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SEC Filings for November 10, 2026

675 filings published on Tuesday, November 10, 2026.

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Mon, Nov 9
IMPACT
SENTIMENT
11/10/2026 03:04 PM
SO : NYSE SOJC : NYSE SOJD : NYSE SOJE : NYSE SOJF : NYSE SOMN : NYSE
SOUTHERN CO SEC Filing
other
IMPACT
SENTIMENT
11/10/2026 03:04 PM
CRL : NYSE
Clients hold the 1.85M Charles River (CRL) shares underlying Invesco’s reported 3.9% stake.
ownership
IMPACT
SENTIMENT
11/10/2026 03:03 PM
LCNB : Nasdaq
Across 181 entries, LCNB Corp (LCNB) reports $315M in investment holdings.
other
IMPACT
SENTIMENT
11/10/2026 03:01 PM
CURLF : OTC
All competition clearances are in for Curaleaf (CURLF)'s proposed acquisition, it said Nov. 10.
merger
IMPACT
SENTIMENT
11/10/2026 03:01 PM
CURLF : OTC
Germany and Canada deliver decisions on Curaleaf (CURLF)'s Aurora takeover bid.
current report
IMPACT
SENTIMENT
11/10/2026 03:01 PM
NWAX : NYSE
Shared voting power covers 1.77M New America Acquisition I (NWAX) shares in an amended stake report.
ownership
IMPACT
SENTIMENT
11/10/2026 02:59 PM
PVCT : OTC
With grant revenue at $0, Provectus (PVCT) faces doubt about its ability to keep operating.
quarterly report
IMPACT
SENTIMENT
11/10/2026 02:59 PM
MPLX : NYSE
Officer and director Carl Hagedorn proposes selling 3,512 shares of MPLX LP (NYSE: MPLX).
other
IMPACT
SENTIMENT
11/10/2026 02:59 PM
CAN : Nasdaq
For 8.37M client-held Canaan (CAN) shares, Invesco reports sole voting and sale authority.
ownership
IMPACT
SENTIMENT
11/10/2026 02:58 PM
EXFY : Nasdaq
A foundation-owned company reports 5.4 million Expensify (EXFY) shares in an amended disclosure.
ownership
IMPACT
SENTIMENT
11/10/2026 02:57 PM
BOLT : Nasdaq
A 10% owner buys 50,000 Bolt Biotherapeutics (BOLT) shares at an average $6.38 each.
insider
IMPACT
SENTIMENT
11/10/2026 02:53 PM
ATMU : NYSE
Invesco can vote 3.46M Atmus (ATMU) shares on its own as it amends its passive stake disclosure.
ownership
IMPACT
SENTIMENT
11/10/2026 02:51 PM
RTAC : Nasdaq RTACU : Nasdaq RTACW : Nasdaq
One holder reports sole voting power over 1.78M shares of Renatus Tactical (RTAC).
ownership
IMPACT
SENTIMENT
11/10/2026 02:50 PM
LII : NYSE
An officer at Lennox International (LII) sold 829 shares and returned 4,229 to the issuer.
insider
IMPACT
SENTIMENT
11/10/2026 02:48 PM
ARCB : Nasdaq
No person tops 5% economic ownership behind Invesco’s reported ArcBest (ARCB) stake.
ownership
IMPACT
SENTIMENT
11/10/2026 02:45 PM
PRTA : Nasdaq
A 10% owner buys 140,000 Prothena (PRTA) shares and gifts 916,444.
insider
IMPACT
SENTIMENT
11/10/2026 02:45 PM
ALL : NYSE
After a 130,917-share option exercise, Allstate (ALL) director Wilson proposes selling the shares.
other
IMPACT
SENTIMENT
11/10/2026 02:45 PM
DUK : NYSE DUKB : NYSE DUKU : NYSE
A 785-share sale is proposed by Duke Energy (DUK) officer Louis E. Renjel Jr.
other
IMPACT
SENTIMENT
11/10/2026 02:41 PM
ALHC : Nasdaq
Clients hold dividend rights on Invesco’s deemed 1.6% Alignment Healthcare (ALHC) stake.
ownership
IMPACT
SENTIMENT
11/10/2026 02:39 PM
CKX : NYSE
After selling 962 shares, director Lee W. Boyer holds 2,000 shares of CKX Lands (CKX).
insider
IMPACT
SENTIMENT
11/10/2026 02:37 PM
PAL : Nasdaq
One adviser reports sole voting power over 1.66 million Proficient Auto Logistics (PAL) shares.
ownership
IMPACT
SENTIMENT
11/10/2026 02:35 PM
AAMI : NYSE
Invesco reports over 5% of Acadian Asset Management (AAMI), with the shares held by clients.
ownership
IMPACT
SENTIMENT
11/10/2026 02:33 PM
CBKM : OTC
Despite $3.04M in profit, securities losses cut equity at Consumers Bancorp (CBKM).
quarterly report
IMPACT
SENTIMENT
11/10/2026 02:32 PM
AMBQ : NYSE
Quarterly sales reach $38.1M at Ambiq Micro (AMBQ), yet the company still posts a loss.
