Every Form 4 that Equitable Holdings Inc (EQH) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow EQH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full EQH filings page.
Equitable Holdings, Inc. officer Seth P. Bernstein reported acquiring 126.7600 shares of common stock on a grant or award basis. These shares represent dividend equivalents that accrued on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan, rather than an open-market purchase.
The filing states that dividend equivalents are issued in the form of RSUs and vest on the same schedule and terms as the underlying RSUs. Following this award, Bernstein directly holds a total of 55,734.5603 shares of common stock, including RSUs.
Raju Robin M reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. Chief Financial Officer Raju Robin M received an award of 391.64 shares of common stock on account of dividend equivalents that accrued on previously granted Restricted Stock Units (RSUs). These dividend equivalents are issued as additional RSUs and follow the same vesting and settlement terms as the underlying RSUs.
After this award, his directly held position, including RSUs, totals 185,774.48 shares of common stock. This reflects a compensation-related grant rather than an open-market purchase or sale.
Equitable Holdings, Inc. Chief Operating Officer Jeffrey J. Hurd reported receiving 332.2900 shares of common stock on March 12, 2026 as a grant classified as a dividend-equivalent award. The shares were issued at a price of $0.0000 per share under the company’s incentive plan and reflect dividend equivalents accrued on previously awarded Restricted Stock Units.
Following this acquisition, Hurd holds a total of 94,403.4032 shares of common stock, including RSUs, directly. These dividend-equivalent RSUs vest and settle on the same terms as the related RSUs and represent routine, compensation-related accruals rather than open-market purchases or sales.
Equitable Holdings, Inc. executive Seth P. Bernstein reported equity compensation and related tax-withholding transactions in company common stock. On March 2, 2026, he received a grant/award of 20,451.7303 shares of common stock at $0.00 per share, reflecting the vesting of Performance Shares granted under the 2019 Omnibus Incentive Plan and earned based on performance objectives for the period from January 1, 2023 through December 31, 2025.
On the same date, a total of 16,? ,? shares were disposed of under code F transactions at $40.22 per share to cover tax liabilities upon vesting of earlier Restricted Stock Units and these Performance Shares, as noted in the footnotes. Following these transactions, Bernstein directly held 55,607.8003 shares of common stock, and this total includes Restricted Stock Units.
Equitable Holdings executive Lane Nick reported equity award activity and related tax withholding on common stock. On March 2, 2026, he received a grant or award of 64,063.6058 common shares at $0.0000 per share, reflecting the vesting of performance shares under the 2019 Omnibus Incentive Plan.
On the same date, 15,401 shares and 32,704 shares of common stock at $40.2200 per share were disposed of to cover tax liabilities upon vesting of restricted stock units and performance shares. After these transactions, he directly held 123,834.4058 common shares, and this total includes restricted stock units.
Equitable Holdings Chief Legal Officer Kurt Meyers reported share movements tied to equity compensation on March 2, 2026. He received a grant/vesting of 6,777.3416 shares of common stock at no cost, reflecting earned performance shares under the 2019 Omnibus Incentive Plan.
On the same date, 1,404 shares and 2,944 shares of common stock were withheld to cover tax obligations upon vesting of restricted stock units and performance shares at $40.22 per share. After these transactions, Meyers directly owned 33,926.0916 shares of Equitable Holdings common stock, including shares acquired through the company’s stock purchase plan.
Equitable Holdings, Inc. President and CEO Mark Pearson reported equity compensation activity involving company common stock. On March 2, 2026, he received a grant or award of 261,176.8978 shares, reflecting the vesting of performance shares granted under the 2019 Omnibus Incentive Plan and earned based on performance objectives for the period from January 1, 2023 through December 31, 2025. On the same date, a total of 212,109 shares (67,679 shares and 144,430 shares) were disposed of through tax-withholding transactions to cover taxes due upon vesting of prior restricted stock units and performance shares, rather than open-market sales. Following these transactions, his directly held holdings, which include restricted stock units, increased as reported in the Form 4.
