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SEC Filings for October 20, 2025

831 filings published on Monday, October 20, 2025.

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Fri, Oct 17 Tue, Oct 21
IMPACT
SENTIMENT
10/20/2025 04:30 PM
USCTF : OTC
USCTF 8-K: Business combination Outside Date moved to Dec 31, 2025
current report
IMPACT
SENTIMENT
10/20/2025 04:30 PM
MS : NYSE
MS 424(b)(2) notes: 70% barriers on XLU/RTY/SPX; est. $934.50
prospectus
IMPACT
SENTIMENT
10/20/2025 04:30 PM
EUDA : Nasdaq
EUDA Health Holdings Ltd Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
10/20/2025 04:30 PM
ELVR : Nasdaq
CFO transition at Elevra Lithium effective Oct 20, 2025
current report
IMPACT
SENTIMENT
10/20/2025 04:30 PM
RYTM : Nasdaq
Rhythm Pharma insider trades: options exercised and sales near $112
insider
IMPACT
SENTIMENT
10/20/2025 04:30 PM
DWTX : Nasdaq
Dogwood proxy: conversions, 2.97M-share plan boost, control shift
proxy
IMPACT
SENTIMENT
10/20/2025 04:30 PM
LECO : Nasdaq
LECO CFO now holds 29,351 shares; Form 4 dated 10/17/2025
insider
IMPACT
SENTIMENT
10/20/2025 04:30 PM
MSTR : Nasdaq
MSTR director reports preferred stock buys at $97.946 and $96.875
insider
IMPACT
SENTIMENT
10/20/2025 04:30 PM
JWEL : Nasdaq
JWEL private placement: 2,000,000 shares at $1.40 to major holder
current report
IMPACT
SENTIMENT
10/20/2025 04:29 PM
AMJB : NYSE
Trigger Jump notes: 31.05% upside payment, 10% trigger set
prospectus
IMPACT
SENTIMENT
10/20/2025 04:29 PM
BAC : NYSE
BofA Finance offers 10.30% p.a. contingent coupon notes (worst-of)
prospectus
IMPACT
SENTIMENT
10/20/2025 04:29 PM
HBCP : Nasdaq
HBCP posts Q3 2025 materials and sets $0.31 quarterly dividend
current report
IMPACT
SENTIMENT
10/20/2025 04:28 PM
NEXT : Nasdaq
NEXT insider reports RSU milestone share acquisitions on Oct 16, 2025
insider
IMPACT
SENTIMENT
10/20/2025 04:28 PM
NEXT : Nasdaq
NEXT insider Form 4: RSU vesting and tax-share withholding reported
insider
IMPACT
SENTIMENT
10/20/2025 04:28 PM
NEXT : Nasdaq
Form 4: NEXT COO earns 49,669 RSUs; holds 281,848 shares
insider
IMPACT
SENTIMENT
10/20/2025 04:28 PM
MS : NYSE
MS offers S&P 500 ETJ notes; $200 upside, 80% threshold
prospectus
IMPACT
SENTIMENT
10/20/2025 04:28 PM
NEXT : Nasdaq
NEXT CFO reports RSU vesting and tax withholding; 1,515,142 owned
insider
IMPACT
SENTIMENT
10/20/2025 04:28 PM
NEXT : Nasdaq
NEXT Form 4: 223,510 RSUs earned; holdings now 5,605,384 shares
insider
IMPACT
SENTIMENT
10/20/2025 04:27 PM
MS : NYSE
MS Finance sells SOFI-linked auto-callables due Oct 12, 2028
prospectus
IMPACT
SENTIMENT
10/20/2025 04:27 PM
BAC : NYSE
BofA Finance issues principal-at-risk notes tied to SPX/RTY/NKY
prospectus
IMPACT
SENTIMENT
10/20/2025 04:27 PM
BAC : NYSE
BofA Finance 3-year LULU/MRNA notes with $17.50 coupons
prospectus
IMPACT
SENTIMENT
10/20/2025 04:26 PM
NBBK : Nasdaq
NBBK files 8-K; Exhibit 99.1 details proposed Provident acquisition
current report
IMPACT
SENTIMENT
10/20/2025 04:26 PM
BAC : NYSE
Bank of America 2-year contingent income notes, 0.7917% monthly
prospectus
IMPACT
SENTIMENT
