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SEC Filings for April 6, 2026

1,770 filings published on Monday, April 6, 2026.

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IMPACT
SENTIMENT
04/06/2026 04:06 PM
MS : NYSE
Morgan Stanley (MS) auto‑callable notes: $1,000 principal, 8.60% coupon, May 2031
prospectus
IMPACT
SENTIMENT
04/06/2026 04:07 PM
FTK : NYSE
Flotek Industries (FTK) SVP, General Counsel files initial Form 3 insider report
insider
IMPACT
SENTIMENT
04/06/2026 04:06 PM
SCVL : Nasdaq
SCVL (SCVL) CFO Kerry Jackson buys 31,000 shares in open-market trade
insider
IMPACT
SENTIMENT
04/06/2026 04:07 PM
SMXT : Nasdaq
SolarMax Technology, Inc. Files Annual Report
annual report
IMPACT
SENTIMENT
04/06/2026 04:06 PM
MAX : NYSE
Steven Yi insider sales at MediaAlpha (NYSE: MAX) across Jan–Apr 2026
other
IMPACT
SENTIMENT
04/06/2026 04:06 PM
ACTU : Nasdaq
Actuate Therapeutics (ACTU) outlines director elections, pay and auditor in 2026 proxy
proxy
IMPACT
SENTIMENT
04/06/2026 04:07 PM
LUMN : NYSE
Debt cuts and AI pivot frame Lumen (NYSE: LUMN) 2026 proxy agenda
proxy
IMPACT
SENTIMENT
04/06/2026 04:06 PM
CRCL : NYSE
CRCL (NYSE) Rule 144 notice lists 2,546 and 3,819 Class A shares
other
IMPACT
SENTIMENT
04/06/2026 04:06 PM
WK : NYSE
Workiva (WK) CEO Julie Iskow surrenders 7,578 shares for RSU tax withholding
insider
IMPACT
SENTIMENT
04/06/2026 04:06 PM
TVTX : Nasdaq
Travere Therapeutics, Inc. SEC Filing
other
IMPACT
SENTIMENT
04/06/2026 04:06 PM
AMJB : NYSE
Capped notes from JPMorgan (AMJB): 100% participation, capped 14.25% upside
prospectus
IMPACT
SENTIMENT
04/06/2026 04:05 PM
GS : NYSE
Goldman Sachs (GS) offers $3.98M S&P 500‑linked callable notes maturing 2031
prospectus
IMPACT
SENTIMENT
04/06/2026 04:06 PM
PODD : Nasdaq
Robust 2025 growth, new leadership in Insulet (NASDAQ: PODD) 2026 proxy
proxy
IMPACT
SENTIMENT
04/06/2026 04:06 PM
VREOF : OTC
Vireo Growth (CSE: VREO) closes Eaze deal and forms NY social equity venture
current report
IMPACT
SENTIMENT
04/06/2026 04:06 PM
LBRX : Nasdaq
Investors to resell 4.78M LB Pharmaceuticals (Nasdaq: LBRX) shares
registration
IMPACT
SENTIMENT
04/06/2026 04:06 PM
VCEL : Nasdaq
Vericel (VCEL) CMO sells 3,472 shares after option exercise under 10b5-1 plan
insider
IMPACT
SENTIMENT
04/06/2026 04:06 PM
IDCC : Nasdaq
IDCC (NASDAQ: IDCC) Rule 144 shows 1,500 performance shares listed; insider sales recorded
other
IMPACT
SENTIMENT
04/06/2026 04:06 PM
ENOV : NYSE
Enovis (NYSE: ENOV) sets 2026 virtual meeting, pay and plan votes
proxy
IMPACT
SENTIMENT
04/06/2026 04:05 PM
MS : NYSE
MS (MS) offers auto‑callable notes linked to PLTR, UNH, ORCL — $1,000 notes
prospectus
IMPACT
SENTIMENT
04/06/2026 04:06 PM
SHOO : Nasdaq
Tariffs hit earnings as Steven Madden (NASDAQ: SHOO) plans 2026 shareholder votes
proxy
IMPACT
SENTIMENT
04/06/2026 04:06 PM
GNLN : Nasdaq
Greenlane Holdings (NASDAQ: GNLN) executes 1-for-8 reverse stock split to meet Nasdaq bid rule
current report
IMPACT
SENTIMENT
04/06/2026 04:06 PM
FISI : Nasdaq FIISO : OTC FIISP : OTC
Financial Institutions (NASDAQ: FISI) posts 2025 gains, sets virtual 2026 shareholder vote
proxy
IMPACT
SENTIMENT
04/06/2026 04:06 PM
TPET : NYSE
Trio Petroleum Corp Definitive Proxy Statement
proxy
IMPACT
SENTIMENT
04/06/2026 04:06 PM
AGIO : Nasdaq
