STOCK TITAN
  1. Home
  2. SEC Filings
  3. 2026-11-03

SEC Filings for November 3, 2026

1,981 filings published on Tuesday, November 3, 2026.

Follow on Google News
Mon, Nov 2 Wed, Nov 4
IMPACT
SENTIMENT
11/03/2026 03:39 PM
WRLD : Nasdaq
A trading plan governed director Robinson’s 90-share sale at World Acceptance (WRLD).
insider
IMPACT
SENTIMENT
11/03/2026 03:38 PM
GTMAY : OTC
Nine-month profit is Ps.8.3M at Grupo TMM (GTMAY), but Q3 turns to a loss.
current report
IMPACT
SENTIMENT
11/03/2026 03:37 PM
UFPI : Nasdaq
Awards of 81 shares and 324 stock-linked units go to UFP Industries (UFPI) director Ronald K. Grubbs Jr.
insider
IMPACT
SENTIMENT
11/03/2026 03:37 PM
DAIO : Nasdaq
Nothing remains to be sold in Data I/O (DAIO)'s convertible debt and share offering.
other
IMPACT
SENTIMENT
11/03/2026 03:37 PM
DBX : Nasdaq
At $36.44 a share, Dropbox (DBX) accounting chief sells 2,055 shares under a trading plan.
insider
IMPACT
SENTIMENT
11/03/2026 03:35 PM
NMR : NYSE
Conditional coupons of at least 10.55% annually feature in Nomura (NMR)-guaranteed notes.
prospectus
IMPACT
SENTIMENT
11/03/2026 03:32 PM
IPSC : Nasdaq
A 266-share sale at Century Therapeutics (IPSC) would include funds to cover an officer’s taxes.
other
IMPACT
SENTIMENT
11/03/2026 03:31 PM
MHK : NYSE
A proposed $241K sale covers 1,646 Mohawk Industries (NYSE: MHK) shares held by Helm Management Corporation.
other
IMPACT
SENTIMENT
11/03/2026 03:30 PM
LCNB : Nasdaq
Upcoming investor and analyst meetings will use LCNB Corp (LCNB) presentation.
current report
IMPACT
SENTIMENT
11/03/2026 03:30 PM
IMO : NYSE
ExxonMobil Holdings Corporation reports sole voting power over its Imperial Oil (IMO) stake.
ownership
IMPACT
SENTIMENT
11/03/2026 03:29 PM
NCNO : Nasdaq
A proposed 8,008-share sale by nCino (NCNO) officer April Rieger includes shares to cover taxes.
other
IMPACT
SENTIMENT
11/03/2026 03:29 PM
LIF : Nasdaq LIFX : OTC
A passive holder reports 6.47 million Life360 (LIF) shares with sole voting power.
ownership
IMPACT
SENTIMENT
11/03/2026 03:26 PM
FATE : Nasdaq
A proposed sale of 6,582 Fate Therapeutics (FATE) shares includes funds to cover equity-award taxes.
other
IMPACT
SENTIMENT
11/03/2026 03:24 PM
TWST : Nasdaq
A proposed 148-share sale at Twist Bioscience (TWST) includes shares to cover a tax obligation.
other
IMPACT
SENTIMENT
11/03/2026 03:24 PM
HSIC : Nasdaq
Profit rises at Henry Schein (HSIC), but nine-month operating cash flow falls to $306M.
quarterly report
IMPACT
SENTIMENT
11/03/2026 03:24 PM
UFPI : Nasdaq
A 406-share award brings a UFP Industries (UFPI) director’s direct holdings to 16,189 shares.
insider
IMPACT
SENTIMENT
11/03/2026 03:22 PM
TWST : Nasdaq
A planned 949-share sale at Twist Bioscience (TWST) includes shares to cover officer Dennis H. Cho's taxes.
other
IMPACT
SENTIMENT
11/03/2026 03:22 PM
TWST : Nasdaq
An officer at Twist Bioscience (TWST) proposes selling 2,565 shares, partly to cover taxes.
other
IMPACT
SENTIMENT
11/03/2026 03:20 PM
DFH : NYSE
Revenue rises to $996M at Dream Finders Homes (DFH), but quarterly profit falls.
quarterly report
IMPACT
SENTIMENT
11/03/2026 03:19 PM
TWST : Nasdaq
A proposed $619K sale at Twist Bioscience (TWST) includes shares to cover an equity-award tax obligation.
other
IMPACT
SENTIMENT
11/03/2026 03:17 PM
TWST : Nasdaq
A 1,007-share sale proposed by Twist Bioscience (TWST) officer Paula Green includes tax coverage.
other
IMPACT
SENTIMENT
11/03/2026 03:16 PM
LEA : NYSE
An officer proposes selling 5,000 Lear (NYSE: LEA) shares acquired as compensation.
other
IMPACT
SENTIMENT
11/03/2026 03:13 PM
MUSA : NYSE
2,000 shares worth $1.21M are listed for sale for Murphy USA (MUSA) director Robert Madison Murphy.
other
IMPACT
SENTIMENT
11/03/2026 03:14 PM
WFC : NYSE
Wells Fargo (WFC) backs $1,000 notes that may lose all principal.
