UWHARRIE CAPITAL CORP Form 4 Filings

UWHARRIE CAPITAL CORP Chief People Officer Brooke L. Senter reported the transfer of 45,071 common shares held by The Senter Living Trust on September 22, 2026. The transaction records show the shares acquired into a Charles Schwab & Co. safekeeper account and disposed from a Pershing safekeeper account. The footnotes state that no money was paid or received by the shareholders.

UWHARRIE CAPITAL CORP (UWHR) reported an insider transaction by Chief Risk Officer R. David Beaver III. On 2026-08-19, he sold 6,981 shares of Common Stock held jointly with his spouse at $14.78 per share, leaving 0 shares in that joint account. A separate direct holding of 1,268 shares of Common Stock is reported as held jointly with his mother. Additional directly held positions are noted in brokerage and IRA accounts via Cede & Co., though share amounts for those accounts are not specified here.

UWHARRIE CAPITAL CORP executive Andrew Jason R, Chief Operations Officer, reported an internal share re-registration. On August 6, 2026, 74 shares of Common Stock previously held jointly with his spouse in a registered account were transferred, without any cash consideration, into a brokerage safekeeper account. After the transfer, he directly holds 17,979 shares of common stock.

Uwharrie Capital Corp Chief Operations Officer Jason R. Andrew reported an internal restructuring of his share holdings with no cash changing hands. A total of 74 shares of common stock were transferred from an indirect custodial account held by his great grandmother-in-law to a directly held joint account with his spouse. Following the transactions, he directly owns 17,905 shares of common stock and 74 shares held jointly with his spouse, while the indirect custodial position is now zero.

Allen Dawn H reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp director Dawn H. Allen received a grant of 132 shares of common stock, held jointly with her spouse, as part of her Annual Retainer for board service. The shares were valued at a weighted average price of $11.293 per share, bringing her direct holdings to 1,072 shares.

This was a compensation-related share award, not an open-market purchase or sale.

Uwharrie Capital Corp director S. Todd Swaringen reported receiving 132 shares of Common Stock at $11.293 per share as part of his Annual Retainer for serving as a director. This stock award increased his directly held shares to 2,680.

Footnotes explain the grant value was converted into shares using a weighted average price of Uwharrie’s common stock. The filing also notes prior open-market purchases totaling 160 shares at $10.50 per share held indirectly as custodian for his daughter.

Uwharrie Capital Corp director Vernon A. Russell received additional shares of common stock as part of his board compensation. On June 17, 2026, he acquired 132 shares of common stock held by self at a weighted average price of $11.293 per share.

This award represents payment for a portion of his Annual Retainer for serving as a director, rather than an open-market purchase. After this grant, one directly held position shows 2,989 shares of common stock. The filing also lists separate direct and indirect holdings in various IRA and custodial accounts.

Poplin Chris M reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp director Chris M. Poplin received 132 shares of common stock held jointly with his spouse as part of his Annual Retainer for board service. The shares were valued at a weighted average price of $11.293 per share for this specific payment.

After this grant, Poplin directly owns 10,006 shares of Uwharrie Capital common stock. This was a compensation-related stock award, not an open-market purchase or sale.

McAulay Matthew D. reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp director Matthew D. McAulay received 132 shares of common stock as part of his annual board retainer. The shares, held jointly with his spouse, were valued using a weighted average price of $11.293 per share for this specific payment.

After this equity grant, McAulay directly holds a total of 1,934 common shares. This transaction reflects non-cash director compensation rather than an open-market purchase or sale, aligning his interests with other shareholders through additional stock ownership.

Klauder Mary N reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp director Mary N. Klauder received 132 shares of common stock as part of her annual board retainer. The shares were valued at a weighted average price of $11.293 per share, representing payment for a portion of her director compensation. Following this grant, she directly owns 9,658 shares of Uwharrie Capital Corp common stock. This is a routine, compensation-related equity award rather than an open-market purchase.

