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SEC Filings for January 13, 2026

1,114 filings published on Tuesday, January 13, 2026.

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Mon, Jan 12 Wed, Jan 14
IMPACT
SENTIMENT
01/13/2026 02:44 PM
BNS : NYSE
Structured S&P 500 notes from Bank of Nova Scotia (NYSE: BNS) offering
prospectus
IMPACT
SENTIMENT
01/13/2026 02:42 PM
TWST : Nasdaq
Insider sale at company (NASDAQ: TWST) as Adam Laponis plans 3,000 shares
other
IMPACT
SENTIMENT
01/13/2026 02:33 PM
BERZ : NYSE
High-coupon Molina Healthcare-linked notes from Bank of Montreal (BERZ) detailed
prospectus
IMPACT
SENTIMENT
01/13/2026 02:32 PM
BERZ : NYSE
Meta, Alphabet, Applied notes Bank of Montreal (NYSE: BERZ) issued
prospectus
IMPACT
SENTIMENT
01/13/2026 02:31 PM
BERZ : NYSE
High-yield BMO notes link to Tesla, AMD, Nvidia stock (NYSE: BERZ)
prospectus
IMPACT
SENTIMENT
01/13/2026 02:31 PM
BERZ : NYSE
High-coupon Tesla-linked autocallable notes from Bank of Montreal (BERZ)
prospectus
IMPACT
SENTIMENT
01/13/2026 02:31 PM
BERZ : NYSE
Autocallable notes by Bank of Montreal (NYSE: BERZ) pricing terms
prospectus
IMPACT
SENTIMENT
01/13/2026 02:30 PM
CM : NYSE CNDIF : OTC
CIBC (NYSE: CM) files Form 6-K with debt and tax opinions
current report
IMPACT
SENTIMENT
01/13/2026 02:29 PM
LKFN : Nasdaq
Lakeland Financial (NASDAQ: LKFN) sets $0.52 dividend for Q1 2026
current report
IMPACT
SENTIMENT
01/13/2026 02:23 PM
LMND : NYSE
Lemonade (NYSE: LMND) chief insurance officer exercises 18,457 options
insider
IMPACT
SENTIMENT
01/13/2026 02:24 PM
BNS : NYSE
BNS (NYSE: BNS) offers GE Vernova-linked contingent income notes
prospectus
IMPACT
SENTIMENT
01/13/2026 02:20 PM
FCF : NYSE
First Commonwealth (NYSE: FCF) director reports 2025 share holdings
insider
IMPACT
SENTIMENT
01/13/2026 02:18 PM
DPRO : Nasdaq
Draganfly (NASDAQ: DPRO) supports SAR Sweden with new UAVs in Europe
current report
IMPACT
SENTIMENT
01/13/2026 02:18 PM
FCF : NYSE
Director Claus reports 51,406 First Commonwealth (FCF) shares on Form 5
insider
IMPACT
SENTIMENT
01/13/2026 02:17 PM
GS : NYSE
Goldman Sachs (NYSE: GS) issues 3.75% callable fixed rate notes due 2027
prospectus
IMPACT
SENTIMENT
01/13/2026 02:16 PM
FCF : NYSE
First Commonwealth Financial (FCF) director files annual Form 5
insider
IMPACT
SENTIMENT
01/13/2026 02:16 PM
FWFW : OTC
Flywheel Advanced Tech (OTC: FWFW) reports $5.5M loss and going concern risk
annual report
IMPACT
SENTIMENT
01/13/2026 02:15 PM
BIII : NYSE
Black Spade Acquisition III (NYSE: BIII) completes $150M SPAC IPO
current report
IMPACT
SENTIMENT
01/13/2026 02:14 PM
FCF : NYSE
First Commonwealth Financial (FCF) director details year-end share ownership
insider
IMPACT
SENTIMENT
01/13/2026 02:13 PM
ENTO : Nasdaq
GridAI Technologies (NASDAQ: ENTO) 5% passive stake filing disclosed
ownership
IMPACT
SENTIMENT
01/13/2026 02:11 PM
FCF : NYSE
First Commonwealth Financial (FCF) director reports 21,435 shares held
insider
IMPACT
SENTIMENT
01/13/2026 02:10 PM
AREB : Nasdaq
American Rebel (NASDAQ: AREB) swaps debt for equity and issues Series D
current report
IMPACT
SENTIMENT
01/13/2026 02:09 PM
FCF : NYSE
First Commonwealth (NYSE: FCF) director lists 29,096 common shares
insider
IMPACT
SENTIMENT
01/13/2026 02:08 PM
