STOCK TITAN
  1. Home
  2. SEC Filings
  3. 2026-03-06

SEC Filings for March 6, 2026

2,483 filings published on Friday, March 6, 2026.

Follow on Google News
Thu, Mar 5 Mon, Mar 9
IMPACT
SENTIMENT
03/06/2026 02:28 PM
SWZ : NYSE
Allspring files 13G/A showing 6.3% stake in Total Return Fund (SWZ)
ownership
IMPACT
SENTIMENT
03/06/2026 02:27 PM
GRNT : NYSE
Granite Ridge (NYSE: GRNT) CEO receives new stock and option grants
insider
IMPACT
SENTIMENT
03/06/2026 02:27 PM
AMJB : NYSE
5.00% Callable Notes due 2038 from JPMorgan Chase (NYSE: AMJB)
prospectus
IMPACT
SENTIMENT
03/06/2026 02:27 PM
NMAI : NYSE
Nuveen funds (NYSE: NMAI) year‑end results, JRI rights offering details
other
IMPACT
SENTIMENT
03/06/2026 02:26 PM
HURC : Nasdaq
Hurco (NASDAQ: HURC) Q1 2026 sales fall 8% while orders edge higher
quarterly report
IMPACT
SENTIMENT
03/06/2026 02:26 PM
CZNC : Nasdaq
Loans rose 24.2% at Citizens & Northern (CZNC), but nonperforming assets also climbed.
annual report
IMPACT
SENTIMENT
03/06/2026 02:26 PM
NPCT : NYSE
Nuveen Core Plus Impact Fund (NYSE: NPCT) posts 8.15% NAV return in N-CSR
other
IMPACT
SENTIMENT
03/06/2026 02:25 PM
GS : NYSE
Callable index‑linked notes from GS Finance (NYSE: GS) tied to Russell 2000 and S&P 500
prospectus
IMPACT
SENTIMENT
03/06/2026 02:25 PM
GRNT : NYSE
Granite Ridge Resources, Inc. Insider Trading Activity
insider
IMPACT
SENTIMENT
03/06/2026 02:24 PM
ATMP : CBOE
Barclays Bank PLC (ATMP) offers S&P 500‑linked note; capped upside, 15% buffer
prospectus
IMPACT
SENTIMENT
03/06/2026 02:24 PM
DIAX : NYSE
Board OKs merger for Nuveen (DIAX) as portfolio manager added; shelf sales noted
other
IMPACT
SENTIMENT
03/06/2026 02:23 PM
GRNT : NYSE
Granite Ridge (GRNT) CAO awarded 26,616 restricted stock shares, now holds 100,556
insider
IMPACT
SENTIMENT
03/06/2026 02:23 PM
FBLA : Nasdaq
FB Bancorp (FBLA) COO reports 261-share stock sale, indirect stakes remain
insider
IMPACT
SENTIMENT
03/06/2026 02:22 PM
C : NYSE
Citigroup (NYSE: C) $10M Contingent Income Auto‑Callable Linked to SPY
prospectus
IMPACT
SENTIMENT
03/06/2026 02:21 PM
JGH : NYSE
Nuveen Global High Income Fund (JGH) 1-for-4 rights offering details, $61.8M proceeds
other
IMPACT
SENTIMENT
03/06/2026 02:21 PM
ATMP : CBOE
Barclays $10M Trigger Callable Notes (ATMP) — 10.20% Coupon, Callable Jun 2026
prospectus
IMPACT
SENTIMENT
03/06/2026 02:21 PM
BAC : NYSE
BofA Finance (BAC) prices $4M short-term buffered notes linked to GDX, SLV
prospectus
IMPACT
SENTIMENT
03/06/2026 02:19 PM
C : NYSE
Autocallable Citigroup notes (C) — 10.40% annual contingent coupon, due 2031
prospectus
IMPACT
SENTIMENT
03/06/2026 02:18 PM
GS : NYSE
GOLDMAN SACHS GROUP INC Prospectus Supplement
prospectus
IMPACT
SENTIMENT
03/06/2026 02:17 PM
ATMP : CBOE
Barclays (ATMP) offers WFC-linked autocallable notes — 10% coupon, $50.09 downside
prospectus
IMPACT
SENTIMENT
03/06/2026 02:16 PM
HAL : NYSE
Halliburton (NYSE: HAL) SVP transfers shares for tax withholding
insider
IMPACT
SENTIMENT
03/06/2026 02:17 PM
TD : NYSE
TD (TD) launches $3.04M callable contingent income notes due Mar 9, 2028
prospectus
IMPACT
SENTIMENT
03/06/2026 02:15 PM
AMJB : NYSE
JPMorgan Chase Financial (AMJB) launches $3.5M auto‑call contingent interest notes
prospectus
IMPACT
SENTIMENT
03/06/2026 02:15 PM
C : NYSE
Citigroup (NYSE: C) offers autocallable equity‑linked notes with 9.70% annual coupon