Uwharrie Capital Corp director Cynthia B. Hanson received a grant of 132 shares of common stock at a weighted average price of $11.293 per share as part of her Annual Retainer for board service. After this compensation-related acquisition, she directly holds 2,255 shares of Uwharrie Capital common stock.

Furr Allen K reported acquisition or exercise transactions in this Form 4 filing.

UWHARRIE CAPITAL CORP director Allen K. Furr received 132 shares of common stock held jointly with his spouse as part of his Annual Retainer for board service. The shares were valued using a weighted average price of $11.293 per share for this specific payment.

After this grant, the jointly held position increased to 4,503 shares. The Form 4 also lists additional direct and indirect holdings, including shares held in IRA accounts and as custodian for a family member, which reflect overall ownership but do not represent new market purchases or sales.

Foster Deidre B reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp director Deidre B. Foster received 132 shares of common stock, held jointly with her spouse, as part of her Annual Retainer for board service. The shares were valued using a weighted average price of $11.293 per share, bringing her direct holdings to 4,194 shares.

Uwharrie Capital Corp director Michael J. Flake received a stock grant of 132 shares of common stock as part of his Annual Retainer for board service. The grant was valued using a weighted average price of $11.293 per share. After this compensation-related acquisition, he directly holds 1,953 shares of Uwharrie Capital common stock.

Uwharrie Capital Corp director Vanessa O. Chambers received a stock award as part of her board compensation. She acquired 132 shares of common stock held jointly with her spouse at a weighted average price of $11.293 per share. This grant represents a portion of her Annual Retainer for serving as a director. Following the award, she directly holds 2,726 shares of Uwharrie Capital common stock.

UWHARRIE CAPITAL CORP director James O. Campbell received an award of common stock as part of his Annual Retainer for board service. He acquired 132 shares of Common Stock at a weighted average price of $11.293 per share, bringing his direct holdings to 7,386 shares.

This was a compensation-related grant, not an open-market purchase or sale, and reflects routine director compensation paid partly in stock rather than cash.

BRATTON ROBERT O reported acquisition or exercise transactions in this Form 4 filing.

UWHARRIE CAPITAL CORP director Robert O. Bratton received 132 shares of common stock on June 17, 2026, valued at a weighted average price of $11.293 per share. This stock grant represents a portion of his Annual Retainer for board service, bringing his direct holdings to 587 shares.

Uwharrie Capital Corp director Dean M. Bowers received a stock award of 132 shares of common stock as part of his Annual Retainer for board service. The shares were valued using a weighted average price of $11.293 per share for this specific payment.

Following this compensation-related acquisition, Bowers directly holds 8,970 shares of Uwharrie Capital Corp common stock. The transaction is a non-derivative grant or other acquisition, reflecting routine director compensation paid partly in company stock rather than an open-market purchase.

Bates Aaron David reported acquisition or exercise transactions in this Form 4 filing.

UWHARRIE CAPITAL CORP director Aaron David Bates received company stock as part of his board compensation. The filing shows a grant of 132 shares of Common Stock (held as “Self TOD Spouse”) at a weighted average price of $11.293 per share, representing payment of a portion of his Annual Retainer for serving as a director. After this grant, that account holds 1,215 shares of common stock, and a separate direct holding of 684 common shares is also listed.

Almond Zachary D reported acquisition or exercise transactions in this Form 4 filing.

UWHARRIE CAPITAL CORP director Zachary D. Almond received 132 shares of common stock as part of his annual board retainer. The shares were valued using a weighted average price of $11.293 per share for this specific payment. Following this compensation-related award, he directly holds 782 shares of Uwharrie Capital common stock.

Uwharrie Capital Corp director Frank A. Rankin III reported his holdings of the company’s common stock. The Form 4 shows he directly owns 52,329 shares of common stock held by himself after the reported entry. The filing does not reflect any new purchase or sale, only the reported ownership position.

UWHARRIE CAPITAL CORP director Wesley A. Morgan reported his current holdings of company stock. The Form 4 shows direct ownership of 8,118 shares of Common Stock held by the insider, with no new purchases, sales, or option exercises reported in this filing.

