SEC Filings for October 21, 2026

744 filings published on Wednesday, October 21, 2026.

Tue, Oct 20

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10/21/2026 09:15 AM

ELS : NYSE

Revenue rises to $409.9M at Equity LifeStyle (ELS), but earnings per share fall.

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10/21/2026 09:11 AM

LUD : NYSE

Two Chinese customers agree to buy coal from Luda Technology (LUD), with no fixed price.

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10/21/2026 09:09 AM

PARA : Nasdaq PARAW : Nasdaq

Warrants covering up to 1.66M shares face repurchase if Banzai (PARA) closes a public offering.

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10/21/2026 09:06 AM

SYNX : NYSE

A wearable AI prototype is designed to detect radio-silent drones at Silynxcom (SYNX).

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10/21/2026 09:05 AM

SWBI : Nasdaq

Smith & Wesson (SWBI) adds Savage, issuing shares equal to 19.99% of its pre-merger share count.

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10/21/2026 09:05 AM

PLBC : Nasdaq

Investor materials from Plumas Bancorp (PLBC) are dated October 21, 2026.

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10/21/2026 09:04 AM

HTB : NYSE

Preliminary EPS reaches $1.11 as HomeTrust (HTB) posts a Q3 profit increase.

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10/21/2026 09:03 AM

XAIR : Nasdaq

A 14.8% stake falls below the 10% ownership threshold at Beyond Air (XAIR).

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10/21/2026 09:01 AM

LTESF : OTC

With 100% of revenue from one customer, Leet (LTESF) warns its cash cannot cover operations.

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10/21/2026 09:01 AM

INMB : Nasdaq

UK approval could come about six weeks earlier, Inmune Bio (INMB) says of its revised Ebstrocel plan.

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10/21/2026 09:00 AM

KRNY : Nasdaq

Shareholders back Crowe as Kearny Financial (KRNY) auditor for fiscal 2027 with 55.7M votes.

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10/21/2026 09:00 AM

NGTF : OTC

Two noteholders pause conversions unless NightFood (NGTF) gives permission.

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10/21/2026 09:00 AM

PLBC : Nasdaq

Q3 profit more than doubles at Plumas Bancorp (PLBC), alongside a $1.2M tax reduction.

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10/21/2026 09:00 AM

GLXZ : OTC

Former Ameristar CEO joins Galaxy Gaming (GLXZ) board.

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10/21/2026 09:00 AM

AIFU : Nasdaq

An $11M cash payment is part of AIFU (AIFU)'s agreement to acquire Waltz Investment.

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10/21/2026 08:52 AM

WDAY : Nasdaq

Workday (WDAY) plans four series of senior unsecured notes to retire $1B in 2027 debt.

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10/21/2026 08:50 AM

VLY : Nasdaq VLYPN : Nasdaq VLYPO : Nasdaq VLYPP : Nasdaq

A bank with about $1.6B in assets would join Valley National (VLY) in a cash-and-stock merger.

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10/21/2026 08:49 AM

AKZOF : OTC AKZOY : OTC

A €73M operating loss comes as AkzoNobel (AKZOF) agrees to sell its South East Asia paints business.

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10/21/2026 08:49 AM

BLDP : Nasdaq

A 20,000-capacity festival stage used hydrogen power from Ballard Power (BLDP)’s GeoPura.

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10/21/2026 08:49 AM

AKZOF : OTC AKZOY : OTC

A €230M Russia loss hits AkzoNobel (AKZOF) as Q3 revenue holds flat.

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10/21/2026 08:47 AM

AKZOF : OTC AKZOY : OTC

Revenue holds flat, but AkzoNobel (AKZOF) posts a Q3 operating loss.

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10/21/2026 08:46 AM

MHH : NYSE

At $6.44 and $6.33 a share, a trust buys 4,700 Mastech Digital (MHH) shares.

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10/21/2026 08:43 AM

SBS : NYSE

EMAE trading ends Oct. 23 ahead of its share swap with SABESP (SBS).