10/20/2025 04:26 PM
MS : NYSE
MSFL issues 6.5% buffered notes to 2028, $949.20 est. value
prospectus
IMPACT
SENTIMENT
10/20/2025 04:26 PM
ABCB : NYSE
ABCB board approves up to $200M buyback; timing flexible
current report
IMPACT
SENTIMENT
10/20/2025 04:26 PM
BAC : NYSE
BAC fixed‑to‑floating SOFR notes: 4.25% initial rate, 2026 due
prospectus
IMPACT
SENTIMENT
10/20/2025 04:26 PM
HWC : Nasdaq
HANCOCK WHITNEY CORP Insider Trading Activity
insider
IMPACT
SENTIMENT
10/20/2025 04:25 PM
ADTX : Nasdaq
Evofem ends Aditxt merger citing end date, failed vote; no fee
current report
IMPACT
SENTIMENT
10/20/2025 04:25 PM
BRT : NYSE
BRT insider purchases disclosed by CEO Jeffrey A. Gould
insider
IMPACT
SENTIMENT
10/20/2025 04:25 PM
BRT : NYSE
BRT insider Matthew J. Gould reports open-market share purchases
insider
IMPACT
SENTIMENT
10/20/2025 04:25 PM
BRT : NYSE
BRT Form 4: open‑market purchases within $14.71–$15.00 range
insider
IMPACT
SENTIMENT
10/20/2025 04:24 PM
SMRT : NYSE
SMRT Form 4: CTO reports RSU settlement and 465-share disposal
insider
IMPACT
SENTIMENT
10/20/2025 04:24 PM
SMRT : NYSE
SMRT Form 4: CFO RSU settlement, 350 shares withheld for taxes
insider
IMPACT
SENTIMENT
10/20/2025 04:24 PM
BERZ : NYSE
Bank of Montreal boosts DULL ETNs by $250M to $337.5M total
prospectus
IMPACT
SENTIMENT
10/20/2025 04:24 PM
VZ : NYSE
Form 4: VZ CFO receives 98,644 RSUs; vest Dec 31, 2027
insider
IMPACT
SENTIMENT
10/20/2025 04:24 PM
AHT : NYSE
ASHFORD HOSPITALITY TRUST INC Reports Material Event
current report
IMPACT
SENTIMENT
10/20/2025 04:23 PM
HHH : NYSE
HHH insider filing: initial Form 3 shows no beneficial ownership
insider
IMPACT
SENTIMENT
10/20/2025 04:23 PM
VZ : NYSE
VZ Form 4: 98,644 Special RSUs awarded to Verizon executive
insider
IMPACT
SENTIMENT
10/20/2025 04:22 PM
STM : NYSE STMEF : OTC
STMicroelectronics N.V. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
10/20/2025 04:22 PM
MS : NYSE
MSFL launches Amazon-linked auto-callable notes, 9.60% coupon
prospectus
IMPACT
SENTIMENT
10/20/2025 04:22 PM
JAMF : Nasdaq
Jamf (JAMF) CEO Form 4: 43,650 shares sold at $9.8766 avg price
insider
IMPACT
SENTIMENT
10/20/2025 04:22 PM
IPAR : Nasdaq
IPAR files 8-K on Q3 & nine-month 2025 sales; earnings call set
current report
IMPACT
SENTIMENT
10/20/2025 04:21 PM
GRAL : Nasdaq
GRAIL to raise ~$325M via shares or pre-funded warrants
current report
IMPACT
SENTIMENT
10/20/2025 04:21 PM
BAC : NYSE
BAC 3-year auto-callable yield notes with contingent coupons
prospectus
IMPACT
SENTIMENT
10/20/2025 04:21 PM
ENVX : Nasdaq
ENVX Form 4: CEO holds 2,317,219 shares after RSU vesting
insider
IMPACT
SENTIMENT
10/20/2025 04:21 PM
AMUB : NYSE
UBS Oracle-linked contingent yield notes with autocall feature (2026)
prospectus
IMPACT
SENTIMENT
10/20/2025 04:21 PM
CM : NYSE
CIBC digital notes offer capped return with 16–18 month term
prospectus
IMPACT
SENTIMENT
10/20/2025 04:21 PM
MS : NYSE
MORGAN STANLEY Prospectus Supplement
prospectus
IMPACT
SENTIMENT
10/20/2025 04:20 PM
BTSG : Nasdaq
BTSG 8-K: Preliminary Q3 2025 data via furnished press release
current report