Agios (NASDAQ: AGIO) exec sells shares to cover PSU tax obligations
insider
IMPACT
SENTIMENT
04/06/2026 04:06 PM
APTN : OTC
Adaptin Bio (APTN) wins OTCQB quotation and advances APTN-101 program
current report
IMPACT
SENTIMENT
04/06/2026 04:06 PM
MSEX : Nasdaq MSEXP : OTC
Middlesex Water (NASDAQ: MSEX) posts 2025 results, outlines pay and $506M capex
proxy
IMPACT
SENTIMENT
04/06/2026 04:06 PM
TGL : Nasdaq
Leadership shift at Treasure Global (NASDAQ: TGL) as Sam Teo becomes acting CEO
current report
IMPACT
SENTIMENT
04/06/2026 04:06 PM
ALNY : Nasdaq
ALNYLAM PHARMACEUTICALS, INC. SEC Filing
other
IMPACT
SENTIMENT
04/06/2026 04:06 PM
ZSPC : Nasdaq
zSpace (ZSPC) CFO adds 136,000 RSUs and boosts common share holdings
insider
IMPACT
SENTIMENT
04/06/2026 04:06 PM
IOBT : Nasdaq
HBM Healthcare (IOBT) reports 2.43M-share stake including warrants (3.3%)
ownership
IMPACT
SENTIMENT
04/06/2026 04:06 PM
NNE : Nasdaq
NANO Nuclear (NNE) advances KRONOS MMR with NRC construction permit application
current report
IMPACT
SENTIMENT
04/06/2026 04:06 PM
HTCR : Nasdaq
HeartCore Enterprises, Inc. Reports Material Event
current report
IMPACT
SENTIMENT
04/06/2026 04:06 PM
ETSY : NYSE
ETSY INC SEC Filing
other
IMPACT
SENTIMENT
04/06/2026 04:05 PM
HMBL : OTC RWAX : OTC
TAP Real Estate (HMBL) extends TAP, Inc. tech license to June 30, 2026
current report
IMPACT
SENTIMENT
04/06/2026 04:05 PM
NB : Nasdaq NIOBW : Nasdaq
NioCorp (NB) shareholders back rights plan extension and new LTIP
current report
IMPACT
SENTIMENT
04/06/2026 04:06 PM
VZ : NYSE
Verizon (NYSE: VZ) outlines Frontier deal and $55B shareholder returns
proxy
IMPACT
SENTIMENT
04/06/2026 04:05 PM
ALT : Nasdaq
Altimmune (ALT) director makes open-market share purchase
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
DASH : Nasdaq
DoorDash (NASDAQ: DASH) director Tang sells $3.5M in stock under 10b5-1 plan
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
GCO : NYSE
Genesco (GCO) SVP Ewoldsen has 1,527 shares withheld for tax on vesting
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
GCO : NYSE
Genesco (GCO) SVP Andrew Gray has shares withheld for taxes on vesting
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
PNNT : NYSE
PennantPark Investment (PNNT) schedules Q2 2026 results release and call
current report
IMPACT
SENTIMENT
04/06/2026 04:05 PM
PFLT : NYSE
PennantPark Floating Rate Capital Ltd. Reports Material Event
current report
IMPACT
SENTIMENT
04/06/2026 04:05 PM
MSPR : OTC
MSP Recovery (MSPR) secures $0.2M in one-time Hazel and VRM funding
current report
IMPACT
SENTIMENT
04/06/2026 04:05 PM
GCO : NYSE
Genesco (GCO) SVP has 2,188 shares withheld for taxes on vesting
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
FVR : NYSE
FrontView REIT (NYSE: FVR) details $34M Q1 property acquisitions
current report
IMPACT
SENTIMENT
04/06/2026 04:05 PM
DDI : Nasdaq
DoubleDown Interactive (DDI) director PARK IL JIN submits initial Form 3
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
GCO : NYSE
Genesco (NYSE: GCO) SVP has 1,946 shares withheld for tax on RSU vesting
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
YEXT : NYSE
Yext, Inc. Insider Trading Activity
insider
IMPACT
SENTIMENT
04/06/2026 04:13 PM
FIISO : OTC
FINANCIAL INSTITUTIONS INC SEC Filing
annual report
IMPACT
SENTIMENT
04/06/2026 04:05 PM
GCO : NYSE