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10/21/2026 08:43 AM

TMQ : NYSE

A veteran with over 40 years in mining joins Trilogy Metals (TMQ) venture to help lead Arctic development.

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10/21/2026 08:35 AM

CWCO : Nasdaq

Despite new approvals, Consolidated Water (CWCO) expects a later start for its Hawaii plant.

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10/21/2026 08:33 AM

ELMT : Nasdaq

After buying shares and 3.5M warrants, Elmet Group (ELMT) is due a Blue Moon board appointment.

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10/21/2026 08:32 AM

PKBK : Nasdaq

Revenue rose 6.1% and interest costs fell as Parke Bancorp (PKBK) lifted Q3 profit.

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10/21/2026 08:31 AM

NTRP : Nasdaq

A 1,850-agent network agrees to a Canadian travel venture with NextTrip (NTRP).

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10/21/2026 08:30 AM

IOND : Nasdaq

Swaps tied to 1.5M shares accompany an investor's reported stake in Ionic Digital (IOND).

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10/21/2026 08:30 AM

OFG : NYSE

A $13.5M buyback accompanies higher Q3 earnings at OFG Bancorp (OFG).

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10/21/2026 08:29 AM

HYFT : Nasdaq

Amazon's AMD-powered servers screened 890,634 antibody sequences in MindWalk (HYFT) tests.

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10/21/2026 08:28 AM

TILE : Nasdaq

Interface (TILE) director sells 4,000 shares under a prearranged trading plan.

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10/21/2026 08:25 AM

CTBI : Nasdaq

Q3 profit rises despite a $4.3M loan charge-off at Community Trust Bancorp (CTBI).

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10/21/2026 08:24 AM

LAD : NYSE

EPS rose 53.5% at Lithia Motors (LAD), but adjusted net income went the other way.

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10/21/2026 08:21 AM

INMD : Nasdaq

An offer expired without extension. InMode (INMD)'s CEO reports his ownership stake.

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10/21/2026 08:19 AM

OXLC : Nasdaq

Monthly dividends begin November 30 on Oxford Lane (OXLC)'s proposed additional 8.25% preferred shares.

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10/21/2026 08:15 AM

IMNN : Nasdaq

A ThermoDox sale could bring Imunon (IMNN) up to $16.5M in milestones if its buyer raises funding.

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10/21/2026 08:12 AM

VRAX : Nasdaq

Five option grants held by Clement Monteil expire from 2032 to 2036 at Virax Biolabs (VRAX).

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10/21/2026 08:07 AM

VYGR : Nasdaq

CEO succession is expected after Alzheimer’s trial safety data at Voyager Therapeutics (VYGR).

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10/21/2026 08:06 AM

UNF : NYSE

Revenue rose 5% at UniFirst (UNF), while quarterly profit went the other way.

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10/21/2026 08:05 AM

UDR : NYSE

A 7,059-home apartment venture is planned by UDR (UDR) and Apollo.

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10/21/2026 08:03 AM

ZDGE : NYSE

A first six-figure order is in hand as Zedge (ZDGE) completes an insider-led investment.

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10/21/2026 08:01 AM

MNSO : NYSE MSOGF : OTC

MINISO Group Holding Ltd Current Report (Foreign Issuer)

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10/21/2026 08:03 AM

GETY : OTC

A Koch affiliate is expected to finance Getty Images (GETY) in Chapter 11.

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10/21/2026 08:01 AM

MSGY : Nasdaq

No shareholder action is needed for Masonglory (Nasdaq: MSGY) to switch its ticker to FFTT.

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10/21/2026 08:01 AM

MLKN : Nasdaq

A $1M base salary accompanies the move from interim to CEO at MillerKnoll (MLKN).

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10/21/2026 08:00 AM

SEV : Nasdaq

All unvested interim CFO options would vest on a change of control at Aptera Motors (SEV).

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10/21/2026 08:00 AM

UXIN : Nasdaq

CEO buys at $0.9492 per share under a trading plan at Uxin Ltd (UXIN).

