Every Form 4 that StoneX Group Inc. (SNEX) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SNEX and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SNEX filings page.
StoneX Group Inc. Chief Executive Officer Philip Andrew Smith exercised and sold shares in a routine options transaction. On April 10, 2026, he exercised stock options for 30,000 shares of common stock at an exercise price of $13.34 per share.
He then sold 30,000 shares of common stock in an open-market transaction at an average price of $92.2302 per share, as noted in the filing. After these transactions, he directly holds 514,719 shares of StoneX Group Inc. common stock.
StoneX Group Inc. executive vice chairman Sean Michael O’Connor reported a tax-withholding share disposition, not an open-market sale. On this Form 4, 44,269 shares of Common Stock were withheld at $77.95 per share to cover tax obligations. After this transaction, he holds 1,236,921 shares directly, plus indirect holdings of 424,353 shares through a trust and 2,543,964 shares through Darseaker Limited.
Director Annabelle G. Bexiga of StoneX Group Inc. reported an open‑market sale of 1,000 shares of common stock on March 13, 2026 at a price of $106.54 per share. After this transaction, she directly holds 16,459 shares of StoneX common stock.
Cooper Diane L. reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Diane L. Cooper received a grant of 1,101 restricted shares of common stock as part of her annual compensation for non-executive directors. The shares were awarded at no cash price and will vest fully on the first anniversary of the grant date.
After this grant, Cooper directly holds 24,825 shares of StoneX Group common stock, reflecting routine equity-based compensation rather than an open-market purchase or sale.
Thamodaran Dhamu R. reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Thamodaran Dhamu R. received a grant of 1,101 restricted shares of common stock as part of the annual compensation for non-executive directors. The award was made under the company’s Restricted Stock Plan at a price of $0.00 per share.
According to the filing, these restricted shares vest fully on the first anniversary of the grant date. After this award, Thamodaran Dhamu R. directly holds a total of 34,936 shares of StoneX Group common stock.
RADZIWILL JOHN reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director and chairman John Radziwill received a grant of 1,101 restricted shares of common stock as part of the company’s annual compensation for non-executive directors. These shares were awarded under the Restricted Stock Plan at no cash cost and will fully vest on the first anniversary of the grant date. Following this grant, he holds 102,849 shares directly and 955,158 shares indirectly through Basic Management Company Inc.
PARTHEMORE ERIC reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Eric Parthemore received a grant of 1,101 restricted shares of common stock as part of the annual compensation for non-executive directors under the company’s Restricted Stock Plan. These shares vest fully on the first anniversary of the grant date. Following this award, he directly holds 30,916 shares.
FOWLER JOHN MOORE reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director John Moore Fowler received an award of 1,101 restricted shares of common stock as part of the company’s annual compensation for non-executive directors. The shares were granted under the Restricted Stock Plan and will vest fully on the first anniversary of the grant date.
Following this grant, Fowler directly holds 114,866 shares of StoneX common stock. An additional 3,000 shares are held indirectly through his spouse, reflecting a separate indirect ownership position reported in the filing.
KASS STEVEN A reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Steven A. Kass received an award of 1,101 restricted shares of common stock as part of his annual compensation for non-executive directors. The shares were granted at no cash cost and will fully vest on the first anniversary of the grant date. Following this award, Kass directly holds 36,757 shares.
BEXIGA ANNABELLE G reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Annabelle G. Bexiga received a grant of 1,101 restricted shares of common stock as part of her annual non-executive director compensation. The shares vest fully on the first anniversary of the grant date, bringing her direct holdings to 17,459 shares after a non-material correction related to a prior 3:2 stock split.
StoneX Group Inc. Chief Information Officer Abigail H. Perkins reported option and stock transactions on February 13, 2026. She exercised stock options for 8,000 shares at a stated exercise price of $27.58 per share and received 8,000 shares of common stock.
On the same date, she sold 8,000 shares of common stock in open-market transactions at an average price of $126.7161 per share, based on the filing’s footnote. After these transactions, she directly owned 48,259 common shares and indirectly held 337 shares through her children.
StoneX Group Inc. Executive Vice-Chairman Sean Michael O'Connor reported exercising stock options and selling common stock. On February 9, 2026, he exercised 40,000 stock options at an exercise price of $20 per share and acquired 40,000 shares of common stock, then sold 40,000 shares in open-market transactions at an average price of $124.9475.
On February 10, 2026, he again exercised 40,000 stock options at $20 per share and sold 40,000 shares of common stock at an average price of $124.5615. After these transactions, he directly owned 854,127 common shares and 1,045,000 stock options, and indirectly held 282,902 shares through a trust and 1,695,976 shares through Darseaker Limited.
StoneX Group Inc. chief risk officer Mark L. Maurer reported an option exercise and share sale involving the company’s common stock. On February 9, 2026, he exercised 40,000 stock options at an exercise price of $20 per share, acquiring the same number of common shares.