Genesco (NYSE: GCO) CEO has 22,583 shares withheld for tax obligations
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
DDI : Nasdaq
DoubleDown Interactive (DDI) director PARK SUNG UK files initial Form 3
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
C : NYSE
Citigroup (C) offers NVDA‑linked autocal lable notes with 15% annualized coupon
prospectus
IMPACT
SENTIMENT
04/06/2026 04:05 PM
MAAS : Nasdaq
MAAS: 45,000,000 Class A Shares Held by YCY/Yap Chee Wee (MAAS)
ownership
IMPACT
SENTIMENT
04/06/2026 04:04 PM
MS : NYSE
MS (MSFL) offers $2M structured notes tied to worst of RTY/SPX/NDX
prospectus
IMPACT
SENTIMENT
04/06/2026 04:05 PM
KNSA : Nasdaq
Kiniksa (NASDAQ: KNSA) files Form 144 to sell 2,367 vested shares
other
IMPACT
SENTIMENT
04/06/2026 04:05 PM
SVAC : Nasdaq SVACU : Nasdaq SVACW : Nasdaq
Spring Valley III (NASDAQ: SVAC) refreshes General Fusion merger deck
current report
IMPACT
SENTIMENT
04/06/2026 04:05 PM
CHDN : Nasdaq
Churchill Downs (CHDN) director awarded phantom share units
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
AGIO : Nasdaq
Agios (AGIO) CEO settles performance units, sells 19K shares to cover taxes
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
IQST : Nasdaq
IQSTEL (IQST) boosts 2025 revenue to $316.9M but flags going concern risk
annual report
IMPACT
SENTIMENT
04/06/2026 04:04 PM
ETSY : NYSE
ETSY (NYSE) affiliate files Form 144 to sell 12,148 shares, prior Silverman sales noted
other
IMPACT
SENTIMENT
04/06/2026 04:03 PM
MS : NYSE
MSFL offers auto-callable notes (MS) linked to NVDA, TSLA, PLTR — $723K deal
prospectus
IMPACT
SENTIMENT
04/06/2026 04:04 PM
WDAY : Nasdaq
Workday, Inc. SEC Filing
other
IMPACT
SENTIMENT
04/06/2026 04:04 PM
GH : Nasdaq
Guardant Health, Inc. SEC Filing
other
IMPACT
SENTIMENT
04/06/2026 04:04 PM
TRN : NYSE
Secured green railcar ABS: Trinity Industries (NYSE: TRN) to issue 2026-1 notes
current report
IMPACT
SENTIMENT
04/06/2026 04:04 PM
PFG : Nasdaq
Principal Financial (NASDAQ: PFG) touts 18% TSR, $1.5B returns in proxy
proxy
IMPACT
SENTIMENT
04/06/2026 04:04 PM
CSIQ : Nasdaq
Canadian Solar (CSIQ) director updates Form 3 to add 45,382 shares
insider
IMPACT
SENTIMENT
04/06/2026 04:03 PM
AMJB : NYSE
JPMorgan (AMJB) uncapped barrier notes: 44% contingent digital return, 2031 maturity
prospectus
IMPACT
SENTIMENT
04/06/2026 04:04 PM
SNX : NYSE
TD SYNNEX CORP SEC Filing
other
IMPACT
SENTIMENT
04/06/2026 04:05 PM
ONTO : NYSE
ONTO INNOVATION INC. SEC Filing
annual report
IMPACT
SENTIMENT
04/06/2026 04:03 PM
MS : NYSE
Morgan Stanley (MS) offers $1,063,000 of buffered, auto‑callable notes due 2029
prospectus
IMPACT
SENTIMENT
04/06/2026 04:03 PM
TIPT : Nasdaq
Tiptree (TIPT) director receives 1,907-share stock retainer grant, holds 105,495
insider
IMPACT
SENTIMENT
04/06/2026 04:03 PM
INGN : Nasdaq
Inogen (Nasdaq: INGN) names Vafa Jamali director and signs cooperation agreement
current report
IMPACT
SENTIMENT
04/06/2026 04:03 PM
IGC : NYSE
Director at IGC Pharma (IGC) receives 170,000 shares from RSUs
insider
IMPACT
SENTIMENT
04/06/2026 04:03 PM
CNK : NYSE
Cinemark Holdings, Inc. SEC Filing
other
IMPACT
SENTIMENT
04/06/2026 04:03 PM
KLTR : Nasdaq
Kaltura (NASDAQ: KLTR) closes $22M PathFactory acquisition in all-cash deal
current report
IMPACT
SENTIMENT
04/06/2026 04:05 PM
PSEC : Nasdaq