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10/21/2026 08:00 AM

NIVF : Nasdaq NIVFW : Nasdaq

No shareholder vote is required for NewGenIvf (NIVF)'s approved reverse split.

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10/21/2026 08:00 AM

HKPD : Nasdaq

An October 26 reverse split is expected at Cellyan (HKPD) to address Nasdaq’s minimum bid-price rule.

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10/21/2026 07:59 AM

ASST : Nasdaq SATA : Nasdaq

A first payout and 13 business days of daily dividends are coming for Strive (ASST) preferred holders.

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10/21/2026 07:56 AM

ORRF : Nasdaq

Deposits fell $38.1M at Orrstown (ORRF), but quarterly profit rose.

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10/21/2026 07:52 AM

WGO : NYSE

A 3% dividend increase at Winnebago (WGO) comes as quarterly revenue falls.

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10/21/2026 07:49 AM

COR : NYSE

More than 350 oncology providers are in the network Cencora (COR) agreed to acquire.

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10/21/2026 07:55 AM

INVE : Nasdaq

Up to $20M in cash is on offer for shareholders tendering stock to INVE Technologies (INVE).

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10/21/2026 07:40 AM

NEE : NYSE

Quarterly net income hits $4.78B at NextEra Energy (NEE), which holds its 2026 earnings outlook.

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10/21/2026 07:36 AM

ABT : NYSE

Sales rise 14.5%, but GAAP profit falls at Abbott (ABT).

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10/21/2026 07:35 AM

MHO : NYSE

Quarterly profit falls as M/I Homes (MHO) buys back $50M in stock.

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10/21/2026 07:35 AM

GCDT : NYSE

A non-binding airport energy pact links Green Circle (GCDT) with chemical and ground-handling partners.

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10/21/2026 07:35 AM

VLN : NYSE

After selling 1,458 shares, Valens Semiconductor (VLN) VP Finance holds 135,859 shares.

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10/21/2026 07:34 AM

SSL : NYSE SASOF : OTC

SASOL LTD Current Report (Foreign Issuer)

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10/21/2026 07:31 AM

OWLS : Nasdaq

At an average $4.2681 a share, OBOOK Holdings (OWLS) CEO buys 12,192 shares.

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10/21/2026 07:31 AM

PAXGU : Nasdaq

Pine Tree (PAXGU) shares and rights to trade separately as PAXG and PAXGR around Oct. 23.

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10/21/2026 07:30 AM

SLNH : Nasdaq SLNHP : Nasdaq

A partner is expected to own 51% of Soluna Holdings (SLNH)'s planned AI data center venture.

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10/21/2026 07:30 AM

STN : NYSE

Stantec (STN) schedules November 13 earnings call for 8 AM Eastern after results the prior evening.

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10/21/2026 07:22 AM

WS : NYSE

An October 23 vote could force Worthington Steel (WS) to wait before another Kloeckner vote.

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10/21/2026 07:21 AM

INVE : Nasdaq

Shareholders get a $2.85–$3.40 cash tender offer from INVE Technologies (INVE).

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10/21/2026 07:14 AM

TDY : NYSE

Record quarterly sales at Teledyne (TDY) accompany a higher 2026 earnings outlook.

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10/21/2026 07:14 AM

CME : Nasdaq

Nearly $1 billion returned to shareholders as CME Group (CME) posts record Q3 revenue.

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10/21/2026 07:09 AM

WAB : NYSE

Sales rise 8.1% at Wabtec (WAB), while GAAP earnings per share grow faster.

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10/21/2026 07:08 AM

ONB : Nasdaq ONBPO : Nasdaq ONBPP : Nasdaq

Record profit accompanies a $100M buyback at Old National Bancorp (ONB).

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10/21/2026 07:06 AM

ROIV : Nasdaq

Two trials tested an eye inflammation drug in 371 patients for Roivant Sciences (ROIV).