Equitable Holdings, Inc. Chief Operating Officer Jeffrey J. Hurd reported equity compensation-related transactions in the company’s common stock. On March 2, 2026, he received a grant or award of 57,904.5532 shares of common stock at $0.00 per share, including Restricted Stock Units and vested Performance Shares earned under the 2019 Omnibus Incentive Plan for the performance period from January 1, 2023 through December 31, 2025.
On the same date, a total of 42,848 shares of common stock (13,288 shares and 29,560 shares) were disposed of at $40.22 per share to cover tax obligations upon the vesting of Restricted Stock Units and Performance Shares. After these transactions, Hurd directly owned 94,071.1132 shares of common stock, including Restricted Stock Units.
Equitable Holdings Chief Accounting Officer William James Eckert IV reported stock-based compensation activity involving company common shares. On 2026-03-02, he received a grant or award of 11,088.7556 shares at $0.0000 per share, reflecting vesting of Performance Shares granted under the 2019 Omnibus Incentive Plan for performance from January 1, 2023 through December 31, 2025.
On the same date, 2,450 shares and 5,661 shares were disposed of at $40.2200 per share to cover tax liabilities upon vesting of previous Restricted Stock Units and Performance Shares, rather than open-market selling. After these transactions, he directly held 22,747.2156 common shares, and the total includes Restricted Stock Units.
Equitable Holdings Chief Financial Officer Robin M. Raju reported equity compensation activity and related tax withholding in company stock. On March 2, 2026, he received a grant or award of 62,831.18 shares of common stock at $0.0000 per share, increasing his directly held stake. On the same date, the company withheld 15,186 shares and 32,076 shares of common stock at $40.22 per share to cover tax liabilities tied to the vesting of earlier Restricted Stock Units and Performance Shares earned under the 2019 Omnibus Incentive Plan. Following these transactions, he directly owned 185,382.84 shares, including Restricted Stock Units.
Equitable Holdings, Inc. executive Nick Lane exercised employee stock options for 10,000 shares on February 17, 2026, converting them into common stock at $23.18 per share.
On the same date, he sold a total of 30,000 common shares in open-market transactions at weighted average prices around $44–$45 per share under a Rule 10b5-1 trading plan adopted on September 18, 2025.
After these transactions, he directly held 107,875.8 shares of Equitable Holdings common stock, and this total includes Restricted Stock Units.
Equitable Holdings President and CEO Mark Pearson reported option exercises and share sales in EQH stock. On February 18, 2026, he exercised employee stock options for 27,200 shares at $23.18 per share, receiving the same number of common shares.
On the same date, he sold 39,700 common shares at a weighted average price of $45.50 per share in open-market transactions. These trades, and the related option exercises, were carried out under a Rule 10b5-1 trading plan adopted on May 16, 2025. Following these transactions, he directly owned 763,455.01 common shares, which the disclosure notes includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.
Eckert William James IV reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings’ Chief Accounting Officer William James Eckert IV received an equity award in the form of restricted stock units. On February 11, 2026, he was granted 4,144 shares of common stock at a reference price of $45.85 per share under the 2019 Omnibus Incentive Plan.
The restricted stock units vest in three equal annual installments starting on February 28, 2027, with shares delivered within 30 days after each vesting date. Following this award, Eckert beneficially owns 19,769.46 shares of Equitable Holdings common stock, and this total includes restricted stock units.
Pearson Mark reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings President and CEO Mark Pearson received an equity grant. On February 11, 2026, he was awarded 123,010 shares of common stock in the form of restricted stock units at a reference price of $45.85 per share under the company’s 2019 Omnibus Incentive Plan.
The restricted stock units vest in three equal annual installments beginning on February 28, 2027, with vested shares to be delivered within 30 days after each vesting date. Following this grant, Pearson beneficially owns 775,955.01 shares of Equitable Holdings common stock, including restricted stock units.