Prospect Capital (NASDAQ: PSEC) prices InterNotes® 6.75%–7.25% due 2029–2033
prospectus
IMPACT
SENTIMENT
04/06/2026 04:03 PM
IGC : NYSE
IGC Pharma (IGC) CEO acquires 706,409 shares via equity awards
insider
IMPACT
SENTIMENT
04/06/2026 04:02 PM
HSY : NYSE
Hershey Trust trims Hershey Co (NYSE: HSY) stake by 10,000 shares
insider
IMPACT
SENTIMENT
04/06/2026 04:05 PM
NRUC : NYSE
NRUC (NRUC) issues $300K Medium‑Term Note, 3.62% coupon, due Jan 2027
prospectus
IMPACT
SENTIMENT
04/06/2026 04:02 PM
ONTO : NYSE
Board mix, pay and ESG in Onto Innovation (ONTO) 2026 proxy
proxy
IMPACT
SENTIMENT
04/06/2026 04:04 PM
PSEC : Nasdaq
Prospect Capital (PSEC) prices InterNotes®: 6.50%–7.00% notes callable 10/15/2026
prospectus
IMPACT
SENTIMENT
04/06/2026 04:02 PM
TTD : Nasdaq
Board member Lise Buyer resigns from The Trade Desk (NASDAQ: TTD)
current report
IMPACT
SENTIMENT
04/06/2026 04:02 PM
IGC : NYSE
IGC Pharma (IGC) director gains 130K shares from RSU conversions
insider
IMPACT
SENTIMENT
04/06/2026 04:01 PM
AMJB : NYSE JPM
JPMorgan (NYSE: AMJB) offers Auto-Callable Contingent Notes linked to SMH & GDX
prospectus
IMPACT
SENTIMENT
04/06/2026 04:02 PM
ENPH : Nasdaq
Enphase Energy (NASDAQ: ENPH) sells $235M tax credits, weighs on Q1 margin
current report
IMPACT
SENTIMENT
04/06/2026 04:04 PM
BNS : NYSE
BNS (BNS) offers Trigger Autocallable Notes linked to Russell 2000 — $6.46M offering
prospectus
IMPACT
SENTIMENT
04/06/2026 04:01 PM
MS : NYSE
Morgan Stanley (MS) sells principal‑at‑risk notes with 10.10% contingent coupon
prospectus
IMPACT
SENTIMENT
04/06/2026 04:02 PM
PYPD : Nasdaq
PolyPid (PYPD) director submits initial Form 3 ownership
insider
IMPACT
SENTIMENT
04/06/2026 04:02 PM
IGC : NYSE
IGC Pharma (IGC) PFO Claudia Grimaldi exercises RSUs and options for more shares
insider
IMPACT
SENTIMENT
04/06/2026 04:01 PM
MMTIF : OTC
Micromem Technologies (OTCQB: MMTIF) advances ultra-sensitive wearable gas sensors
current report
IMPACT
SENTIMENT
04/06/2026 04:01 PM
CATY : Nasdaq
CATHAY GENERAL BANCORP SEC Filing
other
IMPACT
SENTIMENT
04/06/2026 04:01 PM
UMH : NYSE
UMH Properties (UMH) CFO reports 5,000-share intra-family stock gift
insider
IMPACT
SENTIMENT
04/06/2026 04:02 PM
ADTI : OTC
Adapti (OTC: ADTI) buys Levelution Sports to boost NIL representation
current report
IMPACT
SENTIMENT
04/06/2026 04:01 PM
PRZO : Nasdaq
ParaZero (PRZO) secures follow-on Israeli DefendAir counter-drone order
current report
IMPACT
SENTIMENT
04/06/2026 04:01 PM
KG : Nasdaq
Auditor change at Kestrel Group (Nasdaq: KG) with no disputes
current report
IMPACT
SENTIMENT
04/06/2026 04:01 PM
TIPT : Nasdaq
Stock retainer grants 1,144 Tiptree (NASDAQ: TIPT) shares to director
insider
IMPACT
SENTIMENT
04/06/2026 04:01 PM
HWKE : OTC
Hawkeye Systems, Inc. Reports Material Event
current report
IMPACT
SENTIMENT
04/06/2026 04:01 PM
FEMY : Nasdaq
Femasys (NASDAQ: FEMY) targets reverse split and dilutive note, warrant share issuances
proxy
IMPACT
SENTIMENT
04/06/2026 04:01 PM
TRIP : Nasdaq
Tripadvisor (NASDAQ: TRIP) repays $345.4M 2026 convertible senior notes
current report
IMPACT
SENTIMENT
04/06/2026 04:01 PM
FMFC : Nasdaq
Kandal M Venture (FMFC) plans $2.5M Dumaine convertible bond purchase
current report
IMPACT
SENTIMENT
04/06/2026 04:01 PM
WIT : NYSE
Two Wipro (NYSE: WIT) independent directors to retire in 2026
