Every Form 4 that USCB Financial Holdings, Inc. (USCB) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow USCB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full USCB filings page.
USCB Financial Holdings, Inc. senior vice president and chief credit officer Sergio E. Garrido reported a compensation-related equity grant. He received 15,000 shares of Class A voting common stock as restricted stock that vest on July 6, 2029, increasing his direct holdings to 25,197 shares of common stock. He also reports an existing option to purchase Class A voting common stock for 6,000 underlying shares at an exercise price of $8.75 per share, which vests in thirds starting February 26, 2022 and expires on February 26, 2031.
USCB FINANCIAL HOLDINGS EVP Andres Collazo reported an open-market sale of 1,000 shares of Class A Voting Common Stock at $19.00 per share. After this transaction, he directly holds 31,521 shares of common stock.
He also holds options to purchase 30,000 shares of Class A Voting Common Stock at an exercise price of $12.05 per share, expiring on September 27, 2031. Footnotes indicate multiple restricted stock grants that vest over several years, so the reported sale represents a small portion of the overall equity position shown in this filing.
USCB FINANCIAL HOLDINGS, INC. President and CEO Luis De La Aguilera reported an option exercise paired with an open-market sale of the same number of shares. He exercised stock options for 49,414 shares of Class A Voting Common Stock at $12.05 per share and sold 49,414 shares at a weighted average price of $18.30 per share, with actual sale prices ranging from $18.07 to $18.47. Following these transactions, he holds 242,945 shares of Class A Voting Common Stock directly and 17,430 stock options that remain outstanding and exercisable through September 27, 2031.
USCB FINANCIAL HOLDINGS, INC. President and CEO Luis de la Aguilera reported option exercises combined with open-market sales of the company’s Class A Voting Common Stock. He exercised stock options to acquire 41,757 shares at an exercise price of $12.05 per share and sold the same number of shares in open-market transactions.
The sales covered 4,931 shares at a weighted average price of $18.01 per share on May 19, 2026 and 36,826 shares at a weighted average price of $18.15 per share on May 20, 2026, with actual trade prices ranging from $18.00–$18.42. Following these transactions, he directly holds 242,945 shares of Class A Voting Common Stock.
USCB Financial Holdings, Inc. President and CEO Luis de la Aguilera exercised stock options for 3,290 shares of Class A Voting Common Stock at $12.05 per share and sold 3,290 shares in open‑market transactions at weighted prices of $18.06 and $18.05. Following these transactions, he directly holds 242,945 Class A shares. The sales were executed in multiple trades within price ranges of $18.02–$18.19 and $18.00–$18.17.
USCB Financial Holdings President and CEO Luis de la Aguilera reported an exercise-and-sale of company stock. On May 13–14, 2026, he exercised stock options covering 42,830 shares of Class A Voting Common Stock at $12.05 per share and sold the same 42,830 shares in open-market transactions at weighted average prices of $18.06 and $18.20 per share, respectively. Following these transactions, he holds 242,945 shares directly. His holdings also include multiple restricted stock grants that vest in one-third annual installments beginning on various dates from December 31, 2024 through January 27, 2027.
USCB Financial Holdings director Ramon Abadin reported option-related trades. He exercised stock options to acquire 9,000 shares of Class A Voting Common Stock (4,000 at $11.35 and 5,000 at $7.50 per share), then sold 9,000 shares in open-market transactions at a weighted average price of $18.21, with individual sale prices between $18.20 and $18.30. After these transactions, he directly holds 24,561 shares.
USCB Financial Holdings director Ramon Abadin sold shares in the company. He completed an open-market sale of 6,552 shares of Class A Voting Common Stock at $18.03 per share, leaving him with 24,561 shares held directly. He also continues to hold stock options covering 4,000 shares at an exercise price of $11.35 expiring in 2029 and 5,000 shares at $7.50 expiring in 2027.
USCB Financial Holdings President and CEO Luis de la Aguilera reported an option exercise and related share sale. He sold 5,279 shares of Class A Voting Common Stock in an open-market sale at a weighted average price of $18.27 per share.