IMPACT
SENTIMENT
10/20/2025 04:20 PM
SBEV : NYSE
Form 4: SBEV insider granted 750,000 fully vested warrants
insider
IMPACT
SENTIMENT
10/20/2025 04:20 PM
C : NYSE
Citigroup AMD-linked contingent coupon notes with autocall feature
prospectus
IMPACT
SENTIMENT
10/20/2025 04:20 PM
MS : NYSE
MORGAN STANLEY Prospectus Supplement
prospectus
IMPACT
SENTIMENT
10/20/2025 04:20 PM
FLXS : Nasdaq
Flexsteel Q1 results; webcast Oct 21, replay thru Oct 28 (FLXS)
current report
IMPACT
SENTIMENT
10/20/2025 04:20 PM
CMBT : NYSE
CMB.TECH NV Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
10/20/2025 04:20 PM
SGA : Nasdaq
SGA monetizes towers; $8.7M net, $1.8M escrow; 25-year leases
current report
IMPACT
SENTIMENT
10/20/2025 04:19 PM
CCK : NYSE
CCK files 8-K, attaches Q3 2025 earnings press release (Exhibit 99)
current report
IMPACT
SENTIMENT
10/20/2025 04:19 PM
TD : NYSE
TD amends pricing for leveraged notes tied to INDU/NDX/RTY
prospectus
IMPACT
SENTIMENT
10/20/2025 04:19 PM
RVMD : Nasdaq
Form 4: RVMD officer trades under 10b5-1; 50,425 shares held
insider
IMPACT
SENTIMENT
10/20/2025 04:19 PM
ZIVO : OTC
ZIVO Form 4: Insider adds warrants exercisable at $12.34, 2,025 units
insider
IMPACT
SENTIMENT
10/20/2025 04:18 PM
SMR : NYSE
SMR names James Canafax Chief Legal Officer & Corp Secretary
current report
IMPACT
SENTIMENT
10/20/2025 04:18 PM
RVMD : Nasdaq
Revolution Medicines Form 4: 10b5-1 sales and option exercises
insider
IMPACT
SENTIMENT
10/20/2025 04:18 PM
HWC : Nasdaq
Hancock Whitney CEO Form 4: 21,883-share sale at $54.65 (HWC)
insider
IMPACT
SENTIMENT
10/20/2025 04:18 PM
NEO : Nasdaq
NEO insider 10b5-1 sale: 4,918 shares at $10; 43,022 held
insider
IMPACT
SENTIMENT
10/20/2025 04:18 PM
AMUB : NYSE
UBS AG Oracle-linked notes: est. value $9.53–$9.78 per note
prospectus
IMPACT
SENTIMENT
10/20/2025 04:18 PM
LNC : NYSE
Lincoln National (LNC) officer files Form 3 with 0 ownership
insider
IMPACT
SENTIMENT
10/20/2025 04:18 PM
BAC : NYSE
BAC notes linked to NVDA, NDX, RTY with 70% barriers
prospectus
IMPACT
SENTIMENT
10/20/2025 04:18 PM
AMUB : NYSE
UBS $1.225M Trigger Autocallable Notes tied to HPE stock
prospectus
IMPACT
SENTIMENT
10/20/2025 04:17 PM
AMUB : NYSE
UBS preliminary 424B2: trigger autocallable notes linked to FCX stock
prospectus
IMPACT
SENTIMENT
10/20/2025 04:17 PM
MS : NYSE
Callable memory securities: $1,000 MS notes with 70% barriers
prospectus
IMPACT
SENTIMENT
10/20/2025 04:17 PM
AGM : NYSE
AGM files 8-K: press release sets Q3 2025 results call details
current report
IMPACT
SENTIMENT
10/20/2025 04:17 PM
MS : NYSE
MS issues NVDA-linked notes with 20% buffer and 150% upside
prospectus
IMPACT
SENTIMENT
10/20/2025 04:17 PM
UTF : NYSE
UTF insider acquisition: 257 shares via rights at $23.56
insider
IMPACT
SENTIMENT
10/20/2025 04:16 PM
MS : NYSE
Buffered notes: $1,213 cap, 30% buffer on SPX & NDX
prospectus
IMPACT
SENTIMENT
10/20/2025 04:16 PM
QTIH : OTC
QTIH reverse split effective Oct 23; OTCQB trading Oct 24
current report
IMPACT
SENTIMENT
10/20/2025 04:16 PM
AMJB : NYSE
JPMorgan S&P 500 Buffered PLUS: 150% upside, 10% buffer