current report
IMPACT
SENTIMENT
04/06/2026 04:00 PM
MS : NYSE
MS (NYSE: MS) offers $500K of auto‑call, principal‑at‑risk notes linked to SPX/NDX/RTY
prospectus
IMPACT
SENTIMENT
04/06/2026 04:01 PM
BOTJ : Nasdaq
BANK OF THE JAMES FINANCIAL GROUP INC Definitive Proxy Statement
proxy
IMPACT
SENTIMENT
04/06/2026 04:04 PM
TD : NYSE
TD (NYSE: TD) offers 54‑week S&P 500‑linked notes with contingent coupons
prospectus
IMPACT
SENTIMENT
04/06/2026 04:01 PM
PRVA : Nasdaq
Privia Health (PRVA) CFO sells shares to cover RSU tax obligations
insider
IMPACT
SENTIMENT
04/06/2026 04:01 PM
TOYO : Nasdaq TOYWF : OTC
TOYO (NASDAQ: TOYO) posts 142% revenue surge and higher 2025 margins
current report
IMPACT
SENTIMENT
04/06/2026 04:00 PM
MDAI : Nasdaq MDAIW : Nasdaq
Spectral AI (MDAI) CEO receives 16,750-share stock award and holds options
insider
IMPACT
SENTIMENT
04/06/2026 04:00 PM
JFBR : Nasdaq JFBRW : Nasdaq
Nexera Technologies (Nasdaq: NEXR) lifts 2025 revenue to $16.83M
current report
IMPACT
SENTIMENT
04/06/2026 03:59 PM
MS : NYSE
Morgan Stanley (MS) sells callable notes (11.15% coupon) linked to three indices
prospectus
IMPACT
SENTIMENT
04/06/2026 03:59 PM
AMJB : NYSE JPM
JPMorgan (AMJB) offers $1.849M auto-callable, downside-risk notes due Apr 5, 2029
prospectus
IMPACT
SENTIMENT
04/06/2026 03:59 PM
MS : NYSE
Morgan Stanley (MS) offers $400K contingent‑income auto‑callable notes due 2029
prospectus
IMPACT
SENTIMENT
04/06/2026 03:59 PM
AMJB : NYSE
JPMorgan Financial (NYSE: AMJB) prices $11.56M buffered return notes due 2028
prospectus
IMPACT
SENTIMENT
04/06/2026 03:59 PM
ENTG : Nasdaq
Entegris (ENTG) chair has 9,868 shares withheld to cover taxes
insider
IMPACT
SENTIMENT
04/06/2026 03:58 PM
C : NYSE
Citigroup (NYSE: C) prices callable contingent coupon notes due 2029, high coupon
prospectus
IMPACT
SENTIMENT
04/06/2026 03:58 PM
ENTG : Nasdaq
ENTEGRIS INC Insider Trading Activity
insider
IMPACT
SENTIMENT
04/06/2026 03:58 PM
ENTG : Nasdaq
Entegris (ENTG) strategy chief reports RSU tax-withholding of 643 shares
insider
IMPACT
SENTIMENT
04/06/2026 03:57 PM
MS : NYSE
Morgan Stanley (MS) sells 11.50% contingent‑coupon auto‑call notes due Apr 2029
prospectus
IMPACT
SENTIMENT
04/06/2026 03:58 PM
FSBW : Nasdaq
FS Bancorp (NASDAQ: FSBW) details 2026 proxy, equity plan and executive pay
proxy
IMPACT
SENTIMENT
04/06/2026 03:57 PM
GS : NYSE
GS (NYSE: GS) offers NVDA‑linked callable notes — 150% upside, 60% buffer
prospectus
IMPACT
SENTIMENT
04/06/2026 03:57 PM
ENTG : Nasdaq
Entegris (ENTG) SVP has shares withheld to cover RSU taxes
insider
IMPACT
SENTIMENT
04/06/2026 03:57 PM
GS : NYSE
GS Finance Corp. (NYSE: GS) issues EURO STOXX 50‑linked notes, 125% upside, 85% buffer
prospectus
IMPACT
SENTIMENT
04/06/2026 03:57 PM
GS : NYSE
GS Finance notes (NYSE: GS) — principal-at-risk, 10-stock basket with 12% buffer
prospectus
IMPACT
SENTIMENT
04/06/2026 03:57 PM
POCI : Nasdaq
Needham Aggressive Growth Fund (POCI) discloses major Precision Optics stake
insider
IMPACT
SENTIMENT
04/06/2026 03:56 PM
BAC : NYSE
BofA Finance (BAC) issues $4M S&P 500 capped buffered notes (Max 17.5%)
prospectus
IMPACT
SENTIMENT
04/06/2026 03:57 PM
ENTG : Nasdaq
Entegris (ENTG) VP Sauer has 316 RSU shares withheld for taxes
insider
IMPACT
SENTIMENT
04/06/2026 03:56 PM
ENTG : Nasdaq