prospectus
IMPACT
SENTIMENT
03/06/2026 02:15 PM
AMJB : NYSE
JPMorgan issues capped Meta‑linked notes due 2027 (AMJB) with 2.00x upside
prospectus
IMPACT
SENTIMENT
03/06/2026 02:14 PM
ATMP : CBOE
BARCLAYS BANK PLC Prospectus Supplement
prospectus
IMPACT
SENTIMENT
03/06/2026 02:14 PM
LKQ : Nasdaq
LKQ (LKQ) director Patrick Berard declines re-election, to serve until 2026 meeting
current report
IMPACT
SENTIMENT
03/06/2026 02:14 PM
HAL : NYSE
Halliburton (HAL) SVP transfers 1,239 shares to cover tax withholding
insider
IMPACT
SENTIMENT
03/06/2026 02:14 PM
QQQX : Nasdaq
Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) posts 13.58% NAV return and $0.56 distribution
other
IMPACT
SENTIMENT
03/06/2026 02:12 PM
TEX : NYSE
Terex (NYSE: TEX) exec adds shares via deferred compensation plan
insider
IMPACT
SENTIMENT
03/06/2026 02:11 PM
HAL : NYSE
Tax withholding leads Halliburton (NYSE: HAL) exec to transfer 1,407 shares
insider
IMPACT
SENTIMENT
03/06/2026 02:11 PM
GD : NYSE
General Dynamics (NYSE: GD) director awarded stock and options
insider
IMPACT
SENTIMENT
03/06/2026 02:11 PM
TEX : NYSE
Terex (TEX) CFO adds 18 shares through deferred compensation plan
insider
IMPACT
SENTIMENT
03/06/2026 02:09 PM
CBU : NYSE
Community Financial (NYSE: CBU) EVP reports stock vesting and tax share disposal
insider
IMPACT
SENTIMENT
03/06/2026 02:09 PM
DXPE : Nasdaq
DXP Enterprises (DXPE) SVP granted 1,192 restricted shares
insider
IMPACT
SENTIMENT
03/06/2026 02:07 PM
GS : NYSE
GS Finance offers capped Take‑Two notes (NYSE: GS) with 150% upside, 20% buffer
prospectus
IMPACT
SENTIMENT
03/06/2026 02:07 PM
WFC : NYSE
Wells Fargo Finance (WFC) floats Compounded SOFR notes due 03/11/2033 — 0.80% spread
prospectus
IMPACT
SENTIMENT
03/06/2026 02:07 PM
HAL : NYSE
Halliburton (NYSE: HAL) EVP uses shares to cover tax withholding
insider
IMPACT
SENTIMENT
03/06/2026 02:08 PM
BERZ : NYSE
BMO (BERZ) offers auto-callable, equity-linked notes with 16.5% min coupon
prospectus
IMPACT
SENTIMENT
03/06/2026 02:06 PM
GS : NYSE
GS Finance (NYSE: GS) offers auto-call notes — 50% call premium, concentrated downside
prospectus
IMPACT
SENTIMENT
03/06/2026 02:06 PM
GD : NYSE
Director at General Dynamics (NYSE: GD) awarded new stock options
insider
IMPACT
SENTIMENT
03/06/2026 02:05 PM
HAL : NYSE
Halliburton (NYSE: HAL) EVP uses shares to cover tax withholding
insider
IMPACT
SENTIMENT
03/06/2026 02:05 PM
ATMP : CBOE
BARCLAYS BANK PLC Prospectus Supplement
prospectus
IMPACT
SENTIMENT
03/06/2026 02:04 PM
HAL : NYSE
Halliburton (NYSE: HAL) CLO transfers shares to cover taxes
insider
IMPACT
SENTIMENT
03/06/2026 02:04 PM
KPRX : Nasdaq KPHMW : OTC
Kiora Pharmaceuticals (KPRX) CDO uses 238 shares to cover tax withholding
insider
IMPACT
SENTIMENT
03/06/2026 02:05 PM
SPXX : NYSE
Nuveen S&P 500 Dynamic Overwrite Fund (NYSE: SPXX) posts 12.70% annual NAV return
other
IMPACT
SENTIMENT
03/06/2026 02:03 PM
KPRX : Nasdaq KPHMW : OTC
Kiora Pharmaceuticals (KPRX) CEO disposes 238 shares for taxes
insider
IMPACT
SENTIMENT
03/06/2026 02:03 PM
GD : NYSE
General Dynamics (GD) director Stratton receives stock options and restricted shares
insider
IMPACT
SENTIMENT
03/06/2026 02:03 PM
SGRY : Nasdaq
Surgery Partners (SGRY) Form 144: Director sale notice of 272 shares via UBS
other
IMPACT
SENTIMENT
03/06/2026 02:05 PM