On the same date, he exercised stock options to acquire 5,279 shares at an exercise price of $12.05 per share. After these transactions, he directly owns 242,945 shares of common stock and holds 154,721 stock options, which began vesting in thirds starting on September 27, 2022.
USCB Financial Holdings President and CEO Luis De La Aguilera exercised and sold a modest block of shares. He exercised stock options to acquire 10,005 shares of Class A Voting Common Stock at $11.35 per share, then sold 10,005 shares in open-market transactions at a weighted average price of $18.14 per share, with prices ranging from $18.10 to $18.20.
Following these transactions, he directly holds 242,945 shares of Class A Voting Common Stock and retains stock options over 160,000 shares of Common Stock with a $12.05 exercise price expiring on September 27, 2031. His position also includes multiple restricted stock grants that vest in thirds beginning between 2024 and 2027, indicating continued equity-based compensation alongside this routine exercise-and-sell activity.
USCB FINANCIAL HOLDINGS, INC. President and CEO Luis de la Aguilera reported an exercise-and-sell transaction in Class A Voting Common Stock. On May 5–6, 2026 he exercised options to acquire 29,995 shares at $11.35 per share and sold the same number of shares in open-market sales at weighted average prices around $18.12–$18.16. After these trades, he directly holds 242,945 shares of Class A Voting Common Stock and retains stock options over additional shares with future vesting and expiration dates.
USCB Financial Holdings, Inc. insider group associated with Patriot Financial Partners reported open-market sales of a combined 50,000 shares of Class A Voting Common Stock. The shares were sold in two transactions at weighted average prices of $18.24 and $18.28 per share.
After these sales, Manager LP holds 7,500 shares, Patriot Financial Partners II, L.P. holds 1,617,670 shares, and Patriot Financial Partners Parallel II, L.P. holds 188,616 shares of common stock. W. Kirk Wycoff also holds an option to purchase 4,000 shares of Class A Voting Common Stock at an exercise price of $11.35 per share.
USCB Financial Holdings EVP and Chief Risk Officer Maricarmen Logrono received a grant of 15,000 shares of Class A Voting Common Stock as restricted stock on January 27, 2026. The award was granted at no cash cost and will vest in equal one-third installments each year starting on January 27, 2027.
After this grant, Logrono directly holds 30,892 shares of Class A Voting Common Stock, including previously granted restricted stock referenced in the footnotes. She also holds options to purchase 15,000 shares of Class A Voting Common Stock at an exercise price of $12.0500 per share, which vested in one-third annual installments beginning on September 27, 2021 and expire on September 27, 2031.
USCB Financial Holdings executive vice president and chief risk officer Maricarmen Logrono had 197 shares of Class A Voting Common Stock withheld on March 8, 2026 to cover tax obligations, at a value of $18.45 per share. This was reported as a tax-withholding disposition, not an open-market sale. After this entry, she directly holds 15,892 common shares, including multiple tranches of restricted stock that vest in annual thirds starting in 2025, 2026, and 2027. She also holds options to purchase 15,000 shares of Class A Voting Common Stock at an exercise price of $12.05 per share, expiring on September 27, 2031, which vested in thirds beginning on September 27, 2021.
USCB Financial Holdings EVP Martha Guerra-Kattou reported a disposition of 401 shares of Class A Voting Common Stock on March 8, 2026 to cover tax obligations, using shares rather than cash. After this tax-withholding transaction, she directly holds 40,638 common shares and has options to purchase 40,000 additional shares at $12.05 per share expiring on September 27, 2031.
USCB Financial Holdings EVP Oscar Gomez reported a tax-related share transfer involving 441 shares of Class A Voting Common Stock. These shares, valued at $18.45 each, were disposed of to cover a tax liability by delivering securities, rather than through an open-market sale.
After this transaction, Gomez directly holds 33,168 Class A Voting Common Stock shares. His position also includes vested and unexercised options to purchase 20,000 shares at $12.05 per share expiring on September 27, 2031, and 8,000 shares at $7.50 per share expiring on July 1, 2027.
USCB Financial Holdings executive vice president of operations and IT Andres Collazo exercised options to acquire 8,000 shares of Class A Voting Common Stock at $7.50 per share, then sold 8,000 shares at $18.27 per share. A further 429 shares were disposed of at $18.45 per share to cover tax obligations. After these transactions, he directly holds 32,521 shares and retains options over 30,000 additional shares at an exercise price of $12.05 per share expiring on September 27, 2031.