quarterly report
IMPACT
SENTIMENT
11/10/2026 02:31 PM
BAFN : Nasdaq
Q3 loss narrows at BayFirst Financial (BAFN) from a restated $19.1M year-earlier loss.
quarterly report
IMPACT
SENTIMENT
11/10/2026 02:30 PM
PFBX : OTC
Q3 profit rose despite a $4.58M after-tax unrealized securities loss at Peoples Financial (PFBX).
quarterly report
IMPACT
SENTIMENT
11/10/2026 02:29 PM
UMAC : NYSE
An adviser reports a passive stake in Unusual Machines (UMAC), but has no voting power.
ownership
IMPACT
SENTIMENT
11/10/2026 02:28 PM
WLY : NYSE WLYB : NYSE
A passive holder reports 2.44 million shares in John Wiley & Sons (WLY).
ownership
IMPACT
SENTIMENT
11/10/2026 02:25 PM
LGND : Nasdaq LGNDZ : OTC LGNXZ : OTC LGNYZ : OTC LGNZZ : OTC
A director proposes selling 3,000 shares worth $960K at Ligand Pharmaceuticals (LGND).
other
IMPACT
SENTIMENT
11/10/2026 02:23 PM
UBS : NYSE
Across 24,277 holdings entries, UBS Group (UBS) reports a total value of $765B.
other
IMPACT
SENTIMENT
11/10/2026 02:21 PM
GAME : Nasdaq
No balance remains in GameSquare (GAME)'s equity offering tied to an asset purchase.
other
IMPACT
SENTIMENT
11/10/2026 02:18 PM
OBK : TXSE
Risk chief buys 2,000 Origin Bancorp (OBK) shares at $53.58 each.
insider
IMPACT
SENTIMENT
11/10/2026 02:16 PM
SRFM : NYSE
Notes and warrants underpin Hudson Bay’s reported stake in Surf Air Mobility (SRFM).
ownership
IMPACT
SENTIMENT
11/10/2026 02:17 PM
NMR : NYSE
All principal is at risk on $600K of Nomura (NMR)-guaranteed notes with conditional monthly coupons.
prospectus
IMPACT
SENTIMENT
11/10/2026 02:15 PM
KAI : NYSE
Organic revenue rose 4% at Kadant (KAI), with acquisitions adding to the Q3 sales gain.
quarterly report
IMPACT
SENTIMENT
11/10/2026 02:14 PM
TBI : NYSE
Officer Garrett R. Ferencz plans $29,748 share sale at TrueBlue (TBI).
other
IMPACT
SENTIMENT
11/10/2026 02:12 PM
STLD : Nasdaq
A $0.53 dividend accompanies a new buyback authorization at Steel Dynamics (STLD).
current report
IMPACT
SENTIMENT
11/10/2026 02:11 PM
GDRX : Nasdaq
An asset manager reports a passive stake above 5% in GoodRx (GDRX).
ownership
IMPACT
SENTIMENT
11/10/2026 02:07 PM
WTW : Nasdaq
A 4.69M-share passive stake is reported in Willis Towers Watson (WTW).
ownership
IMPACT
SENTIMENT
11/10/2026 02:04 PM
GUNN : NYSE GCUMF : OTC
With 25 holes drilled, Gunnison Copper (GUNN) returns initial copper, zinc and silver grades.
current report
IMPACT
SENTIMENT
11/10/2026 02:03 PM
ENR : NYSE
An investor reports 3.34 million Energizer (ENR) shares, with voting power over only part.
ownership
IMPACT
SENTIMENT
11/10/2026 02:02 PM
HCC : NYSE
A fund may own 6.93% of Warrior Met Coal (HCC), only part of First Eagle's reported stake.
ownership
IMPACT
SENTIMENT
11/10/2026 02:02 PM
VLTO : NYSE
An officer proposes selling 5,146 Veralto (VLTO) shares worth $608K.
other
IMPACT
SENTIMENT
11/10/2026 02:01 PM
SCL : NYSE
114 shares are withheld for vesting taxes at Stepan (SCL).
insider
IMPACT
SENTIMENT
11/10/2026 01:59 PM
SDHC : NYSE
An adviser reports a passive stake above 5% in Smith Douglas Homes (SDHC) for clients.
ownership
IMPACT
SENTIMENT
11/10/2026 01:59 PM
YSAG : Nasdaq YSAU : Nasdaq
After September 30, gold assets rose 49.9% at Texas Precious Metals Trust (YSAG) as silver assets fell.
quarterly report
IMPACT
SENTIMENT
11/10/2026 01:59 PM
SLP
A passive holder reports sole voting power over 897,645 Simulations Plus (SLP) shares.
ownership
IMPACT
SENTIMENT
11/10/2026 01:56 PM
BCDA : Nasdaq
Warrants carry a 9.99% ownership cap for a BioCardia (BCDA) shareholder.
ownership
IMPACT
SENTIMENT
11/10/2026 01:56 PM
CCFN : OTC
The Q4 dividend rises by $0.010 per share at Muncy Columbia (CCFN).
current report
IMPACT
SENTIMENT
11/10/2026 01:55 PM
CRIS : Nasdaq
290,065 warrants figure in an investor’s amended passive stake disclosure for Curis (CRIS).