prospectus
IMPACT
SENTIMENT
10/20/2025 04:16 PM
AMUB : NYSE
UBS files 424B2 for Amazon-linked autocallable notes due 2027
prospectus
IMPACT
SENTIMENT
10/20/2025 04:16 PM
IBRX : Nasdaq
IBRX stockholders approve raise to 1,650,000,000 authorized shares
proxy
IMPACT
SENTIMENT
10/20/2025 04:16 PM
AMUB : NYSE
UBS 424B2: Autocallable contingent yield notes, mature Oct 2026
prospectus
IMPACT
SENTIMENT
10/20/2025 04:16 PM
CI : NYSE
Cigna Group Reports Material Event
current report
IMPACT
SENTIMENT
10/20/2025 04:16 PM
PRLD : Nasdaq
PRLD Form 4: Director awarded 76,000 stock options at $1.19
insider
IMPACT
SENTIMENT
10/20/2025 04:16 PM
MLKN : Nasdaq
MLKN appoints Kevin Veltman CFO; AIP 75% and LTI 185% set
current report
IMPACT
SENTIMENT
10/20/2025 04:15 PM
HAO : Nasdaq
HAO 20-F highlights: PRC risks, 25-for-1 consolidation, IPO
annual report
IMPACT
SENTIMENT
10/20/2025 04:15 PM
BIAF : Nasdaq
BIAF to showcase sputum diagnostics poster at CHEST 2025
current report
IMPACT
SENTIMENT
10/20/2025 04:15 PM
PETV : OTC
PetVivo (PETV) board annual grant totals 50,000 restricted shares
insider
IMPACT
SENTIMENT
10/20/2025 04:15 PM
WRB : NYSE
WRB files 8-K; Q3 2025 results press release furnished (Ex. 99.1)
current report
IMPACT
SENTIMENT
10/20/2025 04:15 PM
KAR : NYSE
KAR selling stockholder update: 11,023 preferred shares added
prospectus
IMPACT
SENTIMENT
10/20/2025 04:15 PM
ILLR : Nasdaq
ILLR faces potential Nasdaq suspension amid delinquent SEC reports
current report
IMPACT
SENTIMENT
10/20/2025 04:15 PM
VOC : NYSE
VOC furnishes Exhibit 99.1 on quarterly distribution (Sept 30, 2025)
current report
IMPACT
SENTIMENT
10/20/2025 04:15 PM
NEUP : Nasdaq
Neuphoria reports Phase 3 miss; $14.2M cash and Merck milestones
current report
IMPACT
SENTIMENT
10/20/2025 04:15 PM
RLI : NYSE
RLI (RLI) furnishes Q3 2025 results via 8-K Exhibit 99.1
current report
IMPACT
SENTIMENT
10/20/2025 04:15 PM
PAVM : Nasdaq
PAVmed sets special meeting to approve reverse split and share cut
proxy
IMPACT
SENTIMENT
10/20/2025 04:15 PM
SAM : NYSE
Boston Beer appoints new COO with $800k base, one-time equity
current report
IMPACT
SENTIMENT
10/20/2025 04:15 PM
SBEV : NYSE
Splash Beverage insider granted 1,875 RS and 15,000 options
insider
IMPACT
SENTIMENT
10/20/2025 04:15 PM
CANG : NYSE
Cango Inc. SEC Filing
other
IMPACT
SENTIMENT
10/20/2025 04:15 PM
MS : NYSE
MSFL issues worst-of equity auto-callable notes with 9% coupon
prospectus
IMPACT
SENTIMENT
10/20/2025 04:15 PM
VRNT : Nasdaq
VERINT SYSTEMS INC Merger Proxy Statement
proxy
IMPACT
SENTIMENT
10/20/2025 04:15 PM
CHR : Nasdaq
Cheer Holding warns on $1.00 bid rule; 180-day cure period
current report
IMPACT
SENTIMENT
10/20/2025 04:14 PM
MS : NYSE
MSFL auto-callable notes tied to FITB & KRE with 10% coupon
prospectus
IMPACT
SENTIMENT
10/20/2025 04:14 PM
AMUB : NYSE
UBS offers HPE-linked Trigger Autocallable Notes maturing 2027
prospectus
IMPACT
SENTIMENT
10/20/2025 04:14 PM
AMUB : NYSE
UBS offers $10 Trigger Autocallable Notes with contingent coupons
prospectus
IMPACT
SENTIMENT
10/20/2025 04:14 PM
MS : NYSE