USCB Financial Holdings EVP and Chief Lending Officer Nicholas Bustle reported a small tax-related share disposition. On 2026-03-08, 497 shares of Class A Voting Common Stock were withheld at $18.45 per share to cover tax obligations, a non-market transaction classified as a tax-withholding disposition.
After this event, Bustle directly holds 46,919 Class A shares, with additional indirect holdings of 9,820 shares by his daughters and 6,250 shares by his spouse. He also retains stock options over 30,000 common shares at an exercise price of $11.35 expiring on 2029-04-17, and 40,000 common shares at $12.05 expiring on 2031-09-27, indicating a substantial remaining equity position.
USCB Financial Holdings EVP and CFO Robert B. Anderson reported a tax-related share transfer under a compensation award. On 2026-03-08, 1,002 shares of Class A Voting Common Stock were disposed of at $18.45 per share to cover tax obligations, leaving him with 122,699 directly held shares.
He also reports option holdings for 30,000 underlying shares at an exercise price of $8.75 expiring on 2030-09-10 and 60,000 underlying shares at $12.05 expiring on 2031-09-27, all held directly. Footnotes indicate multiple restricted stock grants that vest in equal annual installments beginning between 2024 and 2027, reflecting ongoing equity-based compensation.
USCB Financial Holdings President and CEO Luis de la Aguilera reported a tax-withholding disposition of 2,948 shares of Class A Voting Common Stock on March 8, 2026 at $18.45 per share. This reflects shares withheld to cover tax obligations, not an open-market sale.
After this event, he directly holds 242,945 common shares. He also holds stock options covering 40,000 shares at an exercise price of $11.35 expiring on September 23, 2029, and 160,000 shares at $12.05 expiring on September 27, 2031.
USCB Financial Holdings insider affiliates reported an option exercise and resulting share holdings. Entities associated with Patriot Financial Partners jointly filed to disclose the exercise of an option for 7,500 shares of USCB Class A Voting Common Stock at $7.5 per share on February 5, 2026.
The derivative position for this 7,500-share option was reduced to zero, while another option for 4,000 shares remains reported as held. After the exercise, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,662,420 shares, and Patriot Parallel Fund II holds 193,866 shares. The filing notes that these securities may be regarded as beneficially owned by various Patriot entities and individuals, who each disclaim beneficial ownership beyond their pecuniary interests.
USCB Financial Holdings, Inc. insider Luis de la Aguilera, President and CEO, reported an option exercise and share sale. On January 29, 2026, he exercised 10,000 stock options at an exercise price of $7.50 per share for Class A voting common stock.
On the same date, he sold 10,000 Class A voting common shares at a weighted average price of $18.02 per share in multiple trades between $18.00 and $18.16. After these transactions, he directly owned 245,893 Class A voting common shares, including several tranches of restricted stock that vest in annual installments through future dates.
He also holds stock options on 40,000 shares at an exercise price of $11.35 per share expiring on September 23, 2029, and stock options on 160,000 shares at $12.05 per share expiring on September 27, 2031, all reported as directly owned.
USCB Financial Holdings EVP and Chief Credit Officer William Turner received a grant of 5,699 shares of Class A voting common stock as restricted stock. The award was made on January 27, 2026, at a price of $0 per share.
The restricted shares vest in three equal annual installments starting January 27, 2027. After this grant, Turner beneficially owns 10,692 shares directly, including 3,694 restricted shares from a prior 5,541-share grant that began vesting on January 21, 2026.
USCB Financial Holdings EVP and Chief Risk Officer Maricarmen Logrono reported a grant of 6,217 shares of restricted Class A voting common stock on January 27, 2026 at a price of $0 per share. These restricted shares vest in three equal annual installments starting on January 27, 2027.
Following this award, Logrono beneficially owns 16,089 shares of Class A voting common stock. She also holds options to purchase 15,000 shares of Class A voting common stock at an exercise price of $12.05 per share, vesting one-third per year beginning on September 27, 2022 and expiring on September 27, 2031.
