Funko, Inc. Form 4 Filings

Funko, Inc. (FNKO) reported that Chief Executive Officer and director Josh Simon had restricted stock units settle into shares of Class A Common Stock on September 1, 2026. A total of 333,333 RSUs were exercised or converted into 333,333 shares of Class A Common Stock at a stated price of $0.00 per share. These shares relate to two RSU grants: an original 1,000,000 RSU award vesting in four equal annual installments beginning September 1, 2025, and an original 750,000 RSU award that vests one-third in three annual installments from September 1, 2025 and two-thirds based on achieving stock price hurdles of $8.00 and $20.00 per share or upon a qualifying change in control, subject to continued service.

Funko, Inc. (FNKO) reported that its Chief Financial Officer, Yves Le Pendeven, sold a total of 42,769 shares of Class A common stock in three open-market transactions on August 28 and September 1, 2026. All reported sales were made pursuant to pre-arranged Rule 10b5-1 trading plans adopted on May 13, 2025 and May 13, 2026.

Funko, Inc. (FNKO) reported that its CFO, Yves Le Pendeven, sold 4,000 shares of Class A common stock on August 27, 2026 at a weighted average price of $7.0023 per share in open-market or private transactions. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on May 13, 2025. After this transaction, the CFO directly holds 42,769 shares of Funko Class A common stock.

Funko, Inc. (FNKO) director Charles D. Denson reported an open-market purchase of 72,992 shares of Class A common stock on 2026-08-24 at $6.85 per share. Following this purchase, he directly held 269,084 shares, in addition to indirect holdings through Fielding Road LLC and Denson Investments LLC.

Funko, Inc. Chief Product Officer Husnal Shah reported selling a total of 9,000 shares of Class A common stock in open-market or private transactions on August 11–12, 2026. The sales included 8,800 shares at a weighted average price of $5.9463 and 200 shares at $6.005 per share. The weighted-average block on August 12 was executed in multiple trades between $5.92 and $6.01 per share. The filing indicates these transactions were not made pursuant to a Rule 10b5-1 trading plan.

Funko, Inc. CFO Yves Le Pendeven reported a mix of equity compensation activity and stock sales. On August 8, 2026, 2,950 restricted stock units were converted into an equal number of Class A common shares at $0.00 per share, leaving 5,900 RSUs from the original 11,800-unit grant scheduled to vest in four annual installments starting August 8, 2024. On August 7, 2026, he sold 13,138 shares of Class A common stock at a weighted average price of $7.0003 per share pursuant to a Rule 10b5-1 trading plan adopted on May 13, 2025. On August 10, 2026, he sold an additional 1,117 shares at a weighted average price of $6.0014 per share to cover taxes upon RSU vesting, under a separate Rule 10b5-1 sell-to-cover instruction dated June 14, 2023.

Funko, Inc. director Charles D. Denson exercised restricted stock units into common shares. On June 12, 2026, he converted 17,419 RSUs into an equal number of shares of Class A Common Stock at a stated price of $0.00 per share.

After this equity award conversion, Denson directly holds 196,092 shares of Class A Common Stock. Footnotes state that additional shares are held indirectly by Fielding Road LLC and Denson Investments LLC, which report holdings of 14,300 and 25,000 shares, respectively. The RSUs had fully vested on June 12, 2026, conditioned on his continued service with the company through that date.

Funko, Inc. director Sarah Kirshbaum Levy reported an exercise of equity awards rather than an open-market trade. On June 12, 2026, 17,419 restricted stock units converted into the same number of shares of Class A Common Stock on a one-for-one basis.

Following this RSU conversion and vesting, Levy directly holds 40,892 shares of Funko Class A Common Stock. The RSUs had fully vested on June 12, 2026, subject to her continued service with the company through the vesting date.

Funko, Inc. director Trevor A. Edwards exercised restricted stock units, converting 17,419 RSUs into an equal number of shares of Class A Common Stock. The RSUs vested in full on June 12, 2026, and carried a $0.00 exercise price.

After this transaction, Edwards directly holds 33,653 shares of Class A Common Stock. No shares were sold or disposed of in connection with this Form 4, so the filing reflects a compensation-related share delivery rather than an open-market trade.

Funko, Inc. director Jason Harinstein settled vested restricted stock units into shares of Class A Common Stock. On June 12, 2026, he exercised RSUs covering 17,419 shares at no cash cost, increasing his direct ownership to 35,527 shares. The filing shows a compensation-related equity delivery with no open-market buying or selling.

Funko, Inc. director Diane M. Irvine exercised previously granted restricted stock units, converting 17,419 shares of RSUs into Class A common stock on a one-for-one basis. Following this vesting and conversion, she now directly holds 41,992 shares of Funko Class A common stock.