Entegris (ENTG) SVP has 1,422 RSU shares withheld for taxes
insider
IMPACT
SENTIMENT
04/06/2026 03:56 PM
AMJB : NYSE
JPMORGAN CHASE & CO Prospectus Supplement
prospectus
IMPACT
SENTIMENT
04/06/2026 03:56 PM
CRDO : Nasdaq
Credo Technology Group Holding Ltd Insider Trading Activity
insider
IMPACT
SENTIMENT
04/06/2026 03:56 PM
ENTG : Nasdaq
Entegris (ENTG) SVP has 1,228 shares withheld to cover RSU taxes
insider
IMPACT
SENTIMENT
04/06/2026 03:56 PM
CRDO : Nasdaq
Credo Technology (CRDO) CFO trims stake with 4,920-share sale
insider
IMPACT
SENTIMENT
04/06/2026 03:55 PM
CRDO : Nasdaq
Credo Technology (CRDO) COO sells 6,360 Ordinary Shares
insider
IMPACT
SENTIMENT
04/06/2026 03:55 PM
CRDO : Nasdaq
Credo (CRDO) CTO sells 2,434 shares while retaining over 6M stake
insider
IMPACT
SENTIMENT
04/06/2026 03:55 PM
BAC : NYSE
BofA Finance (BAC) $677K auto‑call notes linked to AMZN/NVDA/TSLA
prospectus
IMPACT
SENTIMENT
04/06/2026 03:54 PM
FLUT : NYSE
Kenneth Dart entity boosts Flutter (FLUT) exposure via new Total Return Swap
insider
IMPACT
SENTIMENT
04/06/2026 03:52 PM
NXG : NYSE
Sit Investment (NYSE: NXG) reports shared voting on 19,902 NXG shares
ownership
IMPACT
SENTIMENT
04/06/2026 03:51 PM
GS : NYSE
Callable GS Finance structured notes tied to 9-stock basket (NYSE: GS)
prospectus
IMPACT
SENTIMENT
04/06/2026 03:51 PM
GS : NYSE
Autocallable index notes from GS (NYSE: GS) — 100% participation, 2033 maturity
prospectus
IMPACT
SENTIMENT
04/06/2026 03:50 PM
MS : NYSE
MS (MS) offers Palantir-linked auto-callable notes with 22.05% coupon — $1,000 each
prospectus
IMPACT
SENTIMENT
04/06/2026 03:51 PM
TMP : NYSE
Tompkins Financial Corp (TMP) director receives phantom stock grant
insider
IMPACT
SENTIMENT
04/06/2026 03:51 PM
BMTM : OTC
Bright Mountain Media (OTC: BMTM) alters 2026 debt terms and issues 2.9M shares
current report
IMPACT
SENTIMENT
04/06/2026 03:50 PM
BAC : NYSE
Autocallable notes from BofA (BAC): 10% coupon if worst index ≥75% on observations
prospectus
IMPACT
SENTIMENT
04/06/2026 03:50 PM
MS : NYSE
Morgan Stanley (MS) offers S&P‑linked buffered notes due May 2027 (MS)
prospectus
IMPACT
SENTIMENT
04/06/2026 03:49 PM
MS : NYSE
Morgan Stanley (MS) offers auto‑call principal‑at‑risk notes with stepped early payouts
prospectus
IMPACT
SENTIMENT
04/06/2026 03:49 PM
RYN : NYSE
Rayonier (NYSE: RYN) broker lists 120-share resale after RSU vesting
other
IMPACT
SENTIMENT
04/06/2026 03:49 PM
NELR : OTC
Neolara (OTC: NELR) posts Q1 loss, zero cash and going-concern risk
quarterly report
IMPACT
SENTIMENT
04/06/2026 03:48 PM
ATMP : CBOE
Barclays (Cboe: ATMP) issues GLD-linked notes with 13.06% cap and 5% downside
prospectus
IMPACT
SENTIMENT
04/06/2026 03:47 PM
BAC : NYSE
BofA Auto-Callable Notes (NYSE: BAC) $980K offering linked to S&P 500 futures
prospectus
IMPACT
SENTIMENT
04/06/2026 03:47 PM
GS : NYSE
Indexed notes capped at $1,122.50 per $1,000 — GS (NYSE: GS)
prospectus
IMPACT
SENTIMENT
04/06/2026 03:46 PM
BTBD : Nasdaq BTBDW : Nasdaq
BT Brands (NASDAQ: BTBD) files auditor consent for S-3 registration use
current report
IMPACT
SENTIMENT
04/06/2026 03:46 PM
TSI : NYSE
Sit Investment (TSI) reports 16.9M shared holdings, 35.4% stake
ownership
IMPACT
SENTIMENT
04/06/2026 03:45 PM
RBMCF : OTC
RBC (RBMCF) $1,000 Auto‑Callable Notes Linked to ConocoPhillips, April 2027
prospectus