prospectus
IMPACT
SENTIMENT
11/03/2026 03:11 PM
EAIQ : OTC
All COMMAND HEALGRID rights would move to Eyeonix AIQ (EAIQ)'s subsidiary in a proposed stock deal.
current report
IMPACT
SENTIMENT
11/03/2026 03:06 PM
PNC : NYSE
Revenue fell 5% at PNC (PNC). Its Q3 profit tells a different story.
quarterly report
IMPACT
SENTIMENT
11/03/2026 03:03 PM
AROC : NYSE
Revenue falls to $370.8M at Archrock (AROC), but profit moves the other way.
quarterly report
IMPACT
SENTIMENT
11/03/2026 03:02 PM
HSBC : NYSE HBCYF : OTC
HSBC HOLDINGS PLC Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
11/03/2026 03:02 PM
PNI : NYSE
Bank of America reports 100% of a preferred class in PIMCO New York Fund II (PNI) after a redemption.
ownership
IMPACT
SENTIMENT
11/03/2026 03:01 PM
CHE : NYSE
A proposed 2,000-share sale by Chemed (CHE) officer/director Kevin J McNamara is valued at $1.08M.
other
IMPACT
SENTIMENT
11/03/2026 03:01 PM
OCFC : Nasdaq
Director buys 542 shares in OceanFirst Financial (OCFC), bringing direct holdings to 22,948.
insider
IMPACT
SENTIMENT
11/03/2026 03:00 PM
PML : NYSE
Bank of America reports 70.7% of a preferred share class as PIMCO Municipal II (PML) redeems shares.
ownership
IMPACT
SENTIMENT
11/03/2026 03:00 PM
SO : NYSE SOJC : NYSE SOJD : NYSE SOJE : NYSE SOJF : NYSE SOMN : NYSE
100 shares sold at $93.39 each: Southern Company (SO) comptroller uses a prearranged plan.
insider
IMPACT
SENTIMENT
11/03/2026 02:58 PM
PCQ : NYSE
Bank of America holds 71% of a preferred share class after a PIMCO California (PCQ) redemption.
ownership
IMPACT
SENTIMENT
11/03/2026 02:58 PM
LRCX : Nasdaq
After selling 719 shares, Lam Research (LRCX) director Mayer holds 916 shares directly.
insider
IMPACT
SENTIMENT
11/03/2026 02:55 PM
JAGX : Nasdaq
After $183K in sales, Jaguar Health (JAGX) amends plans to offer more securities.
registration
IMPACT
SENTIMENT
11/03/2026 02:54 PM
CBNK : Nasdaq
Capital Bancorp (CBNK) executive Eric M. Suss exercises options at prices from $23.54 to $26.41.
insider
IMPACT
SENTIMENT
11/03/2026 02:53 PM
CBNK : Nasdaq
At $26.41 a share, Capital Bancorp (CBNK) CEO exercises options for 12,500 shares.
insider
IMPACT
SENTIMENT
11/03/2026 02:51 PM
BFST : Nasdaq
Quarterly profit rises to $23.2M at Business First Bancshares (BFST), but earnings per share fall.
quarterly report
IMPACT
SENTIMENT
11/03/2026 02:51 PM
NMR : NYSE
A conditional 9.4% annual rate comes with risk of total principal loss on Nomura (NMR) notes.
prospectus
IMPACT
SENTIMENT
11/03/2026 02:51 PM
PNI : NYSE
Bank of America unit retains 560 preferred shares after PIMCO New York Fund II (PNI) redemption.
insider
IMPACT
SENTIMENT
11/03/2026 02:50 PM
FRD : Nasdaq
Taxes on vested stock lead to 8,500 shares withheld for Friedman Industries (FRD) COO.
insider
IMPACT
SENTIMENT
11/03/2026 02:49 PM
NMR : NYSE
Returns are capped at 8.5% on Nomura (NMR) notes, with up to 70% of principal at risk.
prospectus
IMPACT
SENTIMENT
11/03/2026 02:47 PM
UVSP : Nasdaq
Credit-loss provision climbs to $9M as Q3 profit falls at Univest Financial (UVSP).
quarterly report
IMPACT
SENTIMENT
11/03/2026 02:45 PM
FNB : NYSE
A $0.13 quarterly dividend accompanies higher Q3 earnings at FNB (FNB).
quarterly report
IMPACT
SENTIMENT
11/03/2026 02:45 PM
RDWQS
Q3 revenue rises to $698K as profit climbs at Ridgewood Energy Q Fund (RDWQS).
quarterly report
IMPACT
SENTIMENT
11/03/2026 02:42 PM
EHC : NYSE
An 8.9% revenue gain at Encompass Health (EHC) came with a faster rise in Q3 profit.
quarterly report
IMPACT
SENTIMENT
11/03/2026 02:40 PM
MRK : NYSE
Merck (MRK) director holds 200 shares directly and 96 through his revocable trust.
insider
IMPACT
SENTIMENT
11/03/2026 02:32 PM
BSM : NYSE
A $30.2M net derivatives loss accompanies falling Q3 profit at Black Stone Minerals (BSM).