USCB Financial Holdings, Inc. executive Martha Guerra-Kattou, EVP of Sales and Marketing, received an award of 6,217 shares of Class A voting common stock on January 27, 2026. This grant is in the form of restricted stock that vests in three equal annual installments starting on January 27, 2027.
Following this award, she beneficially owns 41,039 shares of Class A voting common stock directly, along with previously granted options to purchase 40,000 shares of Class A voting common stock that were scheduled to vest in three equal annual installments commencing on January 22, 2022.
USCB Financial Holdings, Inc. Executive VP, Global Banking Oscar Gomez reported a grant of 6,177 shares of Class A voting common stock on January 27, 2026. The restricted stock was granted at $0 per share and increases his directly owned stake to 33,609 shares.
The 6,177 restricted shares vest in three equal annual installments starting January 27, 2027. Gomez also holds options to purchase 20,000 shares at $12.05 per share exercisable until September 27, 2031, and 8,000 shares at $7.50 per share exercisable until July 1, 2027.
USCB Financial Holdings executive Andres Collazo reported a new equity grant. On January 22, 2026, he received 6,123 shares of Class A voting common stock as restricted stock at a price of $0 per share. These restricted shares vest in three equal installments starting January 27, 2027.
After this grant, Collazo beneficially owns 32,950 shares of Class A voting common stock directly, including multiple prior restricted stock awards that each vest over three years. He also holds stock options to purchase 30,000 shares at $12.05 expiring September 27, 2031, and 8,000 shares at $7.50 expiring April 25, 2026.
USCB Financial Holdings, Inc. executive Nicholas Bustle, EVP and Chief Lending Officer, received a grant of 7,015 shares of Class A voting common stock on January 27, 2026. The shares are restricted stock that vest in equal one-third installments each year starting on January 27, 2027.
After this grant, Bustle beneficially owns 47,416 shares of Class A voting common stock directly, along with additional indirect holdings of 9,820 shares held by his daughters and 6,250 shares held by his spouse. He also holds stock options for 30,000 shares exercisable until April 17, 2029 and 40,000 shares exercisable until September 27, 2031.
USCB Financial Holdings Executive VP and CFO Robert B. Anderson received a grant of 8,878 shares of Class A voting common stock on January 27, 2026. The award is in the form of restricted stock that vests in equal one-third installments starting on January 27, 2027.
Following this grant, Anderson beneficially owns 123,701 shares of Class A voting common stock directly. He also holds options to purchase 30,000 shares of Class A voting common stock exercisable until September 10, 2030, and options on 60,000 shares exercisable until September 27, 2031.
USCB Financial Holdings' President and CEO Luis de la Aguilera received a grant of 27,632 shares of Class A voting common stock as restricted stock on January 27, 2026. The grant was at a price of $0 per share and increased his beneficial ownership to 245,893 shares held directly.
The new restricted shares vest in three equal annual installments starting January 27, 2027. He also holds vested stock options to purchase 40,000 shares at $11.35 expiring September 23, 2029, 160,000 shares at $12.05 expiring September 27, 2031, and 10,000 shares at $7.50 expiring April 1, 2026.
USCB Financial Holdings executive Maricarmen Logrono, EVP and Chief Risk Officer, reported a Form 4 transaction in Class A Voting Common Stock. On January 22, 2026, she disposed of 260 shares at $20.70 per share under transaction code F, and directly held 9,872 shares afterward. She also directly holds options to purchase 15,000 shares of Class A Voting Common Stock at an exercise price of $12.05 per share, which vest in thirds annually beginning on the first anniversary of the September 27, 2021 grant date.
USCB Financial Holdings executive Martha Guerra-Kattou reported a small share disposal and updated equity holdings. On January 22, 2026, she disposed of 262 shares of Class A voting common stock at a price of $20.70 per share, leaving her with 34,822 shares of the common stock held directly. She also reported a direct holding of 40,000 options to purchase Class A voting common stock at an exercise price of $12.05, which vest in thirds based on prior grant terms described in the filing.