GLBZ : OTC
GLEN BURNIE BANCORP SEC Filing
other
IMPACT
SENTIMENT
01/13/2026 02:07 PM
FCF : NYSE
FIRST COMMONWEALTH FINANCIAL CORP /PA/ Annual Statement of Beneficial Ownership
insider
IMPACT
SENTIMENT
01/13/2026 02:06 PM
AMUB : NYSE
UBS (NYSE: AMUB) prices capped S&P 500-linked medium-term notes due 2027
prospectus
IMPACT
SENTIMENT
01/13/2026 02:03 PM
BTQ : Nasdaq
BTQ Technologies (Nasdaq: BTQ) added to VanEck quantum ETF in Europe
current report
IMPACT
SENTIMENT
01/13/2026 02:01 PM
ASND : Nasdaq
Ascendis Pharma (NASDAQ: ASND) holder files to sell 86,860 ADS
other
IMPACT
SENTIMENT
01/13/2026 01:50 PM
SAFX : Nasdaq
XCF Global (SAFX) investor discloses 49.6% stake via $28M conversion
ownership
IMPACT
SENTIMENT
01/13/2026 01:48 PM
TPL : NYSE
Horizon Kinetics (NYSE: TPL) discloses minor insider share purchase in Form 4
insider
IMPACT
SENTIMENT
01/13/2026 01:47 PM
GDL : NYSE
Insider Mario Gabelli trims GDL Fund (NYSE: GDL) stake with 800-share sale
insider
IMPACT
SENTIMENT
01/13/2026 01:47 PM
FCNCA : Nasdaq
Family trust transfers reported by First Citizens (NASDAQ: FCNCA) insider
insider
IMPACT
SENTIMENT
01/13/2026 01:44 PM
NWG : NYSE RBSPF : OTC
NatWest Group (NYSE: NWG) repurchases 845,398 shares in buyback move
current report
IMPACT
SENTIMENT
01/13/2026 01:44 PM
TRC : NYSE
Tejon Ranch Co. (TRC) director reports 1,043-share stock buy filing
insider
IMPACT
SENTIMENT
01/13/2026 01:44 PM
AMUB : NYSE
UBS (NYSE: AMUB) high-risk note linked to Nasdaq-100, Russell 2000, S&P 500
prospectus
IMPACT
SENTIMENT
01/13/2026 01:43 PM
TRC : NYSE
Tejon Ranch Co. (TRC) director reports 1,280-share stock acquisition
insider
IMPACT
SENTIMENT
01/13/2026 01:42 PM
TRC : NYSE
Tejon Ranch Co. (TRC) director acquires 1,043 shares at $15.77 each
insider
IMPACT
SENTIMENT
01/13/2026 01:40 PM
TRC : NYSE
Director adds 1,043 Tejon Ranch Co. (TRC) shares in Form 4 filing details
insider
IMPACT
SENTIMENT
01/13/2026 01:39 PM
TRC : NYSE
TEJON RANCH CO Insider Trading Activity
insider
IMPACT
SENTIMENT
01/13/2026 01:39 PM
AMJB : NYSE
JPMorgan 5.75% callable notes due 2056 (NYSE: AMJB) pricing details
prospectus
IMPACT
SENTIMENT
01/13/2026 01:38 PM
TRC : NYSE
Tejon Ranch Co. (TRC) director adds 1,043 shares at $15.77 each on 1/13/26
insider
IMPACT
SENTIMENT
01/13/2026 01:38 PM
NRO : NYSE
NRO (NRO) N-CEN: $107,444 in commissions; $178.8M principal trades
other
IMPACT
SENTIMENT
01/13/2026 01:36 PM
TRC : NYSE
Director reports 1,439-share award in Tejon Ranch (TRC) plan holdings
insider
IMPACT
SENTIMENT
01/13/2026 01:38 PM
NBXG : NYSE
NBXG (NBXG) discloses N-CEN brokerage and principal trading activity
other
IMPACT
SENTIMENT
01/13/2026 01:38 PM
NBH : NYSE
NBH (NBH) Form N-CEN: Dealer trades include $49.57M entries
other
IMPACT
SENTIMENT
01/13/2026 01:36 PM
GSK : NYSE GLAXF : OTC
GSK (NYSE: GSK) leaders gain shares through dividend reinvestment plans
current report
IMPACT
SENTIMENT
01/13/2026 01:35 PM
TRC : NYSE
TEJON RANCH CO Insider Trading Activity
insider
IMPACT
SENTIMENT
01/13/2026 01:35 PM
NHS : NYSE
NHS (NHS) Form N-CEN shows dealer trades totaling hundreds of millions
other
IMPACT
SENTIMENT
01/13/2026 01:35 PM
AMUB : NYSE
UBS (NYSE: AMUB) offers capped buffer GEARS on equity basket
prospectus
IMPACT
SENTIMENT
01/13/2026 01:24 PM