AMUB : NYSE
UBS offers Intel‑linked Autocallable Notes (AMUB) with 16.20% coupon
prospectus
IMPACT
SENTIMENT
03/06/2026 02:03 PM
HAL : NYSE
Halliburton (HAL) CFO uses 12,729 shares to cover tax on stock award
insider
IMPACT
SENTIMENT
03/06/2026 02:01 PM
MS : NYSE
Morgan Stanley (NYSE: MS) sells S&P 500‑linked notes due Feb 2028, capped payout
prospectus
IMPACT
SENTIMENT
03/06/2026 02:02 PM
TD : NYSE
TD (NYSE: TD) offers SPY‑linked autocallable notes, 7% coupon, maturing 2029
prospectus
IMPACT
SENTIMENT
03/06/2026 02:00 PM
ATMP : CBOE
Barclays (ATMP) offers NVDA/TSLA auto-callable notes with 5.725% quarterly coupon
prospectus
IMPACT
SENTIMENT
03/06/2026 02:00 PM
ICLR : Nasdaq
Artisan Partners (ICLR) reports 8.36M-share stake, 10.9% ownership (Schedule 13G/A)
ownership
IMPACT
SENTIMENT
03/06/2026 02:00 PM
TWST : Nasdaq
Artisan Partners (NASDAQ: TWST) reports 6.2M shares, 10.1% stake
ownership
IMPACT
SENTIMENT
03/06/2026 01:59 PM
C : NYSE
Citigroup (C) offers contingent barrier digital notes linked to S&P 500 due 2027
prospectus
IMPACT
SENTIMENT
03/06/2026 01:59 PM
HAL : NYSE
Halliburton (NYSE: HAL) CEO covers tax withholding by transferring shares
insider
IMPACT
SENTIMENT
03/06/2026 01:59 PM
GD : NYSE
Equity awards to director at General Dynamics (NYSE: GD) disclosed
insider
IMPACT
SENTIMENT
03/06/2026 01:58 PM
FHI : NYSE
Charles Schwab (NYSE: FHI) Form 144: Affiliate plans sale of 30,000 Class B
other
IMPACT
SENTIMENT
03/06/2026 01:58 PM
GS : NYSE
Goldman Sachs (GS) offers PLTR‑linked notes with 125% upside, capped call
prospectus
IMPACT
SENTIMENT
03/06/2026 01:57 PM
GS : NYSE
GS (NYSE: GS) offers auto‑call notes tied to Palantir (PLTR) with capped payout
prospectus
IMPACT
SENTIMENT
03/06/2026 01:58 PM
EPRX : Nasdaq
Eupraxia (EPRX) raises $63.2M to fund EP-104GI and GI pipeline
current report
IMPACT
SENTIMENT
03/06/2026 01:56 PM
CRVL : Nasdaq
CorVel (CRVL) EVP awarded 6,000 non-qualified stock options in Form 4
insider
IMPACT
SENTIMENT
03/06/2026 01:56 PM
GD : NYSE
GENERAL DYNAMICS CORP Insider Trading Activity
insider
IMPACT
SENTIMENT
03/06/2026 01:56 PM
NRIM : Nasdaq
Northrim BanCorp (NASDAQ: NRIM) grows Alaska deposits
annual report
IMPACT
SENTIMENT
03/06/2026 01:54 PM
GS : NYSE
Goldman Sachs (NYSE: GS) issues 5.00% callable notes due 2034, March 2026 settlement
prospectus
IMPACT
SENTIMENT
03/06/2026 01:53 PM
AMJB : NYSE
JPMorgan issues Oracle‑linked Auto‑Callable Notes (AMJB) — 22.75% min rate
prospectus
IMPACT
SENTIMENT
03/06/2026 01:53 PM
BANX : Nasdaq
15.93% market return; BANX (NASDAQ: BANX) reports NAV $21.96, heavy regulatory capital exposure
other
IMPACT
SENTIMENT
03/06/2026 01:52 PM
AMJB : NYSE
Auto‑Callable S&P 500 Notes (AMJB) — 1.50× Upside, 20% Buffer
prospectus
IMPACT
SENTIMENT
03/06/2026 01:52 PM
GD : NYSE
Director C. Howard Nye gets equity awards at General Dynamics (NYSE: GD)
insider
IMPACT
SENTIMENT
03/06/2026 01:52 PM
SBFG : Nasdaq
SB FINANCIAL GROUP, INC. Definitive Proxy Statement
proxy
IMPACT
SENTIMENT
03/06/2026 01:51 PM
ATMP : CBOE
Barclays PLC digital‑return Notes tied to Novo Nordisk ADS (ATMP)
prospectus
IMPACT
SENTIMENT
03/06/2026 01:51 PM
CBU : NYSE
Community Financial (NYSE: CBU) EVP reports stock vesting and tax-withholding share disposition
insider
IMPACT
SENTIMENT
03/06/2026 01:51 PM
BNS : NYSE