The RSUs represented a contingent right to receive either shares or an equivalent cash payment at the company’s election and fully vested on June 12, 2026, subject to her continued service through the vesting date. This filing reflects a compensation-related equity conversion rather than an open-market stock purchase or sale.

Funko, Inc. director and 10% owner TCG Capital Management, LP reported the exercise and settlement of restricted stock units held for its benefit. On June 12, 2026, 17,419 RSUs granted to Jesse Jacobs and 17,419 RSUs granted to Mike Kerns vested and were settled into an equal number of Class A Common shares. These awards were compensation for the directors’ board service and are held by them for the benefit of TCG Capital Management. Following the transactions, the filing shows updated indirect Class A Common Stock holdings linked to these awards, with no RSUs remaining from the reported grants.

Funko, Inc. director Mike Kerns exercised previously granted restricted stock units into common shares as part of his board compensation. On June 12, 2026, 17,419 RSUs converted into an equal number of Class A Common Stock shares at a stated price of $0.00 per share. Following this settlement, Kerns is shown holding 30,500 shares of Class A Common Stock directly. The award was granted for his board service and is held for the benefit of TCG Capital Management, LP, with Kerns reporting beneficial ownership only to the extent of his pecuniary interest.

Jacobs Jesse reported acquisition or exercise transactions in this Form 4 filing.

Funko, Inc. director Jesse Jacobs reported the settlement of 17,419 restricted stock units into Class A common shares. These RSUs were granted as board compensation on June 12, 2025, vested on June 12, 2026 and were settled in shares on June 15, 2026.

After the settlement, 34,486 shares of Class A Common Stock are reported as directly held. According to the disclosure, these securities are held for the benefit of TCG Capital Management, LP, which has director nomination rights, and Jacobs disclaims beneficial ownership except for his pecuniary interest.

Funko, Inc. director Diane M. Irvine received new equity compensation awards. She was granted an option to purchase 21,445 shares of Class A Common Stock at an exercise price of $5.22 per share, expiring on June 3, 2036, and 14,368 restricted stock units. Both the option and RSUs vest on June 3, 2027, subject to her continued service with the company.

Funko, Inc. director Charles D. Denson received new equity awards in the form of stock options and restricted stock units. He was granted options to purchase 21,445 shares of Class A Common Stock at an exercise price of $5.22 per share, expiring on June 3, 2036. He also received 14,368 restricted stock units, each representing a right to one share of Class A Common Stock or an equivalent cash payment at the company’s election. Both the options and the RSUs vest on June 3, 2027, subject to his continued service with Funko through that date, so these awards function as long-term, service-based compensation rather than immediate share purchases or sales.

Funko, Inc. director Trevor A. Edwards reported equity compensation awards consisting of stock options and restricted stock units tied to the company’s Class A common stock. On June 3, 2026, he received options covering 21,445 shares at an exercise price of $5.22 per share, expiring June 3, 2036. He also received 14,368 restricted stock units, each representing one share or equivalent cash at the issuer’s election. Both the options and RSUs vest on June 3, 2027, contingent on his continued service with Funko through that date. These are grants/awards, not open-market purchases or sales.

Funko, Inc. director Jason Harinstein reported receiving new equity awards in the form of options and restricted stock units tied to the company’s Class A common stock. These are compensation-related grants, not open‑market purchases or sales.

The awards include an option for 21,445 shares of Class A common stock at an exercise price of $5.22 per share and 14,368 restricted stock units, each linked to one share of Class A common stock or an equivalent cash payment at the issuer’s election. Both the option and RSUs vest on June 3, 2027, contingent on his continued service with Funko through that date. After these grants, Harinstein’s reported holdings for these specific awards match the full granted amounts, reflecting newly established positions rather than changes to an existing trading stake.

Funko, Inc. director Sarah Kirshbaum Levy received new equity awards. She was granted options to purchase 21,445 shares of Class A common stock at an exercise price of $5.22 per share, vesting on June 3, 2027 and expiring on June 3, 2036. She also received 14,368 restricted stock units, each representing one share of Class A common stock or equivalent cash, which vest on June 3, 2027, subject in both cases to her continued service.

Funko, Inc. director Reed Duchscher reported receiving new equity awards as part of his compensation. He was granted options to purchase 21,445 shares of Class A common stock at an exercise price of $5.22 per share, vesting on June 3, 2027 if he remains in service.

He also received 14,368 restricted stock units, each representing one share of Class A common stock or an equivalent cash payment at Funko’s election. These RSUs also vest on June 3, 2027, contingent on continued service. The filing does not reflect any open‑market purchases or sales, only compensation-related grants.