ATMP : CBOE
Callable ETF-linked notes from Barclays with contingent coupons and barrier risk
prospectus
IMPACT
SENTIMENT
01/13/2026 01:22 PM
JFIL : OTC
Jubilant Flame (OTC: JFIL) Q3 loss and going concern warning detailed
quarterly report
IMPACT
SENTIMENT
01/13/2026 01:19 PM
MCD : NYSE
McDonald's Corp (NYSE: MCD) president exercises options, sells 2,626 shares
insider
IMPACT
SENTIMENT
01/13/2026 01:19 PM
LLDTF : OTC
Lloyds Banking Group (OTC: LLDTF) PDMRs acquire SIP shares in January 2026
current report
IMPACT
SENTIMENT
01/13/2026 01:11 PM
C : NYSE
High-yield autocallable note from Citigroup (NYSE: C) tied to 3 indexes
prospectus
IMPACT
SENTIMENT
01/13/2026 01:03 PM
TD : NYSE
TD (NYSE: TD) offers callable barrier notes on Nasdaq-100, RTY, SPX
prospectus
IMPACT
SENTIMENT
01/13/2026 12:54 PM
TD : NYSE
UPS-linked capped buffered notes from TD (NYSE: TD) detailed terms
prospectus
IMPACT
SENTIMENT
01/13/2026 12:53 PM
MDB : Nasdaq
MongoDB (NASDAQ: MDB) holder plans $2.5M Rule 144 stock sale
other
IMPACT
SENTIMENT
01/13/2026 12:48 PM
FSBC : Nasdaq
Five Star Bancorp (NASDAQ: FSBC) plans Q4 2025 results dates announcement
current report
IMPACT
SENTIMENT
01/13/2026 12:47 PM
PLAB : Nasdaq
Insider Frank K. Lee to sell 10,000 shares of PLAB (NASDAQ: PLAB)
other
IMPACT
SENTIMENT
01/13/2026 12:44 PM
MS : NYSE
Morgan Stanley (NYSE: MS) offers S&P 500 Trigger PLUS notes due 2027
prospectus
IMPACT
SENTIMENT
01/13/2026 12:42 PM
BNS : NYSE
Trigger autocall Euro Stoxx 50 notes from Bank of Nova Scotia (NYSE: BNS)
prospectus
IMPACT
SENTIMENT
01/13/2026 12:41 PM
RBMCF : OTC
Royal Bank of Canada (OTC: RBMCF) S&P 500 linked buffered notes due 2028
prospectus
IMPACT
SENTIMENT
01/13/2026 12:40 PM
IINN : Nasdaq
Inspira Technologies (NASDAQ: IINN) outlines Bio-View deal, $15M raise and $1M convertible debenture terms
current report
IMPACT
SENTIMENT
01/13/2026 12:39 PM
MS : NYSE
Buffered PLUS notes from Morgan Stanley (NYSE: MS) tied to S&P 500
prospectus
IMPACT
SENTIMENT
01/13/2026 12:39 PM
MS : NYSE
Morgan Stanley (NYSE: MS) auto-callable notes linked to SPXF40D4 index
prospectus
IMPACT
SENTIMENT
01/13/2026 12:39 PM
DWTX : Nasdaq
Dogwood Therapeutics (NASDAQ: DWTX) prices $12.5M equity and warrant deal
current report
IMPACT
SENTIMENT
01/13/2026 12:38 PM
BP : NYSE BPAQF : OTC BPPFF : OTC
BP (NYSE: BP) details voting rights and recent treasury share move
current report
IMPACT
SENTIMENT
01/13/2026 12:38 PM
ATMP : CBOE
Barclays (Cboe: ATMP) offers Amazon-linked notes with 13.68% digital payoff and 15% buffer
prospectus
IMPACT
SENTIMENT
01/13/2026 12:36 PM
RBMCF : OTC
Royal Bank of Canada (OTC: RBMCF) sells $12.7M equity-linked buffer notes
prospectus
IMPACT
SENTIMENT
01/13/2026 12:35 PM
AVK : NYSE
AVK (NYSE: AVK) details trading and fees in Form N-CEN
other
IMPACT
SENTIMENT
01/13/2026 12:33 PM
TRTN-PA : NYSE
Triton International Ltd Certification Filing
certification
IMPACT
SENTIMENT
01/13/2026 12:31 PM
C : NYSE
Apple-linked autocallable notes from Citigroup (NYSE: C) offer 2.5% coupons
prospectus
IMPACT
SENTIMENT
01/13/2026 12:31 PM
MS : NYSE
Morgan Stanley (NYSE: MS) prices silver and gold Trigger PLUS notes
prospectus
IMPACT
SENTIMENT
01/13/2026 12:30 PM
GIPL : OTC
Global Innovative Platforms (OTCQX: GIPL) details losses, going concern