quarterly report
IMPACT
SENTIMENT
11/03/2026 02:31 PM
GPOD : OTC
With $5,815 in cash, GPODS (GPOD) needs financing for the next 12 months.
quarterly report
IMPACT
SENTIMENT
11/03/2026 02:30 PM
AZR : Nasdaq ADIL : Nasdaq
After conversion, Coastlands reports 388,308 Adial Pharmaceuticals (AZR) common shares.
insider
IMPACT
SENTIMENT
11/03/2026 02:29 PM
AZR : Nasdaq ADIL : Nasdaq
Holders no longer exceed 5% in Adial Pharmaceuticals (AZR), with warrants counted in their stake.
ownership
IMPACT
SENTIMENT
11/03/2026 02:28 PM
DD : NYSE
After a $123M loss a year earlier, DuPont (DD) returns to profit in Q3 2026.
quarterly report
IMPACT
SENTIMENT
11/03/2026 02:24 PM
SYNA : Nasdaq
A 1,782-unit stock award leaves Synaptics (SYNA) director Nathamuni with 4,082 direct shares.
insider
IMPACT
SENTIMENT
11/03/2026 02:23 PM
IVZ : NYSE
Revenue rose 14.2% at Invesco (IVZ), but earnings per share moved the other way.
quarterly report
IMPACT
SENTIMENT
11/03/2026 02:23 PM
PML : NYSE
BofA unit retains 2,410 preferred shares after PIMCO Municipal Income Fund II (PML) redemption.
insider
IMPACT
SENTIMENT
11/03/2026 02:21 PM
SYNA : Nasdaq
A 1,782-share grant brings Synaptics (SYNA) director Patricia Kummrow’s direct holdings to 13,620 shares.
insider
IMPACT
SENTIMENT
11/03/2026 02:18 PM
CACI : NYSE
A director proposes selling 210 CACI (CACI) shares through UBS Financial Services.
other
IMPACT
SENTIMENT
11/03/2026 02:17 PM
SYNA : Nasdaq
A 1,782-unit stock award brings director Vivie Lee's reported Synaptics (SYNA) holdings to 12,740 shares.
insider
IMPACT
SENTIMENT
11/03/2026 02:17 PM
PCQ : NYSE
Bank of America reports 1,220 shares remaining after PIMCO California (PCQ) redeems 700 preferred shares.
insider
IMPACT
SENTIMENT
11/03/2026 02:16 PM
JAGX : Nasdaq
After a preferred-stock conversion, Jaguar Health (JAGX) has 13.3 million common shares outstanding.
current report
IMPACT
SENTIMENT
11/03/2026 02:15 PM
PAM : NYSE PPENF : OTC
Peso-based affiliate results enter Pampa Energy (PAM) dollar figures at period-end rates.
current report
IMPACT
SENTIMENT
11/03/2026 02:13 PM
SYNA : Nasdaq
A 1,782-share award brings director Susan Hardman’s direct Synaptics (SYNA) holdings to 16,116 shares.
insider
IMPACT
SENTIMENT
11/03/2026 02:10 PM
SYNA : Nasdaq
A 1,782-share award brings James Whims' direct Synaptics (SYNA) holdings to 27,008 shares.
insider
IMPACT
SENTIMENT
11/03/2026 02:08 PM
MUSA : NYSE
A director proposes selling 1,000 Murphy USA (MUSA) shares worth approximately $511K.
other
IMPACT
SENTIMENT
11/03/2026 02:06 PM
SYNA : Nasdaq
After a 1,782-share award, Synaptics (SYNA) director Keith Geeslin holds 42,759 shares directly.
insider
IMPACT
SENTIMENT
11/03/2026 02:02 PM
SAFX : Nasdaq
A 38.3% holder proposes non-binding loans for XCF Global (SAFX), including a Paramount restart.
ownership
IMPACT
SENTIMENT
11/03/2026 02:00 PM
NKSH : Nasdaq
Q2 diluted EPS rises from $0.36 to $0.79 at National Bankshares (NKSH) as first-half profit climbs.
current report
IMPACT
SENTIMENT
11/03/2026 02:00 PM
NKSH : Nasdaq
Nine-month profit rose 55.84% at National Bankshares (NKSH) as quarterly earnings also increased.
current report
IMPACT
SENTIMENT
11/03/2026 01:57 PM
SAFT : Nasdaq
11,298,703 votes backed a merger at Safety Insurance (SAFT), with regulatory approvals still pending.
current report
IMPACT
SENTIMENT
11/03/2026 01:55 PM
SYNA : Nasdaq
A 1,782-share grant brings director Nelson Chan’s direct Synaptics (SYNA) holdings to 47,501 shares.
insider
IMPACT
SENTIMENT
11/03/2026 01:55 PM
VTMX : NYSE
After selling 52,350 shares, the legal chief of Vesta Real Estate (VTMX) holds 302,287.
insider
IMPACT
SENTIMENT
11/03/2026 01:52 PM
TXT : NYSE
A $350M note offering by Textron (TXT) may help repay debt due in 2027.
prospectus
IMPACT
SENTIMENT
11/03/2026 01:52 PM
OTIS : NYSE
A 575-share sale proposed by Otis Worldwide (OTIS) officer Joseph Armas is valued at $44.9K.