Bank of Nova Scotia (BNS) offers TSLA-linked capped notes due Apr 2027
prospectus
IMPACT
SENTIMENT
03/06/2026 01:48 PM
RBMCF : OTC
RBC (RBMCF) offers auto‑callable notes with 17.15% yld and principal‑at‑risk
prospectus
IMPACT
SENTIMENT
03/06/2026 01:47 PM
GS : NYSE
Goldman Sachs (GS) issues auto-callable notes with contingent 14.8% coupon
prospectus
IMPACT
SENTIMENT
03/06/2026 01:45 PM
GD : NYSE
General Dynamics (NYSE: GD) director receives new stock and option grants
insider
IMPACT
SENTIMENT
03/06/2026 01:46 PM
RBMCF : OTC
RBC (RBMCF) offers Auto-Callable Notes linked to BAC/COF/MS/WFC basket
prospectus
IMPACT
SENTIMENT
03/06/2026 01:44 PM
C : NYSE
Citigroup (NYSE: C) offers autocallable S&P 500 notes due 2029
prospectus
IMPACT
SENTIMENT
03/06/2026 01:42 PM
MS : NYSE
Morgan Stanley (MS) launches Jump Securities tied to SPX, NDX, RTY with early-call feature
prospectus
IMPACT
SENTIMENT
03/06/2026 01:42 PM
C : NYSE
Citigroup (NYSE: C) sells 3‑yr autocallable notes; 10.50% call return, downside at 64.50%
prospectus
IMPACT
SENTIMENT
03/06/2026 01:41 PM
MS : NYSE
Morgan Stanley (NYSE: MS) launches auto-callable notes due 2031 with 11.5% coupon
prospectus
IMPACT
SENTIMENT
03/06/2026 01:41 PM
CBU : NYSE
COMMUNITY FINANCIAL SYSTEM, INC. Insider Trading Activity
insider
IMPACT
SENTIMENT
03/06/2026 01:40 PM
MS : NYSE
Morgan Stanley Finance LLC (NYSE: MS) offers $1.524M Jump Notes — 5‑yr auto‑call
prospectus
IMPACT
SENTIMENT
03/06/2026 01:40 PM
BAC : NYSE
BofA Finance (BAC) launches auto‑callable notes linked to PLTR, AMD, NVDA
prospectus
IMPACT
SENTIMENT
03/06/2026 01:40 PM
GD : NYSE
General Dynamics (GD) director granted 1,120 options and 270 shares
insider
IMPACT
SENTIMENT
03/06/2026 01:40 PM
BR : NYSE
Broadridge (NYSE: BR) grants 10,039 stock options to VP and CHRO
insider
IMPACT
SENTIMENT
03/06/2026 01:40 PM
BR : NYSE
Broadridge (NYSE: BR) president awarded 51,047 stock options vesting over 4 years
insider
IMPACT
SENTIMENT
03/06/2026 01:40 PM
BR : NYSE
Broadridge (NYSE: BR) grants CLO Hope Jarkowski 20,872 stock options
insider
IMPACT
SENTIMENT
03/06/2026 01:40 PM
BR : NYSE
BROADRIDGE FINANCIAL SOLUTIONS, INC. Insider Trading Activity
insider
IMPACT
SENTIMENT
03/06/2026 01:40 PM
BR : NYSE
Broadridge (BR) interim CFO Ashima Ghei awarded 23,254 stock options
insider
IMPACT
SENTIMENT
03/06/2026 01:40 PM
BR : NYSE
Broadridge (BR) awards 25,977 stock options to Co-President DeSchutter
insider
IMPACT
SENTIMENT
03/06/2026 01:40 PM
BR : NYSE
Broadridge (NYSE: BR) awards 25,977 stock options to corporate VP
insider
IMPACT
SENTIMENT
03/06/2026 01:40 PM
BR : NYSE
Broadridge (BR) director Mosconi receives stock and option awards
insider
IMPACT
SENTIMENT
03/06/2026 01:38 PM
MS : NYSE
Morgan Stanley (MS) sells $10.32M Trigger PLUS linked to Russell 1000 and S&P 500
prospectus
IMPACT
SENTIMENT
03/06/2026 01:38 PM
NWG : NYSE RBSPF : OTC
NatWest Group (NYSE: NWG) outlines 6 March 2026 share repurchase activity
current report
IMPACT
SENTIMENT
03/06/2026 01:37 PM
AMJB : NYSE
JPMorgan Chase Financial (AMJB) offers Auto‑Callable Notes due Apr 3, 2031
prospectus
IMPACT
SENTIMENT
03/06/2026 01:39 PM
RBMCF : OTC
RBC issues STEP notes linked to FCX (OTC: RBMCF) with 15% coupon, Apr 2027
prospectus
IMPACT
SENTIMENT
03/06/2026 01:37 PM
MS : NYSE
Morgan Stanley (NYSE: MS) offers $585K principal‑at‑risk notes due Mar 7, 2031