HURD JEFFREY J reported acquisition or exercise transactions in a Form 4 filing for EQH. The filing lists transactions totaling 23,992 shares at a weighted average price of $45.85 per share. Following the reported transactions, holdings were 79,015 shares.
Meyers Kurt reported acquisition or exercise transactions in a Form 4 filing for EQH. The filing lists transactions totaling 9,597 shares at a weighted average price of $45.85 per share. Following the reported transactions, holdings were 31,497 shares.
Lane Nick reported acquisition or exercise transactions in a Form 4 filing for EQH. The filing lists transactions totaling 27,918 shares at a weighted average price of $45.85 per share. Following the reported transactions, holdings were 127,876 shares.
Equitable Holdings executive Seth P. Bernstein reported an equity award under the company’s 2019 Omnibus Incentive Plan. On 02/11/2026 he acquired 8,725 shares of common stock at $45.85 per share, bringing his directly held stake to 52,215.07 shares, including restricted stock units.
The award consists of restricted stock units that each represent a right to receive one share upon vesting. These units vest in three equal annual installments beginning on February 28, 2027, with vested shares to be delivered within 30 days after each vesting date.
Equitable Holdings, Inc.'s Chief Financial Officer Robin M. Raju reported an equity compensation grant in the form of restricted stock units tied to the company's common stock. On February 11, 2026, he acquired 29,226 units at a reference price of $45.85 per share.
Each restricted stock unit represents the right to receive one share of common stock upon vesting. The units vest in three equal annual installments beginning on February 28, 2027, with shares to be delivered within 30 days after each vesting date. Following this grant, Raju beneficially owns 169,813.66 common shares in total, including restricted stock units, all held directly.
Equitable Holdings, Inc., a more than 10% owner of AllianceBernstein L.P., reported updated ownership of its AB Units and related exchange rights. Following an internal transaction coded "J" on 10/29/2025, Equitable directly beneficially owned 81,445,154 AB Units.
It also indirectly beneficially owned 75,851,289 AB Units through Alpha Units Holdings, Inc. and 41,934,582 AB Units through Alpha Units Holdings II, Inc., both wholly owned subsidiaries. Derivative "Exchange Right" positions over 14,894,140 and 19,682,946 AB Units, tied to a July 10, 2025 Amended and Restated Exchange Agreement, are now shown with 0 derivative securities beneficially owned.
Equitable Holdings, Inc. insider activity: President and CEO Mark Pearson reported several equity transactions dated 01/20/2026. He exercised 27,200 employee stock options at an exercise price of $23.18 per share, receiving the same number of shares of common stock. On the same date, he sold 33,838 shares of common stock at a weighted average price of $46.1059 and an additional 5,862 shares at a weighted average price of $46.7701.
The filing states that these option exercises and sales were carried out under a Rule 10b5-1 trading plan adopted on May 16, 2025. Following the reported transactions, Pearson directly beneficially owned 652,945.01 shares of Equitable Holdings common stock, which includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan, as well as 163,200 employee stock options.
Equitable Holdings insider Nick Lane reported option exercises and share sales. On January 15, 2026, Lane exercised an employee stock option for 10,000 shares of Equitable Holdings common stock at an exercise price of $23.18 per share. That same day, he sold a total of 30,000 shares of common stock in three transactions at weighted-average sale prices of $47.6474, $47.6516 and $47.6497 per share. Following these transactions, Lane beneficially owned 99,957.8 shares of common stock and 34,417 employee stock options, with the share total including restricted stock units. The filing notes that the sales and option exercise were carried out under a pre-established Rule 10b5-1 trading plan adopted on September 18, 2025.
Equitable Holdings Chief Operating Officer Jeffrey J. Hurd reported selling common stock of Equitable Holdings, Inc. The filing shows a sale of 6,790 shares of common stock on January 15, 2026, coded as an open-market sale. The weighted average sale price was $47.6523 per share, with the individual trades executed between $47.2000 and $48.1800.