other
IMPACT
SENTIMENT
11/03/2026 01:52 PM
CVAT : OTC
Two linked offers underpin unanimous board backing for tendering Cavitation Technologies (CVAT) shares.
ownership
IMPACT
SENTIMENT
11/03/2026 01:51 PM
TRMB : Nasdaq
The CFO of Tenable joins the board and Audit Committee at Trimble (TRMB).
current report
IMPACT
SENTIMENT
11/03/2026 01:48 PM
AME : NYSE
Orders jump 34.7% as AMETEK (AME) posts record quarterly profit.
quarterly report
IMPACT
SENTIMENT
11/03/2026 01:47 PM
TCMD : Nasdaq
Director Laura G. King proposes selling 4,800 Tactile Systems (TCMD) shares.
other
IMPACT
SENTIMENT
11/03/2026 01:44 PM
YOUL : Nasdaq
Up to 65.5M shares could be issued upon conversion of Youlife Group (YOUL)'s note.
prospectus
IMPACT
SENTIMENT
11/03/2026 01:44 PM
RSF : NYSE
One holder reports sole voting power over 174,022 RiverNorth Capital & Income (RSF) shares.
ownership
IMPACT
SENTIMENT
11/03/2026 01:44 PM
ABBV : NYSE
Nine-month Humira sales fell 35.4%, but AbbVie (ABBV) earnings rose.
quarterly report
IMPACT
SENTIMENT
11/03/2026 01:43 PM
NWG : NYSE RBSPF : OTC
After buying 122M shares, NatWest Group (NWG) completes its buyback and intends to cancel the shares.
current report
IMPACT
SENTIMENT
11/03/2026 01:42 PM
ORLY : Nasdaq
A proposed sale of 7,750 O’Reilly Automotive (ORLY) shares comes from officer Larry Dean Gray.
other
IMPACT
SENTIMENT
11/03/2026 01:38 PM
OGI : Nasdaq
BAT to invest C$187.5M at closing as Organigram (OGI) agrees to acquire Aurora Cannabis.
current report
IMPACT
SENTIMENT
11/03/2026 01:35 PM
CBSH : Nasdaq
A buyback approval includes a prior program's remaining shares at Commerce Bancshares (CBSH).
current report
IMPACT
SENTIMENT
11/03/2026 01:35 PM
COCO : Nasdaq
Officer Corey Baker proposes selling 1,000 Vita Coco (COCO) shares around November 3, 2026.
other
IMPACT
SENTIMENT
11/03/2026 01:24 PM
PVIT : OTC
Loss narrows at Palisades Venture (PVIT), but cash may not cover daily operations.
quarterly report
IMPACT
SENTIMENT
11/03/2026 01:23 PM
CAL : NYSE
Stock replaces quarterly board cash pay for Caleres (CAL) director Ward M. Klein: 1,828 shares.
insider
IMPACT
SENTIMENT
11/03/2026 01:23 PM
UBSI : Nasdaq
After selling 4,587 shares, a former executive proposes another United Bankshares (NASDAQ: UBSI) sale.
other
IMPACT
SENTIMENT
11/03/2026 01:23 PM
FIBK : Nasdaq
A director sold 3,108 shares at $38 and 50 at $38.25 in First Interstate (FIBK).
insider
IMPACT
SENTIMENT
11/03/2026 01:22 PM
PAMT : Nasdaq
Revenue rose 8.2%, but PAMT CORP (PAMT) posted a wider Q3 loss.
current report
IMPACT
SENTIMENT
11/03/2026 01:20 PM
GWRS : Nasdaq
A 25-unit stock award brings Global Water Resources (GWRS) COO's position to 7,638 units.
insider
IMPACT
SENTIMENT
11/03/2026 01:20 PM
CAL : NYSE
Stock replaces quarterly board cash pay as Caleres (CAL) grants a director 1,828 shares.
insider
IMPACT
SENTIMENT
11/03/2026 01:20 PM
GWRS : Nasdaq
Six stock units granted to Global Water Resources (GWRS) director Cohn are fully vested.
insider
IMPACT
SENTIMENT
11/03/2026 01:20 PM
GWRS : Nasdaq
After a 3-unit stock award, Global Water Resources (GWRS) SVP holds 828 stock units.
insider
IMPACT
SENTIMENT
11/03/2026 01:20 PM
GWRS : Nasdaq
Fully vested at grant, 56 Global Water Resources (GWRS) stock units await a director’s departure to redeem.
insider
IMPACT
SENTIMENT
11/03/2026 01:19 PM
GWRS : Nasdaq
Director receives 65 fully vested stock units at Global Water Resources (GWRS).
insider
IMPACT
SENTIMENT
11/03/2026 01:19 PM
GWRS : Nasdaq
CFO holds 15,183 stock units after acquiring 50 at Global Water Resources (GWRS).
insider
IMPACT
SENTIMENT
11/03/2026 01:19 PM
GWRS : Nasdaq
One stock unit acquired brings Global Water Resources (GWRS) VP Corwin's direct holdings to 423 units.
insider
IMPACT
SENTIMENT
11/03/2026 01:19 PM
GWRS : Nasdaq
A 52-unit stock grant goes to director David Rousseau at Global Water Resources (GWRS).
