STOCK TITAN
  1. Home
  2. SEC Filings
  3. 2026-11-05

SEC Filings for November 5, 2026

2,655 filings published on Thursday, November 5, 2026.

Follow on Google News
Wed, Nov 4 Fri, Nov 6
IMPACT
SENTIMENT
11/06/2026 06:05 AM
AKAN : Nasdaq
With about $755K in cash on June 30, Akanda (AKAN) proposes a preferred share offering.
registration
IMPACT
SENTIMENT
11/06/2026 06:05 AM
PARA : Nasdaq PARAW : Nasdaq
Warrants could yield shares for no cash in Parabolic Technologies (PARA)'s offering.
prospectus
IMPACT
SENTIMENT
11/06/2026 06:05 AM
FOXF : Nasdaq
Divestiture losses hit $121M as FOX Factory (FOXF) posts a wider quarterly loss.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:05 AM
PLMR : Nasdaq
Profit reaches $65.3M at Palomar (PLMR) as quarterly revenue climbs from $245M.
quarterly report
IMPACT
SENTIMENT
11/05/2026 09:54 PM
BCBP : Nasdaq
A 55-share buy meets a director ownership requirement at BCB Bancorp (BCBP).
insider
IMPACT
SENTIMENT
11/05/2026 09:52 PM
RYZ : NYSE
Partly to satisfy tax obligations, Ryerson (RYZ) CEO sells 21,968 shares.
insider
IMPACT
SENTIMENT
11/05/2026 09:50 PM
BCBP : Nasdaq
Director ownership rules prompt Denny Kim's 57-share purchase at BCB Bancorp (BCBP).
insider
IMPACT
SENTIMENT
11/06/2026 06:05 AM
VRNS : Nasdaq
No financing condition applies to the cash merger facing a Varonis (VRNS) shareholder vote.
proxy
IMPACT
SENTIMENT
11/06/2026 06:05 AM
ACRE : NYSE
Q3 profit includes a $7.08M property sale gain at Ares Commercial Real Estate (ACRE).
current report
IMPACT
SENTIMENT
11/06/2026 06:05 AM
MUFG : NYSE MBFJF : OTC
Four entries total $70.7B in reported holdings at Mitsubishi UFJ (MUFG).
other
IMPACT
SENTIMENT
11/06/2026 06:05 AM
BGDE : Nasdaq
Revenue rose 41% sequentially at Big Digital Energy (BGDE), but Q3 ended in a loss.
current report
IMPACT
SENTIMENT
11/05/2026 09:42 PM
NBHC : NYSE
551 shares withheld for taxes are unchanged as National Bank Holdings (NBHC) corrects Dean's holdings.
insider
IMPACT
SENTIMENT
11/05/2026 09:42 PM
NBP : Nasdaq
Millions of NovaBridge Biosciences (NBP) shares remain held as HHLR and Hillhouse end ownership reporting.
ownership
IMPACT
SENTIMENT
11/06/2026 06:05 AM
KRMN : NYSE
Revenue jumps 65.6% at Karman Holdings (KRMN) as quarterly profit climbs.
quarterly report
IMPACT
SENTIMENT
11/05/2026 09:40 PM
RYZ : NYSE
Edward J. Lehner's Ryerson (RYZ) sale notice lists 15,603 and 6,365 shares dated November 4.
other
IMPACT
SENTIMENT
11/05/2026 09:39 PM
NBHC : NYSE
A 652-share tax withholding is unchanged as National Bank Holdings (NBHC) corrects a director's share balance.
insider
IMPACT
SENTIMENT
11/05/2026 09:38 PM
MET : NYSE
Trust holdings fell at MetLife (MET); its board reports shared voting power but no power to sell.
ownership
IMPACT
SENTIMENT
11/05/2026 09:37 PM
NBHC : NYSE
An ownership correction at National Bank Holdings (NBHC) leaves 583 shares withheld for taxes unchanged.
insider
IMPACT
SENTIMENT
11/06/2026 06:05 AM
MMI : NYSE
A $15.2M year-earlier loss turns to preliminary nine-month profit at Marcus & Millichap (MMI).
current report
IMPACT
SENTIMENT
11/06/2026 06:05 AM
NVVE : OTC
Two independent directors join Nuvve (NVVE) effective December 21, 2026.
current report
IMPACT
SENTIMENT
11/06/2026 06:04 AM
KIQSF : OTC
Gross margin falls from 42% to 30% as Kelso Technologies (KIQSF) posts a Q3 loss.
current report
IMPACT
SENTIMENT
11/06/2026 06:05 AM
MET : NYSE
Revenue reaches $20.5B as MetLife (MET) posts a jump in quarterly profit.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:04 AM
ALGN : Nasdaq
Goldman Sachs signs a buyback deal with Align Technology (ALGN), which expects about $500M in 2026 buybacks.
current report
IMPACT
SENTIMENT
11/05/2026 09:09 PM
