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SEC Filings for December 29, 2025

1,034 filings published on Monday, December 29, 2025.

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IMPACT
SENTIMENT
12/29/2025 04:01 PM
GWRE : NYSE
Issuer (NYSE: GWRE) insider files to sell 1,400 common shares
other
IMPACT
SENTIMENT
12/29/2025 04:01 PM
GLOP : NYSE
GasLog Partners (GLOP) files Form 6-K on Board of Directors changes
current report
IMPACT
SENTIMENT
12/29/2025 04:01 PM
HPQ : NYSE
HP Inc. (NYSE: HPQ) holder files notice to sell 33,321 shares
other
IMPACT
SENTIMENT
12/29/2025 04:01 PM
BACK : OTC
IMAC Holdings (BACK) adds secured short-term note maturing January 2026
current report
IMPACT
SENTIMENT
12/29/2025 04:05 PM
BERZ : NYSE
BANK OF MONTREAL /CAN/ Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 04:00 PM
LLY : NYSE
Eli Lilly (LLY) major holder Lilly Endowment discloses sale of 240 shares
insider
IMPACT
SENTIMENT
12/29/2025 04:00 PM
LBSR : OTC
Liberty Star Uranium & Metals (LBSR) approves major increase in authorized stock
proxy
IMPACT
SENTIMENT
12/29/2025 03:58 PM
TII : NYSE TIMCD : OTC
Titan Mining Corp Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
12/29/2025 03:54 PM
CARS : NYSE
Cars.com (CARS) details new RSU and PSU awards for CEO-designate
insider
IMPACT
SENTIMENT
12/29/2025 03:54 PM
CLH : NYSE
Clean Harbors (NYSE: CLH) director discloses charitable gift and 10,987 shares held
insider
IMPACT
SENTIMENT
12/29/2025 03:48 PM
TSQ : NYSE
TSQ (TSQ) holder files notice to sell 5,693 Class A shares
other
IMPACT
SENTIMENT
12/29/2025 03:46 PM
BERZ : NYSE
Bank of Montreal (BERZ) 4.55% callable fixed-rate Notes maturing 2032
prospectus
IMPACT
SENTIMENT
12/29/2025 03:46 PM
TD : NYSE
The Toronto-Dominion Bank (TD) details S&P 500 capped buffered notes terms
prospectus
IMPACT
SENTIMENT
12/29/2025 03:44 PM
PVH : NYSE
PVH Corp (PVH) EVP Controller granted 2,744 restricted stock units
insider
IMPACT
SENTIMENT
12/29/2025 03:43 PM
DRI : NYSE
Darden Restaurants (DRI) CFO reports 500-share stock gift in Form 4
insider
IMPACT
SENTIMENT
12/29/2025 03:39 PM
NJR : NYSE
NEW JERSEY RESOURCES CORP Insider Trading Activity
insider
IMPACT
SENTIMENT
12/29/2025 03:36 PM
BERZ : NYSE
Bank of Montreal (BERZ) 4.00% bail-inable Notes due 2029 detailed
prospectus
IMPACT
SENTIMENT
12/29/2025 03:34 PM
EE : NYSE
Excelerate Energy (EE) sees 3.89% Class A stake reported by Ranger
other
IMPACT
SENTIMENT
12/29/2025 03:34 PM
FKYS : OTC
First Keystone Corporation (FKYS) appoints Stacy L. Gordner as CFO
current report
IMPACT
SENTIMENT
12/29/2025 03:34 PM
ARL : NYSE
American Realty Investors (NYSE: ARL) 2025 director and auditor votes
current report
IMPACT
SENTIMENT
12/29/2025 03:35 PM
BERZ : NYSE
Bank of Montreal 4.30% senior medium-term notes maturing in 2030
prospectus
IMPACT
SENTIMENT
12/29/2025 03:26 PM
MFON : OTC
Mobivity (MFON) Q3 2025 loss widens amid heavy debt and cash strain
quarterly report
IMPACT
SENTIMENT
12/29/2025 03:23 PM
MTX : NYSE
MTX (NYSE: MTX) insider files Rule 144 to sell 23,093 shares
other
IMPACT
SENTIMENT
12/29/2025 03:23 PM
BUDZ : OTC
WEED, Inc. (BUDZ) reports higher 2025 losses and flags going concern risk
quarterly report
IMPACT
SENTIMENT
12/29/2025 03:22 PM
TCI : NYSE
Transcontinental Realty (NYSE: TCI) confirms director votes and 2025 auditor
current report
IMPACT