Funko, Inc. reported that TCG Capital Management, LP, a director and more than ten percent owner, was granted equity-based compensation linked to Class A Common Stock. The grants were made to directors Jesse Jacobs and Mike Kerns for their board service but are held for the benefit of TCG Capital Management.

The filing shows 42,910 options to purchase Class A Common Stock at an exercise price of $5.22 per share, expiring on June 3, 2036, and 28,736 restricted stock units (RSUs), each representing a right to one share or equivalent cash. For each director, 21,445 options and 14,368 RSUs were granted on June 3, 2026, vesting on June 3, 2027, subject to continued service on the board.

Funko, Inc. director Mike Kerns received equity-based compensation tied to his board service. He was granted 21,445 options to purchase Class A Common Stock at an exercise price of $5.22 per share, expiring on June 3, 2036, and 14,368 restricted stock units.

Both the options and RSUs vest on June 3, 2027, subject to his continued service with Funko. Each RSU represents the right to one share of Class A Common Stock or an equivalent cash payment, at the issuer’s election. The grants are held by Kerns for the benefit of TCG Capital Management, LP, and he disclaims beneficial ownership except for his pecuniary interest.

Funko, Inc. director Jesse Jacobs reported receiving equity compensation tied to his board service. He was granted options to purchase 21,445 shares of Class A Common Stock at an exercise price of $5.22 per share, expiring on June 3, 2036, which vest on June 3, 2027. He also received 14,368 restricted stock units that each represent one share of Class A Common Stock or an equivalent cash payment, vesting on June 3, 2027, subject to continued service. The awards are held for the benefit of TCG Capital Management, LP under a stockholders agreement, and Jacobs disclaims beneficial ownership except to the extent of his pecuniary interest.

Funko, Inc. insider Andrew David Oddie, the company’s Chief International Officer, reported an open-market sale of Class A common stock. He sold 34,656 shares at a price of $6.00 per share on May 8, 2026 under a pre-arranged Rule 10b5-1 trading plan. After this transaction, he directly holds 34,657 shares of Class A common stock.

Shah Husnal reported acquisition or exercise transactions in this Form 4 filing.

Funko, Inc. reported that Chief Product Officer Husnal Shah received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, as long as Shah remains employed with Funko through each vesting date.

Oddie Andrew David reported acquisition or exercise transactions in this Form 4 filing.

Funko, Inc. reported that Chief International Officer Andrew David Oddie received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or an equivalent cash payment.

The RSUs vest in four equal annual installments on the first through fourth anniversaries of March 17, 2026, as long as he remains employed with the company on each vesting date. This is a compensation-related equity award rather than an open-market stock purchase or sale.

Le Pendeven Yves reported acquisition or exercise transactions in this Form 4 filing.

Funko, Inc. reported that CFO Yves Le Pendeven received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or, at Funko’s election, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, contingent on his continued employment at each vesting date.

Funko, Inc. chief legal officer Tracy D. Daw reported an open-market sale of 12,793 shares of Class A common stock at a weighted average price of $3.647 per share on March 18, 2026, leaving 47,016 shares directly held, not counting any common units beneficially owned.

The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2025. On March 17, 2026, Daw also received a grant of 123,750 restricted stock units, each representing one share of Class A common stock or equivalent cash, vesting in four equal annual installments starting March 17, 2026, subject to continued employment.

Funko, Inc. Chief Product Officer Husnal Shah reported a combination of RSU vesting, share conversions, and related share sales. He exercised restricted stock units to acquire a total of 13,826 shares of Class A common stock at a conversion price of $0.00 per share.

To cover taxes on these RSU vestings, he sold 2,358 shares at a weighted average price of $4.1451 and 3,651 shares at a weighted average price of $3.7256, pursuant to a pre-established Rule 10b5-1 sell-to-cover instruction dated June 8, 2023. Following the latest transaction, he holds 16,767 shares of Class A common stock directly. Footnotes note prior RSU grants of 21,705 units on March 12, 2025 and 33,600 units on March 13, 2024, each vesting in four annual installments subject to continued employment.

Funko, Inc. executive Andrew David Oddie, Chief International Officer, reported recent equity compensation activity and related share sales. He exercised restricted stock units into 9,767 and 12,600 shares of Class A common stock on March 12 and March 13, 2026, respectively, at a conversion price of $0.00 per share.

To cover taxes upon these RSU vestings, he conducted open-market sales of 4,844 shares at a weighted average price of $4.1292 on March 13, 2026 and 6,250 shares at $3.71 on March 16, 2026, under a Rule 10b5-1 instruction letter entered into in June 2019. Following these transactions, he directly held 69,313 shares of Class A common stock.