After this transaction, Hurd beneficially owned 55,022.56 shares of Equitable Holdings common stock, and this total includes Restricted Stock Units. The sale was carried out under a Rule 10b5-1 trading plan that Hurd adopted on May 1, 2025, indicating the trades were pre-arranged under that plan.
Equitable Holdings, Inc. insider Nick Lane, President of Equitable Financial, reported several stock transactions on December 18, 2025. He exercised an employee stock option to acquire 10,000 shares of common stock at an exercise price of $23.18 per share, then sold 30,000 shares of common stock in three separate sales the same day at weighted average prices of $47.8799, $47.8714, and $47.8735 per share. After these transactions, he beneficially owned 119,957.8 shares of common stock, including restricted stock units, and 44,417 employee stock options with a $23.18 exercise price expiring on February 26, 2030. All reported trades and the option exercise were carried out under a Rule 10b5-1 trading plan adopted on September 18, 2025.
Equitable Holdings, Inc. President and CEO Mark Pearson reported a planned stock transaction involving option exercises and share sales. On 12/18/2025, he exercised employee stock options covering 27,200 shares of common stock at an exercise price of $23.18 per share and acquired those shares. The same day, he sold 39,700 shares of common stock in market transactions at a weighted average price of $47.8757 per share.
After these transactions, Pearson beneficially owned 665,445.01 shares of Equitable Holdings common stock in direct form, a figure that includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. Following the option exercise, he held 190,400 employee stock options. The filing notes that the option exercise and related sale activity were effected under a Rule 10b5-1 trading plan adopted on May 16, 2025.
Equitable Holdings, Inc.'s chief operating officer Jeffrey J. Hurd reported selling 6,790 shares of common stock on December 15, 2025. The sale was coded as an open-market sale and was carried out under a Rule 10b5-1 trading plan that he adopted on May 1, 2025.
The weighted average sales price was $48.3537 per share, with individual trades executed between $48.1300 and $48.8300. After this transaction, Hurd beneficially owns 61,812.56 shares of Equitable Holdings, and this total includes Restricted Stock Units.
Equitable Holdings, Inc. reported an insider stock sale by its Chief Accounting Officer. On 12/10/2025, the officer sold 4,300 shares of common stock in a single transaction at a price of $47.27 per share. After this sale, the reporting person beneficially owned 15,625.46 shares, a total that includes restricted stock units. The filing is made on behalf of the officer by an attorney-in-fact and reflects a transaction that may have been made under a pre-arranged Rule 10b5-1 trading plan.
Equitable Holdings, Inc. reported an insider equity award for a senior executive. Chief Operating Officer Nick Lane acquired 294.78 shares of Equitable Holdings common stock on 12/01/2025 at a stated price of $0, increasing his beneficial ownership to 68,602.56 shares.
The transaction reflects dividend equivalents credited on previously granted Restricted Stock Units, which are awarded under the company’s incentive plan. These dividend equivalents grow as dividends are paid on the underlying common shares and convert into additional RSUs that vest and settle on the same schedule and terms as the original RSUs.
Equitable Holdings, Inc. officer Nick Lane reported an automatic grant of dividend equivalents on restricted stock units (RSUs) tied to the company’s common stock. On 12/01/2025, he acquired 333.48 additional RSUs at a price of $0, reflecting dividends paid on the underlying shares. Each RSU represents a contingent right to receive one share of common stock and will vest, settle, and expire on the same terms as the original RSU awards.
Following this transaction, Lane beneficially owned a total of 139,957.8 shares and RSUs in Equitable Holdings, Inc., held directly. He is identified as an officer of the company, serving as President of Equitable Financial, and this filing covers his holdings as a single reporting person.
Equitable Holdings, Inc. reported a routine equity award for an executive. On 12/01/2025, the Head of Asset Management received 115.07 shares of common stock in the form of dividend equivalents on previously granted Restricted Stock Units (RSUs). These dividend equivalents are issued as RSUs that vest and settle under the same terms as the original RSUs, each representing a contingent right to receive one share of common stock.