IMPACT
SENTIMENT
04/06/2026 03:44 PM
C : NYSE
Citi (C) launches 250% participation buffered basket notes, capped payout
prospectus
IMPACT
SENTIMENT
04/06/2026 03:44 PM
GS : NYSE
Autocallable NVDA‑linked notes offered by GS (GS)
prospectus
IMPACT
SENTIMENT
04/06/2026 03:44 PM
GS : NYSE
Goldman Sachs (GS) sells Ares‑linked notes: $1,000 face, 65% trigger, Apr 2027 maturity
prospectus
IMPACT
SENTIMENT
04/06/2026 03:42 PM
MS : NYSE
Morgan Stanley (MS) sells 9.00% contingent income notes, $1,745,000 aggregate
prospectus
IMPACT
SENTIMENT
04/06/2026 03:41 PM
MCRP : NYSE
EXT LTD (MCRP) Form 144 shows 397,000 founder shares; recent small sales reported
other
IMPACT
SENTIMENT
04/06/2026 03:41 PM
GS : NYSE
GS Finance Corp. (NYSE: GS) offers buffered S&P 500 notes with 110% upside cap
prospectus
IMPACT
SENTIMENT
04/06/2026 03:40 PM
BAC : NYSE
BofA Finance (BAC) prices $4M Buffered Digital Return Notes linked to S&P 500
prospectus
IMPACT
SENTIMENT
04/06/2026 03:40 PM
RA : NYSE
Sit Investment Advisers disclose 2.86M shares in Brookfield Real Assets Income Fund (RA)
ownership
IMPACT
SENTIMENT
04/06/2026 03:40 PM
GS : NYSE
GS Finance Corp. (NYSE: GS) issues capped, 20%‑buffer S&P 500 notes due 2028
prospectus
IMPACT
SENTIMENT
04/06/2026 03:40 PM
BNS : NYSE
BNS (NYSE: BNS) launches $6.32M AMD‑linked auto‑callable notes due 2029
prospectus
IMPACT
SENTIMENT
04/06/2026 03:39 PM
ARDC : NYSE
Board elections at Ares Dynamic Credit Allocation Fund (NYSE: ARDC)
proxy
IMPACT
SENTIMENT
04/06/2026 03:38 PM
BAC : NYSE
BofA Finance (BAC) offers $577K auto-callable notes linked to JPM, NVDA, WDC
prospectus
IMPACT
SENTIMENT
04/06/2026 03:39 PM
BERZ : NYSE
Bank of Montreal (BERZ) prices US$1.85M autocallable notes linked to SPX/NDX/RTY
prospectus
IMPACT
SENTIMENT
04/06/2026 03:39 PM
BERZ : NYSE
BMO (BERZ) prices US$1.01M callable barrier notes linked to 3 indexes
prospectus
IMPACT
SENTIMENT
04/06/2026 03:39 PM
BERZ : NYSE
BANK OF MONTREAL /CAN/ Prospectus Supplement
prospectus
IMPACT
SENTIMENT
04/06/2026 03:39 PM
BERZ : NYSE
BMO prices $660K autocallable notes linked to five stocks (BERZ)
prospectus
IMPACT
SENTIMENT
04/06/2026 03:39 PM
BERZ : NYSE
BMO (BERZ) $500K Step-Down Autocallable Notes Linked to BA, NVDA, RTX
prospectus
IMPACT
SENTIMENT
04/06/2026 03:39 PM
BERZ : NYSE
BMO (BERZ) offers $2.315M NVDA-linked Autocallable Notes due Apr 2028
prospectus
IMPACT
SENTIMENT
04/06/2026 03:39 PM
BERZ : NYSE BMO
Bank of Montreal (BERZ) prices $4.1M autocallable notes linked to SPX/NDX/RTY
prospectus
IMPACT
SENTIMENT
04/06/2026 03:39 PM
BERZ : NYSE
BMO (BERZ) prices US$1.141M Autocallable Buffer Notes linked to AVGO/FTNT/ON
prospectus
IMPACT
SENTIMENT
04/06/2026 03:39 PM
BERZ : NYSE
BMO (BERZ) prices US$500K autocallable notes linked to MSFT, GOOGL
prospectus
IMPACT
SENTIMENT
04/06/2026 03:37 PM
MS : NYSE
Morgan Stanley (MS) offers $1,000 notes: 11% contingent coupon, 20% buffer
prospectus
IMPACT
SENTIMENT
04/06/2026 03:36 PM
AMJB : NYSE
Capped notes linked to lesser performing index from JPMorgan (AMJB) with 9.4% cap
prospectus
IMPACT
SENTIMENT
04/06/2026 03:36 PM
PFD : NYSE
Sit Investment reports 10.3% stake in Flaherty & Crumrine (NYSE: PFD)
ownership
IMPACT
SENTIMENT
04/06/2026 03:37 PM
BERZ : NYSE
BMO (BERZ) issues $250K Buffer Enhanced Return Notes linked to S&P futures (Apr 2030)