ownership
IMPACT
SENTIMENT
11/10/2026 01:54 PM
NVNO : Nasdaq
A fund's 17,142 shares form part of an amended enVVeno Medical (NVNO) passive stake report.
ownership
IMPACT
SENTIMENT
11/10/2026 01:53 PM
OSTX : NYSE
A 9.95% ownership cap limits an OS Therapies (OSTX) holder’s preferred-stock conversion and warrant exercise.
ownership
IMPACT
SENTIMENT
11/10/2026 01:53 PM
METC : Nasdaq METCB : Nasdaq METCI : Nasdaq METCZ : Nasdaq
No voting power is reported by First Eagle in its Ramaco Resources (METC) ownership amendment.
ownership
IMPACT
SENTIMENT
11/10/2026 01:48 PM
SEIC : Nasdaq
Across 6,069 entries, SEI Investments (SEIC) reports $113B in holdings.
other
IMPACT
SENTIMENT
11/10/2026 01:45 PM
BLMN : Nasdaq
Officer Patrick Hafner proposes selling 20,000 Bloomin' Brands (BLMN) shares.
other
IMPACT
SENTIMENT
11/10/2026 01:44 PM
LKFN : Nasdaq
The $60M buyback ceiling rises at Lakeland Financial (LKFN).
current report
IMPACT
SENTIMENT
11/10/2026 01:43 PM
RIBB : Nasdaq RIBBR : Nasdaq RIBBU : Nasdaq
Zero voting power accompanies Hudson Bay’s reported stake in Ribbon Acquisition (RIBB).
ownership
IMPACT
SENTIMENT
11/10/2026 01:41 PM
CXW : NYSE
An asset manager reports 5.62 million CoreCivic (CXW) shares in a passive stake amendment.
ownership
IMPACT
SENTIMENT
11/10/2026 01:38 PM
MOBQ : OTC MOBQW : OTC
More than 1,000 artists will be offered Mobiquity (MOBQ) marketing under a 12-month agreement.
current report
IMPACT
SENTIMENT
11/10/2026 01:38 PM
OPCH : Nasdaq
A director proposes selling 6,492 stock-award shares in Option Care Health (OPCH).
other
IMPACT
SENTIMENT
11/10/2026 01:37 PM
LOCO : Nasdaq
An asset manager reports a passive stake above 5% in El Pollo Loco (LOCO).
ownership
IMPACT
SENTIMENT
11/10/2026 01:37 PM
PFIS : Nasdaq
A director proposes an $861K sale at Peoples Financial Services (PFIS) after selling 3,984 shares.
other
IMPACT
SENTIMENT
11/10/2026 01:35 PM
GATX : NYSE
After selling 943 shares, director Anne L. Arvia holds 33,457 GATX (GATX) shares directly.
insider
IMPACT
SENTIMENT
11/10/2026 01:33 PM
MESH : Nasdaq MESHU : Nasdaq MESHW : Nasdaq
A manager reports 1.48M Meshflow Acquisition (MESH) shares in an amended passive stake disclosure.
ownership
IMPACT
SENTIMENT
11/10/2026 01:32 PM
RDY : NYSE
Mumbai and London are planned stops for Dr. Reddy’s (RDY) investor meetings, subject to change.
current report
IMPACT
SENTIMENT
11/10/2026 01:30 PM
MI : NYSE
Unusual trading draws a response from NFT Ltd (MI), which cites no known undisclosed explanation.
current report
IMPACT
SENTIMENT
11/10/2026 01:29 PM
CPSH : Nasdaq
After gifting 8,700 shares, CPS Technologies (CPSH) director Bennett holds 1,256,854 shares directly.
insider
IMPACT
SENTIMENT
11/10/2026 01:29 PM
JUSH : OTC
Revenue rose 7.3% at Jushi Holdings (JUSH), while its quarterly loss narrowed.
current report
IMPACT
SENTIMENT
11/10/2026 01:24 PM
BBVA : NYSE BBVXF : OTC
Buybacks at BBVA (BBVA) use about 27.85% of the second tranche's cash limit.
current report
IMPACT
SENTIMENT
11/10/2026 01:20 PM
DPZ : Nasdaq
A Domino's Pizza (DPZ) officer proposes selling 370 shares received through stock vesting.
other
IMPACT
SENTIMENT
11/10/2026 01:19 PM
HSBC : NYSE HBCYF : OTC
Buybacks since October 28 total approximately US$165M at HSBC (HSBC).
current report
IMPACT
SENTIMENT
11/10/2026 01:16 PM
MTD : NYSE
An executive at Mettler Toledo (MTD) exercises options and sells 435 shares.
insider
IMPACT
SENTIMENT
11/10/2026 01:15 PM
STRA : Nasdaq
A director buys Strategic Education (STRA) shares at $51 and $52.
insider
IMPACT
SENTIMENT
11/10/2026 01:15 PM
STRA : Nasdaq
Director Michael Thawley buys Strategic Education (STRA) shares in two direct purchases.