annual report
IMPACT
SENTIMENT
01/13/2026 12:27 PM
AMUB : NYSE
High-risk UBS (AMUB) 9.4% trigger yield notes on 3 indices due 2028
prospectus
IMPACT
SENTIMENT
01/13/2026 12:23 PM
CODX : Nasdaq
Co-Diagnostics (NASDAQ: CODX) set for Nasdaq suspension, eyes OTC move
current report
IMPACT
SENTIMENT
01/13/2026 12:23 PM
MS : NYSE
Index-linked auto-callable notes detailed by Morgan Stanley (NYSE: MS)
prospectus
IMPACT
SENTIMENT
01/13/2026 12:20 PM
MS : NYSE
Morgan Stanley (NYSE: MS) sells auto-call notes on Amazon, Microsoft, Tesla
prospectus
IMPACT
SENTIMENT
01/13/2026 12:20 PM
MS : NYSE
Energy ETF-linked autocallable notes from Morgan Stanley (NYSE: MS)
prospectus
IMPACT
SENTIMENT
01/13/2026 12:17 PM
RBLX : NYSE
Insider activity at Roblox (RBLX) shows 7,000-share planned sale
other
IMPACT
SENTIMENT
01/13/2026 12:17 PM
WLSS : OTC
Welsis Corp (OTC: WLSS) loss widens and auditor flags going concern
annual report
IMPACT
SENTIMENT
01/13/2026 12:16 PM
BNS : NYSE
High-yield auto-callable tech-linked notes from Bank of Nova Scotia (NYSE: BNS)
prospectus
IMPACT
SENTIMENT
01/13/2026 12:10 PM
CLBK : Nasdaq
Columbia Financial (NASDAQ: CLBK) executive reports small stock deferral
insider
IMPACT
SENTIMENT
01/13/2026 12:10 PM
CLBK : Nasdaq
Columbia Financial (CLBK) CEO reports new deferred stock award units
insider
IMPACT
SENTIMENT
01/13/2026 12:08 PM
ABQQ : OTC ABQQD : OTC
AB International Group Corp (ABQQ) issues $232K discounted convertible note
current report
IMPACT
SENTIMENT
01/13/2026 12:06 PM
DWTX : Nasdaq
Dogwood (NASDAQ: DWTX) sells 2,338,948 shares, nets $6.0 million
prospectus
IMPACT
SENTIMENT
01/13/2026 12:02 PM
ASST : Nasdaq
Semler merger approved by shareholders of Strive (NASDAQ: ASST) stock
current report
IMPACT
SENTIMENT
01/13/2026 11:52 AM
ISBA : Nasdaq
Isabella Bank Corp (ISBA) CFO reports zero share holdings in Form 3
insider
IMPACT
SENTIMENT
01/13/2026 11:47 AM
BPTH : OTC
Bio-Path (OTCQB: BPTH) posts Q3 2025 loss amid going-concern risk and note defaults
quarterly report
IMPACT
SENTIMENT
01/13/2026 11:45 AM
AMJB : NYSE
JPMORGAN CHASE & CO Prospectus Supplement
prospectus
IMPACT
SENTIMENT
01/13/2026 11:45 AM
TRT : NYSE
Trio-Tech International (TRT) CEO awarded 80,000 options on 01/09/2026
insider
IMPACT
SENTIMENT
01/13/2026 11:44 AM
C : NYSE
Citigroup (NYSE: C) sells risky S&P 500 futures-linked autocall note
prospectus
IMPACT
SENTIMENT
01/13/2026 11:43 AM
COMM : Nasdaq
Planned Rule 144 common stock sale for issuer (Nasdaq: COMM)
other
IMPACT
SENTIMENT
01/13/2026 11:43 AM
RBMCF : OTC
Royal Bank of Canada (OTC: RBMCF) offers 2027 stock-linked notes
prospectus
IMPACT
SENTIMENT
01/13/2026 11:40 AM
C : NYSE
Citigroup (NYSE: C) offers 9.7% autocallable equity-linked notes due 2027
prospectus
IMPACT
SENTIMENT
01/13/2026 11:40 AM
C : NYSE
Citigroup (NYSE: C) offers 10% contingent coupon notes tied to key indexes
prospectus
IMPACT
SENTIMENT
01/13/2026 11:39 AM
EDD : NYSE
EDD fund (EDD) files Form N-CEN on brokers and trading activity
other
IMPACT
SENTIMENT
01/13/2026 11:39 AM
AMJB : NYSE
Contingent income note from JPMorgan (NYSE: AMJB) tied to 3 US indexes
prospectus
IMPACT
SENTIMENT
01/13/2026 11:36 AM
C : NYSE
High-yield equity-linked notes from Citigroup (NYSE: C) offer 10.8%
