

Powell Industries (NASDAQ: POWL) sets 2026 virtual meeting, pay vote agenda

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01/06/2026 08:01 AM

ETST : OTC

Earth Science Tech (ETST) details move to SIC 2834 pharmaceutical classification

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01/06/2026 08:00 AM

PDS : NYSE

Precision Drilling (NYSE: PDS) hits capital allocation targets, updates ops

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01/06/2026 08:00 AM

GME : NYSE

GameStop (NYSE: GME) insider files to sell shares from RSU vesting

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01/06/2026 07:59 AM

CLMT : Nasdaq

Calumet (NASDAQ: CLMT) plans $350M notes to redeem 2026-27 debt

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01/06/2026 07:50 AM

AROC : NYSE

Archrock (NYSE: AROC) plans $500M senior notes due 2034 via subsidiaries

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01/06/2026 07:48 AM

CW : NYSE

CURTISS WRIGHT CORP Insider Trading Activity

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01/06/2026 07:47 AM

CW : NYSE

Curtiss-Wright (NYSE: CW) officer adds stock via purchase plan

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01/06/2026 07:46 AM

CW : NYSE

Curtiss-Wright (CW) COO buys stock through employee purchase plan

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01/06/2026 07:45 AM

EDBL : Nasdaq

Edible Garden (NASDAQ: EDBL) furnishes holiday period results update

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01/06/2026 07:45 AM

CW : NYSE

Curtiss-Wright (NYSE: CW) CFO adds 17 shares through ESPP purchase

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01/06/2026 07:45 AM

CW : NYSE

Curtiss-Wright (CW) Chair and CEO buys shares through ESPP in Form 4

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01/06/2026 07:44 AM

O : NYSE

Realty Income (O) details 3.500% convertible senior notes offering due 2029

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01/06/2026 07:41 AM

FUN : NYSE

Six Flags (NYSE: FUN) launches $1B senior notes to redeem 2027 bonds

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01/06/2026 07:36 AM

CDAQF : OTC

Compass Digital (CDAQF) plans merger with Key Mining via Titan Holdings structure

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01/06/2026 07:32 AM

CDAQF : OTC CDAUF : OTC CDAWF : OTC

Compass Digital (CDAQF) enters merger deal with Key Mining through Titan Holdings

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01/06/2026 07:30 AM

CGAU : NYSE

Centerra Gold Inc. Current Report (Foreign Issuer)

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01/06/2026 07:29 AM

NRGV : NYSE

Energy Vault (NYSE: NRGV) lifts liquidity above guidance, begins SOSA Energy Center

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01/06/2026 07:19 AM

MH : NYSE

McGraw Hill (MH) details CEO transition, new Board seats and rich equity package

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01/06/2026 07:17 AM

SUN : NYSE

Sunoco LP (SUN) furnishes 2026 business outlook and guidance in new disclosure

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01/06/2026 07:15 AM

ET : NYSE

Energy Transfer LP (NYSE: ET) outlines 2026 investment and earnings outlook

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01/06/2026 07:15 AM

CMCL : NYSE

Caledonia Mining Corp Plc Current Report (Foreign Issuer)

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01/06/2026 07:14 AM

EVO : Nasdaq

Evotec SE (EVO) discloses JPM major holdings notices under German law

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01/06/2026 07:12 AM

ALMS : Nasdaq

Alumis (NASDAQ: ALMS) details envudeucitinib psoriasis Phase 3 progress

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01/06/2026 07:06 AM

ABP : Nasdaq

Abpro Holdings, Inc. Reports Material Event

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01/06/2026 07:03 AM

GSK : NYSE GLAXF : OTC

GSK (NYSE: GSK) secures Japan approval for Exdensur asthma and CRSwNP biologic

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01/06/2026 07:02 AM

QBTS : NYSE

D-Wave Quantum (NYSE: QBTS) reports milestone in gate-model qubit control tech

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01/06/2026 07:01 AM

MANU : NYSE

Manchester United (NYSE: MANU) details Ruben Amorim exit and interim coach move

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01/06/2026 07:00 AM

APGE : Nasdaq

Positive APG777 asthma trial data at Apogee Therapeutics (NASDAQ: APGE)