insider
IMPACT
SENTIMENT
11/10/2026 01:14 PM
PFIS : Nasdaq
Two retirement accounts reach zero shares as Peoples Financial Services (PFIS) director sells.
insider
IMPACT
SENTIMENT
11/10/2026 01:12 PM
OSBC : Nasdaq
A director buys at $24.88 a share at Old Second Bancorp (OSBC), bringing his holdings to 20,140 shares.
insider
IMPACT
SENTIMENT
11/10/2026 01:12 PM
FULT : Nasdaq FULTP : Nasdaq
Under a trading plan, Fulton Financial (FULT) director sells 5,000 IRA-held shares.
insider
IMPACT
SENTIMENT
11/10/2026 01:11 PM
EPAC : NYSE
CEO delivers or withholds 5,074 Enerpac Tool Group (EPAC) shares at $38.83.
insider
IMPACT
SENTIMENT
11/10/2026 01:10 PM
NUR : Nasdaq
A tower-building credit line for Nuran Wireless (NUR) comes with no share-conversion rights.
current report
IMPACT
SENTIMENT
11/10/2026 01:09 PM
EPAC : NYSE
An EVP at Enerpac Tool Group (EPAC) holds 57,888 shares directly after 619 were delivered or withheld.
insider
IMPACT
SENTIMENT
11/10/2026 01:08 PM
EPAC : NYSE
At $38.83 a share, Enerpac Tool Group (EPAC) CFO delivers or withholds 708 shares for exercise costs or taxes.
insider
IMPACT
SENTIMENT
11/10/2026 01:08 PM
ITT : NYSE
ITT (NYSE: ITT) officer Cheryl de Mesa Graziano plans to sell 500 shares from vested stock grants.
other
IMPACT
SENTIMENT
11/10/2026 01:08 PM
FND : NYSE
Officer Ersan Sayman proposes selling 21,428 shares of Floor & Decor (FND).
other
IMPACT
SENTIMENT
11/10/2026 01:07 PM
UL : NYSE UNLYF : OTC
Personal care chief Fabian Garcia sells 32,000 Unilever (NYSE: UL) shares.
current report
IMPACT
SENTIMENT
11/10/2026 01:07 PM
EPAC : NYSE
At $38.83 each, Enerpac Tool Group (EPAC) EVP has 356 shares delivered or withheld.
insider
IMPACT
SENTIMENT
11/10/2026 01:05 PM
RGA : NYSE RZC : NYSE
After selling $2.12M, an officer proposes another sale at Reinsurance Group of America (RGA).
other
IMPACT
SENTIMENT
11/10/2026 01:05 PM
EPAC : NYSE
Enerpac Tool Group (EPAC) EVP delivers or withholds 261 shares at $38.83 each.
insider
IMPACT
SENTIMENT
11/10/2026 01:04 PM
BMXI : OTC
One holder reports 37.8 million shares in Brookmount Explorations (BMXI).
ownership
IMPACT
SENTIMENT
11/10/2026 01:04 PM
TSBK : Nasdaq
Options exercised, shares sold: Timberland Bancorp (TSBK) director trades 1,000 of each.
insider
IMPACT
SENTIMENT
11/10/2026 01:03 PM
EPAC : NYSE
An EVP at Enerpac Tool Group (EPAC) uses 290 shares for payment, retaining 29,476 directly.
insider
IMPACT
SENTIMENT
11/10/2026 01:01 PM
KLXE : Nasdaq
Former director proposes selling 120,000 shares of KLX Energy Services (KLXE).
other
IMPACT
SENTIMENT
11/10/2026 01:00 PM
BETR : Nasdaq BETRW : Nasdaq
To cover taxes, an officer at Better Home & Finance (BETR) proposes selling 765 shares.
other
IMPACT
SENTIMENT
11/10/2026 01:00 PM
BETR : Nasdaq BETRW : Nasdaq
Officer plans to sell 712 Better Home & Finance (BETR) shares to cover tax liability.
other
IMPACT
SENTIMENT
11/10/2026 01:00 PM
SHMP : OTC
With $8.27M in current liabilities, NaturalShrimp (SHMP) raises going-concern doubt.
quarterly report
IMPACT
SENTIMENT
11/10/2026 12:57 PM
BTI : NYSE BTAFF : OTC
Dividend equivalents add 348 shares for British American Tobacco (BTI) CEO under bonus scheme.
current report
IMPACT
SENTIMENT
11/10/2026 12:53 PM
BR : NYSE
A $1.09 quarterly dividend from Broadridge (BR) is payable January 11, 2027.
current report
IMPACT
SENTIMENT
11/10/2026 12:57 PM
NMR : NYSE
Returns cap at 18% on Nomura (NMR) notes with a 15% loss buffer, due December 2027.
prospectus
IMPACT
SENTIMENT
11/10/2026 12:53 PM
VNT : NYSE
A former officer plans to sell 19,825 Vontier (VNT) shares after a $2.29M sale.
other
IMPACT
SENTIMENT
11/10/2026 12:49 PM
SGLD : Nasdaq SRCRF : OTC
The first modern deep diamond-drill hole at April Fool hits gold for Scorpio Gold (SGLD).