prospectus
IMPACT
SENTIMENT
01/13/2026 11:34 AM
ARTNA : Nasdaq
ARTESIAN RESOURCES CORP Annual Statement of Beneficial Ownership
insider
IMPACT
SENTIMENT
01/13/2026 11:34 AM
AMJB : NYSE
JPMorgan (NYSE: AMJB) offers buffered notes tied to S&P 500 futures
prospectus
IMPACT
SENTIMENT
01/13/2026 11:34 AM
C : NYSE
Citigroup (NYSE: C) offers autocallable note tied to three equity indexes
prospectus
IMPACT
SENTIMENT
01/13/2026 11:32 AM
SLAB : Nasdaq
Planned sale of 1,355 common shares in issuer (NASDAQ: SLAB)
other
IMPACT
SENTIMENT
01/13/2026 11:32 AM
AMJB : NYSE
JPMORGAN CHASE & CO Prospectus Supplement
prospectus
IMPACT
SENTIMENT
01/13/2026 11:30 AM
KLIC : Nasdaq
Kulicke and Soffa (NASDAQ: KLIC) insider plans 40,000 share sale
other
IMPACT
SENTIMENT
01/13/2026 11:30 AM
AIR : NYSE
AAR (NYSE: AIR) CEO sells 30K shares after exercising stock options
insider
IMPACT
SENTIMENT
01/13/2026 11:26 AM
LCGMF : OTC
Lion Copper and Gold (OTC: LCGMF) issues 97,182 shares at $0.1029
current report
IMPACT
SENTIMENT
01/13/2026 11:23 AM
HGYN : OTC
Hong Yuan Holding (OTC: HGYN) updates CFO and board roles in amendment
current report
IMPACT
SENTIMENT
01/13/2026 11:23 AM
MS : NYSE
MORGAN STANLEY Prospectus Supplement
prospectus
IMPACT
SENTIMENT
01/13/2026 11:21 AM
VZLA : NYSE
Vizsla Silver Corp. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/13/2026 11:21 AM
NRUC : NYSE
Derivatives drive mixed Q2 results for National Rural (NYSE: NRUC)
quarterly report
IMPACT
SENTIMENT
01/13/2026 11:17 AM
NKX : NYSE
Nuveen California AMT-Free Quality Municipal Income Fund (NYSE: NKX)
other
IMPACT
SENTIMENT
01/13/2026 11:13 AM
AMUB : NYSE
UBS AG Prospectus Filed Pursuant to Rule 424(b)(3)
prospectus
IMPACT
SENTIMENT
01/13/2026 11:13 AM
EXG : NYSE
EXG (EXG) N-CEN shows $631K brokerage commissions and $1.13B principal trades
other
IMPACT
SENTIMENT
01/13/2026 11:13 AM
ETY : NYSE
ETY (NYSE: ETY) details brokerage commissions and principal trades in N-CEN
other
IMPACT
SENTIMENT
01/13/2026 11:13 AM
EFR : NYSE
Eaton Vance Senior Floating-Rate Trust SEC Filing
other
IMPACT
SENTIMENT
01/13/2026 11:13 AM
EVT : NYSE
EVT fund outlines securities lending levels and trading commissions
other
IMPACT
SENTIMENT
01/13/2026 11:13 AM
AMJB : NYSE
Dual directional notes from JPMorgan (NYSE: AMJB) tied to indexes
prospectus
IMPACT
SENTIMENT
01/13/2026 11:13 AM
ETG : NYSE
ETG fund (ETG) files N-CEN on trading and lending data for investors
other
IMPACT
SENTIMENT
01/13/2026 11:13 AM
EVG : NYSE
Eaton Vance Short Duration Diversified Income Fund SEC Filing
other
IMPACT
SENTIMENT
01/13/2026 11:13 AM
ETO : NYSE
ETO (ETO) details securities lending and trading activity in Form N-CEN
other
IMPACT
SENTIMENT
01/13/2026 11:08 AM
ASA : NYSE
Saba Capital boosts ASA Gold & Precious Metals (NYSE: ASA) stake
insider
IMPACT
SENTIMENT
01/13/2026 11:07 AM
MEGI : NYSE
Insider MEGI trade by NYLI CBRE Global Infrastructure Fund (MEGI) disclosed
insider
IMPACT
SENTIMENT
01/13/2026 11:03 AM
GF : NYSE
Saba Capital increases New Germany Fund (GF) stake with insider share buy
insider
IMPACT
SENTIMENT
01/13/2026 11:03 AM
AMUB : NYSE
High-yield UBS AG (NYSE: AMUB) notes tied to Broadcom stock risk
prospectus
IMPACT
SENTIMENT
01/13/2026 11:02 AM
IIF : NYSE