insider
IMPACT
SENTIMENT
11/03/2026 01:19 PM
GWRS : Nasdaq
CEO Ronnie L. Fleming receives 77 stock units in Global Water Resources (GWRS).
insider
IMPACT
SENTIMENT
11/03/2026 01:18 PM
CHD : NYSE
An officer proposes selling 83,340 Church & Dwight (CHD) shares.
other
IMPACT
SENTIMENT
11/03/2026 01:17 PM
PEBO : Nasdaq
At $36.89 each, 1,012 Peoples Bancorp (PEBO) shares were delivered or withheld for its EVP.
insider
IMPACT
SENTIMENT
11/03/2026 01:16 PM
EXLS : Nasdaq
An 11,000-share sale leaves ExlService (EXLS) President Vikas Bhalla holding 98,295 shares directly.
insider
IMPACT
SENTIMENT
11/03/2026 01:15 PM
FFTT : Nasdaq MSGY : Nasdaq
Selling shareholders would get the resale proceeds, not Masonglory (FFTT).
registration
IMPACT
SENTIMENT
11/03/2026 01:14 PM
MTUS : NYSE
Sales rose 10.2% at Metallus (MTUS), with a pension gain adding to quarterly profit.
quarterly report
IMPACT
SENTIMENT
11/03/2026 01:13 PM
INGR : NYSE
An executive acquires 18.0 share rights through Ingredion (INGR)'s deferred compensation plan.
insider
IMPACT
SENTIMENT
11/03/2026 01:11 PM
CHE : NYSE
After selling 920 shares, Chemed (CHE) EVP Spencer S. Lee holds 13,931 shares directly.
insider
IMPACT
SENTIMENT
11/03/2026 01:10 PM
HSBC : NYSE HBCYF : OTC
Buybacks reach about $52.9M as HSBC (HSBC) adds UK and Hong Kong purchases.
current report
IMPACT
SENTIMENT
11/03/2026 01:09 PM
EXPD : NYSE
Revenue rises 42% at Expeditors (EXPD), and profit grows faster.
current report
IMPACT
SENTIMENT
11/03/2026 01:08 PM
WFC : NYSE
Wells Fargo (WFC) guarantees notes with a conditional 23% annual coupon tied to NVIDIA and CrowdStrike.
prospectus
IMPACT
SENTIMENT
11/03/2026 01:07 PM
AXIAY : OTC AXICY : OTC
An officer exercises 38,695 options at AXIA Energia (AXIAY), with shares locked up for 180 days.
insider
IMPACT
SENTIMENT
11/03/2026 01:04 PM
MPC : NYSE
An additional $5B buyback authorization accompanies a Q3 profit jump at Marathon Petroleum (MPC).
quarterly report
IMPACT
SENTIMENT
11/03/2026 01:03 PM
CCB : Nasdaq
Brian T. Hamilton has 227 shares withheld for stock-vesting taxes at Coastal Financial (CCB).
insider
IMPACT
SENTIMENT
11/03/2026 01:03 PM
TNC : NYSE
Sales rose 6.2% at Tennant (TNC), but nine-month operating cash flow turned negative.
quarterly report
IMPACT
SENTIMENT
11/03/2026 01:02 PM
MPLX : NYSE
Assets carried at $422M are slated for sale in MPLX LP (MPLX)'s logistics deal.
quarterly report
IMPACT
SENTIMENT
11/03/2026 01:02 PM
PG : NYSE
After exercising options, Procter & Gamble (PG) accounting chief sold 9,479 shares at $163 each.
insider
IMPACT
SENTIMENT
11/03/2026 01:01 PM
TPST : Nasdaq
Tempest Therapeutics, Inc. Initial Statement of Beneficial Ownership
insider
IMPACT
SENTIMENT
11/03/2026 12:59 PM
UTMD : Nasdaq
A 1.6% increase lifts Utah Medical Products (UTMD)'s quarterly cash dividend.
current report
IMPACT
SENTIMENT
11/03/2026 12:59 PM
HRTX : Nasdaq
Stock grants convert to 50,021 and 34,788 shares for Heron Therapeutics (HRTX) CEO.
insider
IMPACT
SENTIMENT
11/03/2026 12:59 PM
CLBK : Nasdaq
At $11.04 each, Columbia Financial (CLBK)'s risk chief acquires 62 stock units.
insider
IMPACT
SENTIMENT
11/03/2026 12:59 PM
CLBK : Nasdaq
Through a deferral plan, Columbia Financial (CLBK) CEO acquires 168 stock units.
insider
IMPACT
SENTIMENT
11/03/2026 12:58 PM
AXIAY : OTC AXICY : OTC
Funds convert AXIA Energia (AXIAY) shares in connection with an 18.54% mandatory redemption.
insider
IMPACT
SENTIMENT
11/03/2026 01:01 PM
WFC : NYSE
Wells Fargo (WFC) guarantees notes with a conditional 9.7% annual coupon and risk of total principal loss.
prospectus
IMPACT
SENTIMENT
11/03/2026 01:01 PM
WFC : NYSE
Wells Fargo (WFC) guarantees notes with a conditional 10.5% annual coupon and full principal risk.