prospectus
IMPACT
SENTIMENT
03/06/2026 01:38 PM
TD : NYSE
TD Bank (NYSE: TD) offers capped S&P 500 notes; $1,192.50 maximum redemption
prospectus
IMPACT
SENTIMENT
03/06/2026 01:37 PM
GD : NYSE
General Dynamics (NYSE: GD) director receives new stock and option awards
insider
IMPACT
SENTIMENT
03/06/2026 01:37 PM
MGNO : OTC
MGNO: Employee Stock Ownership Plan Trust holds 8.0% of common stock (MGNO)
ownership
IMPACT
SENTIMENT
03/06/2026 01:36 PM
MKZR : Nasdaq
MacKenzie Realty (NASDAQ: MKZR) takes $1M loan for REIT share purchase
current report
IMPACT
SENTIMENT
03/06/2026 01:35 PM
SUI : NYSE
Sun Communities (NYSE: SUI) EVP logs tax withholding share disposition
insider
IMPACT
SENTIMENT
03/06/2026 01:35 PM
LEE : Nasdaq
Insider David Hoffmann adds 38,000 Lee Enterprises (LEE) shares
insider
IMPACT
SENTIMENT
03/06/2026 01:35 PM
HWNI : OTC HWNID : OTC
HIGH WIRE NETWORKS, INC. Reports Material Event
current report
IMPACT
SENTIMENT
03/06/2026 01:34 PM
GD : NYSE
Director at General Dynamics (GD) receives stock and option awards
insider
IMPACT
SENTIMENT
03/06/2026 01:34 PM
GS : NYSE
200% Leveraged Buffered S&P 500 Notes (GS) — $1,120.50 Cap, 10% Buffer
prospectus
IMPACT
SENTIMENT
03/06/2026 01:34 PM
GS : NYSE
Goldman Sachs (GS) offers buffered RSP‑linked notes due Apr 2027, capped upside
prospectus
IMPACT
SENTIMENT
03/06/2026 01:34 PM
ANDE : Nasdaq
Andersons (ANDE) treasurer trims stake with 200-share sale
insider
IMPACT
SENTIMENT
03/06/2026 01:33 PM
MS : NYSE
MSFL issues NVIDIA-linked auto-callable notes (MS) with 12.65% coupon
prospectus
IMPACT
SENTIMENT
03/06/2026 01:33 PM
ANDE : Nasdaq
Andersons, Inc. (ANDE) VP reports sale of 2,624 common shares
insider
IMPACT
SENTIMENT
03/06/2026 01:32 PM
GS : NYSE
GS Finance offers Palantir auto‑callable notes (NYSE: GS) with 50% downside threshold
prospectus
IMPACT
SENTIMENT
03/06/2026 01:32 PM
DTI : Nasdaq
Drilling Tools International (Nasdaq: DTI) highlights 2025 growth, strategy and oilfield risks
annual report
IMPACT
SENTIMENT
03/06/2026 01:31 PM
GD : NYSE
General Dynamics (GD) director awarded stock options and restricted shares
insider
IMPACT
SENTIMENT
03/06/2026 01:30 PM
MS : NYSE
Morgan Stanley (MS) offers auto-callable, principal-at-risk notes due Mar 2031
prospectus
IMPACT
SENTIMENT
03/06/2026 01:30 PM
VICR : Nasdaq
Vicor (VICR) VP sells 1,640 shares after exercising stock options
insider
IMPACT
SENTIMENT
03/06/2026 01:29 PM
AMJB : NYSE
Capped Buffered S&P 500 Notes by JPMorgan (AMJB) — 1.5× Upside, 13.65% Cap
prospectus
IMPACT
SENTIMENT
03/06/2026 01:28 PM
FEED : Nasdaq NAOV : Nasdaq
Bank of America (FEED) reports 14-share holding; immaterial stake disclosed
ownership
IMPACT
SENTIMENT
03/06/2026 01:28 PM
GD : NYSE
GENERAL DYNAMICS (GD) director receives new stock options and restricted stock grant
insider
IMPACT
SENTIMENT
03/06/2026 01:27 PM
ATMP : CBOE
Barclays (ATMP) offers $1.195M Buffered Autocallable Notes due 2031
prospectus
IMPACT
SENTIMENT
03/06/2026 01:27 PM
BAC : NYSE
Auto‑Callable Notes Linked to GS/NOW/DIS — BofA Finance (NYSE: BAC)
prospectus
IMPACT
SENTIMENT
03/06/2026 01:27 PM
OLP : NYSE
One Liberty Properties (OLP) expands industrial portfolio and outlines 2025 performance
annual report
IMPACT
SENTIMENT
03/06/2026 01:26 PM
TD : NYSE
TD offers 12.75% callable barrier notes (TD) linked to NDXT/RTY/SPX