SENTIMENT
12/29/2025 03:21 PM
SPFX : OTC
Standard Premium Finance (SPFX) discloses board and audit committee resignation
current report
IMPACT
SENTIMENT
12/29/2025 03:16 PM
CIRX : OTC
CirTran (CIRX) agrees to $10M standby equity facility and debt paydown terms
current report
IMPACT
SENTIMENT
12/29/2025 03:15 PM
FLR : NYSE
Fluor Corp (NYSE: FLR) insider has shares withheld for RSU taxes
insider
IMPACT
SENTIMENT
12/29/2025 02:59 PM
LONCF : OTC
Loncor Gold Inc. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
12/29/2025 02:57 PM
BNS : NYSE
Bank of Nova Scotia (BNS) offers autocallable trigger notes on Nasdaq-100 and Russell 2000
prospectus
IMPACT
SENTIMENT
12/29/2025 02:56 PM
AMUB : NYSE
UBS (AMUB) 7.15% notes tied to 20-year U.S. Treasury mature July 2026
prospectus
IMPACT
SENTIMENT
12/29/2025 02:52 PM
BFLY : NYSE
Butterfly Network (BFLY) insider files to sell 14,911 shares after prior sales
other
IMPACT
SENTIMENT
12/29/2025 02:51 PM
BFLY : NYSE
Butterfly Network (NYSE: BFLY) insider files to sell 2,673 shares
other
IMPACT
SENTIMENT
12/29/2025 02:49 PM
PLNH : OTC
Planet 13 (PLNH) VP of Operations reports 30,000-share stock sale
insider
IMPACT
SENTIMENT
12/29/2025 02:46 PM
GS : NYSE
GOLDMAN SACHS GROUP INC Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 02:41 PM
RAKR : OTC
Rainmaker Worldwide (RAKR) CEO reports 1,000,000-share private stock sale
insider
IMPACT
SENTIMENT
12/29/2025 02:41 PM
CNTM : OTC
ConnectM (CNTM) subsidiary Keen Labs launches Hi-E energy storage systems
current report
IMPACT
SENTIMENT
12/29/2025 02:39 PM
BAC : NYSE
BofA Finance (NYSE: BAC) prices enhanced notes tied to S&P 500 FC TCA index
prospectus
IMPACT
SENTIMENT
12/29/2025 02:34 PM
BERZ : NYSE
Bank of Montreal equity-linked notes tied to AMD and Alphabet with contingent coupons
prospectus
IMPACT
SENTIMENT
12/29/2025 02:28 PM
RBMCF : OTC
Royal Bank of Canada (RBMCF) S&P 500 Accelerated Return Notes Overview
prospectus
IMPACT
SENTIMENT
12/29/2025 02:26 PM
BAC : NYSE
Bank of America (BAC) details 4.55% Fixed Rate Callable Notes due 2033
prospectus
IMPACT
SENTIMENT
12/29/2025 02:27 PM
MS : NYSE
Morgan Stanley Finance (NYSE: MS) prices principal-at-risk indexed notes
prospectus
IMPACT
SENTIMENT
12/29/2025 02:25 PM
RBMCF : OTC
Royal Bank of Canada (RBMCF) issues autocallable notes on global equity index basket
prospectus
IMPACT
SENTIMENT
12/29/2025 02:22 PM
CVU : NYSE
CPI Aerostructures (CVU) discloses fully vested interim CFO share grants
insider
IMPACT
SENTIMENT
12/29/2025 02:13 PM
BAC : NYSE
BofA Finance (BAC) files Meta, Netflix, Oracle, Lululemon-linked auto-callable notes
prospectus
IMPACT
SENTIMENT
12/29/2025 02:13 PM
BAC : NYSE
Bank of America (BAC) issues 8.50% callable yield notes linked to Nasdaq-100, Russell 2000, S&P 500
prospectus
IMPACT
SENTIMENT
12/29/2025 02:13 PM
RBMCF : OTC
Royal Bank of Canada (RBMCF) issues EURO STOXX 50® linked notes with 300% leverage
prospectus
IMPACT
SENTIMENT
12/29/2025 02:12 PM
ATMP : CBOE
BARCLAYS BANK PLC Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 02:07 PM
ADZCF : OTC
Deutsche Bank (ADZCF) 5.80% callable senior notes due 2050 detailed
prospectus
IMPACT
SENTIMENT
12/29/2025 02:05 PM
BERZ : NYSE
Bank of Montreal (BERZ) prices $3.24M S&P 500 and Dow-linked buffer notes
prospectus
IMPACT
SENTIMENT
12/29/2025 02:04 PM
BERZ : NYSE