Funko, Inc. CFO Yves Le Pendeven reported a mix of RSU vesting and related share sales. On March 12–13, he exercised restricted stock units into a total of 18,167 shares of Class A common stock at a conversion price of $0.00 per share. Over March 13 and March 16, he sold 6,031 shares of Class A common stock in open-market transactions at weighted average prices of $4.1448 and $3.7381 per share to cover taxes upon RSU vesting under a Rule 10b5-1 sell-to-cover instruction dated June 14, 2023. Following these transactions, he directly holds 58,074 shares of Class A common stock.

Funko, Inc. chief legal officer Tracy D. Daw exercised restricted stock units into Class A common stock over two days. On March 12, 2026, 9,767 RSUs converted into 9,767 shares at $0.00 per share, increasing direct holdings to 47,209 shares. On March 13, 2026, 12,600 RSUs converted into 12,600 shares at $0.00 per share, bringing direct ownership to 59,809 Class A shares. Footnotes note prior grants of 39,069 RSUs on March 12, 2025 and 50,400 RSUs on March 13, 2024, each vesting in four equal annual installments and settled in one share of Class A stock or equivalent cash per RSU.

Funko, Inc. chief legal officer Tracy D. Daw exercised restricted stock units that vested into Class A common shares as part of equity compensation. On March 6, 2026, 5,273 RSUs converted into 5,273 Class A shares, and on March 8, 2026, 4,343 RSUs converted into 4,343 Class A shares. These transactions were coded as derivative exercises at a stated price of $0.00 per share, reflecting compensation rather than open-market buying. After these conversions, Daw directly holds 37,442 shares of Class A common stock, while a footnote notes that this total does not include any common units that may also be beneficially owned.

Funko, Inc. CFO Yves Le Pendeven reported routine equity compensation activity. He exercised restricted stock units into 3,630 shares of Class A common stock on March 6 and 8, 2026 at a conversion price of $0.00 per share. On March 9, 2026, he sold 1,192 shares in open-market transactions to cover taxes upon vesting, under a pre-arranged Rule 10b5-1 sell-to-cover instruction. These transactions reflect compensation vesting and tax payments rather than discretionary buying or selling.

Funko, Inc. chief international officer Andrew David Oddie reported a series of equity transactions involving Class A common stock. On March 6 and 8, 2026, he exercised restricted stock units into a total of 11,581 shares of common stock at a conversion price of $0.00 per share. On March 9, 2026, he sold 5,744 shares of Class A common stock in open-market transactions at weighted average prices of $4.3568 and $4.3364 per share. Footnotes state these sales were made to cover taxes upon RSU vesting under a pre-arranged Rule 10b5-1 instruction letter entered into in June 2019, indicating the dispositions were part of a planned tax-related process rather than discretionary trading.

Funko, Inc. Chief Product Officer Husnal Shah reported a combination of RSU vesting and related share sales. On March 6 and March 8, he converted a total of 3,094 restricted stock units into the same number of Class A common shares at a conversion price of $0.00 per share.

On March 9, Shah sold 1,347 Class A shares in open-market transactions at weighted average prices around $4.32 and $4.44 per share. According to the disclosure, these shares were sold to cover taxes due upon RSU vesting under a pre-arranged Rule 10b5-1 sell-to-cover instruction dated June 8, 2023, and he continues to hold a meaningful equity stake in Funko.

Funko, Inc. reported an equity compensation grant to director Reed Duchscher. On January 12, 2026, he received 9,580 restricted stock units, each representing a right to one share of Class A common stock or, at the company’s election, an equivalent cash payment. These RSUs vest on January 12, 2027, if he continues serving the company through that date.

He was also granted a stock option covering 14,300 shares of Class A common stock at an exercise price of $3.52 per share. This option will vest and become exercisable on January 12, 2027, subject to his continued service with Funko.

Funko, Inc. director Jason Harinstein reported the vesting and conversion of restricted stock units into Class A common stock. On December 13, 2025, 3,108 restricted stock units converted into 3,108 shares of Class A common stock at an exercise price of $0, shown as an acquisition of non-derivative shares with transaction code M.

Following this transaction, Harinstein directly beneficially owned 18,108 shares of Funko Class A common stock. The original grant of 3,108 restricted stock units vested in full on December 13, 2025, with each unit representing a contingent right to receive one share of Class A common stock or, at the issuer’s election, an equivalent cash payment.

Funko, Inc. (FNKO) director Michael C. Lunsford reported a stock sale. On 05/28/2021, he sold 5,208 shares of Class A common stock at a weighted average price of $26.03, with trades executed between $25.94 and $26.19.

Following the transaction, he beneficially owned 14,036 shares directly. The filing also updates his holdings to remove 6,300 shares that were previously inadvertently included beginning in a filing on June 7, 2024.