current report
IMPACT
SENTIMENT
11/10/2026 12:47 PM
LSCC : Nasdaq
A director sold 438 shares and 12 shares of Lattice Semiconductor (LSCC) on November 9.
insider
IMPACT
SENTIMENT
11/10/2026 12:46 PM
GMAB : Nasdaq GNMSF : OTC
1,265 shares are proposed for sale by Genmab (GMAB) officer Judith Klimovsky.
other
IMPACT
SENTIMENT
11/10/2026 12:46 PM
SVV : NYSE
Over 40 million items have been priced by Savers Value Village (SVV)'s platform, with more rollouts expected.
current report
IMPACT
SENTIMENT
11/10/2026 12:41 PM
DIN : NYSE
An investment adviser reports a passive stake above 5% in Dine Brands Global (DIN).
ownership
IMPACT
SENTIMENT
11/10/2026 12:41 PM
AOXY : OTC
Cash falls to $29,968 as Advanced Oxygen Tech (AOXY) posts a wider working capital deficit.
quarterly report
IMPACT
SENTIMENT
11/10/2026 12:39 PM
BLMN : Nasdaq
A 50,000-share sale is proposed by Bloomin' Brands (BLMN) officer Kelly Lefferts.
other
IMPACT
SENTIMENT
11/10/2026 12:39 PM
TEVA : NYSE
A pension and insurance group reports a passive stake of 58.2 million shares in Teva (TEVA).
ownership
IMPACT
SENTIMENT
11/10/2026 12:38 PM
QTRX : Nasdaq
One investor reports 2.19M Quanterix (QTRX) shares in an amended passive stake disclosure.
ownership
IMPACT
SENTIMENT
11/10/2026 12:38 PM
FSBW : Nasdaq
A 25% plan match accompanies Kelli Nielsen’s 17-share acquisition at FS Bancorp (FSBW).
insider
IMPACT
SENTIMENT
11/10/2026 12:37 PM
EMA : NYSE EMICF : OTC EMRJF : OTC ERRAF : OTC
The annual dividend rises to CAD $2.96 per share as Q3 profit falls at Emera (EMA).
current report
IMPACT
SENTIMENT
11/10/2026 12:36 PM
LEGH : Nasdaq
With Jon Langbert back in retirement, Legacy Housing (LEGH) appoints a new CFO.
current report
IMPACT
SENTIMENT
11/10/2026 12:34 PM
BOX : NYSE BXCAP : OTC
Officer Dylan C. Smith proposes selling 17,000 shares from employee equity awards in Box (BOX).
other
IMPACT
SENTIMENT
11/10/2026 12:29 PM
CDIX : OTC
With $584K in cash, Cardiff Lexington (CDIX) posts a wider Q3 loss and a going-concern warning.
quarterly report
IMPACT
SENTIMENT
11/10/2026 12:27 PM
ONEW : Nasdaq
A passive investor reports 848,968 shares in OneWater Marine (ONEW).
ownership
IMPACT
SENTIMENT
11/10/2026 12:25 PM
FSBW : Nasdaq
A plan with a 25% match brings FS Bancorp (FSBW) officer Erin Burr 184 shares.
insider
IMPACT
SENTIMENT
11/10/2026 12:21 PM
JSDA : OTC
Fallout-branded products drive growth at Jones Soda (JSDA) as Q3 turns profitable.
quarterly report
IMPACT
SENTIMENT
11/10/2026 12:20 PM
MXE : NYSE
Nine insider reports should be disregarded for Mexico Equity & Income Fund (MXE), Saba says.
insider
IMPACT
SENTIMENT
11/10/2026 12:18 PM
MCFT : Nasdaq
After the Marine Products merger, MasterCraft (MCFT) sales rose 123%, but gross margin fell.
quarterly report
IMPACT
SENTIMENT
11/10/2026 12:13 PM
JKHY : Nasdaq
A trust gifts 2,344 Jack Henry (JKHY) shares, leaving 27,784 shares held by the trust.
insider
IMPACT
SENTIMENT
11/10/2026 12:13 PM
AEON : NYSE
Without using funds, Daewoong received 11.2M AEON Biopharma (AEON) shares, lifting its stake.
ownership
IMPACT
SENTIMENT
11/10/2026 12:10 PM
FSBW : Nasdaq
A 25% plan match accompanies the CEO’s 184-share acquisition at FS Bancorp (FSBW).
insider
IMPACT
SENTIMENT
11/10/2026 12:09 PM
ARLO : NYSE
Director Ralph E. Faison buys 8,250 Arlo Technologies (ARLO) shares, holds 419,300 directly.
insider
IMPACT
SENTIMENT
11/10/2026 12:07 PM
WFC : NYSE
Wells Fargo (WFC) notes cap gains but put up to 100% of principal at risk.
prospectus
IMPACT
SENTIMENT
11/10/2026 12:06 PM
BTE : NYSE
BAYTEX ENERGY CORP. Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
11/10/2026 12:05 PM
BLK : NYSE
BlackRock (BLK) officer Rachel Lord proposes selling 7,000 vested shares.
other
IMPACT
SENTIMENT
11/10/2026 12:04 PM
LFST : Nasdaq
After exercising options, LifeStance (LFST) director proposes selling 75,000 shares.