Bank of Montreal (BERZ) offers S&P 500 buffer notes with 29% max return
prospectus
IMPACT
SENTIMENT
12/29/2025 02:02 PM
BERZ : NYSE
BANK OF MONTREAL /CAN/ Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 02:01 PM
AMJB : NYSE
JPMORGAN CHASE & CO Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 02:01 PM
PGR : NYSE
Progressive (PGR) director reports 87,755-share charitable stock gift
insider
IMPACT
SENTIMENT
12/29/2025 01:59 PM
BAC : NYSE
BofA Finance (BAC) auto-callable enhanced return notes linked to Nasdaq-100, Russell 2000, S&P 500
prospectus
IMPACT
SENTIMENT
12/29/2025 01:58 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues autocallable notes tied to GDX, RTY, NDXT
prospectus
IMPACT
SENTIMENT
12/29/2025 01:58 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues SPX & Dow-linked callable barrier notes
prospectus
IMPACT
SENTIMENT
12/29/2025 01:58 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues index-linked callable buffer notes
prospectus
IMPACT
SENTIMENT
12/29/2025 01:58 PM
BERZ : NYSE
Bank of Montreal (BERZ) prices US$3.6M callable index-linked barrier notes
prospectus
IMPACT
SENTIMENT
12/29/2025 01:57 PM
BAC : NYSE
BofA Finance (NYSE: BAC) auto-callable index notes offer up to 34.5% cap
prospectus
IMPACT
SENTIMENT
12/29/2025 01:57 PM
BERZ : NYSE
Bank of Montreal (BERZ) offers principal-protected notes linked to NASDAQ-100 and Dow
prospectus
IMPACT
SENTIMENT
12/29/2025 01:55 PM
BERZ : NYSE
Bank of Montreal (NYSE: BERZ) issues autocallable notes with index-linked risk
prospectus
IMPACT
SENTIMENT
12/29/2025 01:54 PM
HLLY : NYSE
Holley Inc. (HLLY) CEO reports 178,194 shares withheld for taxes
insider
IMPACT
SENTIMENT
12/29/2025 01:52 PM
NXJ : NYSE NMZ : NYSE
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Business Combination Communication
merger
IMPACT
SENTIMENT
12/29/2025 01:53 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues autocallable notes linked to S&P 500, NASDAQ-100 and Russell 2000
prospectus
IMPACT
SENTIMENT
12/29/2025 01:51 PM
NMZ : NYSE
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND Business Combination Communication
merger
IMPACT
SENTIMENT
12/29/2025 01:45 PM
NWG : NYSE RBSPF : OTC
NatWest Group plc Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
12/29/2025 01:39 PM
BEN : NYSE
Franklin Resources (BEN) CEO and director reports updated stock ownership
insider
IMPACT
SENTIMENT
12/29/2025 01:39 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues S&P 500-linked buffer notes with capped 39.7% return
prospectus
IMPACT
SENTIMENT
12/29/2025 01:38 PM
GS : NYSE
GOLDMAN SACHS GROUP INC Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 01:38 PM
MS : NYSE
Morgan Stanley (MS) issues market-linked notes with worst-of Dow and S&P 500 payoff
prospectus
IMPACT
SENTIMENT
12/29/2025 01:38 PM
GS : NYSE
GS Finance Corp. (NYSE: GS) issues Nasdaq-100-linked callable notes with tax and credit risks
prospectus
IMPACT
SENTIMENT
12/29/2025 01:35 PM
BERZ : NYSE
Bank of Montreal (BERZ) prices autocallable buffer notes linked to INDU, RTY, NDX
prospectus
IMPACT
SENTIMENT
12/29/2025 01:35 PM
GS : NYSE
Goldman Sachs (NYSE: GS) issues Amazon stock-linked contingent income note
prospectus
IMPACT
SENTIMENT
12/29/2025 01:32 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues 120% leveraged buffered tech basket notes
prospectus
IMPACT
SENTIMENT
12/29/2025 01:30 PM