prospectus
IMPACT
SENTIMENT
03/06/2026 01:25 PM
ATMP : CBOE
Barclays (ATMP) offers $685,000 AutoCallable Notes linked to Nasdaq‑100, RTY, DJI
prospectus
IMPACT
SENTIMENT
03/06/2026 01:23 PM
ATMP : CBOE
Barclays Bank PLC (ATMP) offers callable contingent notes, 12.45% coupon
prospectus
IMPACT
SENTIMENT
03/06/2026 01:23 PM
MS : NYSE
MS (NYSE: MS) offers auto‑callable, leveraged market‑linked notes due 3/16/2029
prospectus
IMPACT
SENTIMENT
03/06/2026 01:25 PM
AMUB : NYSE
UBS (AMUB) $3.0M auto‑callable securities with 24% memory coupon
prospectus
IMPACT
SENTIMENT
03/06/2026 01:24 PM
CXDO : Nasdaq
Crexendo, Inc. (CXDO) director nets 6,676 shares in option actions
insider
IMPACT
SENTIMENT
03/06/2026 01:22 PM
CZFS : Nasdaq
Citizens Financial (CZFS) director adds 675 shares in open-market purchase
insider
IMPACT
SENTIMENT
03/06/2026 01:22 PM
MOS : NYSE
Mosaic (NYSE: MOS) EVP Wang awarded 26,528 one-for-one RSUs
insider
IMPACT
SENTIMENT
03/06/2026 01:22 PM
MOS : NYSE
Mosaic (NYSE: MOS) CFO receives 38,447 Restricted Stock Unit award
insider
IMPACT
SENTIMENT
03/06/2026 01:21 PM
MS : NYSE
Morgan Stanley (MS) issues PLUS notes tied to RSP and NDX with 200% upside cap
prospectus
IMPACT
SENTIMENT
03/06/2026 01:22 PM
MOS : NYSE
Mosaic (MOS) awards 21,915 Restricted Stock Units to senior legal executive
insider
IMPACT
SENTIMENT
03/06/2026 01:22 PM
MOS : NYSE
Mosaic (NYSE: MOS) EVP awarded 26,528 restricted stock units
insider
IMPACT
SENTIMENT
03/06/2026 01:22 PM
MOS : NYSE
Executive at Mosaic (MOS) granted 24,606 Restricted Stock Units
insider
IMPACT
SENTIMENT
03/06/2026 01:22 PM
MOS : NYSE
Mosaic (NYSE: MOS) officer awarded new restricted stock units
insider
IMPACT
SENTIMENT
03/06/2026 01:21 PM
MOS : NYSE
Mosaic (MOS) CEO Bruce Bodine granted 132,257 restricted stock units in Form 4
insider
IMPACT
SENTIMENT
03/06/2026 01:21 PM
MS : NYSE
Morgan Stanley (NYSE: MS) sells NVDA‑linked auto‑call notes with 15.25% coupon
prospectus
IMPACT
SENTIMENT
03/06/2026 01:21 PM
FLR : NYSE
Anthony Morgan files Form 144 to sell Fluor Corp. (NYSE: FLR) shares
other
IMPACT
SENTIMENT
03/06/2026 01:20 PM
SUI : NYSE
Sun Communities (SUI) director links to 7,000-share sale, including wife’s IRA
insider
IMPACT
SENTIMENT
03/06/2026 01:20 PM
NGS : NYSE
Stephen Taylor sells $2.63M of Natural Gas Services Group (NYSE: NGS) shares
other
IMPACT
SENTIMENT
03/06/2026 01:21 PM
CIK : NYSE
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC. SEC Filing
other
IMPACT
SENTIMENT
03/06/2026 01:19 PM
LKFN : Nasdaq
LAKELAND FINANCIAL CORP Reports Material Event
current report
IMPACT
SENTIMENT
03/06/2026 01:14 PM
HR : NYSE
Director adds 10,000 Healthcare Realty Trust (HR) shares in open market
insider
IMPACT
SENTIMENT
03/06/2026 01:12 PM
CIK : NYSE
Credit Suisse Asset Management Income Fund (CIK) posts 4.96% NAV return in 2025
other
IMPACT
SENTIMENT
03/06/2026 01:12 PM
IGR : NYSE
CBRE Global Real Estate Income Fund (NYSE: IGR) posts 2025 results with $0.72 distributions
other
IMPACT
SENTIMENT
03/06/2026 01:10 PM
RCG : NYSE
RENN Fund (RCG) president and affiliates buy 1,134 common shares
insider
IMPACT
SENTIMENT
03/06/2026 01:10 PM
TD : NYSE
TD (TD) issues callable contingent‑interest barrier notes — $1,000 each
prospectus
IMPACT
SENTIMENT
03/06/2026 01:10 PM
AIRG : Nasdaq
Airgain (NASDAQ: AIRG) CTO auto-sells shares to cover RSU tax withholding