MS 7% fixed coupon buffered notes linked to S&P Momentum Index
prospectus
IMPACT
SENTIMENT
10/20/2025 04:13 PM
UTF : NYSE
Form 4: UTF director participates in rights offering, 324 shares
insider
IMPACT
SENTIMENT
10/20/2025 04:13 PM
MS : NYSE
MS Finance sells principal-at-risk notes tied to SPXF40D4 Index
prospectus
IMPACT
SENTIMENT
10/20/2025 04:13 PM
AMUB : NYSE
UBS preliminary 424(b)(2) notes linked to China Internet ETF, due 2026
prospectus
IMPACT
SENTIMENT
10/20/2025 04:13 PM
PGY : Nasdaq
PGY insider filing: President vests 22,916 RSUs, sells 12,816 shares
insider
IMPACT
SENTIMENT
10/20/2025 04:13 PM
BAC : NYSE
BofA Finance callable notes: $16.25 monthly coupon, 50% barriers
prospectus
IMPACT
SENTIMENT
10/20/2025 04:12 PM
AMUB : NYSE
UBS 424B2: 7% memory-coupon notes, 70% barriers, Oct 2028
prospectus
IMPACT
SENTIMENT
10/20/2025 04:12 PM
AMUB : NYSE
UBS autocallable contingent yield notes tied to Freeport‑McMoRan
prospectus
IMPACT
SENTIMENT
10/20/2025 04:12 PM
AMUB : NYSE
UBS 424B2: Pinduoduo ADR‑linked notes with contingent coupons
prospectus
IMPACT
SENTIMENT
10/20/2025 04:12 PM
UTF : NYSE
Cohen & Steers UTF: Form 4 shows 550-share purchase at $23.56
insider
IMPACT
SENTIMENT
10/20/2025 04:12 PM
AMUB : NYSE
UBS $350,000 contingent yield notes tied to Amazon stock
prospectus
IMPACT
SENTIMENT
10/20/2025 04:12 PM
ESPR : Nasdaq
ESPR General Counsel tax-related sale: 1,248 shares at $2.6245
insider
IMPACT
SENTIMENT
10/20/2025 04:11 PM
MS : NYSE
MSFL 10% callable income notes tied to SPX/NDXT/RTY issued
prospectus
IMPACT
SENTIMENT
10/20/2025 04:11 PM
HBT : Nasdaq
HBT Financial announces CNB merger; 66-branch footprint, 2026 close
merger
IMPACT
SENTIMENT
10/20/2025 04:11 PM
UTF : NYSE
UTF insider buys 150 shares at $23.56 in pro rata rights sale
insider
IMPACT
SENTIMENT
10/20/2025 04:11 PM
GRX : NYSE
GRX 10% owner increases stake with consecutive open‑market purchases
insider
IMPACT
SENTIMENT
10/20/2025 04:11 PM
BCAX : Nasdaq
Bicara Therapeutics Inc. Insider Trading Activity
insider
IMPACT
SENTIMENT
10/20/2025 04:10 PM
GSCCF : OTC
ioneer Ltd Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
10/20/2025 04:10 PM
AHT : NYSE
Ashford Hospitality Trust adds 8-K; GC resignation and preferred update
prospectus
IMPACT
SENTIMENT
10/20/2025 04:10 PM
IVA : Nasdaq
Inventiva (IVA) posts AGM notice; meeting set for Nov 27, 2025
current report
IMPACT
SENTIMENT
10/20/2025 04:10 PM
MS : NYSE
MSFL prices Reddit (RDDT) 27% contingent auto-call notes
prospectus
IMPACT
SENTIMENT
10/20/2025 04:10 PM
AMUB : NYSE
UBS AG Prospectus Supplement
prospectus
IMPACT
SENTIMENT
10/20/2025 04:09 PM
KRMD : Nasdaq
Form 4: KRMD grants 29,463 bonus shares to CEO at $4.08
insider
IMPACT
SENTIMENT
10/20/2025 04:09 PM
UTF : NYSE
Cohen & Steers UTF insider purchase via $23.56 rights offer
insider
IMPACT
SENTIMENT
10/20/2025 04:09 PM
GETY : NYSE
GETY says CMA eyes Phase 2 unless undertakings address concerns
merger
IMPACT
SENTIMENT
10/20/2025 04:09 PM
CPNG : NYSE
Coupang discloses VP of Search & Recommendations resignation
current report
IMPACT
SENTIMENT
10/20/2025 04:09 PM