RNG : NYSE
RingCentral (NYSE: RNG) holder files to sell 6,495 common shares
other
IMPACT
SENTIMENT
12/29/2025 01:29 PM
BERZ : NYSE
BANK OF MONTREAL /CAN/ Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 01:27 PM
YUM : NYSE
Yum! Brands (YUM) CEO details new restricted stock unit holdings
insider
IMPACT
SENTIMENT
12/29/2025 01:25 PM
BEN : NYSE
Franklin Resources (BEN) executive chairman reports gifted BEN shares
insider
IMPACT
SENTIMENT
12/29/2025 01:22 PM
BEN : NYSE
Franklin Resources (NYSE: BEN) insider discloses Dec. 26 stock move
insider
IMPACT
SENTIMENT
12/29/2025 01:19 PM
EIC : NYSE EICA : NYSE EICB : NYSE EICC : NYSE
Eagle Point Income Co Inc. SEC Filing
other
IMPACT
SENTIMENT
12/29/2025 01:19 PM
BERZ : NYSE
Bank of Montreal (BERZ) offers 13% digital return notes tied to NASDAQ-100
prospectus
IMPACT
SENTIMENT
12/29/2025 01:17 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues Tesla-linked autocallable barrier notes with memory coupons
prospectus
IMPACT
SENTIMENT
12/29/2025 01:17 PM
BERZ : NYSE
Bank of Montreal (BERZ) digital return notes tied to EFA, S&P 500, Russell 2000
prospectus
IMPACT
SENTIMENT
12/29/2025 01:14 PM
BERZ : NYSE
Bank of Montreal pricing supplement for S&P 500 market-linked notes
prospectus
IMPACT
SENTIMENT
12/29/2025 01:13 PM
YUM : NYSE
Yum! Brands (YUM) COO and CPO report RSU transactions and vesting details
insider
IMPACT
SENTIMENT
12/29/2025 01:11 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues buffer notes tied to S&P 500 futures index
prospectus
IMPACT
SENTIMENT
12/29/2025 01:10 PM
CAT : NYSE
Caterpillar (NYSE: CAT) CEO reports new phantom stock unit award
insider
IMPACT
SENTIMENT
12/29/2025 01:11 PM
BNS : NYSE
Bank of Nova Scotia (BNS) prices Russell 2000® capped buffered notes with 150% upside
prospectus
IMPACT
SENTIMENT
12/29/2025 01:09 PM
CAT : NYSE
Caterpillar (CAT) Group President reports 13 new phantom stock units
insider
IMPACT
SENTIMENT
12/29/2025 01:09 PM
PTA : NYSE
Cohen & Steers Tax-Advantaged Preferred (NYSE: PTA) posts 8.49% NAV return
other
IMPACT
SENTIMENT
12/29/2025 01:05 PM
BERZ : NYSE
Bank of Montreal (BERZ) prices 2028 autocallable barrier notes with contingent coupons
prospectus
IMPACT
SENTIMENT
12/29/2025 01:02 PM
BERZ : NYSE
Bank of Montreal (BERZ) prices Marvell-linked callable barrier notes with memory coupons
prospectus
IMPACT
SENTIMENT
12/29/2025 12:59 PM
NUE : NYSE
Nucor (NYSE: NUE) EVP discloses 2,000-share sale and 593-share move
insider
IMPACT
SENTIMENT
12/29/2025 12:56 PM
BERZ : NYSE
Bank of Montreal (BERZ) details capped equity basket linked notes
prospectus
IMPACT
SENTIMENT
12/29/2025 12:53 PM
YUM : NYSE
Yum Brands (NYSE: YUM) CEO discloses RSU vesting schedule
insider
IMPACT
SENTIMENT
12/29/2025 12:50 PM
TPL : NYSE
Texas Pacific Land Corp (TPL) insider reports new share purchase
insider
IMPACT
SENTIMENT
12/29/2025 12:50 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues autocallable barrier index notes with 10.40% step-up calls
prospectus
IMPACT
SENTIMENT
12/29/2025 12:49 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues callable barrier notes with contingent coupons
prospectus
IMPACT
SENTIMENT
12/29/2025 12:48 PM
BERZ : NYSE
Bank of Montreal (NYSE: BERZ) issues autocallable notes linked to S&P 500 and Russell 2000
prospectus
IMPACT
SENTIMENT
12/29/2025 12:43 PM
BERZ : NYSE