other
IMPACT
SENTIMENT
11/10/2026 12:02 PM
FSBW : Nasdaq
A 25% plan match accompanies FS Bancorp (FSBW) CFO’s acquisition of 86 shares.
insider
IMPACT
SENTIMENT
11/10/2026 12:02 PM
JDZG : Nasdaq
Warrants exercisable at $0.001 join JIADE (JDZG)'s stock offering.
prospectus
IMPACT
SENTIMENT
11/10/2026 11:57 AM
FSBW : Nasdaq
A CFO successor is expected by March 31, 2027, at FS Bancorp (FSBW); Whittington stays CFO until then.
current report
IMPACT
SENTIMENT
11/10/2026 11:56 AM
BMM : Nasdaq
An investment manager reports a passive stake above 5% in Blue Moon Metals (BMM).
ownership
IMPACT
SENTIMENT
11/10/2026 11:54 AM
CZNC : Nasdaq
Investor presentation is available online at Citizens & Northern (CZNC) as of November 10.
current report
IMPACT
SENTIMENT
11/10/2026 11:52 AM
TXRH : Nasdaq
Director Curtis Warfield proposes selling 566 Texas Roadhouse (TXRH) shares for $107K.
other
IMPACT
SENTIMENT
11/10/2026 11:50 AM
FMBM : OTC
Director buys shares at $45.50 each in F&M Bank Corp (FMBM).
insider
IMPACT
SENTIMENT
11/10/2026 11:49 AM
WTG : Nasdaq
The board obtained no independent fairness opinion for Wintergreen (WTG)'s proposed KIKA merger.
registration
IMPACT
SENTIMENT
11/10/2026 11:46 AM
LFST : Nasdaq
An investor proposes selling 2.22M LifeStance (LFST) shares.
other
IMPACT
SENTIMENT
11/10/2026 11:46 AM
FERG : NYSE
2,300 shares proposed for sale by Ferguson Enterprises (FERG) officer James A. Paisley.
other
IMPACT
SENTIMENT
11/10/2026 11:44 AM
MXF : NYSE
In 11 transactions, Saba Capital-managed funds bought 124,121 Mexico Fund (MXF) shares.
insider
IMPACT
SENTIMENT
11/10/2026 11:44 AM
AREB : OTC AREBW : OTC
The board at American Rebel (AREB) approves lifting its 600M-share ceiling.
current report
IMPACT
SENTIMENT
11/10/2026 11:43 AM
BOTJ : Nasdaq
A director buys at $24.92 a share at Bank of the James (BOTJ), bringing his direct holdings to 19,869.
insider
IMPACT
SENTIMENT
11/10/2026 11:43 AM
BMXI : OTC
One holder reports sole voting power over 369M shares of Brookmount Explorations (BMXI).
ownership
IMPACT
SENTIMENT
11/10/2026 11:37 AM
MT : NYSE AMSYF : OTC ARCXF : OTC
After 40 years in steel, an ArcelorMittal (MT) executive will retire on January 1, 2027.
current report
IMPACT
SENTIMENT
11/10/2026 11:37 AM
FNGR : Nasdaq
Below $1 for 30 business days, FingerMotion (FNGR) asks shareholders to authorize reverse splits.
proxy
IMPACT
SENTIMENT
11/10/2026 11:36 AM
AEON : NYSE
An investor paid no cash as AEON Biopharma (AEON) issued shares in a full warrant exercise.
insider
IMPACT
SENTIMENT
11/10/2026 11:35 AM
OGI : Nasdaq
November 18 is the voting record date for Organigram Global (OGI)'s special meeting.
current report
IMPACT
SENTIMENT
11/10/2026 11:33 AM
FSBW : Nasdaq
A 25% plan match accompanies director Joseph C. Adams’s 144-share purchase at FS Bancorp (FSBW).
insider
IMPACT
SENTIMENT
11/10/2026 11:32 AM
HBAN : Nasdaq HBANL : Nasdaq HBANM : Nasdaq HBANP : Nasdaq HBANZ : Nasdaq
Eight holdings entries total $2.13M in Huntington Bancshares (HBAN) report.
other
IMPACT
SENTIMENT
11/10/2026 11:25 AM
HRTX : Nasdaq
COO Mark Earl Hensley converts stock units into 31,250 Heron Therapeutics (HRTX) shares.
insider
IMPACT
SENTIMENT
11/10/2026 11:24 AM
CNNE : NYSE
Two holdings entries total $116M for Cannae Holdings (CNNE).
other
IMPACT
SENTIMENT
11/10/2026 11:21 AM
HSBC : NYSE HBCYF : OTC
Chief information officer Stuart Riley sells £296K in HSBC (HSBC) shares.
current report
IMPACT
SENTIMENT
11/10/2026 11:19 AM
NXB : NYSE
Results arrive after market close November 16; NextBoat (NXB) schedules a 4:30 p.m. ET call.
current report
IMPACT
SENTIMENT
11/10/2026 11:19 AM
PHIO : Nasdaq
Director Ronald Todd Plott buys Phio Pharmaceuticals (PHIO) shares at $0.83 each.