prospectus
IMPACT
SENTIMENT
04/06/2026 03:36 PM
BERZ : NYSE
Bank of Montreal (BERZ) offers $6.32M capped S&P‑500 buffer notes (pricing supplement)
prospectus
IMPACT
SENTIMENT
04/06/2026 03:35 PM
CPT : NYSE
Camden Property Trust (CPT) CFO Fraker reports 22,988-share stake
insider
IMPACT
SENTIMENT
04/06/2026 03:34 PM
CDLX : Nasdaq
CDLX (NASDAQ: CDLX) Form 144 shows 69,833 shares vesting; Amit Gupta sales listed
other
IMPACT
SENTIMENT
04/06/2026 03:34 PM
MS : NYSE
Morgan Stanley (MS) sells Alphabet‑linked 11% auto‑call notes — $1,000 each
prospectus
IMPACT
SENTIMENT
04/06/2026 03:33 PM
AMJB : NYSE
JPMorgan Step‑Up Auto Callable Notes (NYSE: AMJB) — 100% participation, step-up call schedule
prospectus
IMPACT
SENTIMENT
04/06/2026 03:33 PM
GS : NYSE
Goldman Sachs (NYSE: GS) sells auto-callable notes tied to Alphabet, Amazon, Apple, Tesla
prospectus
IMPACT
SENTIMENT
04/06/2026 03:33 PM
AMJB : NYSE
JPMORGAN CHASE & CO Prospectus Filed Pursuant to Rule 424(b)(3)
prospectus
IMPACT
SENTIMENT
04/06/2026 03:33 PM
MS : NYSE
Morgan Stanley (MS) sells $685K of Buffered Jump Securities due Apr 5, 2029
prospectus
IMPACT
SENTIMENT
04/06/2026 03:32 PM
AMJB : NYSE
JPMorgan (AMJB) launches 5‑year auto‑callable notes linked to MAX index
prospectus
IMPACT
SENTIMENT
04/06/2026 03:34 PM
RBMCF : OTC
RBC (OTC: RBMCF) offers $1.776M Auto-Callable Notes with 8.05% coupon
prospectus
IMPACT
SENTIMENT
04/06/2026 03:31 PM
GS : NYSE
Autocallable S&P 500® Notes — GS (NYSE: GS) offer capped $1,126.50 call payoff
prospectus
IMPACT
SENTIMENT
04/06/2026 03:31 PM
MS : NYSE
Morgan Stanley (MS) offers auto-callable, principal‑at‑risk notes linked to NDX/RTY/SPX
prospectus
IMPACT
SENTIMENT
04/06/2026 03:31 PM
BPRN : Nasdaq
Executive clawback policy added in Princeton Bancorp (NASDAQ: BPRN) 10-K/A
annual report
IMPACT
SENTIMENT
04/06/2026 03:30 PM
AMJB : NYSE
Auto‑callable notes from JPMorgan (AMJB) linked to MAX Index, $1,000 min
prospectus
IMPACT
SENTIMENT
04/06/2026 03:31 PM
NQP : NYSE
Sit advisers report 3,017,202 NQP shares (8.1%) — NQP
ownership
IMPACT
SENTIMENT
04/06/2026 03:30 PM
AMJB : NYSE
JPMorgan (AMJB) prices Capped Buffered Notes: 1.5× upside, 22% cap
prospectus
IMPACT
SENTIMENT
04/06/2026 03:29 PM
GS : NYSE
Buffered Russell 2000 notes capped at $1,148 per $1,000 — GS (GS)
prospectus
IMPACT
SENTIMENT
04/06/2026 03:29 PM
ATMP : CBOE
Barclays Accelerated Return Notes (Cboe: ATMP) capped 30.69% return
prospectus
IMPACT
SENTIMENT
04/06/2026 03:29 PM
MS : NYSE
Morgan Stanley (MS) offers $1.611M principal-at-risk notes; 6% capped payout
prospectus
IMPACT
SENTIMENT
04/06/2026 03:28 PM
GS : NYSE
GS Finance (GS) launches VEU‑linked notes due Apr 14, 2031 with 113.15% participation
prospectus
IMPACT
SENTIMENT
04/06/2026 03:27 PM
AMJB : NYSE
JPMorgan (AMJB) offers Chipotle-linked auto-call notes with capped coupons
prospectus
IMPACT
SENTIMENT
04/06/2026 03:27 PM
MS : NYSE
Morgan Stanley (MS) sells $1M principal-at-risk notes due May 2027, fixed upside
prospectus
IMPACT
SENTIMENT
04/06/2026 03:27 PM
ZLAB : Nasdaq
ZLAB (NASDAQ: ZLAB) insider files Form 144 showing 11,580 ADS sales
other
IMPACT
SENTIMENT
04/06/2026 03:26 PM
BAP : NYSE
Credicorp (BAP) director Leslie Harold Pierce files initial Form 3
insider
Fri, Apr 3 Tue, Apr 7

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