Saba Capital trims Morgan Stanley India Fund (NYSE: IIF) stake size
insider
IMPACT
SENTIMENT
01/13/2026 11:01 AM
AMJB : NYSE
High-yield JPMorgan (NYSE: AMJB) note linked to CAT, NVDA, WMT
prospectus
IMPACT
SENTIMENT
01/13/2026 11:01 AM
AMUB : NYSE
High-yield UBS (NYSE: AMUB) notes tied to Nasdaq-100, Russell 2000
prospectus
IMPACT
SENTIMENT
01/13/2026 10:59 AM
MXF : NYSE
MEXICO FUND INC Insider Trading Activity
insider
IMPACT
SENTIMENT
01/13/2026 10:56 AM
AMUB : NYSE
High-risk UBS (NYSE: AMUB) 11.05% yield notes tied to indexes to 2029
prospectus
IMPACT
SENTIMENT
01/13/2026 10:56 AM
KIO : NYSE
Trading commissions and principal deals for Fund (KIO) in N-CEN filing
other
IMPACT
SENTIMENT
01/13/2026 10:53 AM
TRT : NYSE
Trio-Tech International (TRT) grants 70,000 options to insider director
insider
IMPACT
SENTIMENT
01/13/2026 10:54 AM
BNS : NYSE
Tesla-linked contingent income notes from Bank of Nova Scotia (NYSE: BNS)
prospectus
IMPACT
SENTIMENT
01/13/2026 10:52 AM
AMJB : NYSE
S&P 500 digital buffered notes from JPMorgan (NYSE: AMJB) detailed
prospectus
IMPACT
SENTIMENT
01/13/2026 10:51 AM
GS : NYSE
Goldman Sachs (NYSE: GS) offers callable 10-year CMT-linked notes
prospectus
IMPACT
SENTIMENT
01/13/2026 10:51 AM
TPVG : NYSE
TriplePoint Venture Growth BDC Corp. Insider Trading Activity
insider
IMPACT
SENTIMENT
01/13/2026 10:50 AM
TPVG : NYSE
TriplePoint Venture Growth (TPVG) insider reports share buys in Form 4
insider
IMPACT
SENTIMENT
01/13/2026 10:50 AM
TRT : NYSE
Trio-Tech International (TRT) director receives 60,000 stock options grant
insider
IMPACT
SENTIMENT
01/13/2026 10:49 AM
NWG : NYSE RBSPF : OTC
NatWest Group (NWG) 13F shows $429.6M across 72 holdings — Coutts listed
other
IMPACT
SENTIMENT
01/13/2026 10:47 AM
TRT : NYSE
Trio-Tech International (TRT) director gets 70,000 option grant
insider
IMPACT
SENTIMENT
01/13/2026 10:46 AM
AMJB : NYSE
Auto-callable tech index notes from JPMorgan (NYSE: AMJB) detailed terms
prospectus
IMPACT
SENTIMENT
01/13/2026 10:44 AM
BUKS : OTC
Butler National (BUKS) director purchases 8,000 shares in trade
insider
IMPACT
SENTIMENT
01/13/2026 10:42 AM
RICK : Nasdaq
RCI Hospitality (NASDAQ: RICK) shares Q1 club and restaurant sales
current report
IMPACT
SENTIMENT
01/13/2026 10:41 AM
AMUB : NYSE
UBS (NYSE: AMUB) issues risky autocallable notes with 28.40% call rate
prospectus
IMPACT
SENTIMENT
01/13/2026 10:39 AM
RCG : NYSE
Murray Stahl adds RENN Fund (RCG) shares in reported insider buys
insider
IMPACT
SENTIMENT
01/13/2026 10:37 AM
AMUB : NYSE
UBS AG (AMUB) sells $11.1M capped notes linked to Dow and S&P 500
prospectus
IMPACT
SENTIMENT
01/13/2026 10:28 AM
AMUB : NYSE
High-risk UBS (NYSE: AMUB) tech, small-cap and S&P 500 note offering
prospectus
IMPACT
SENTIMENT
01/13/2026 10:24 AM
AEP : Nasdaq
Executive stock grant at American Electric Power (AEP) EVP on Form 4 filing
insider
IMPACT
SENTIMENT
01/13/2026 10:23 AM
SMTC : Nasdaq
Semtech (SMTC) executive sells 5,000 shares, retains 60,066
insider
IMPACT
SENTIMENT
01/13/2026 10:22 AM
BERZ : NYSE
Bank of Montreal (NYSE: BERZ) auto-callable equity notes terms detailed
prospectus
IMPACT
SENTIMENT
01/13/2026 10:20 AM
AMUB : NYSE
UBS (NYSE: AMUB) buffer autocallable notes tied to Russell 2000 and S&P 500
prospectus
IMPACT
SENTIMENT
01/13/2026 10:12 AM