insider
IMPACT
SENTIMENT
11/10/2026 11:18 AM
FSBW : Nasdaq
FS Bancorp (FSBW) EVP acquires 17 shares under a stock purchase plan with a 25% match.
insider
IMPACT
SENTIMENT
11/10/2026 11:17 AM
PHIO : Nasdaq
At $0.82 a share, Phio Pharmaceuticals (PHIO) CEO buys 25,000 shares.
insider
IMPACT
SENTIMENT
11/10/2026 11:15 AM
ARCB : Nasdaq
Two sales totaled 6,000 shares for ArcBest (ARCB) commercial chief Ralph Edward Sorg on November 9.
insider
IMPACT
SENTIMENT
11/10/2026 11:15 AM
FSBW : Nasdaq
Under a plan with a 25% match, FS Bancorp (FSBW) director acquires 57 shares.
insider
IMPACT
SENTIMENT
11/10/2026 11:13 AM
LARK : Nasdaq
Interest expense fell $1.4M as Q3 profit rose at Landmark Bancorp (LARK).
quarterly report
IMPACT
SENTIMENT
11/10/2026 11:14 AM
WFC : NYSE
Wells Fargo (WFC) backs proposed NVIDIA-linked notes with conditional annual coupons of at least 13.15%.
prospectus
IMPACT
SENTIMENT
11/10/2026 11:11 AM
MDA : NYSE
An investment manager reports 6.12 million MDA Space (MDA) shares, below 5% ownership.
ownership
IMPACT
SENTIMENT
11/10/2026 11:11 AM
EFXT : NYSE
A passive investor reports 11.2 million Enerflex (EFXT) shares in an amended stake disclosure.
ownership
IMPACT
SENTIMENT
11/10/2026 11:11 AM
CLNE : Nasdaq
A passive investor reports over 14M shares in Clean Energy Fuels (CLNE).
ownership
IMPACT
SENTIMENT
11/10/2026 11:10 AM
RGAKF : OTC RGKUY : OTC
Each of the 25M share receipts registered by Rigaku Holdings (RGAKF) represents one common share.
other
IMPACT
SENTIMENT
11/10/2026 11:11 AM
HUM : NYSE
Director Wayne A.I. Frederick proposes selling 440 Humana (HUM) shares valued at $188K.
other
IMPACT
SENTIMENT
11/10/2026 11:07 AM
UWHR : OTC
Nine-month earnings rose at Uwharrie Capital (UWHR), but Q3 profit slipped to $2.72M.
quarterly report
IMPACT
SENTIMENT
11/10/2026 11:06 AM
YAMHF : OTC YMHAY : OTC
Yamaha Motor (YAMHF) registers 25M U.S. share receipts, each representing two common shares.
other
IMPACT
SENTIMENT
11/10/2026 11:06 AM
VZ : NYSE
Verizon (VZ) officer proposes selling 1,100 shares around November 10, 2026.
other
IMPACT
SENTIMENT
11/10/2026 11:04 AM
JUVF : OTC
Per-share earnings hit $0.57 at Juniata Valley Financial (JUVF) as Q3 profit climbs.
quarterly report
IMPACT
SENTIMENT
11/10/2026 11:01 AM
MAR : Nasdaq
Deborah Marriott Harrison proposes selling 11,985 Marriott (MAR) shares around November 10, 2026.
other
IMPACT
SENTIMENT
11/10/2026 11:00 AM
TKNZ : NYSE
With 10 crypto holdings, T. Rowe Price Active Crypto ETF (TKNZ) reports a gain since launch.
quarterly report
IMPACT
SENTIMENT
11/10/2026 10:57 AM
TEL : NYSE
TE Connectivity plc Initial Statement of Beneficial Ownership
insider
IMPACT
SENTIMENT
11/10/2026 10:57 AM
GCBC : Nasdaq
With 15.7M votes for, shareholders approve renaming Greene County Bancorp (GCBC) to Greene Bancorp.
current report
IMPACT
SENTIMENT
11/10/2026 10:54 AM
NXTS : Nasdaq
Stock offerings at up to a 20% discount face a vote at Nexentis Technologies (NXTS).
proxy
IMPACT
SENTIMENT
11/10/2026 10:54 AM
STLA : NYSE
A Canadian defence technology company agrees to buy Stellantis (STLA)’s Brampton plant.
current report
IMPACT
SENTIMENT
11/10/2026 10:51 AM
DTIL : Nasdaq
Officer Dario J. Scimeca proposes selling 2,821 Precision Biosciences (DTIL) shares.
other
IMPACT
SENTIMENT
11/10/2026 10:50 AM
ORCRY : OTC ORGJF : OTC
Each Organo (ORCRY) depositary share represents one common share; 25M are registered.
other
IMPACT
SENTIMENT
11/10/2026 10:46 AM
CHD : NYSE
Shares earned as board pay feature in a proposed $2.44M sale by a Church & Dwight (CHD) officer.
other
IMPACT
SENTIMENT
11/10/2026 10:45 AM
AUXX : NYSE
Two holes hit gold at Gold X2 Mining (AUXX), including below the current pit outline.