Uwharrie Capital Corp director Amirtharaj Merlin reported an ownership position rather than a new trade. The Form 4 lists 5,174 shares of common stock held directly, jointly with a spouse, after the reported date. The filing records this as a holding entry with no shares classified as bought or sold.

Uwharrie Capital Corp’s Chief People Officer Brooke L. Senter reported an internal restructuring of her UWHARRIE CAPITAL CORP common stock holdings. Two Form 4 entries show 8,146 shares moved between a joint brokerage safekeeper account and The Senter Living Trust’s brokerage safekeeper account.

Footnotes state that no money was paid or received for either side of this transfer, confirming it as a non‑cash shift in how the shares are held rather than a market trade. Additional entries list direct and indirect positions, including holdings in Roth IRAs and custodial accounts for family members.

Uwharrie Capital Corp’s Chief People Officer, Brooke L. Senter, reported an internal restructuring of 458 shares of common stock on March 11, 2026. Footnotes explain this was a non-cash transfer of shares from a registered account for The Senter Living Trust to a brokerage safekeeper account.

After the transfer, one direct common stock account shows 45,071 shares held. The Form 4 also lists additional direct and indirect common stock holdings in various retirement and family custodian accounts, indicating that overall exposure to Uwharrie Capital stock remains in place despite the internal movement of shares.

Uwharrie Capital Corp Chief Operations Officer Jason R. Andrew reported a restructuring of his share holdings, not a market trade. On 2026-03-10, 1,376 jointly held common shares were transferred out of a registered joint account and 1,376 common shares were recorded in his direct brokerage safekeeper account.

Footnotes state no money was paid or received; the moves reflect an administrative transfer between accounts. After these changes, Andrew holds 17,905 common shares directly and 74 common shares indirectly through a great grandmother-in-law acting as custodian for his spouse.

Uwharrie Capital Corp reported that executive Jeffrey L. Trout, President UB Mortgage, acquired 917 shares of common stock as a grant or award. The shares were granted on March 2, 2026 at a weighted average price of $10.90 per share. Following this transaction, his direct holdings increased to 16,122 common shares. The grant was made pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.

STONER CHRISTY D reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp reported that Christy D. Stoner, President & CEO of Uwharrie Investment Advisors and CMO of Uwharrie Capital Corp, received a grant of 917 shares of common stock on March 2, 2026. The shares were granted under the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust at a weighted average price of $10.90 per share. Following this grant, her directly held common stock increased to 14,092 shares, with additional direct and indirect holdings reported for various custodial and family accounts.

Uwharrie Capital Corp EVP & Corporate Secretary Tamara M. Singletary acquired additional company stock through an equity grant. She received 458 shares of common stock on March 2, 2026 at a weighted average price of $10.90 per share, pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust. Following this grant, she directly holds 49,598 common shares. She also has indirect holdings as custodian for her son and daughter, with 272 shares reported for each account.

Senter Brooke L reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp insider Brooke L. Senter, Chief People Officer, reported an award of 458 shares of common stock on March 2, 2026 to The Senter Living Trust at a weighted average price of $10.90 per share. The filing also updates various direct and indirect common stock holdings for Senter and related family accounts.

Uwharrie Capital Corp’s Chief Credit Officer Cheryl P. Rinehardt reported an award of common stock on March 2, 2026. She acquired 458 shares of common stock at a weighted average price of $10.90 per share as a grant or other acquisition, increasing this directly held position to 3,028 shares (held "Self TOD Son"). A separate directly owned holding of 1,906 common shares is shown as being held by Cede & Co. as depository for an IRA for her benefit.

Uwharrie Capital Corp Chief Risk Officer R. David Beaver III reported an equity grant of common stock. On this Form 4, he received a grant or award acquisition of 1,834 shares of common stock held jointly with his spouse at a weighted average price of $10.90 per share, bringing this joint holding to 6,981 shares. The shares were granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.