Bank of Montreal (BERZ) issues Russell 2000® capped buffer notes for investors
prospectus
IMPACT
SENTIMENT
12/29/2025 12:43 PM
PW : NYSE
Power REIT (PW) holder reports 10% stake, weighs board and governance moves
other
IMPACT
SENTIMENT
12/29/2025 12:41 PM
PINS : NYSE
Pinterest (PINS) insider files to sell 22,821 Class A shares under Rule 144
other
IMPACT
SENTIMENT
12/29/2025 12:36 PM
AME : NYSE
AMETEK (AME) Sr. VP Comptroller discloses 19-share stock gift in Form 4
insider
IMPACT
SENTIMENT
12/29/2025 12:36 PM
PINS : NYSE
Pinterest (NYSE: PINS) stockholder plans Rule 144 sale of 6,000 shares
other
IMPACT
SENTIMENT
12/29/2025 12:35 PM
C : NYSE
Citigroup (C) prices 2038 callable fixed-rate notes with semiannual interest
prospectus
IMPACT
SENTIMENT
12/29/2025 12:34 PM
TPVG : NYSE
TriplePoint Venture Growth (TPVG) CEO details December insider stock buys
insider
IMPACT
SENTIMENT
12/29/2025 12:34 PM
TPVG : NYSE
TriplePoint Venture Growth (TPVG) director and officer logs Rule 10b5-1 stock buys
insider
IMPACT
SENTIMENT
12/29/2025 12:32 PM
IE : NYSE IVNHW : OTC
Ivanhoe Electric (NYSE: IE) planned Rule 144 sale totals 90,000 shares
other
IMPACT
SENTIMENT
12/29/2025 12:32 PM
FWFW : OTC
Flywheel Advanced Technology (FWFW) warns of possible material P&L impact in delayed 2025 report
other
IMPACT
SENTIMENT
12/29/2025 12:31 PM
GS : NYSE
GS Finance Corp (NYSE: GS) prices SMH-linked buffered notes with call feature
prospectus
IMPACT
SENTIMENT
12/29/2025 12:31 PM
GS : NYSE
GS Finance (GS) issues leveraged buffered Russell 2000 Index notes due 2028
prospectus
IMPACT
SENTIMENT
12/29/2025 12:29 PM
YUM : NYSE
YUM Brands (YUM) officer reports multiple restricted stock unit moves
insider
IMPACT
SENTIMENT
12/29/2025 12:29 PM
BOX : NYSE
Box (NYSE: BOX) insider files notice to sell 4,612 shares
other
IMPACT
SENTIMENT
12/29/2025 12:29 PM
AMUB : NYSE
UBS (AMUB) launches 230% upside notes tied to global equity indices
prospectus
IMPACT
SENTIMENT
12/29/2025 12:27 PM
PW : NYSE
Power REIT (PW) director discloses 340,000 common shares in insider filing
insider
IMPACT
SENTIMENT
12/29/2025 12:28 PM
RBMCF : OTC
Royal Bank of Canada (RBMCF) issues Alphabet GOOG-linked coupon buffer notes
prospectus
IMPACT
SENTIMENT
12/29/2025 12:26 PM
ACEL : NYSE
ACEL (ACEL) shareholder files amended notice to sell 10,000 shares
other
IMPACT
SENTIMENT
12/29/2025 12:27 PM
SRXH : NYSE
SRx Health (NYSE: SRXH) backs EMJ crypto-AI acquisition and major share issuance
prospectus
IMPACT
SENTIMENT
12/29/2025 12:21 PM
HIPO : NYSE
Hippo Holdings Inc. (HIPO) officer reports 3,900-share sale under 10b5-1 plan
insider
IMPACT
SENTIMENT
12/29/2025 12:20 PM
CSQ : Nasdaq
Calamos Strategic Total Return Fund (CSQ) highlights income focus and leverage
other
IMPACT
SENTIMENT
12/29/2025 12:19 PM
MS : NYSE
Morgan Stanley (MS) unveils auto-callable Jump Notes linked to S&P momentum index
prospectus
IMPACT
SENTIMENT
12/29/2025 12:19 PM
ACEL : NYSE
Accel Entertainment, Inc. SEC Filing
other
IMPACT
SENTIMENT
12/29/2025 12:19 PM
MS : NYSE
Morgan Stanley (NYSE: MS) auto-callable notes linked to BlackRock Adaptive U.S. Equity 5% Index
prospectus
IMPACT
SENTIMENT
12/29/2025 12:17 PM
MS : NYSE
Morgan Stanley (MS) details Dual Directional Trigger PLUS notes tied to tech and small-cap indices
prospectus
IMPACT
SENTIMENT
12/29/2025 12:17 PM
MS : NYSE