USCB Financial Holdings, Inc. Executive VP, Global Banking Oscar Gomez reported a small disposition of Class A Voting Common Stock. On January 22, 2026, he disposed of 284 shares at $20.7 per share, leaving him with 27,432 shares beneficially owned directly.
This ownership total includes restricted stock: 957 shares from a 2,872-share grant that began vesting on January 22, 2025, 1,813 shares from a 5,439-share grant that began vesting on March 8, 2024, 10,000 shares from a 15,000-share grant that began vesting on October 28, 2025, and 4,078 shares from a 6,118-share grant that began vesting on January 21, 2026. He also directly holds options to purchase 20,000 and 8,000 shares of Class A Voting Common Stock, with vesting that commenced on September 27, 2022 and July 1, 2018, respectively.
USCB Financial Holdings President and CEO Luis de la Aguilera reported a disposition of 1,511 shares of Class A Voting Common Stock on January 22, 2026 at a price of $20.70 per share, coded as transaction type F. Following this transaction, he beneficially owns 218,261 shares of Class A Voting Common Stock directly.
He also holds stock options giving him the right to buy additional common shares, including 40,000 options at $11.35 per share expiring on September 23, 2029, 160,000 options at $12.05 per share expiring on September 27, 2031, and 10,000 options at $7.50 per share expiring on April 1, 2026. The common stock holdings include multiple grants of restricted stock that vest in installments over several years.
USCB Financial Holdings insider activity: Executive VP, Operations & IT Andres Collazo reported a disposition of 281 shares of Class A voting common stock on January 22, 2026 at $20.70 per share. After this transaction, he beneficially owned 26,827 shares directly.
The holding includes multiple restricted stock grants that vest one-third per year beginning on January 22, 2025, March 8, 2024, October 28, 2025, and January 21, 2026. Collazo also directly holds options to purchase 30,000 shares of Class A voting common stock at an exercise price of $12.05 per share expiring on September 27, 2031, and options to purchase 8,000 shares at $7.50 per share expiring on April 25, 2026, each series having vested in equal annual installments over three years from their respective start dates.
USCB Financial Holdings executive Nicholas Bustle, EVP and Chief Lending Officer, reported a Form 4 transaction in Class A voting common stock on January 22, 2026. The filing shows 322 shares of Class A voting common stock disposed of at $20.70 per share under transaction code F, typically used for shares withheld to cover taxes on equity awards. After this transaction, Bustle directly held 40,401 shares of Class A voting common stock, which include several tranches of restricted stock that vest in equal annual installments beginning on dates in 2024, 2025 and 2026. He also indirectly owned 9,820 shares through his daughters and 6,250 shares through his spouse, and held stock options for 30,000 shares exercisable at $11.35 until April 17, 2029 and 40,000 shares at $12.05 until September 27, 2031, each vesting in thirds over three years.
USCB Financial Holdings, Inc. Executive VP and CFO Robert B. Anderson reported a disposition of Class A Voting Common Stock. On January 22, 2026, he disposed of 514 shares in a transaction coded “F” at a price of $20.70 per share. Following this transaction, he beneficially owned 114,823 shares of Class A Voting Common Stock directly.
In addition to common stock, Anderson directly holds derivative awards in the form of stock options. These include 30,000 options to purchase Class A Voting Common Stock at an exercise price of $8.75 per share, expiring on September 10, 2030, and 60,000 options at an exercise price of $12.05 per share, expiring on September 27, 2031. Some of his common stock holdings include restricted shares from multiple grants that vest over several years.
USCB Financial Holdings EVP and Chief Lending Officer Nicholas Bustle reported a disposition of 687 shares of Class A Voting Common Stock on January 21, 2026 in a code F transaction at $20.38 per share, leaving him with 40,772 directly held shares. He also reports indirect ownership of 9,820 shares held by his daughters and 6,250 shares held by his spouse.
Bustle holds stock options for 30,000 shares at an exercise price of $11.35 expiring on April 17, 2029, which vested one-third per year commencing April 17, 2020, and options for 40,000 shares at $12.05 expiring on September 27, 2031, vesting one-third per year commencing September 27, 2022. His direct holdings include multiple restricted stock grants that vest one-third per year beginning on January 21, 2026, January 22, 2025, March 8, 2024, and October 28, 2025.