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10/21/2026 07:05 AM

PM : NYSE

Smoke-free products top 40% of revenue as Philip Morris (PM) posts Q3 growth.

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10/21/2026 07:02 AM

HCSG : Nasdaq

Q3 revenue reaches $480M, but profit falls at Healthcare Services Group (HCSG).

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10/21/2026 07:02 AM

GNPX : Nasdaq

Gene loss affected male mice more in brain research shared by Genprex (GNPX).

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10/21/2026 07:02 AM

NTZ : NYSE

Revenue falls 23.3% as Natuzzi (NYSE: NTZ) posts a wider Q2 operating loss.

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10/21/2026 07:01 AM

GOW : Nasdaq

Operating profit rose 135% at GOWell (Nasdaq: GOW)'s subsidiary as equipment sales lifted revenue.

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10/21/2026 07:00 AM

SF : NYSE SFB : NYSE

Revenue slips 0.2% at Stifel Financial (SF), but Q3 profit rises.

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10/21/2026 07:00 AM

VVOS : Nasdaq

Nasdaq confirms equity compliance for Vivos Therapeutics (NASDAQ: VVOS). The next report is another test.

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10/21/2026 07:00 AM

MSLE : Nasdaq

Boston and London host Satellos (MSLE) investor appearances on November 9 and 18–19.

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10/21/2026 07:00 AM

BGX : NYSE

A shareholder may seek liquidation of Blackstone Long-Short Credit Income Fund (BGX).

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10/21/2026 07:00 AM

RDHL : Nasdaq

Drug rights return to RedHill Biopharma (RDHL) as Hyloris agrees to a $200,000 break-up fee.

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10/21/2026 07:00 AM

PKX : NYSE

No investment decision yet as POSCO Holdings (PKX) reviews a Port Hedland iron project.

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10/21/2026 07:00 AM

PBM : Nasdaq PBMWW : Nasdaq

An ibogaine manufacturing deal helps unlock Psyence Biomedical (PBM)'s additional PsyLabs investment.

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10/21/2026 07:00 AM

TLSA : Nasdaq

Management and deal teams from Tiziana (TLSA) will attend a Toronto MS meeting October 21–23.

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10/21/2026 06:58 AM

MCO : NYSE

Revenue rose 1% at Moody’s (MCO), while earnings per share grew faster.

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10/21/2026 06:55 AM

SHMD : Nasdaq SHMDW : Nasdaq

With a Malaysia equipment order agreed at over €25M, SCHMID Group (SHMD) raises its 2026 order outlook.

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10/21/2026 06:51 AM

LH : NYSE

A December 11 cash payout is set for Labcorp (LH) common shareholders.

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10/21/2026 06:49 AM

TRAD : NYSE

Closing APEX Tech (TRAD)'s Korai merger requires at least 20M registered users.

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10/21/2026 06:47 AM

BKU : NYSE

A $97M buyback accompanies higher quarterly earnings at BankUnited (BKU).

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10/21/2026 06:45 AM

TRAD : NYSE

An all-stock merger would pair APEX Tech (TRAD) with Korai Flix, with no minimum cash condition.

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10/21/2026 06:45 AM

NVA : NYSE

A 32-mile rail link wins federal backing near Nova Minerals (NVA)'s planned processing hub.

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10/21/2026 06:40 AM

NTRS : Nasdaq NTRSO : Nasdaq

The dividend rises to $0.88 as Northern Trust (NTRS) posts Q3 earnings growth.

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10/21/2026 06:36 AM

SVV : NYSE

A passive holder updates its Savers Value Village (SVV) stake, with sole voting power over 6.52M shares.

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10/21/2026 06:34 AM

SE : NYSE

An adviser reports voting power over 27.4M shares in its amended Sea Ltd (SE) passive stake.

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10/21/2026 06:32 AM

T : NYSE TBB : NYSE

Adjusted EPS rises 20.4% at AT&T (NYSE: T), which raises its 2026 outlook.

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10/21/2026 06:32 AM

QXO : NYSE

An investment adviser reports a passive stake of 46.5M shares in QXO (QXO).