On the same date, he then sold 40,000 common shares in an open-market transaction at an average price of $124.878 per share, as disclosed in a footnote. After these transactions, he directly owned 90,331 common shares and 410,000 stock options.
StoneX Group Inc. insider activity: President Charles M. Lyon exercised stock options for 45,000 shares of common stock at $20 per share on February 9, 2026, then sold 30,000 common shares at an average price of $124.7757 per share. After these transactions, he directly owned 150,330 shares of common stock and 337,500 stock options.
StoneX Group Inc. director John M. Fowler reported a sale of company stock. On February 2, 2026, he sold 1,125 shares of Common Stock at $112.70 per share. After this transaction, he directly holds 113,765 shares of StoneX Group Inc. common stock and has an additional 3,000 shares reported as indirectly owned through his spouse.
StoneX Group Inc. director receives restricted stock grant
StoneX Group Inc. director Dhamu R. Thamodaran acquired 99 restricted shares of common stock on January 30, 2026 at a price of $0 per share under the company’s Restricted Stock Program. After this grant, he beneficially owns 33,835 shares directly.
The restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date, tying a portion of the director’s compensation to the company’s long-term performance.
StoneX Group Inc. Chairman and director John Radziwill reported receiving 152 restricted shares of common stock on January 30, 2026 under the company’s Restricted Stock Program, at a price of $0 per share.
These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date. After this award, Radziwill directly holds 101,748 StoneX common shares and indirectly holds 955,158 shares through Basic Management Company Inc.
StoneX Group director Steven A. Kass received a grant of restricted stock under the company’s Restricted Stock Program. On 01/30/2026, he was awarded 121 restricted shares of common stock at a price of $0 per share. These shares vest in three equal installments on the first, second, and third anniversaries of the grant date, aligning compensation with longer-term service. Following this award, Kass directly beneficially owns 35,656 shares of StoneX Group common stock.
StoneX Group Inc. director John M. Fowler reported a grant of 121 restricted shares of common stock on January 30, 2026. The shares were acquired at a price of $0 through the company’s Restricted Stock Program and are scheduled to vest in three equal installments on the first, second, and third anniversaries of the grant date.
After this award, Fowler beneficially owns 114,890 shares of StoneX common stock directly. In addition, Form 4 reports an indirect holding of 3,000 shares of common stock held by his spouse.
StoneX Group Inc. director Diane L. Cooper received 81 restricted shares of common stock on January 30, 2026. The shares were granted at a price of $0 under the company’s Restricted Stock Program and increase her directly owned holdings to 23,724 shares.
The restricted shares vest in three equal installments on each anniversary of the grant date over three years, meaning she gains full ownership gradually rather than immediately. This is a routine equity compensation award rather than an open‑market share purchase or sale.
StoneX Group Inc. director and Chairman of the Board John Radziwill reported buying additional company stock. On 12/16/2025, he acquired 1,000 shares of StoneX Group common stock at a price of $97.25 per share in an open-market purchase. After this transaction, he directly owns 101,596 shares of common stock. He also reports indirect beneficial ownership of 955,158 shares through Basic Management Company Inc., reflecting shares held via that entity in addition to his direct holdings.
StoneX Group Inc. insider Sean M. O'Connor, a director and Executive Vice-Chairman of the Board, reported stock gifts in mid-December 2025. On December 15, 2025, he transferred 540 shares of StoneX common stock at a reported price of $0 per share as a gift to family members. On December 16, 2025, he gifted an additional 15,000 shares of common stock, also at $0 per share, including transfers to a family trust and a charitable foundation.
After these transactions, O'Connor beneficially owns 854,127 shares of StoneX common stock directly, 282,902 shares indirectly through a trust, and 1,695,976 shares indirectly through Darseaker Limited. The filing indicates these are non-derivative equity holdings and confirms the transactions were reported by a single reporting person.
StoneX Group Inc. reported an insider equity award for its Chief Information Officer, Abigail H. Perkins. On 12/15/2025, she was issued 4,346 restricted shares of common stock at a stated price of $0 per share. After this grant, she beneficially owned 48,259 shares directly and 337 shares indirectly through her children. The filing notes these shares were issued under the company’s Executive Performance Plan and will vest in three equal installments on the first, second, and third anniversaries of the grant date.
StoneX Group Inc. officer reports stock grant and share sale. Chief Governance/Legal Officer Diego Rotsztain reported receiving 5,821 restricted shares of StoneX Group common stock on 12/15/2025 at a stated price of $0, issued under the company’s Executive Performance Plan. These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date.
On the same date, he reported a disposition of 6,132 shares of common stock at $97.43 per share, coded as an "F" transaction, which typically indicates shares withheld or sold to cover taxes. After these transactions, he directly holds 27,484 restricted shares of common stock and 21,352 shares of common stock.