USCB Financial Holdings Executive VP and CFO Robert B. Anderson reported a disposition of 1,094 shares of Class A voting common stock on January 21, 2026 in a transaction coded "F" at a price of $20.38 per share. Following this transaction, he beneficially owned 115,337 shares of Class A voting common stock directly.
He also held options for 30,000 shares of Class A voting common stock at an exercise price of $8.75, expiring on September 10, 2030, and options for 60,000 shares at an exercise price of $12.05, expiring on September 27, 2031. The beneficially owned common shares include multiple restricted stock grants that vest in one-third annual installments beginning on various dates in 2024, 2025, and 2026.
USCB Financial Holdings executive vice president of Sales and Marketing Martha Guerra-Kattou reported a disposition coded “F” of 584 shares of Class A voting common stock on January 21, 2026 at $20.38 per share. After this transaction, she beneficially owns 35,132 shares of Class A voting common stock directly.
The reported common share balance includes multiple restricted stock grants that each vest at a rate of one-third per year, with vesting schedules beginning on January 22, 2025, March 8, 2024, October 28, 2025, and January 21, 2026. She also holds options to purchase 40,000 shares of Class A voting common stock at an exercise price of $12.05 per share, which vested one-third per year commencing on January 22, 2022 and expire on September 27, 2031.
USCB Financial Holdings, Inc. President and CEO Luis de la Aguilera reported a disposition of 3,194 shares of Class A Voting Common Stock on January 21, 2026 at $20.38 per share. After this transaction, he beneficially owned 219,772 shares, including restricted stock from multiple grants that vest in equal annual installments.
He also holds stock options to purchase 40,000 shares at an exercise price of $11.35 per share expiring on September 23, 2029, 160,000 shares at $12.05 per share expiring on September 27, 2031, and 10,000 shares at $7.50 per share expiring on April 1, 2026, all reported as directly owned.
USCB Financial Holdings, Inc. executive Maricarmen Logrono reported a small insider share transaction and updated equity holdings. As EVP and Chief Risk Officer, Logrono recorded a disposition coded “F” of 581 shares of Class A Voting Common Stock on January 21, 2026 at $20.38 per share, leaving 10,132 shares beneficially owned directly.
The filing also shows options to purchase 15,000 shares of Class A Voting Common Stock at an exercise price of $12.05 per share, expiring on September 27, 2031. Footnotes explain that the 10,132 common shares include multiple restricted stock grants that each vest in one-third annual installments, and that the options vest in one-third annual installments beginning on the first anniversary of the September 27, 2021 grant date.
USCB Financial Holdings executive Andres Collazo, Executive VP of Operations & IT, reported a disposition of Class A Voting Common Stock. On January 21, 2026, he had a transaction in which 600 shares of Class A Voting Common Stock were disposed of at $20.38 per share, leaving 27,144 shares beneficially owned directly.
The reported holdings include restricted stock from several grants that vest at a rate of one-third per year starting on January 22, 2025, March 8, 2024, October 28, 2025, and January 21, 2026. Collazo also directly holds derivative securities in the form of stock options: options to purchase 30,000 shares of Class A Voting Common Stock at an exercise price of $12.05 per share, expiring on September 27, 2031, and options to purchase 8,000 shares at $7.50 per share, expiring on April 25, 2026.
USCB Financial Holdings, Inc. Executive VP, Global Banking Oscar Gomez reported a Form 4 transaction dated January 21, 2026. He disposed of 605 shares of Class A Voting Common Stock in a transaction coded "F" at a price of $20.38 per share, and now beneficially owns 27,752 shares, which include multiple restricted stock grants that vest over three-year schedules.
Gomez also reports derivative holdings of stock options. He holds 20,000 options to purchase Class A Voting Common Stock at an exercise price of $12.05 per share, which vested one-third per year commencing on September 27, 2022 and expire on September 27, 2031. He also holds 8,000 options at an exercise price of $7.5 per share, which vested one-third per year commencing on July 1, 2018 and expire on July 1, 2027. All reported holdings are listed as directly owned.