current report
IMPACT
SENTIMENT
11/10/2026 10:44 AM
SMTOF : OTC SMTOY : OTC
Each of 25M depositary shares represents half a common share at Sumitomo Electric (SMTOF).
other
IMPACT
SENTIMENT
11/10/2026 10:43 AM
AQST : Nasdaq
A director receives 57,000 stock options with a $3.61 exercise price at Aquestive (AQST).
insider
IMPACT
SENTIMENT
11/10/2026 10:41 AM
ASRV : Nasdaq
Through his 401(k), AmeriServ Financial (ASRV) CEO buys 1,600 shares.
insider
IMPACT
SENTIMENT
11/10/2026 10:39 AM
FIBK : Nasdaq
After selling 10,000 shares, First Interstate (FIBK) owners report holdings of 797,738 shares.
insider
IMPACT
SENTIMENT
11/10/2026 10:36 AM
FKURF : OTC
Each of Fujikura (FKURF)'s 25M registered depositary shares represents half a common share.
other
IMPACT
SENTIMENT
11/10/2026 10:34 AM
AMIX : Nasdaq
With $7.7M in cash, Autonomix Medical (AMIX) flags substantial going-concern doubt.
quarterly report
IMPACT
SENTIMENT
11/10/2026 10:27 AM
BSY : Nasdaq
A director proposes selling compensation shares in Bentley Systems (BSY) under an August trading plan.
other
IMPACT
SENTIMENT
11/10/2026 10:26 AM
HYMC : Nasdaq HYMCW : OTC
To cover stock-award taxes, Hycroft Mining (HYMC) counsel sells 9,605 shares.
insider
IMPACT
SENTIMENT
11/10/2026 10:25 AM
ALLT : Nasdaq
CEO sells shares tied to stock-vesting taxes at Allot (ALLT), retaining 1.07 million shares.
insider
IMPACT
SENTIMENT
11/10/2026 10:23 AM
W : NYSE
A planned sale covers 6,000 Wayfair (W) shares in the Conine Family Foundation account.
other
IMPACT
SENTIMENT
11/10/2026 10:20 AM
APGH : OTC
With $444 in cash, AleeanPeace (APGH) questions its ability to continue operating.
quarterly report
IMPACT
SENTIMENT
11/10/2026 10:17 AM
WFC : NYSE
Wells Fargo (WFC) guarantees notes with an 11.9% conditional annual coupon and all principal at risk.
prospectus
IMPACT
SENTIMENT
11/10/2026 10:14 AM
APT : NYSE
Q3 sales rose 12.3% at Alpha Pro Tech (APT), while profit grew faster.
quarterly report
IMPACT
SENTIMENT
11/10/2026 10:09 AM
KLAC : Nasdaq
An officer proposes another KLA (KLAC) share sale after selling $12.4M in September.
other
IMPACT
SENTIMENT
11/10/2026 10:08 AM
VOD : Nasdaq VODPF : OTC
Revenue rises 11.4% at Vodafone (VOD), but write-downs push it into a loss.
current report
IMPACT
SENTIMENT
11/10/2026 10:08 AM
CPSH : Nasdaq
An 8,700-share gift brings director Grant C. Bennett’s CPS Technologies (CPSH) holdings to 1,256,854 shares.
insider
IMPACT
SENTIMENT
11/10/2026 10:07 AM
AIM : NYSE
CEO buys shares at $0.162 each in AIM ImmunoTech (AIM), bringing direct holdings to 254,095.
insider
IMPACT
SENTIMENT
11/10/2026 10:08 AM
WFC : NYSE
Wells Fargo (WFC) backs notes with a conditional 9.4% annual coupon and risk of total loss.
prospectus
IMPACT
SENTIMENT
11/10/2026 10:06 AM
CLH : NYSE
A 350-share charitable gift leaves Clean Harbors (CLH) director Marcy L. Reed holding 5,383 shares.
insider
IMPACT
SENTIMENT
11/10/2026 10:05 AM
CNO : NYSE
Across 19 entries, CNO Financial Group (CNO) reports $170M with one other included manager.
other
IMPACT
SENTIMENT
11/10/2026 10:05 AM
QVCAQ
Two investment managers report no Series A shares in Old QVC Group (QVCAQ).
ownership
IMPACT
SENTIMENT
11/10/2026 10:04 AM
ING : NYSE INGVF : OTC
526 holdings entries total $17.7B in ING Groep (ING) report, with no other managers included.
other
IMPACT
SENTIMENT
11/10/2026 10:03 AM
KRSA : Nasdaq
JPMorgan reports a passive stake above 5% in Korsana Biosciences (KRSA).
ownership
IMPACT
SENTIMENT
11/10/2026 10:02 AM
LEVI : NYSE
An officer proposes selling 3,091 Levi Strauss (LEVI) shares acquired through stock vesting.
other
IMPACT
SENTIMENT
11/10/2026 10:02 AM
W : NYSE
A proposed $685,200 Wayfair (W) share sale would come from the Shah Charitable Foundation’s account.
other
Mon, Nov 9

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

What this page covers

The linked form pages show the latest filings of each type across all dates.