ACDC : Nasdaq
ACDC okays VWAP-based share issuance until $120M Liquidity met
proxy
IMPACT
SENTIMENT
10/20/2025 04:09 PM
AMUB : NYSE
UBS Pinduoduo-linked notes with contingent coupons, mature 2026
prospectus
IMPACT
SENTIMENT
10/20/2025 04:09 PM
MMLP : Nasdaq
MMLP extends credit to Nov 2027; YTD cash flow $23.7M
quarterly report
IMPACT
SENTIMENT
10/20/2025 04:08 PM
MS : NYSE
MS structured notes: leveraged upside, principal at risk to 2030
prospectus
IMPACT
SENTIMENT
10/20/2025 04:08 PM
WASH : Nasdaq
WASH files 8-K; Q3 2025 unaudited results via Exhibit 99.1
current report
IMPACT
SENTIMENT
10/20/2025 04:08 PM
BAC : NYSE
BofA Finance sells basket-linked notes with 1.63x upside gearing
prospectus
IMPACT
SENTIMENT
10/20/2025 04:08 PM
INV : Nasdaq
INV seeks votes to lift Nasdaq 20% caps for Yorkville conversions
proxy
IMPACT
SENTIMENT
10/20/2025 04:08 PM
UTF : NYSE
Cohen & Steers UTF insider buys 1,100 shares via rights at $23.56
insider
IMPACT
SENTIMENT
10/20/2025 04:08 PM
BAC : NYSE
Bank of America 10.30% callable notes; $3.63M net proceeds
prospectus
IMPACT
SENTIMENT
10/20/2025 04:08 PM
BILL : NYSE
Peter Feld and Lee Kirkpatrick join BILL board; terms to 2027
current report
IMPACT
SENTIMENT
10/20/2025 04:08 PM
GETY : NYSE
Getty Images Holdings, Inc. Reports Material Event
current report
IMPACT
SENTIMENT
10/20/2025 04:07 PM
BNS : NYSE
BNS Buffered PLUS: 200% leverage with 15% buffer, capped returns
prospectus
IMPACT
SENTIMENT
10/20/2025 04:06 PM
ZION : Nasdaq
ZION announces Q3 2025 results and furnishes Exhibits 99.1 & 99.2
current report
IMPACT
SENTIMENT
10/20/2025 04:06 PM
DRIO : Nasdaq
DRIO registers 2.71M shares for selling holders; no proceeds
registration
IMPACT
SENTIMENT
10/20/2025 04:06 PM
AGNC : Nasdaq
AGNC reports $90.8B portfolio and 7.6x leverage
current report
IMPACT
SENTIMENT
10/20/2025 04:06 PM
UOKA : Nasdaq
MDJM (UOKA) EGM: 20,459,854 for, 6,079 against on capital increase
current report
IMPACT
SENTIMENT
10/20/2025 04:05 PM
HTCR : Nasdaq
HTCR sets $0.13 per-share special dividend; payable Nov 17, 2025
current report
IMPACT
SENTIMENT
10/20/2025 04:05 PM
SONM : Nasdaq
Sonim boosts authorized shares to 1B; reverse split set for Oct 27
current report
IMPACT
SENTIMENT
10/20/2025 04:05 PM
YHC : Nasdaq
YHC appoints independent director Randy Yeo; committee roles set
current report
IMPACT
SENTIMENT
10/20/2025 04:05 PM
GIFT : Nasdaq
Giftify annual meeting: directors elected, auditor approved with 11.0M votes
current report
IMPACT
SENTIMENT
10/20/2025 04:05 PM
MRAI : OTC
Marpai, Inc. Reports Material Event
current report
IMPACT
SENTIMENT
10/20/2025 04:05 PM
ATXG : Nasdaq
ATXG back in compliance with Nasdaq Rule 5550(a)(2)
current report
IMPACT
SENTIMENT
10/20/2025 04:05 PM
TRN : NYSE
TRN subsidiaries agree to issue secured green railcar notes due 2055
current report
IMPACT
SENTIMENT
10/20/2025 04:05 PM
BAC : NYSE
BofA Finance files 424B2 for $638K buffered auto-callable notes
prospectus
IMPACT
SENTIMENT
10/20/2025 04:05 PM
IDYA : Nasdaq
IDYA reports 21.1‑mo OS, 7.0‑mo PFS in uveal melanoma study
current report