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01/06/2026 07:00 AM

NBP : Nasdaq

NovaBridge (Nasdaq: NBP) reports strong Phase 1b gastric cancer data

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01/06/2026 07:00 AM

TRN : NYSE

Trinity Industries (NYSE: TRN) reshapes railcar JVs, lifts 2025 earnings view

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01/06/2026 06:46 AM

KD : NYSE

Kyndryl (KD) CHRO Maryjo Charbonnier to retire, remain as Executive Advisor

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01/06/2026 06:45 AM

CODI : NYSE

Compass Diversified (NYSE: CODI) cited by NYSE for governance non-compliance

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01/06/2026 06:40 AM

UCL : Nasdaq

UCLOUDLINK (UCL) ends 2019 management voting pact, now terminated

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01/06/2026 06:35 AM

GLDG : NYSE

GoldMining Inc. Current Report (Foreign Issuer)

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01/06/2026 06:21 AM

EDU : NYSE NWOEF : OTC

New Oriental Education (EDU) files Form 6-K on upcoming board meeting

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01/06/2026 06:15 AM

ENGS : Nasdaq

Energys Group (NASDAQ: ENGS) appoints Matthew Yu as CFO after Chu exit

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01/06/2026 06:13 AM

TV : NYSE GRPFF : OTC

Grupo Televisa (TV) insiders agree to buy 26.3B Series A shares from Azcárraga

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01/06/2026 06:11 AM

HDB : NYSE

HDFC BANK LTD Current Report (Foreign Issuer)

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01/06/2026 06:10 AM

ENGS : Nasdaq

Energys Group (Nasdaq: ENGS) faces Nasdaq warning on $35M MVLS rule

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01/06/2026 06:10 AM

MBFJF : OTC

Mitsubishi UFJ (MBFJF) prices $3.0B TLAC senior notes across 3 tranches

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01/06/2026 06:05 AM

ING : NYSE INGVF : OTC

ING GROEP NV Current Report (Foreign Issuer)

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01/06/2026 06:05 AM

EQNR : NYSE STOHF : OTC

Equinor (NYSE: EQNR) updates 2025 buy-back, now holds 2.22% treasury shares

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01/06/2026 06:06 AM

SMFG : NYSE

SUMITOMO MITSUI FINANCIAL GROUP, INC. Prospectus Supplement

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01/06/2026 06:04 AM

TSM : NYSE TSMWF : OTC

Taiwan Semiconductor (NYSE: TSM) names Gina Proctor Treasurer of TSMC Arizona

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01/06/2026 06:04 AM

JXN : NYSE

Jackson Financial (JXN) unveils $500M TPG investment, new captive reinsurer and $12B AUM target

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01/06/2026 06:04 AM

UMH : NYSE

UMH Properties (UMH) issues Q4 and full-year 2025 operating update

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01/06/2026 06:02 AM

BZUN : Nasdaq

Baozun Inc. (NASDAQ: BZUN) details share increase from RSUs in Hong Kong

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01/06/2026 06:01 AM

GERN : Nasdaq

Geron (NASDAQ: GERN) extends access to $250M Pharmakon term loan

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01/06/2026 06:03 AM

ING : NYSE INGVF : OTC

ING GROEP NV Current Report (Foreign Issuer)

Mon, Jan 5 Wed, Jan 7

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

What this page covers

Form 8-K: Current reports for material events
Form 10-Q: Quarterly financial reports
Form 10-K: Annual financial reports
Form 4: Insider trading disclosures
DEF 14A: Proxy statements
Form 6-K: Current reports from foreign companies whose shares trade in the US
Schedule 13D and 13G: Holdings above 5% of a company’s shares
Form 144: Securities sale notifications
Rhea-AI impact and sentiment scores

The linked form pages show the latest filings of each type across all dates.