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10/21/2026 06:22 AM

SAN : NYSE BCDRF : OTC

The Oct. 28 results call for Banco Santander (SAN) is set for 10 a.m. Madrid time.

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10/21/2026 06:21 AM

RDY : NYSE

India approves a second cancer use for Dr. Reddy’s (RDY) Zytorvi.

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10/21/2026 06:19 AM

PUK : NYSE PUKPF : OTC

A London listing is expected October 22 for 10,916 Prudential (PUK) dividend shares.

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10/21/2026 06:30 AM

CDLR : NYSE

Cadeler (CDLR)'s October 21 share exchange deadline could extend as late as December 1.

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10/21/2026 06:15 AM

IART : Nasdaq

With $96M in operating cash flow, Integra LifeSciences (IART) swings to a quarterly profit.

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10/21/2026 06:14 AM

GSK : NYSE GLAXF : OTC

FDA approves GSK (GSK)'s six-month hepatitis B treatment for eligible adults without cirrhosis.

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10/21/2026 06:09 AM

GMTL : NYSE

A warrant exercise notice covers 300,000 shares at 14p for Guardian Metal Resources (AIM: GMTL).

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10/21/2026 06:30 AM

SVAQ : Nasdaq

An 8% cash-interest option comes with Silicon Valley Acquisition (SVAQ) and EigenQ’s note agreement.

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10/21/2026 06:08 AM

IPHA : Nasdaq IPHYF : OTC

New York and London conferences await Innate Pharma (IPHA) executives in November 2026.

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10/21/2026 06:30 AM

SVAQ : Nasdaq

No additional cash accompanied EigenQ's initial note in Silicon Valley Acquisition (SVAQ)'s deal.

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10/21/2026 06:06 AM

CDLR : NYSE

A UK parent is proposed for Cadeler (CDLR) as its share exchange approaches an extendable deadline.

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10/21/2026 06:05 AM

EVTL : NYSE EVAWF : OTC EVBWF : OTC EVTWF : OTC

Airbus veteran Marc Fontaine joins Vertical Aerospace (EVTL)'s board.

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10/21/2026 06:05 AM

IMOS : Nasdaq

NT$58.6M in machinery disposals leave ChipMOS (IMOS) projecting a gain.

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10/21/2026 06:05 AM

EXOZ : Nasdaq

No shares were issued: Exozymes (EXOZ) corrects a reported conversion of 32,964 stock units.

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10/21/2026 06:05 AM

SVAQ : Nasdaq SVAQU : Nasdaq SVAQW : Nasdaq

The initial note and warrants required no new cash in Silicon Valley Acquisition (SVAQ)'s EigenQ deal.

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10/21/2026 06:04 AM

AIRE : Nasdaq

Non-executive directors at reAlpha Tech (Nasdaq: AIRE) are eligible for $75K in stock and $25K cash annually.

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10/21/2026 06:04 AM

HCM : Nasdaq HMDCF : OTC

A GSK subsidiary closes its HUTCHMED (HCM) drug deal; up to $1.185B in milestones may follow.

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10/21/2026 06:04 AM

TMO : NYSE

Revenue rises 9% at Thermo Fisher (TMO), with adjusted earnings per share also climbing.

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10/21/2026 06:04 AM

KB : NYSE

At 9.18%, Korea’s National Pension Service is KB Financial Group’s (KB) largest shareholder.

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10/21/2026 06:04 AM

DRD : NYSE DRDGF : OTC

Gold production rose 10% at DRDGOLD (DRD), while operating profit grew faster.

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10/21/2026 06:04 AM

LAB : Nasdaq

A 1-for-20 to 1-for-40 reverse split is proposed in Standard BioTools (LAB)'s Treeline merger.

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10/21/2026 06:04 AM

WDS : NYSE WOPEF : OTC

Q3 production falls 9% as Woodside Energy (WDS) posts higher revenue.