insider
IMPACT
SENTIMENT
03/06/2026 01:09 PM
MKSI : Nasdaq
Insider sale notice: Eric Taranto to sell 1,453 MKSI shares (MKSI)
other
IMPACT
SENTIMENT
03/06/2026 01:09 PM
ELPC : NYSE
Copel (ELPC) board backs 2025 results, income allocation and 2026 capex
current report
IMPACT
SENTIMENT
03/06/2026 01:09 PM
CXDO : Nasdaq
Crexendo (CXDO) director David Roy Williams granted 10,000 stock options
insider
IMPACT
SENTIMENT
03/06/2026 01:09 PM
III : Nasdaq
Information Services Group (NASDAQ: III) details AI-driven 2025 growth strategy
annual report
IMPACT
SENTIMENT
03/06/2026 01:08 PM
AIRG : Nasdaq
AIRGAIN (AIRG) CEO executes 3,704-share sell-to-cover for RSU tax obligations
insider
IMPACT
SENTIMENT
03/06/2026 01:08 PM
MKC : NYSE
McCormick (NYSE: MKC) VP & Controller granted 2,105 LTIP shares
insider
IMPACT
SENTIMENT
03/06/2026 01:07 PM
AMJB : NYSE
JPMorgan prices buffered digital notes (AMJB) with 11.15% payout cap
prospectus
IMPACT
SENTIMENT
03/06/2026 01:05 PM
CXDO : Nasdaq
Crexendo (NASDAQ: CXDO) director awarded 10,000 stock options
insider
IMPACT
SENTIMENT
03/06/2026 01:03 PM
AJG : NYSE
Arthur J. Gallagher & Co. SEC Filing
other
IMPACT
SENTIMENT
03/06/2026 01:01 PM
CXDO : Nasdaq
Crexendo (CXDO) director receives 10,000 stock options at $6.47 exercise price
insider
IMPACT
SENTIMENT
03/06/2026 12:58 PM
ATMP : CBOE
Barclays (ATMP) launches AutoCallable Notes linked to QQQ and IWM (March 2026)
prospectus
IMPACT
SENTIMENT
03/06/2026 12:59 PM
WOLF : NYSE
T. Rowe Price holds 4.68M shares of Wolfspeed (WOLF) in 13G/A
ownership
IMPACT
SENTIMENT
03/06/2026 12:59 PM
HUBS : NYSE
T. Rowe Price (NYSE: HUBS) Reports 5.31M-Share Stake in HubSpot
ownership
IMPACT
SENTIMENT
03/06/2026 12:59 PM
SHLS : Nasdaq
T. Rowe Price holds 11.1% in Shoals Technologies Group (SHLS)
ownership
IMPACT
SENTIMENT
03/06/2026 12:58 PM
IIIV : Nasdaq
T. Rowe Price holds 705,316 shares of I3 Verticals (NASDAQ: IIIV) per 13G/A
ownership
IMPACT
SENTIMENT
03/06/2026 12:58 PM
ACLX : Nasdaq
Arcellx (NASDAQ: ACLX) — T. Rowe Price reports 4.5% holding in 13G/A
ownership
IMPACT
SENTIMENT
03/06/2026 12:58 PM
CCC : Nasdaq CCCS : Nasdaq
CCC Intelligent Solutions Holdings Inc. Amended Passive Investment Disclosure
ownership
IMPACT
SENTIMENT
03/06/2026 12:58 PM
DYN : Nasdaq
T. Rowe Price (NASDAQ: DYN) lists 26,578,437 shares, a 16.2% stake
ownership
IMPACT
SENTIMENT
03/06/2026 12:58 PM
IMCR : Nasdaq
T. Rowe Price (IMCR) lists 3,041,904 ADRs, a 6.0% stake in Immunocore
ownership
IMPACT
SENTIMENT
03/06/2026 12:58 PM
APGE : Nasdaq
T. Rowe Price (APGE) holds 6.21M shares, 11.3% stake disclosed
ownership
IMPACT
SENTIMENT
03/06/2026 12:57 PM
MRX : Nasdaq
Autocallable barrier notes from Marex (NASDAQ: MRX) pay quarterly 11.70% yield
prospectus
IMPACT
SENTIMENT
03/06/2026 12:56 PM
AROW : Nasdaq
Arrow Financial (NASDAQ: AROW) outlines Adirondack Bancorp merger and risk profile
annual report
IMPACT
SENTIMENT
03/06/2026 12:54 PM
GS : NYSE
Callable GS notes link to leveraged S&P futures index (GS) with capped payout
prospectus
IMPACT
SENTIMENT
03/06/2026 12:55 PM
AMRK : Nasdaq GOLD : NYSE
Director at Gold.com (GOLD) sells 14,540 shares in open-market trade
insider
IMPACT
SENTIMENT
03/06/2026 12:55 PM
MRX : Nasdaq
Autocallable 3x Leveraged Notes — Marex Group plc (MRX) priced Mar 31, 2026
prospectus
IMPACT