StoneX Group Inc. Chief Operating Officer Stuart Davison received two grants of restricted common stock on December 15, 2025, totaling 8,091 shares under company performance and remuneration plans, which vest equally over three years. On the same date, 1,410 common shares were withheld at $97.43 per share for taxes, leaving 14,400 common shares and 15,810 restricted shares directly held after the transactions.
StoneX Group Inc. reported an insider equity award for its Chief Risk Officer, Mark L. Maurer. On 12/15/2025, he acquired 7,300 restricted shares of common stock at a price of $0, issued pursuant to the company's Executive Performance Plan. These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date. Following this award, Maurer beneficially owns 90,331 shares of StoneX Group common stock in direct ownership.
StoneX Group Inc. chief executive officer Philip Andrew Smith reported equity transactions in company stock dated 12/15/2025. He acquired 13,400 restricted shares of common stock at $0, increasing his directly held restricted shares to 341,154. He also acquired an additional 11,282 restricted shares at $0, bringing another restricted share position to 352,436 shares.
The filing shows a disposition of 7,166 shares of common stock coded "F" at a price of $97.43, with 345,270 shares of common stock held directly afterward. The restricted shares were issued under the company’s executive performance plan and a remuneration policy, and vest in equal installments over three years.
StoneX Group Inc. reported an insider equity award for President Charles M. Lyon. On 12/15/2025, he received 13,400 restricted shares of common stock at a stated price of $0, reflecting a grant under the company’s Executive Performance Plan rather than an open-market purchase. After this award, he beneficially owned 135,330 shares directly. The filing notes that these shares were issued pursuant to the Executive Performance Plan and will vest in equal installments on each anniversary over three years, aligning compensation with continued service and performance milestones.
StoneX Group Inc. Chief Financial Officer William J. Dunaway reported equity transactions in company stock on 12/15/2025. He acquired 7,300 restricted shares of common stock at a stated price of $0, issued under the company’s Executive Performance Plan. These shares vest in three equal installments on the first, second, and third anniversaries of the grant date. On the same day, he disposed of 7,279 shares of common stock at $97.43 per share. Following these transactions, Dunaway directly beneficially owned 168,819 shares of StoneX Group common stock.
StoneX Group Inc. reported that Chief Accounting Officer Aaron M. Schroeder acquired 977 restricted shares of common stock on 12/15/2025 under the company’s Restricted Stock Program at a price of $0 per share. Following this grant, he beneficially owns 36,654 shares of StoneX common stock directly. The restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date.
StoneX Group Inc. director Dhamu R. Thamodaran reported a charitable stock gift. On December 11, 2025, he made a gift (transaction code G) of 2,951 shares of StoneX Group Inc. common stock at a stated price of $0, described as a gift to a charitable foundation. Following this transaction, he beneficially owns 33,736 shares of common stock in a direct capacity.
StoneX Group Inc. (SNEX) director John M. Fowler reported an open‑market sale of 1,125 shares of common stock at $91.2 per share on 11/03/2025 (Form 4).
Following the transaction, Fowler directly holds 114,769 shares. In addition, 3,000 shares are held indirectly by spouse. The filing was made by one reporting person.
StoneX Group Inc. (SNEX) director Diane L. Cooper reported the acquisition of 97 restricted shares of common stock on 10/31/2025 at $0 under the Company’s Restricted Stock Program.
After this grant, she beneficially owns 23,643 shares, held directly. The restricted shares vest equally on the first, second, and third anniversaries.
StoneX Group Inc. (SNEX) director John M. Fowler reported acquiring 145 restricted shares of common stock on 10/31/2025 under the Company’s Restricted Stock Program at a stated price of $0.
Following the transaction, Fowler beneficially owns 115,894 shares directly, plus 3,000 shares indirectly through his spouse. The restricted shares vest in equal installments on the anniversary of the grant in years one, two, and three.
StoneX Group Inc. (SNEX) director Steven A. Kass was granted 145 restricted shares of common stock on 10/31/2025 under the Company’s Restricted Stock Program at a stated price of $0.
Following the grant, Kass beneficially owned 35,535 shares, held directly. The restricted shares vest equally on the anniversary in years one, two, and three, aligning compensation with multi-year service.
StoneX Group Inc. (SNEX) director Dhamu R. Thamodaran reported an equity award. On 10/31/2025, he acquired 118 restricted shares of common stock at $0 under the Company’s Restricted Stock Program. Following this grant, he beneficially owns 36,687 shares in direct ownership.
The award is scheduled to vest in equal installments on the anniversary dates over three years, aligning compensation with continued service on the board.
StoneX Group Inc. (SNEX) Chairman and Director John Radziwill reported acquiring 182 restricted shares of common stock on 10/31/2025 at $0 under the company’s Restricted Stock Program.
The grant vests equally on the anniversary in years one, two, and three. Following the transaction, beneficial ownership stands at 100,596 shares direct and 955,158 shares indirect through Basic Management Company Inc.