PLAB : Nasdaq
Planned 7,500-share sale disclosed by issuer (PLAB) under Rule 144
other
IMPACT
SENTIMENT
01/13/2026 10:09 AM
JPM : NYSE AMJB : NYSE VYLD : NYSE
JPMorgan Chase (NYSE: JPM) Q4 2025 earnings presentation filed with SEC
current report
IMPACT
SENTIMENT
01/13/2026 10:07 AM
AMUB : NYSE
UBS (AMUB) offers buffered digital notes with capped S&P 500 upside
prospectus
IMPACT
SENTIMENT
01/13/2026 10:07 AM
BNS : NYSE
Scotiabank (NYSE: BNS) issues autocallable buffer notes tied to Capital One
prospectus
IMPACT
SENTIMENT
01/13/2026 10:04 AM
AMUB : NYSE
UBS AG (NYSE: AMUB) offers S&P 500-linked callable yield notes
prospectus
IMPACT
SENTIMENT
01/13/2026 10:04 AM
AMUB : NYSE
High-risk UBS (AMUB) notes link income to Dow, Nikkei, S&P 500 indexes
prospectus
IMPACT
SENTIMENT
01/13/2026 10:03 AM
AMUB : NYSE
Yield notes from UBS (NYSE: AMUB) tied to S&P 500 and EURO STOXX 50
prospectus
IMPACT
SENTIMENT
01/13/2026 10:03 AM
BERZ : NYSE
High-yield BMO (NYSE: BERZ) notes tied to Amazon, NVIDIA and UnitedHealth
prospectus
IMPACT
SENTIMENT
01/13/2026 10:03 AM
BNS : NYSE
BANK OF NOVA SCOTIA Prospectus Supplement
prospectus
IMPACT
SENTIMENT
01/13/2026 10:01 AM
BNS : NYSE
BANK OF NOVA SCOTIA Prospectus Supplement
prospectus
IMPACT
SENTIMENT
01/13/2026 10:00 AM
COSM : Nasdaq
Cosmos Health (NASDAQ: COSM) CEO swaps $57,000 debt for 113,185 shares
insider
IMPACT
SENTIMENT
01/13/2026 09:56 AM
TRMB : Nasdaq
Planned sale of 7,500 shares by Trimble (NASDAQ: TRMB) holder in 2026
other
IMPACT
SENTIMENT
01/13/2026 09:57 AM
RBMCF : OTC
High-yield VolMax notes from Royal Bank of Canada (OTC: RBMCF)
prospectus
IMPACT
SENTIMENT
01/13/2026 09:50 AM
ZNB : Nasdaq
Zeta Network Group (ZNB) plans reverse split, equity share plan 2026
current report
IMPACT
SENTIMENT
01/13/2026 09:48 AM
RBMCF : OTC
Royal Bank of Canada (OTC: RBMCF) issues auto-callable index barrier notes
prospectus
IMPACT
SENTIMENT
01/13/2026 09:46 AM
BAC : NYSE
Contingent income notes by Bank of America (NYSE: BAC) link to indexes
prospectus
IMPACT
SENTIMENT
01/13/2026 09:46 AM
SOTK : Nasdaq
Sono-Tek (NASDAQ: SOTK) Q3 profit rises as sales mix lifts margins and backlog hits record
quarterly report
IMPACT
SENTIMENT
01/13/2026 09:46 AM
C : NYSE
Citigroup (NYSE: C) autocallable equity-linked note terms detailed
prospectus
IMPACT
SENTIMENT
01/13/2026 09:43 AM
LIF : Nasdaq
Charles Prober to sell 7,930 LIF (NASDAQ: LIF) shares in Rule 144
other
IMPACT
SENTIMENT
01/13/2026 09:43 AM
CSTL : Nasdaq
Castle Biosciences (NASDAQ: CSTL) shares preliminary 2025 results update
current report
IMPACT
SENTIMENT
01/13/2026 09:42 AM
ADP : Nasdaq
ADP (NASDAQ: ADP) insider files Rule 144 to sell 543 common shares
other
IMPACT
SENTIMENT
01/13/2026 09:35 AM
RBMCF : OTC
High-coupon RBC (OTC: RBMCF) barrier notes linked to Apple, Clorox and Netflix
prospectus
IMPACT
SENTIMENT
01/13/2026 09:25 AM
CSIQ : Nasdaq
Canadian Solar (NASDAQ: CSIQ) closes $230M 2031 convertible notes
current report
IMPACT
SENTIMENT
01/13/2026 09:25 AM
GAFC : OTC
Guru App Factory (GAFC) Q1 loss and going concern warning in 10-Q filing
quarterly report
IMPACT
SENTIMENT
01/13/2026 09:23 AM
C : NYSE
Citigroup (NYSE: C) offers NVDA-linked autocallable note with 20% buffer
prospectus
IMPACT
SENTIMENT
01/13/2026 09:23 AM