The filing also updates his other direct holdings, showing 30,324 shares of common stock in a separate direct account, 3,962 shares in an IRA, and 1,268 shares held jointly with his mother, providing a fuller picture of his overall ownership position.

Andrew Jason R reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp Chief Operations Officer Andrew Jason received a grant of 1376 shares of common stock held jointly with his spouse at a weighted average price of $10.9000, under the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.

Following this award, he directly holds 16529 shares of common stock and is reported as indirectly owning 74 additional shares held by his great grandmother-in-law as custodian for his spouse.

Almond Heather H reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp Chief Financial Officer Heather H. Almond reported receiving a grant of 1,376 shares of common stock held jointly with her spouse at a weighted average price of $10.90 per share. The award was made under the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.

After this grant, Almond directly owns a total of 25,504 shares of Uwharrie Capital common stock.

Uwharrie Capital Corp insider trading report: President and CEO Roger L. Dick reported open-market purchases of the company’s common stock. On 12/31/2025, he acquired 489 shares at a price of $10.9499 per share and 400 shares at a price of $10.95 per share.

Following these transactions, he beneficially owned 3,651 shares of common stock in one account, 92,105 shares in another account, and 9,516 shares in an IRA account, all held for his benefit through various custodians and trustees.

Uwharrie Capital Corp’s Chief People Officer, Brooke L. Senter, reported a non-cash internal transfer of company stock. On 12/19/2025, a total of 44,613 shares of common stock were listed as disposed of and 44,613 shares were listed as acquired, both at a reported price of $0.00, using transaction code J, which indicates a transfer. The explanation states the shares moved from a sole name transfer-on-death spouse brokerage safekeeper account to a trust brokerage safekeeper account, with no money received for the disposed shares and no money paid for the acquired shares.

Following the reported transaction, the form shows 44,613 shares of common stock held directly, plus additional indirect holdings across several accounts, including Roth IRAs and custodial accounts for family members. The filing emphasizes that these changes reflect movements between related accounts rather than open-market purchases or sales.

Uwharrie Capital Corp director S. Todd Swaringen reported acquiring company stock through board compensation and a small additional purchase. On 12/15/2025 he received 142 shares of common stock as payment for a portion of his Annual Retainer for serving as a director, with the number of shares based on the trading price of $10.5 per share.

On the same date he also purchased 80 shares of common stock at $10.5 per share in an account where he acts as custodian for his daughter. After these transactions, the form shows him holding 2,548 shares of common stock directly and 80 shares indirectly as custodian for his daughter, and it also lists 2,252 additional shares in an account held by Cede & Co. for his benefit.

Uwharrie Capital Corp director Vernon A. Russell reported acquiring additional common stock as part of his board compensation. On 12/15/2025, he received 142 shares of common stock at $10.5 per share, recorded as an acquisition and described as payment for a portion of his Annual Retainer for serving as a director.

After this transaction, Russell beneficially owned 2,857 shares of Uwharrie common stock held directly. He also reported 6,422 shares held by Cede & Co. as depository for an IRA for his benefit, 2,015 shares in an IRA for his spouse Edith Bridges Russell, and 442 shares held by Pershing LLC as safekeeper for his spouse under a transfer-on-death designation.

Uwharrie Capital Corp director Frank A. Rankin, III reported acquiring additional common stock of the company as part of his board compensation. On 12/15/2025, he acquired 142 shares of common stock at $10.5 per share, recorded as an acquisition transaction.

This stock award represents payment for a portion of his Annual Retainer for serving as a director. Following this transaction, Rankin directly beneficially owns 52,329 shares of Uwharrie Capital Corp common stock.

Uwharrie Capital Corp director Chris M. Poplin reported acquiring 142 shares of the company’s common stock on December 15, 2025. The shares, held jointly with a spouse, represent payment for a portion of Poplin’s Annual Retainer for serving as a director, with the number of shares based on dividing the retainer amount by the trading price of the stock for this payment, noted as $10.50 per share.