prospectus
IMPACT
SENTIMENT
11/03/2026 12:58 PM
HRTX : Nasdaq
Stock grants vest into 13,535 and 11,695 shares for Heron Therapeutics (HRTX) CFO Ira Duarte.
insider
IMPACT
SENTIMENT
11/03/2026 12:57 PM
SSTK : NYSE
2,008 shares were delivered or withheld at $4.14 in Shutterstock (SSTK) CFO's award transactions.
insider
IMPACT
SENTIMENT
11/03/2026 12:54 PM
TRUG : Nasdaq
With 10M Class A shares authorized, TruGolf (TRUG) asks stockholders to raise the ceiling.
proxy
IMPACT
SENTIMENT
11/03/2026 12:53 PM
HRTX : Nasdaq
Two conversions give Heron Therapeutics (HRTX) executive Forbes 11,770 and 11,695 common shares.
insider
IMPACT
SENTIMENT
11/03/2026 12:53 PM
GNVR : OTC
A director converts $100K owed into 200,000 Genvor (GNVR) shares at $0.50 each.
insider
IMPACT
SENTIMENT
11/03/2026 12:51 PM
HSBC : NYSE HBCYF : OTC
HSBC (HSBC) issues notes due in 2032 and 2037 with stated rates of 5.819% and 6.262%.
current report
IMPACT
SENTIMENT
11/03/2026 12:50 PM
HY : NYSE
A $0-per-share award gives Hyster-Yale (HY) CFO 3,500 shares with five-year exercise restrictions.
insider
IMPACT
SENTIMENT
11/03/2026 12:50 PM
HRTX : Nasdaq
COO Mark Earl Hensley exercises stock awards for 11,770 shares at Heron Therapeutics (HRTX).
insider
IMPACT
SENTIMENT
11/03/2026 12:49 PM
HUN : NYSE
Revenue rose to $1.72B, but Huntsman (HUN) cut its quarterly dividend from $0.25 a share.
quarterly report
IMPACT
SENTIMENT
11/03/2026 12:48 PM
UFPI : Nasdaq
Brian C. Walker receives 406 stock-linked units under UFP Industries (UFPI)'s director compensation plan.
insider
IMPACT
SENTIMENT
11/03/2026 12:46 PM
CRCL : NYSE
An officer proposes selling 4,238 Circle Internet Group (CRCL) shares valued at $318K.
other
IMPACT
SENTIMENT
11/03/2026 12:46 PM
SCHW : NYSE
Charles R. Schwab proposes selling 11,675 Charles Schwab (SCHW) shares.
other
IMPACT
SENTIMENT
11/03/2026 12:46 PM
SRTA : Nasdaq
With Q3 revenue at $74.1M, Strata Critical Medical (SRTA) announces a stock buyback.
quarterly report
IMPACT
SENTIMENT
11/03/2026 12:45 PM
VZ : NYSE
Verizon (VZ) chief people officer acquired 11,179 stock units on November 1, 2026.
insider
IMPACT
SENTIMENT
11/03/2026 12:44 PM
BR : NYSE
Revenue rises 5% at Broadridge (BR), but non-cash digital-asset losses weigh on earnings.
quarterly report
IMPACT
SENTIMENT
11/03/2026 12:41 PM
VZ : NYSE
Verizon (VZ) people chief holds a 44,283-share stock award among six grants.
insider
IMPACT
SENTIMENT
11/03/2026 12:41 PM
BCS : NYSE BCLYF : OTC
At £1.17 per share, Barclays (BCS) risk chief acquires 9,512 shares.
current report
IMPACT
SENTIMENT
11/03/2026 12:40 PM
UFPI : Nasdaq
A 406-share grant brings a UFP Industries (UFPI) director’s direct holdings to 23,163 shares.
insider
IMPACT
SENTIMENT
11/03/2026 12:41 PM
WFC : NYSE
Wells Fargo (WFC) guarantees notes paying an 8.45% annual coupon only if index conditions are met.
prospectus
IMPACT
SENTIMENT
11/03/2026 12:37 PM
AXIAY : OTC AXICY : OTC
A 1:1 conversion gives AXIA Energia (AXIAY) director 566 common shares.
insider
IMPACT
SENTIMENT
11/03/2026 12:33 PM
AXIAY : OTC AXICY : OTC
After a 1:1 conversion, AXIA Energia (AXIAY) council member holds 5,352 common shares.
insider
IMPACT
SENTIMENT
11/03/2026 12:32 PM
BALL : NYSE
Sales rise to $4.19B as Ball (BALL) swings from profit to a Q3 loss.
quarterly report
IMPACT
SENTIMENT
11/03/2026 12:31 PM
CMS : NYSE CMSA : NYSE CMSC : NYSE CMSD : NYSE
With $1B in notes sold, CMS Energy (CMS) plans repayments of debt due in 2027.
current report
IMPACT
SENTIMENT
11/03/2026 12:29 PM
RHP : NYSE
Revenue climbs 10.7% at Ryman Hospitality (RHP), but entertainment operating income falls.
quarterly report
IMPACT
SENTIMENT
11/03/2026 12:29 PM
UTKN : OTC
After nine months without revenue, Universal Token (UTKN) says it needs more financing.