Morgan Stanley (MS) issues Trigger PLUS notes tied to Dow and S&P 500 performance
prospectus
IMPACT
SENTIMENT
12/29/2025 12:17 PM
CGO : Nasdaq
Calamos Global Total Return Fund (NASDAQ: CGO) reports strong 2025 results
other
IMPACT
SENTIMENT
12/29/2025 12:17 PM
MS : NYSE
Morgan Stanley (NYSE: MS) details capped-return notes linked to Dow and Nasdaq-100
prospectus
IMPACT
SENTIMENT
12/29/2025 12:15 PM
C : NYSE
Citigroup (C) offers callable fixed rate notes due 2031 with semiannual interest
prospectus
IMPACT
SENTIMENT
12/29/2025 12:15 PM
BAC : NYSE
Bank of America (NYSE: BAC) issues RTY and S&P 500 linked contingent income notes
prospectus
IMPACT
SENTIMENT
12/29/2025 12:15 PM
MS : NYSE
Morgan Stanley (MS) Dual Directional Trigger PLUS linked to S&P 500 futures
prospectus
IMPACT
SENTIMENT
12/29/2025 12:13 PM
AMUB : NYSE
UBS (AMUB) offers buffer autocallable notes tied to GDX and XLE ETFs
prospectus
IMPACT
SENTIMENT
12/29/2025 12:11 PM
C : NYSE
Citigroup (C) details 5.45% callable fixed-rate notes due 2046
prospectus
IMPACT
SENTIMENT
12/29/2025 12:07 PM
C : NYSE
Citigroup (NYSE: C) details 2041 callable notes with 5.20% coupon floor
prospectus
IMPACT
SENTIMENT
12/29/2025 11:57 AM
YUM : NYSE
Yum Brands (YUM) executive reports restricted stock unit activity and vesting
insider
IMPACT
SENTIMENT
12/29/2025 11:57 AM
C : NYSE
Citigroup (NYSE: C) details at least 4.95% callable notes due 2036
prospectus
IMPACT
SENTIMENT
12/29/2025 11:57 AM
AMUB : NYSE
UBS (NYSE: AMUB) issues 2030 buffered notes on Russell 2000 and S&P 500
prospectus
IMPACT
SENTIMENT
12/29/2025 11:52 AM
YUM : NYSE
Yum Brands (YUM) CFO discloses RSU holdings and vesting details
insider
IMPACT
SENTIMENT
12/29/2025 11:52 AM
SG : NYSE
Sweetgreen (SG) gets 5.63% passive ownership disclosure from Woodson Capital
other
IMPACT
SENTIMENT
12/29/2025 11:50 AM
EBR : NYSE AXIA : NYSE
Brazilian Electric Power Co (EBR) ADSs removed from NYSE listing
other
IMPACT
SENTIMENT
12/29/2025 11:50 AM
AMUB : NYSE
UBS (NYSE: AMUB) issues trigger callable notes linked to three equity indexes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:48 AM
YUM : NYSE
Yum Brands Inc (YUM) KFC Division CEO reports RSU transactions
insider
IMPACT
SENTIMENT
12/29/2025 11:48 AM
AMJB : NYSE
JPMorgan Chase Financial (AMJB) details Russell 2000 auto-callable barrier notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:48 AM
GS : NYSE
GS Finance (NYSE: GS) offers 5.6% fixed coupon buffered index notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:46 AM
CELH : Nasdaq
Celsius Holdings (CELH) insider settles variable prepaid forward deals
insider
IMPACT
SENTIMENT
12/29/2025 11:46 AM
RCG : NYSE
RENN Fund (RCG) President adds to direct and indirect share holdings
insider
IMPACT
SENTIMENT
12/29/2025 11:45 AM
DBI : NYSE
DBI (DBI) holder files Rule 144 notice to sell 13,105 Class A shares
other
IMPACT
SENTIMENT
12/29/2025 11:45 AM
GS : NYSE
GS Finance (NYSE: GS) prices 9-stock basket notes with 20% buffer
prospectus
IMPACT
SENTIMENT
12/29/2025 11:45 AM
BNS : NYSE
Bank of Nova Scotia (NYSE: BNS) issues S&P 500-linked structured notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:43 AM
UTGN : OTC
UTG Inc (UTGN) officer reports 1,500-share gift to three children
insider
IMPACT
SENTIMENT
12/29/2025 11:43 AM
C : NYSE
Citigroup (C) 2029 callable notes detail 4.05% rate and TLAC terms