After this transaction, the executive beneficially owns 43,490.07 shares of Equitable Holdings common stock in direct form, and this total includes RSUs. The transaction was reported on a Form 4 as an acquisition at a price of $0, reflecting that it arose from dividend accruals rather than an open-market purchase.
Equitable Holdings, Inc. President and CEO Mark Pearson, who is also a director, reported an automatic equity accrual linked to his existing awards. On 12/01/2025, he acquired 1,405.01 shares of common stock in the form of dividend equivalents on previously granted Restricted Stock Units (RSUs) at a price of $0. Dividend equivalents are additional RSUs that accumulate when cash dividends are paid on the underlying common shares and vest on the same schedule as the original RSUs. Following this transaction, Pearson beneficially owns 677,945.01 shares of common stock, including RSUs, held in direct form.
Equitable Holdings, Inc. reported an insider equity change for its Chief Legal Officer and Secretary, Kurt Meyers. On 12/01/2025, he acquired 163.75 shares of common stock at $0 through dividend equivalents credited on previously granted restricted stock units (RSUs) under the company’s incentive plan.
After this transaction, Meyers beneficially owned 21,899.75 shares of Equitable common stock, including RSUs. The filing notes that dividend equivalents are paid when dividends are paid on the underlying shares, and they vest and settle on the same schedule as the related RSUs. It also states that the total ownership figure includes shares acquired through the Equitable Stock Purchase Plan since his last ownership report.
Equitable Holdings, Inc. officer and Chief Accounting Officer William Eckert reported an automatic acquisition of common stock-linked awards. On 12/01/2025, he received 53.76 additional common stock units at a price of $0, recorded as an "A" (acquired) transaction. After this event, he beneficially owned a total of 19,925.46 common stock-related units.
The filing explains that these units are dividend equivalents on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan. Dividend equivalents are credited when Equitable pays dividends on the common shares underlying the RSUs, and they vest and settle on the same schedule and terms as the original RSUs, with each unit representing a contingent right to receive one share of common stock.
Equitable Holdings, Inc. reported a routine equity compensation update for its Chief Financial Officer, Robin Raju. On 12/01/2025, Raju acquired 329.77 shares of Equitable common stock at a price of $0 per share through dividend equivalents on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan.
Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs and convert into additional RSUs that vest and settle on the same terms as the original awards. After this transaction, Raju beneficially owned a total of 140,587.66 shares of common stock, which includes RSUs, held in direct ownership.
Equitable Holdings, Inc. (EQH) President and CEO and director Mark Pearson reported Form 4 transactions dated 11/18/2025. He exercised an employee stock option for 27,200 shares of common stock at an exercise price of $23.18 per share, then sold 35,965 shares at a weighted average price of $43.1051 and a further 3,735 shares at a weighted average price of $43.5268, with both sales executed in multiple trades.
Following these transactions, Pearson beneficially owns 680,275 and then 676,540 EQH shares directly, a figure that includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. The filing notes that the option grant for 27,200 shares was made under the company’s 2019 Omnibus Incentive Plan and vested in three installments beginning on February 26, 2021. All reported sales and the option exercise were carried out under a Rule 10b5-1 trading plan adopted on May 16, 2025.
Equitable Holdings, Inc. (EQH) reported an insider stock sale by its Chief Operating Officer, Jeffrey J. Hurd. On 11/17/2025, Hurd sold 3,790 shares of common stock at a weighted average price of $42.8064 and an additional 3,000 shares at a weighted average price of $43.8783. These transactions were executed under a Rule 10b5-1 trading plan adopted on May 1, 2025, which is designed to pre-arrange trades to avoid discretionary timing. Following the sales, Hurd beneficially owned 68,307.78 shares of EQH common stock, which total includes Restricted Stock Units.