After this transaction, Poplin beneficially owns 9,874 shares of Uwharrie Capital Corp common stock in direct form. The filing is a Form 4 submitted for one reporting person in the capacity of director.

Uwharrie Capital Corp director Wesley A. Morgan reported acquiring 142 shares of the company’s common stock on 12/15/2025 at $10.50 per share. The shares were received as payment for a portion of his annual retainer for serving on the board of directors.

After this stock-based retainer payment, Morgan directly beneficially owns 8,118 shares of Uwharrie Capital common stock, further tying his compensation to the company’s equity performance.

Uwharrie Capital Corp director Matthew D. McAulay reported acquiring 142 shares of common stock on 12/15/2025 as part of his annual retainer for board service. The shares, held jointly with his spouse, were calculated using a price of $10.5 per share based on the issuer's trading price for this specific payment.

After this acquisition, McAulay beneficially owns 1,802 shares of Uwharrie Capital common stock in direct ownership. This transaction reflects receipt of company stock as payment for a portion of his director compensation.

Uwharrie Capital Corp director Mary N. Klauder acquired 142 shares of common stock on 12/15/2025 at $10.5 per share. The acquisition represents payment for a portion of her Annual Retainer for serving in the capacity of director, rather than a cash payment. After this stock-based retainer payment, she beneficially owns 9,526 shares of Uwharrie Capital Corp common stock held directly.

Uwharrie Capital Corp director Cynthia B. Hanson reported receiving common stock as part of her board compensation. On 12/15/2025, she acquired 142 shares of Uwharrie Capital common stock, held directly in her own name, at a reported price of $10.5 per share. This acquisition is described as payment for a portion of her Annual Retainer for serving as a director, with the number of shares based on the retainer amount divided by the trading price of the stock for this specific payment.

Following this transaction, Hanson beneficially owns 2,123 shares of Uwharrie Capital common stock directly.

Uwharrie Capital Corp director Allen K. Furr reported receiving company stock as part of his board compensation. On 12/15/2025, he acquired 142 shares of Uwharrie Capital common stock held jointly with his spouse at $10.5 per share as payment for a portion of his annual director retainer.

Following this transaction, he beneficially owns 4,371 jointly held shares and 967 shares held directly, along with additional shares held through IRA and custodial accounts for himself, his spouse, and their daughter.

Uwharrie Capital Corp director Deidre B. Foster reported acquiring 142 shares of the company’s common stock on 12/15/2025 at $10.5 per share. This stock was received as payment for a portion of her annual retainer for serving on the board of directors, rather than as a regular market purchase. After this transaction, she beneficially owned 4,062 shares of Uwharrie Capital Corp common stock, held directly and jointly with her spouse.

Uwharrie Capital Corp director Vanessa O. Chambers reported an acquisition of company stock in her capacity as a board member. On 12/15/2025, she acquired 142 shares of Uwharrie Capital common stock, held jointly with her spouse, at a price of $10.5 per share.

The filing explains that these shares represent payment for a portion of her Annual Retainer for serving as a director, with the number of shares based on the retainer amount divided by the trading price of the stock for this payment. Following this transaction, she beneficially owns 2,594 shares of Uwharrie Capital common stock, reported as directly owned.

Uwharrie Capital Corp director Dean M. Bowers reported acquiring 142 shares of the company’s common stock on 12/15/2025 at a price of $10.50 per share. The filing explains that this stock issuance represents payment of a portion of his Annual Retainer for serving as a director, with the number of shares based on the trading price of the stock used for this payment.

After this compensation-related transaction, Bowers beneficially owns 8,838 shares of Uwharrie Capital Corp common stock, held directly.

Uwharrie Capital Corp director Aaron D. Bates reported acquiring 142 shares of common stock on 12/15/2025 at $10.50 per share. This stock was issued as payment for a portion of his annual retainer for serving as a director, with the share count based on the retainer amount divided by the trading price for this specific payment.

After the transaction, he beneficially owns 1,083 shares directly in his own account and 684 shares of common stock held in a Simple IRA account.