quarterly report
IMPACT
SENTIMENT
11/03/2026 12:29 PM
MAGE : OTC
With $1,192 in cash, Magellan Copper & Gold (MAGE) raises substantial doubt about its ability to continue.
quarterly report
IMPACT
SENTIMENT
11/03/2026 12:28 PM
ITRI : Nasdaq
A proposed sale of 410 Itron (ITRI) shares is listed in an officer’s son’s account.
other
IMPACT
SENTIMENT
11/03/2026 12:28 PM
AXIAY : OTC AXICY : OTC
The CEO of AXIA Energia (AXIAY) exercises 82,969 options and converts 4,939 preferred shares.
insider
IMPACT
SENTIMENT
11/03/2026 12:26 PM
UFPI : Nasdaq
Director compensation brings Thomas Wayne Rhodes 720 stock-linked units at UFP Industries (UFPI).
insider
IMPACT
SENTIMENT
11/03/2026 12:28 PM
WFC : NYSE
Wells Fargo (WFC) guarantees notes offering a conditional 12.8% annual coupon.
prospectus
IMPACT
SENTIMENT
11/03/2026 12:26 PM
WFC : NYSE
Wells Fargo (WFC) guarantees notes paying a conditional 8.65% annual coupon but risking all principal.
prospectus
IMPACT
SENTIMENT
11/03/2026 12:25 PM
CINF : Nasdaq
Reported holdings span 57 entries worth $5.32B at Cincinnati Financial (CINF).
other
IMPACT
SENTIMENT
11/03/2026 12:26 PM
WFC : NYSE
Wells Fargo (WFC)-backed notes offer an 8.65% conditional annual coupon but risk all principal.
prospectus
IMPACT
SENTIMENT
11/03/2026 12:22 PM
BANR : Nasdaq
Vesting spans three years for Denise Portmann’s 2,895-unit stock award from Banner Corp (BANR).
insider
IMPACT
SENTIMENT
11/03/2026 12:19 PM
CHD : NYSE
After exercising options, Church & Dwight (CHD) director Irwin sells 4,300 shares at $110.36.
insider
IMPACT
SENTIMENT
11/03/2026 12:14 PM
VTEX : NYSE
At an average $4 a share, Mira Limited sold 4,808 VTEX (VTEX) shares under the CEO's trading plan.
insider
IMPACT
SENTIMENT
11/03/2026 12:12 PM
FFTT : Nasdaq MSGY : Nasdaq
Share sales leave Masonglory (FFTT)'s holder with about 91.5% of voting power.
ownership
IMPACT
SENTIMENT
11/03/2026 12:11 PM
VTEX : NYSE
After selling 4,808 shares, VTEX (VTEX) CEO holds 1,122,009 shares directly.
insider
IMPACT
SENTIMENT
11/03/2026 12:08 PM
ETN : NYSE
Gross margin falls to 34.7% as Eaton (ETN) posts higher Q3 sales.
quarterly report
IMPACT
SENTIMENT
11/03/2026 12:01 PM
CROX : Nasdaq
After selling 2,645 shares, Crocs (CROX) executive Rupert George Campbell retains 68,573.
insider
IMPACT
SENTIMENT
11/03/2026 12:00 PM
UFPI : Nasdaq
A 654-unit director award brings his stock-linked balance to 16,170 at UFP Industries (UFPI).
insider
IMPACT
SENTIMENT
11/03/2026 12:00 PM
XCH : Nasdaq
Class A gets one vote per share as XCHG Ltd (XCH) proposes more voting power for Class B.
current report
IMPACT
SENTIMENT
11/03/2026 11:59 AM
CROX : Nasdaq
After selling 15,000 shares, Crocs (CROX) director Ronald Frasch holds 61,180 directly.
insider
IMPACT
SENTIMENT
11/03/2026 11:53 AM
MRX : Nasdaq
Buyers of Marex (MRX)'s $250K notes earn no interest and risk losing all principal.
prospectus
IMPACT
SENTIMENT
11/03/2026 11:52 AM
NMR : NYSE
At least 3.1875% quarterly is the preliminary conditional coupon on Nomura (NMR)-guaranteed notes.
prospectus
IMPACT
SENTIMENT
11/03/2026 11:51 AM
KAPA : NYSE
A prostate cancer drug combination beats apalutamide alone in Kairos Pharma (KAPA)'s interim trial.
current report
IMPACT
SENTIMENT
11/03/2026 11:52 AM
WFC : NYSE
No interest: Wells Fargo (WFC) S&P 500-linked notes cap the conditional return at 7.64%.
prospectus
IMPACT
SENTIMENT
11/03/2026 11:50 AM
THO : NYSE
THOR INDUSTRIES INC SEC Filing
annual report
IMPACT
SENTIMENT
11/03/2026 11:50 AM
UL : NYSE UNLYF : OTC
Six market groups are planned at Unilever (UL) ahead of its planned McCormick combination.
current report
IMPACT
SENTIMENT
11/03/2026 11:49 AM
THO : NYSE
A 4% dividend increase at THOR Industries (THO) comes as annual profit falls.