USCB Financial Holdings executive William Turner, EVP and Chief Credit Officer, reported a small stock transaction involving company Class A voting common shares. On January 21, 2026, 548 shares were disposed of at $20.38 per share under transaction code "F", which typically reflects shares withheld to cover taxes on equity awards. After this event, Turner beneficially owned 4,993 Class A shares directly. This total includes 3,694 shares of restricted stock from a grant of 5,541 shares that began vesting at a rate of one-third per year starting January 21, 2026.
USCB Financial Holdings, Inc. insiders, including Patriot Financial Partners II funds and affiliated reporting persons, reported selling 39,000 shares of Class A Voting Common Stock on December 11, 2025 at a weighted average price of $18.68 per share.
After these sales, Patriot Financial Partners II, L.P. holds 1,662,420 shares and Patriot Financial Partners Parallel II, L.P. holds 193,866 shares, for a total of 1,856,286 shares reported as beneficially owned. The reporting group is identified as directors and 10% owners, and W. Kirk Wycoff also holds options to purchase 7,500 and 4,000 Class A shares at exercise prices of $7.50 and $11.35, respectively.
USCB Financial Holdings, Inc. reported that investment funds affiliated with Patriot Financial Partners sold 82,043 shares of Class A Voting Common Stock on December 10, 2025 at a weighted average price of $18.56, with sale prices ranging from $18.50 to $18.91.
After this sale, Patriot Financial Partners II, L.P. holds 1,697,325 shares of common stock and Patriot Financial Partners Parallel II, L.P. holds 197,961 shares, for a total of 1,895,286 shares beneficially owned by the funds. The reporting persons are identified as directors and/or 10% owners of USCB.
The filing also notes previously granted options held by W. Kirk Wycoff to purchase 7,500 and 4,000 shares of Class A Voting Common Stock at exercise prices of $7.50 and $11.35, which remain exercisable for up to ten years from grant or three months after he ceases to serve as a non-employee of the company.
USCB Financial Holdings, Inc. (USCB) received a Form 4 filing from a group of large shareholders and directors reporting a stock sale. On 11/25/2025, they sold 22,558 shares of Class A Voting Common Stock in open-market transactions at a weighted average price of $18.06 per share, with individual trades ranging from $18.00 to $18.21. The filing notes that Patriot Financial Partners II, L.P. sold 20,189 shares and Patriot Financial Partners Parallel II, L.P. sold 2,369 shares. After these sales, Patriot Fund II holds 1,783,905 shares and Patriot Parallel Fund II holds 208,119 shares of common stock. The form also lists previously granted director stock options for W. Kirk Wycoff to purchase 7,500 shares at $7.50 and 4,000 shares at $11.35, which remain exercisable under their original terms.
USCB Financial Holdings, Inc. insiders jointly reported an open-market sale of 21,327 shares of Class A voting common stock on 11/24/2025. The sale, coded "S" for sale, was executed at a weighted average price of $18.02 per share, with individual trades occurring between $17.99 and $18.18.
The filing is made jointly by Patriot Financial Partners II and related entities and individuals. After the sale, Patriot Fund II holds 1,804,094 shares of common stock and Patriot Parallel Fund II holds 210,488 shares, for an aggregate 2,014,582 shares beneficially owned. In addition, W. Kirk Wycoff, a director and 10% owner, holds director stock options to purchase 7,500 shares at $7.50 (granted 03/01/2016) and 4,000 shares at $11.35 (granted 09/23/2019), all reported as directly owned.
USCB Financial Holdings (USCB) reported an insider transaction by its EVP and Chief Lending Officer. On 10/28/2025, the reporting person disposed of 1,623 shares of Class A voting common stock at $17.6 under code “F,” which reflects shares withheld to cover taxes.
After this transaction, the insider beneficially owned 41,459 shares directly. Additional indirect holdings include 9,820 shares held by daughters and 6,250 shares held by spouse.
Derivative holdings disclosed include stock options to purchase 30,000 shares at $11.35 expiring on 04/17/2029, and options to purchase 40,000 shares at $12.05 expiring on 09/27/2031. The filing also notes restricted stock components within the direct holdings that vest in equal annual installments beginning on specified dates, including grants commencing on January 21, 2026; January 22, 2025; March 8, 2024; and October 28, 2025.