prospectus
IMPACT
SENTIMENT
12/29/2025 11:40 AM
SER : NYSE
Serina Therapeutics (SER) CSO exercises options and sells 4,100 shares
insider
IMPACT
SENTIMENT
12/29/2025 11:40 AM
KFS : NYSE
Company (NYSE: KFS) insider files to sell 7,500 common shares
other
IMPACT
SENTIMENT
12/29/2025 11:40 AM
C : NYSE
Citigroup (NYSE: C) 4.60% callable 2033 notes terms and risks
prospectus
IMPACT
SENTIMENT
12/29/2025 11:39 AM
AMUB : NYSE
UBS (AMUB) buffer autocallable notes linked to gold miners, energy
prospectus
IMPACT
SENTIMENT
12/29/2025 11:37 AM
ADZCF : OTC
DEUTSCHE BANK AKTIENGESELLSCHAFT Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 11:37 AM
AMJB : NYSE
JPMorgan (AMJB) range accrual notes offer 9.65% factor with 4.50% rate barrier
prospectus
IMPACT
SENTIMENT
12/29/2025 11:32 AM
BNS : NYSE
Bank of Nova Scotia (BNS) prices Broadcom-linked autocallable buffer notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:29 AM
GS : NYSE
GS Finance Corp (NYSE: GS) issues S&P 500 5% risk control notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:27 AM
ATMP : CBOE
Barclays (Cboe: ATMP) S&P 500-linked notes pay 4.75% with 15% buffer and principal risk
prospectus
IMPACT
SENTIMENT
12/29/2025 11:25 AM
CHE : NYSE
Chemed (CHE) director Andrea R. Lindell gifts 463 shares of stock
insider
IMPACT
SENTIMENT
12/29/2025 11:22 AM
BNS : NYSE
Bank of Nova Scotia (BNS) offers autocallable AMD and Palantir income notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:17 AM
TPL : NYSE
Texas Pacific Land Corp (TPL) director and 10% owner reports small stock buy
insider
IMPACT
SENTIMENT
12/29/2025 11:17 AM
AMUB : NYSE
UBS AG (AMUB) details Micron-linked autocallable contingent yield notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:17 AM
AMUB : NYSE
UBS AG (NYSE: AMUB) offers Fluor-linked trigger autocallable notes due 2028
prospectus
IMPACT
SENTIMENT
12/29/2025 11:17 AM
AMUB : NYSE
UBS (AMUB) issues Block-linked trigger autocallable notes with contingent yield
prospectus
IMPACT
SENTIMENT
12/29/2025 11:13 AM
RCG : NYSE
RENN Fund (RCG) director Murray Stahl discloses new stock buys
insider
IMPACT
SENTIMENT
12/29/2025 11:12 AM
AMUB : NYSE
UBS (AMUB) prices Micron-linked trigger autocallable contingent yield notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:11 AM
AMUB : NYSE
UBS AG (NYSE: AMUB) issues Pinduoduo-linked trigger autocallable yield notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:11 AM
AMUB : NYSE
UBS (AMUB) issue trigger autocallable contingent yield notes tied to Micron
prospectus
IMPACT
SENTIMENT
12/29/2025 11:11 AM
AMUB : NYSE
UBS AG Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 11:11 AM
AMUB : NYSE
UBS (AMUB) issues Block-linked trigger autocallable contingent yield notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:10 AM
AMUB : NYSE
UBS AG (AMUB) issues Micron-linked trigger autocallable contingent yield notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:10 AM
AMUB : NYSE
UBS AG Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 11:10 AM
AMUB : NYSE
UBS (AMUB) issues trigger autocallable contingent yield notes tied to United Airlines stock
prospectus
IMPACT
SENTIMENT
12/29/2025 11:10 AM
AMUB : NYSE
UBS (AMUB) Delta Air Lines-linked trigger autocallable notes detail risk and yield
prospectus
IMPACT
SENTIMENT
12/29/2025 11:10 AM
AMUB : NYSE