proxy
IMPACT
SENTIMENT
11/03/2026 11:46 AM
VICR : Nasdaq
After exercising options at $33.96, Vicor (VICR) VP Davies sells 3,073 shares under a trading plan.
insider
IMPACT
SENTIMENT
11/03/2026 11:46 AM
GNRC : NYSE
598 shares are slated for sale by Generac (NYSE: GNRC) officer Kyle Andrew Raabe.
other
IMPACT
SENTIMENT
11/03/2026 11:44 AM
UFPI : Nasdaq
A 406-share award brings director Budden’s direct UFP Industries (UFPI) holdings to 2,541 shares.
insider
IMPACT
SENTIMENT
11/03/2026 11:43 AM
CAT : NYSE
A Caterpillar (CAT) director buys 1,000 shares at $620.33 to $620.42 each.
insider
IMPACT
SENTIMENT
11/03/2026 11:43 AM
XXII : Nasdaq
To restore Nasdaq listing compliance, 22nd Century Group (XXII) sets a November 5 reverse split.
current report
IMPACT
SENTIMENT
11/03/2026 11:43 AM
TTC : NYSE
A 4,593-unit stock grant for Toro (TTC)'s technology chief vests in three equal annual installments.
insider
IMPACT
SENTIMENT
11/03/2026 11:44 AM
CCK : NYSE
Director Wayne Thomas Smith lists no directly held common shares in Crown Holdings (CCK).
insider
IMPACT
SENTIMENT
11/03/2026 11:43 AM
NYAX : Nasdaq
To cover vesting taxes, Nayax (NYAX) sold 276 shares at $48.55 for Aaron Samuel Greenberg.
insider
IMPACT
SENTIMENT
11/03/2026 11:36 AM
NUE : NYSE
An officer proposes selling 10,560 Nucor (NUE) shares acquired by exercising options.
other
IMPACT
SENTIMENT
11/03/2026 11:35 AM
CARE : Nasdaq
Profit rose at Carter Bankshares (CARE) alongside a $10.5M provision for credit losses.
current report
IMPACT
SENTIMENT
11/03/2026 11:34 AM
BFH : NYSE
A 9.375% preferred stock offering closes at Bread Financial (BFH).
current report
IMPACT
SENTIMENT
11/03/2026 11:34 AM
SHW : NYSE
Officer Bryan Young proposes selling 1,314 Sherwin Williams (SHW) shares.
other
IMPACT
SENTIMENT
11/03/2026 11:34 AM
TTC : NYSE
Technology chief Neal Matthew Lackritz reports initial beneficial ownership at Toro (TTC).
insider
IMPACT
SENTIMENT
11/03/2026 11:33 AM
PSIG : Nasdaq
Revenue rose to $26.5M, but losses widened at PS International Group (PSIG).
current report
IMPACT
SENTIMENT
11/03/2026 11:32 AM
FPS : NYSE
18,574 options carry a $25.81 exercise price for Forgent Power Solutions (FPS) CFO Amy E. Ard.
insider
IMPACT
SENTIMENT
11/03/2026 11:29 AM
BLCO : NYSE
A former director plans to sell 40,022 Bausch & Lomb (NYSE: BLCO) shares.
other
IMPACT
SENTIMENT
11/03/2026 11:27 AM
PEBK : Nasdaq
Credit-loss costs fall to $250K as Peoples Bancorp NC (PEBK) posts higher Q3 earnings.
quarterly report
IMPACT
SENTIMENT
11/03/2026 11:25 AM
NOC : NYSE
Under a trading plan, director Mark A. Welsh III sells 98 Northrop Grumman (NOC) shares.
insider
IMPACT
SENTIMENT
11/03/2026 11:25 AM
FRD : Nasdaq
A 238-share award brings director Williams’s direct Friedman Industries (FRD) holdings to 32,940 shares.
insider
IMPACT
SENTIMENT
11/03/2026 11:24 AM
RXRX : Nasdaq
A director plans to sell 40,000 Recursion (NASDAQ: RXRX) shares through Fidelity.
other
IMPACT
SENTIMENT
11/03/2026 11:24 AM
FRD : Nasdaq
A 238-share award brings a Friedman Industries (FRD) director's direct holdings to 34,127 shares.
insider
IMPACT
SENTIMENT
11/03/2026 11:24 AM
FRD : Nasdaq
Director Hanson holds 695 shares after a 238-share award from Friedman Industries (FRD).
insider
IMPACT
SENTIMENT
11/03/2026 11:23 AM
HELP : Nasdaq
A live webcast will carry Helus Pharma (HELP) CEO Michael Halstead’s November 9 fireside chat.
current report
IMPACT
SENTIMENT
11/03/2026 11:23 AM
FRD : Nasdaq
Director acquires 238 restricted shares in Friedman Industries (FRD), holds 10,807 directly.
insider
IMPACT
SENTIMENT
11/03/2026 11:23 AM
FRD : Nasdaq
A 238-share grant brings Friedman Industries (FRD) director Sharon L. Taylor’s direct holdings to 8,107.
insider
Mon, Nov 2 Wed, Nov 4

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

What this page covers

The linked form pages show the latest filings of each type across all dates.