IMPACT
SENTIMENT
10/20/2025 04:05 PM
RGP : Nasdaq
RGP annual meeting results and $0.07/share dividend dates
current report
IMPACT
SENTIMENT
10/20/2025 04:05 PM
RELL : Nasdaq
Richardson Electronics Form 4: 4,200-share sale, 14,345 held
insider
IMPACT
SENTIMENT
10/20/2025 04:05 PM
OUST : Nasdaq
Ouster insider Form 4: tax-withholding sale at $31.02 average
insider
IMPACT
SENTIMENT
10/20/2025 04:05 PM
ABNB : Nasdaq
ABNB Form 4: CTO sale of 600 shares under Rule 10b5-1 plan
insider
IMPACT
SENTIMENT
10/20/2025 04:05 PM
OMEX : Nasdaq
Form 4: OMEX chief executes three sales; holds 482,235 shares
insider
IMPACT
SENTIMENT
10/20/2025 04:04 PM
TATT : Nasdaq
TATT 6-K: ISO grants need shareholder approval within 12 months
current report
IMPACT
SENTIMENT
10/20/2025 04:04 PM
BOKF : Nasdaq
BOKF posts $141M profit and $2.22 EPS in third quarter
current report
IMPACT
SENTIMENT
10/20/2025 04:04 PM
CNTX : Nasdaq
Nasdaq closes CNTX bid-price deficiency after 10 days ≥ $1.00
current report
IMPACT
SENTIMENT
10/20/2025 04:04 PM
SFBS : NYSE
SFBS furnishes Q3 2025 results press release and data in 8-K
current report
IMPACT
SENTIMENT
10/20/2025 04:04 PM
BAC : NYSE
BofA Finance notes linked to ACN/LULU/TSLA with 60% barriers
prospectus
IMPACT
SENTIMENT
10/20/2025 04:04 PM
MS : NYSE
MS Finance auto-call notes: ~10.85% p.a., 70% downside thresholds
prospectus
IMPACT
SENTIMENT
10/20/2025 04:03 PM
BAC : NYSE
Bank of America offers notes with $1,630 max redemption, call ladder
prospectus
IMPACT
SENTIMENT
10/20/2025 04:03 PM
FOA : NYSE
FOA insider trade: CAO sells 1,100 shares under Rule 10b5-1
insider
IMPACT
SENTIMENT
10/20/2025 04:03 PM
BAC : NYSE
BAC guarantees NVDA-linked barrier notes with $2.85 per unit payout
prospectus
IMPACT
SENTIMENT
10/20/2025 04:02 PM
LDXC : OTC
LDXC Q1 FY2026: Going concern flagged; 3M shares canceled
quarterly report
IMPACT
SENTIMENT
10/20/2025 04:01 PM
ANRO : NYSE
ANRO secures $50.0 million via private placement; ATM terminated
current report
IMPACT
SENTIMENT
10/20/2025 04:01 PM
LVLU : Nasdaq
Lulu’s Fashion Lounge officer files Form 3 with zero holdings
insider
IMPACT
SENTIMENT
10/20/2025 04:01 PM
ACXP : Nasdaq
Acurx Pharmaceuticals, Inc. Files IPO Registration Statement
registration
IMPACT
SENTIMENT
10/20/2025 04:01 PM
TELO : Nasdaq
TELO moves to unify Telomir-1 rights via stock deal, $5M support
current report
IMPACT
SENTIMENT
10/20/2025 04:01 PM
PPBT : Nasdaq
PPBT files Form 6-K on Nasdaq minimum bid price update
current report
IMPACT
SENTIMENT
10/20/2025 04:01 PM
MS : NYSE
MSFL issues principal-at-risk notes tied to SPX/RTY with 10% upside
prospectus
IMPACT
SENTIMENT
10/20/2025 04:01 PM
PRLD : Nasdaq
PRLD Form 3: director discloses no beneficial holdings
insider
IMPACT
SENTIMENT
10/20/2025 04:00 PM
ASA : NYSE
ASA Gold & Precious Metals reports two insider stock purchases
insider
IMPACT
SENTIMENT
10/20/2025 04:00 PM
BACK : OTC
IMAC (BACK) raises $144,000 via unsecured $201,600 note
current report
IMPACT
SENTIMENT
10/20/2025 04:00 PM
MS : NYSE
MS auto-callable SPX notes: 100% call threshold, 70% downside cap