Equitable Holdings Inc. (EQH) filed a Form 4 reporting purchases of a total of 75,000 AllianceBernstein L.P. AB Units on October 30, 2025 in privately negotiated transactions at $38.8097 per unit.
Following these purchases, EQH’s direct beneficial ownership increased to 81,520,154 AB Units. As of October 29, 2025, affiliates held 75,851,289 AB Units (Alpha Units Holdings, LLC) and 41,934,582 AB Units (Alpha Units Holding II, LLC).
Equitable Holdings (EQH) reported insider activity by President and CEO Mark Pearson on 10/20/2025 under a Rule 10b5-1 trading plan. He exercised 27,200 employee stock options at an exercise price of $23.18 and sold 37,500 shares at a weighted average price of $48.1525, plus an additional 2,200 shares at a weighted average price of $48.4116.
Following these transactions, his beneficial ownership was 689,040 shares, which includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. The derivative table shows 244,800 employee stock options beneficially owned after the reported transactions, with the option grant expiring on 02/26/2030.
Equitable Holdings (EQH) disclosed insider sales by Chief Operating Officer Jeffrey J. Hurd. On 10/15/2025, he sold 5,883 shares of common stock at a weighted average price of $48.8608 and 907 shares at a weighted average price of $49.8178. Following these transactions, his beneficial ownership was 75,097.78 shares. The filing states the sales were made under a Rule 10b5-1 trading plan adopted on May 1, 2025, and that the reported prices reflect weighted averages from multiple trades within disclosed ranges. The total beneficial ownership figure includes Restricted Stock Units.
Robin Raju, Chief Financial Officer of Equitable Holdings, Inc. (EQH), reported insider transactions dated 09/22/2025. The Form 4 shows three linked transactions: two option exercises/awards that resulted in acquisition of 8,726 shares at an effective price of $18.74 and 17,162 shares at $23.18, and a sale of 36,888 shares at $54.00. After these transactions the reporting person’s beneficial ownership is reported as 140,257.89 shares. The derivative table clarifies the acquisitions stem from employee stock options exercisable with zero exercise price for reporting purposes and the acquired shares include Restricted Stock Units. The Form 4 is filed by one reporting person and signed by an attorney-in-fact on behalf of Robin Raju.
Mark Pearson, President and CEO of Equitable Holdings, Inc. (EQH), reported option exercises and open-market sales on a Form 4. On 09/18/2025 he exercised 27,200 employee stock options with a $23.18 exercise price, resulting in 27,200 shares issued. The same day he sold 39,551 shares at a weighted-average price of $54.2247. On 09/19/2025 he sold an additional 149 shares at $54.47. After these transactions he beneficially owned 690,529 shares (including restricted stock units). The sales and exercise were effected under a Rule 10b5-1 trading plan adopted on May 16, 2025. The Form 4 was signed by an attorney-in-fact on 09/19/2025.
Jeffrey J. Hurd, Chief Operating Officer of Equitable Holdings, Inc. (EQH), reported insider sales executed under a Rule 10b5-1 trading plan adopted May 1, 2025. On 09/15/2025 he sold 5,690 shares at a weighted average price of $53.5802 and 1,100 shares at a weighted average price of $54.2418. The filings state the first sale prices ranged $53.1100–$54.1000 and the second $54.1500–$54.3300, with the reported prices reflecting weighted averages; full trade-level detail is available on request. After these transactions Hurd’s beneficial ownership is reported as 81,887.78 shares (direct), with totals including restricted stock units. The Form 4 was submitted and signed by an attorney-in-fact on 09/17/2025.
Arlene Isaacs-Lowe, a director of Equitable Holdings, Inc. (EQH), reported a sale of 1,800 shares of EQH common stock on 09/16/2025 at a price of $52.74 per share. After the sale she beneficially owned 16,363 shares. The Form 4 lists her relationship to the issuer as a director and was signed by Michael Brudoley as attorney-in-fact on 09/17/2025. The filing records the transaction as a non-derivative sale and provides the reporting person's business address at Equitable Holdings, Inc.