SENTIMENT
03/06/2026 12:54 PM
CNQ : NYSE
Dividend up 6.4% at Canadian Natural Resources (NYSE: CNQ)
current report
IMPACT
SENTIMENT
03/06/2026 12:54 PM
CXDO : Nasdaq
Director Chris McKee granted 10,000 Crexendo (NASDAQ: CXDO) stock options at $6.47
insider
IMPACT
SENTIMENT
03/06/2026 12:52 PM
ATMP : CBOE
Barclays (ATMP) offers $1.257M notes linked to worst-performing index
prospectus
IMPACT
SENTIMENT
03/06/2026 12:52 PM
WEC : NYSE
WEC Energy Group (WEC) EVP & General Counsel receives phantom stock grant
insider
IMPACT
SENTIMENT
03/06/2026 12:52 PM
SGRY : Nasdaq
Form 144: Proposed sale of SGRY shares by UBS (NASDAQ: SGRY)
other
IMPACT
SENTIMENT
03/06/2026 12:52 PM
CRSF : OTC OLKR : OTC
Crisp Momentum (CRSF) investor discloses 1.24% stake after share transfer
ownership
IMPACT
SENTIMENT
03/06/2026 12:51 PM
CNQ : NYSE
Record 2025 results at Canadian Natural (TSX: CNQ) with higher dividend
current report
IMPACT
SENTIMENT
03/06/2026 12:50 PM
GS : NYSE
GOLDMAN SACHS GROUP INC Prospectus Supplement
prospectus
IMPACT
SENTIMENT
03/06/2026 12:50 PM
FFBC : Nasdaq
First Financial Bancorp (FFBC) CFO gets stock award and covers taxes with shares
insider
IMPACT
SENTIMENT
03/06/2026 12:50 PM
ATMP : CBOE
Barclays (ATMP) sells Buffered Callable Contingent Coupon Notes due Dec 10, 2026
prospectus
IMPACT
SENTIMENT
03/06/2026 12:50 PM
MRX : Nasdaq
Marex Group (MRX) launches leveraged buffered notes with 195% upside
prospectus
IMPACT
SENTIMENT
03/06/2026 12:49 PM
COHN : NYSE
Cohen & Company (NYSE: COHN) outlines 2025 segments, AUM and SPAC exposure
annual report
IMPACT
SENTIMENT
03/06/2026 12:49 PM
NWPX : Nasdaq
NWPX (NWPX) HR executive sells 4,500 shares, holds RSUs and Performance Shares
insider
IMPACT
SENTIMENT
03/06/2026 12:49 PM
SBFG : Nasdaq
Regulation, credit loss and cyber rules shape SB Financial Group (NASDAQ: SBFG)
annual report
IMPACT
SENTIMENT
03/06/2026 12:48 PM
C : NYSE
Citigroup (C) sells 10%‑buffer note linked to MSCI EM, 150% upside
prospectus
IMPACT
SENTIMENT
03/06/2026 12:48 PM
CRSF : OTC OLKR : OTC
Major CRSF holder Jakota Capital repays loan with 213M shares
insider
IMPACT
SENTIMENT
03/06/2026 12:47 PM
CB : NYSE
Insider sells $1.67M at CB (NYSE: CB) — Ohsiek dispositions reported
other
IMPACT
SENTIMENT
03/06/2026 12:46 PM
PPL : NYSE
PPL (NYSE: PPL) reaches non‑unanimous settlement in key Pennsylvania rate case
current report
IMPACT
SENTIMENT
03/06/2026 12:45 PM
BAC : NYSE
BofA Finance (BAC) prices Auto‑Callable S&P 500 notes with 125% upside
prospectus
IMPACT
SENTIMENT
03/06/2026 12:45 PM
ATMP : CBOE
Barclays (Cboe: ATMP) offers $2.01M autocallable tech‑linked notes maturing 2029
prospectus
IMPACT
SENTIMENT
03/06/2026 12:46 PM
CXDO : Nasdaq
Crexendo (NASDAQ: CXDO) director awarded 10,000 stock options at $6.47
insider
IMPACT
SENTIMENT
03/06/2026 12:44 PM
BAC : NYSE
BofA Finance (BAC) issues callable notes linked to MO, BTI, PM
prospectus
IMPACT
SENTIMENT
03/06/2026 12:44 PM
GS : NYSE
185% Participation S&P Futures Note from GS Finance (NYSE: GS) — Due 2031
prospectus
IMPACT
SENTIMENT
03/06/2026 12:44 PM
CAT : NYSE
Caterpillar (NYSE: CAT) chair withholds shares to cover RSU taxes
insider
Thu, Mar 5 Mon, Mar 9

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

What this page covers

The linked form pages show the latest filings of each type across all dates.