prospectus
IMPACT
SENTIMENT
10/20/2025 03:58 PM
MS : NYSE
MS Finance issues 7% callable buffered notes tied to XLU, SPX, SX5E
prospectus
IMPACT
SENTIMENT
10/20/2025 03:57 PM
MS : NYSE
MS issues SOFI-linked auto-call notes; barrier $13.30, call $26.60
prospectus
IMPACT
SENTIMENT
10/20/2025 03:57 PM
ECAT : NYSE
Saba Capital files ECAT Form 4: 3,620 shares sold
insider
IMPACT
SENTIMENT
10/20/2025 03:57 PM
MS : NYSE
MS structured notes: worst-of SPX/RTY/MXEA with 60% threshold
prospectus
IMPACT
SENTIMENT
10/20/2025 03:56 PM
MS : NYSE
MS 424B2: $967K Jump Securities tied to 5-stock tech basket
prospectus
IMPACT
SENTIMENT
10/20/2025 03:56 PM
AYTU : Nasdaq
AYTU BioPharma director files Form 5 with holdings and 2020 trades
insider
IMPACT
SENTIMENT
10/20/2025 03:54 PM
ATMP : CBOE
Barclays 424B2 notes link to 8-stock basket with auto-call
prospectus
IMPACT
SENTIMENT
10/20/2025 03:54 PM
AMJB : NYSE
424B2: Buffered Digital Notes tied to XLP, RTY, SPXFP
prospectus
IMPACT
SENTIMENT
10/20/2025 03:53 PM
TD : NYSE
TD structured notes: $955–$990 est. value, mature Apr 29, 2027
prospectus
IMPACT
SENTIMENT
10/20/2025 03:51 PM
TD : NYSE
Toronto-Dominion offers capped, buffered S&P 500 notes to 2027
prospectus
IMPACT
SENTIMENT
10/20/2025 03:51 PM
MS : NYSE
MS 12% auto-callable notes tied to S&P 500 futures index
prospectus
IMPACT
SENTIMENT
10/20/2025 03:51 PM
ATMP : CBOE
BARCLAYS BANK PLC Prospectus Supplement
prospectus
IMPACT
SENTIMENT
10/20/2025 03:51 PM
MS : NYSE
MS Finance issues S&P 500 Dual Directional notes; max $1,434.50 per $1,000
prospectus
IMPACT
SENTIMENT
10/20/2025 03:49 PM
AMUB : NYSE
UBS issues RTY/SPX-linked notes with memory interest, 8.70%
prospectus
IMPACT
SENTIMENT
10/20/2025 03:49 PM
MS : NYSE
MS Finance 424B2: 22.5% cap, 70% threshold, due 2028
prospectus
IMPACT
SENTIMENT
10/20/2025 03:49 PM
MS : NYSE
MS Finance prices auto-callable Jump Securities tied to major indices
prospectus
IMPACT
SENTIMENT
10/20/2025 03:48 PM
ATMP : CBOE
Barclays 424B2: 14% notes tied to BXIIUT4E with 20% buffer
prospectus
IMPACT
SENTIMENT
10/20/2025 03:48 PM
MS : NYSE
MSFL issues S&P 500 Futures-linked Trigger PLUS; est. value $980
prospectus
IMPACT
SENTIMENT
10/20/2025 03:48 PM
MS : NYSE
MORGAN STANLEY Prospectus Supplement
prospectus
IMPACT
SENTIMENT
10/20/2025 03:47 PM
MS : NYSE
MSFL sells callable 12% contingent notes due Oct 19, 2028
prospectus
IMPACT
SENTIMENT
10/20/2025 03:47 PM
NTRB : Nasdaq
Nutriband files supplement for 910,904 NTRBW warrant shares
prospectus
IMPACT
SENTIMENT
10/20/2025 03:47 PM
GS : NYSE
Goldman Sachs 424B2: Estimated value $905–$945; capped payoff
prospectus
IMPACT
SENTIMENT
10/20/2025 03:47 PM
MS : NYSE
MSFL issues Trigger PLUS tied to futures; estimated value $986
prospectus
IMPACT
SENTIMENT
10/20/2025 03:46 PM
MS : NYSE
MSFL issues $500K principal-at-risk notes with 9.85% contingent coupon
prospectus
Fri, Oct 17 Tue, Oct 21

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

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The linked form pages show the latest filings of each type across all dates.