C : NYSE
Autocallable equity-linked notes from Citigroup (NYSE: C) with coupons
prospectus
IMPACT
SENTIMENT
01/13/2026 09:20 AM
LUNR : Nasdaq
Intuitive Machines (NASDAQ: LUNR) completes Lanteris Space cash-stock deal
current report
IMPACT
SENTIMENT
01/13/2026 09:20 AM
VFS : Nasdaq
Record 175,099 EVs for VinFast (NASDAQ: VFS) in Vietnam 2025 deliveries
current report
IMPACT
SENTIMENT
01/13/2026 09:19 AM
FBIO : Nasdaq
FDA approves ZYCUBO for Menkes at Fortress Biotech (NASDAQ: FBIO)
current report
IMPACT
SENTIMENT
01/13/2026 09:19 AM
VTOL : NYSE
Bristow Group (NYSE: VTOL) to offer $400M senior secured notes privately
current report
IMPACT
SENTIMENT
01/13/2026 09:18 AM
RBMCF : OTC
Royal Bank of Canada (OTC: RBMCF) prices S&P 500 barrier notes offering
prospectus
IMPACT
SENTIMENT
01/13/2026 09:15 AM
RVTY : NYSE
Revvity (NYSE: RVTY) schedules 2025 results release and J.P. Morgan talk
current report
IMPACT
SENTIMENT
01/13/2026 09:14 AM
RGLD : Nasdaq
Royal Gold (NASDAQ: RGLD) details stream sales and balance sheet update
current report
IMPACT
SENTIMENT
01/13/2026 09:12 AM
ILMN : Nasdaq
ILLUMINA, INC. Reports Material Event
current report
IMPACT
SENTIMENT
01/13/2026 09:11 AM
VCEL : Nasdaq
Vericel (NASDAQ: VCEL) shares preliminary 2025 results, updates outlook
current report
IMPACT
SENTIMENT
01/13/2026 09:09 AM
BNS : NYSE
Oracle-linked Trigger Jump Securities from Bank of Nova Scotia (NYSE: BNS)
prospectus
IMPACT
SENTIMENT
01/13/2026 09:07 AM
MPB : Nasdaq
Mid Penn Bancorp (NASDAQ: MPB) COO Stewart files Form 3 showing no share ownership
insider
IMPACT
SENTIMENT
01/13/2026 09:06 AM
BAC : NYSE LCID : Nasdaq
Bank of America (NYSE: BAC) reports 1.1% Lucid Group ownership
ownership
IMPACT
SENTIMENT
01/13/2026 09:06 AM
JEF : NYSE
Jefferies Financial Group (NYSE: JEF) plans listing of new senior notes
prospectus
IMPACT
SENTIMENT
01/13/2026 09:05 AM
NXPL : Nasdaq
NextPlat Corp (NASDAQ: NXPL) details CFO Amanda Ferrio employment agreement
current report
IMPACT
SENTIMENT
01/13/2026 09:04 AM
TRTN : NYSE
Triton International (NYSE: TRTN) plans senior notes sale and debt use
prospectus
IMPACT
SENTIMENT
01/13/2026 09:01 AM
SPRC : Nasdaq
SciSparc (SPRC) raises $766,170 in registered direct share sale offering
current report
IMPACT
SENTIMENT
01/13/2026 09:00 AM
CHRS : Nasdaq
Coherus Oncology (NASDAQ: CHRS) shares preliminary 2025 results update
current report
IMPACT
SENTIMENT
01/13/2026 09:00 AM
ACON : Nasdaq
Aclarion (NASDAQ: ACON) closes registered direct stock and pre-funded warrant sale
current report
IMPACT
SENTIMENT
01/13/2026 09:00 AM
CASI : Nasdaq
CASI Pharmaceuticals (NASDAQ: CASI) closes $5M convertible note tranche
current report
IMPACT
SENTIMENT
01/13/2026 08:58 AM
DAAQ : Nasdaq
Digital Asset Acquisition (NASDAQ: DAAQ) to merge with Old Glory
current report
IMPACT
SENTIMENT
01/13/2026 08:56 AM
GFL : NYSE
GFL Environmental Inc. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
01/13/2026 08:55 AM
MBRX : Nasdaq
Annamycin safety: Moleculin (NASDAQ: MBRX) sees no cardiotoxicity
current report
IMPACT
SENTIMENT
01/13/2026 08:54 AM
TMCI : Nasdaq
Treace Medical (NASDAQ: TMCI) posts 2025 prelim results, presentation
current report
Mon, Jan 12 Wed, Jan 14

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