UBS AG Prospectus Supplement
prospectus
IMPACT
SENTIMENT
12/29/2025 11:10 AM
AMUB : NYSE
UBS (NYSE: AMUB) details Delta-linked trigger yield notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:10 AM
AMUB : NYSE
UBS (AMUB) NIKE-linked trigger autocallable contingent yield notes overview
prospectus
IMPACT
SENTIMENT
12/29/2025 11:08 AM
RCG : NYSE
RENN Fund (RCG) president and 10% owner reports stock purchases
insider
IMPACT
SENTIMENT
12/29/2025 11:07 AM
AMUB : NYSE
UBS (NYSE: AMUB) prices NIKE-linked trigger autocallable contingent yield notes
prospectus
IMPACT
SENTIMENT
12/29/2025 11:04 AM
NRUC : NYSE
National Rural Utilities (NRUC) details $4.5M Series D medium-term note terms
prospectus
IMPACT
SENTIMENT
12/29/2025 11:02 AM
SMG : NYSE
Scotts Miracle-Gro (NYSE: SMG) executive records phantom stock grant
insider
IMPACT
SENTIMENT
12/29/2025 11:02 AM
SMG : NYSE
Scotts Miracle-Gro (SMG) CEO gains 1,563.94 phantom stock units
insider
IMPACT
SENTIMENT
12/29/2025 10:59 AM
SMC : NYSE
Summit Midstream (SMC) appoints Carolyn Stone as new independent director
current report
IMPACT
SENTIMENT
12/29/2025 10:58 AM
BNS : NYSE
The Bank of Nova Scotia (NYSE: BNS) details high-yield notes linked to VanEck Semiconductor ETF
prospectus
IMPACT
SENTIMENT
12/29/2025 10:55 AM
FMY : NYSE
Sit entities (NYSE: FMY) report 54.5% stake in First Trust Mortgage Income
other
IMPACT
SENTIMENT
12/29/2025 10:55 AM
BNS : NYSE
Bank of Nova Scotia (BNS) S&P 500 buffered notes cap upside and add 10% buffer
prospectus
IMPACT
SENTIMENT
12/29/2025 10:52 AM
RBMCF : OTC
Royal Bank of Canada (RBMCF) issues Oracle-linked contingent coupon barrier notes
prospectus
IMPACT
SENTIMENT
12/29/2025 10:52 AM
MGNC : OTC
Mag Magna Corp Reports Material Event
current report
IMPACT
SENTIMENT
12/29/2025 10:49 AM
PB : NYSE
Prosperity Bancshares (PB) director logs stock sales and holdings update
insider
IMPACT
SENTIMENT
12/29/2025 10:50 AM
BNS : NYSE
Bank of Nova Scotia (NYSE: BNS) details high-yield Palantir-linked autocallable notes
prospectus
IMPACT
SENTIMENT
12/29/2025 10:48 AM
HSBC : NYSE HBCYF : OTC
HSBC Holdings (HSBC) reports total voting rights and issued share capital
current report
IMPACT
SENTIMENT
12/29/2025 10:48 AM
AMUB : NYSE
UBS (NYSE: AMUB) Broadcom-linked autocallable contingent yield notes
prospectus
IMPACT
SENTIMENT
12/29/2025 10:48 AM
RBMCF : OTC
Royal Bank of Canada (RBMCF) prices Schlumberger-linked autocallable notes with downside risk
prospectus
IMPACT
SENTIMENT
12/29/2025 10:48 AM
AMUB : NYSE
UBS AG (NYSE: AMUB) details Broadcom-linked trigger autocallable yield notes
prospectus
IMPACT
SENTIMENT
12/29/2025 10:48 AM
AMUB : NYSE
UBS (AMUB) issues trigger autocallable yield notes on Constellation stock
prospectus
IMPACT
SENTIMENT
12/29/2025 10:48 AM
AMUB : NYSE
UBS (AMUB) offers Trigger Autocallable Contingent Yield Notes tied to Constellation
prospectus
IMPACT
SENTIMENT
12/29/2025 10:48 AM
AMUB : NYSE
UBS (AMUB) issues trigger autocallable notes tied to AMD with high coupon
prospectus
IMPACT
SENTIMENT
12/29/2025 10:47 AM
AMUB : NYSE
UBS (AMUB) issues trigger autocallable contingent yield notes tied to AMD
prospectus
Tue, Dec 23 Tue, Dec 30

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

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The linked form pages show the latest filings of each type across all dates.