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10/21/2026 06:04 AM

ATHE : Nasdaq PRNAF : OTC

ALTERITY THERAPEUTICS LTD Current Report (Foreign Issuer)

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10/21/2026 06:04 AM

GMTL : NYSE

A COO with over 30 years in mining joins Guardian Metal Resources (GMTL).

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10/21/2026 06:04 AM

AITX : OTC

With its top customer at 18% of sales, Artificial Intelligence Technology Solutions (AITX) grew revenue.

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10/21/2026 06:04 AM

ELV : NYSE

Health Benefits operating gain falls 27.5%, but Elevance Health (ELV) raises its 2026 earnings outlook.

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10/21/2026 06:04 AM

LU : NYSE

Lufax (LU) plans earnings after the October 27 market close, followed by a 9 p.m. ET call.

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10/21/2026 06:04 AM

JKS : NYSE

Shareholders passed every proposal at JinkoSolar (JKS)'s October 21 annual meeting.

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10/21/2026 06:04 AM

SE : NYSE

A CFO-controlled entity sold 10,000 Sea Ltd (SE) shares at weighted-average prices of $88.54–$93.

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10/21/2026 06:04 AM

SE : NYSE

Under a trading plan, Sea Ltd (SE) executive's entity sold 1,800 shares on October 19–20.

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10/21/2026 06:04 AM

ATHE : Nasdaq PRNAF : OTC

CEO incentive of up to 100% of base salary approved at Alterity Therapeutics (ATHE).

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10/21/2026 06:04 AM

BURU : NYSE BURUW : OTC

A €2M annual earn-out minimum accompanies Nuburu (NYSE: BURU)'s expanded Tekne stake.

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10/21/2026 06:04 AM

EVC : NYSE

A former Intel CEO joins Entravision (EVC) alongside a CFO veteran of nine companies.

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10/21/2026 06:04 AM

LICN : Nasdaq

All Bondly shares have changed hands as Lichen International (LICN) completes its exit.

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10/21/2026 06:04 AM

SHG : NYSE

A bank’s interim dividend has one recipient: sole owner Shinhan Financial (SHG).

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10/21/2026 06:04 AM

SHG : NYSE

Korea’s pension fund owns less of Shinhan Financial (SHG), where it is the largest shareholder.

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10/21/2026 06:30 AM

SKYX : Nasdaq

SKYX Platforms Corp. SEC Filing

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10/21/2026 06:30 AM

GTBP : Nasdaq

GT Biopharma, Inc. SEC Filing

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10/21/2026 06:30 AM

DRMA : Nasdaq

Dermata Therapeutics, Inc. SEC Filing

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10/21/2026 06:30 AM

DRK : Nasdaq

DarkHorse Technologies Inc. SEC Filing

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10/21/2026 06:30 AM

IMCC : Nasdaq

IM Cannabis Corp. SEC Filing

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10/21/2026 06:30 AM

VBIO : Nasdaq

Valion Bio, Inc. SEC Filing

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10/21/2026 06:30 AM

EQBK : NYSE

EQUITY BANCSHARES INC SEC Filing

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10/21/2026 06:30 AM

HMH : Nasdaq

HMH Holding Inc SEC Filing

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10/21/2026 06:30 AM

CITR : NYSE

CitroTech Inc. SEC Filing

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10/21/2026 06:30 AM

AERG : OTC

APPLIED ENERGETICS, INC. SEC Filing

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10/21/2026 06:30 AM

VBIO : Nasdaq

Valion Bio, Inc. SEC Filing

Tue, Oct 20

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

What this page covers

Form 8-K: Current reports for material events
Form 10-Q: Quarterly financial reports
Form 10-K: Annual financial reports
Form 4: Insider trading disclosures
DEF 14A: Proxy statements
Form 6-K: Current reports from foreign companies whose shares trade in the US
Schedule 13D and 13G: Holdings above 5% of a company’s shares
Form 144: Securities sale notifications
Rhea-AI impact and sentiment scores

The linked form pages show the latest filings of each type across all dates.