MAX : NYSE
J.P. Morgan Securities LLC buys MediaAlpha (MAX) shares as two holders retain about 24.27%.
ownership
IMPACT
SENTIMENT
11/05/2026 09:06 PM
LARK : Nasdaq
Two sales for Landmark Bancorp (LARK): a director sold 3,018 shares and another 350 shares.
insider
IMPACT
SENTIMENT
11/05/2026 09:06 PM
GRCE : Nasdaq
Across three days, Opaleye buys 18,442 shares of Grace Therapeutics (GRCE).
insider
IMPACT
SENTIMENT
11/05/2026 09:05 PM
ADMA : Nasdaq
At $12 a share, ADMA Biologics (ADMA) CEO sells 147,000 shares under a trading plan.
insider
IMPACT
SENTIMENT
11/05/2026 09:04 PM
MAX : NYSE
At $13.90 a share, MediaAlpha (MAX) owner sells to J.P. Morgan Securities.
insider
IMPACT
SENTIMENT
11/05/2026 09:02 PM
LGVN : Nasdaq
Four parties report zero Longeveron (LGVN) shares in an amended ownership disclosure.
ownership
IMPACT
SENTIMENT
11/05/2026 09:00 PM
ADMA : Nasdaq
A director at ADMA Biologics (ADMA) lists 189,000 shares worth $1.98M for sale.
other
IMPACT
SENTIMENT
11/05/2026 09:00 PM
MTUS : NYSE
At $16.61 a share, Metallus (MTUS) director Ronald A. Rice buys 10,000 shares.
insider
IMPACT
SENTIMENT
11/06/2026 06:04 AM
IPXG : Nasdaq IPXGU : Nasdaq IPXGW : Nasdaq
Elroy Air has $75M funded as Inflection Point VII (IPXG) sets a merger vote.
merger
IMPACT
SENTIMENT
11/05/2026 08:50 PM
RM : NYSE
A 10% holder proposes a $40 sale of one Regional Management (RM) share.
other
IMPACT
SENTIMENT
11/05/2026 08:49 PM
RM : NYSE
A 10% stockholder proposes selling Regional Management (NYSE: RM) shares.
other
IMPACT
SENTIMENT
11/05/2026 08:47 PM
RM : NYSE
A 10% holder proposes selling two Regional Management (RM) shares worth $79.
other
IMPACT
SENTIMENT
11/05/2026 08:46 PM
RM : NYSE
A 10% stockholder proposes selling $1,620 in Regional Management (RM) shares.
other
IMPACT
SENTIMENT
11/05/2026 08:45 PM
RM : NYSE
A 10% holder proposes selling 17,672 shares of Regional Management (RM).
other
IMPACT
SENTIMENT
11/05/2026 08:38 PM
TRAD : NYSE
At $10 each, APEX Tech Acquisition (TRAD)'s sponsor buys 3,029 private units.
insider
IMPACT
SENTIMENT
11/05/2026 08:37 PM
TRAD : NYSE
The CEO-controlled sponsor bought private units as APEX Tech Acquisition (TRAD) closed its IPO.
insider
IMPACT
SENTIMENT
11/05/2026 08:37 PM
TRAD : NYSE
The sponsor holds 2.88M APEX Tech Acquisition (TRAD) shares; CEO Shaoren Liu has sole voting discretion.
insider
IMPACT
SENTIMENT
11/05/2026 08:33 PM
TTAN : Nasdaq
After share conversions, the CEO's trust sold 105,000 ServiceTitan (TTAN) shares under a trading plan.
insider
IMPACT
SENTIMENT
11/05/2026 08:30 PM
BBTX : Nasdaq
Four holders report the same shared stake in Bambusa Therapeutics (BBTX).
ownership
IMPACT
SENTIMENT
11/06/2026 06:04 AM
CNNE : NYSE
Two directors will skip re-election at Cannae Holdings (CNNE) as the board changes stock award terms.
current report
IMPACT
SENTIMENT
11/05/2026 08:30 PM
AMX : NYSE AMXOF : OTC
Four put-option trades were sales, not purchases, in America Movil (AMX) CFO's corrected report.
insider
IMPACT
SENTIMENT
11/05/2026 08:30 PM
FLOC : NYSE
A director buys 15,140 Flowco Holdings (FLOC) shares, bringing his direct holdings to 30,765.
insider
IMPACT
SENTIMENT
11/05/2026 08:27 PM
FRMI : Nasdaq
A trust sold Fermi (FRMI) shares at prices from $1.44 to $1.59 on November 5.
insider
IMPACT
SENTIMENT
11/05/2026 08:25 PM
NFLX : Nasdaq
Netflix (NFLX) co-CEO sells 27,312 shares after a 54,388-share stock award vests.
insider
IMPACT
SENTIMENT
11/05/2026 08:26 PM
NFLX : Nasdaq
Netflix (NFLX) withholds 3,027 shares for taxes as Cletus R. Willems's stock awards vest.
insider
IMPACT
SENTIMENT
11/05/2026 08:26 PM
NFLX : Nasdaq
Netflix (NFLX) CFO sells 9,253 shares after 18,428 stock units vest.
insider
IMPACT
SENTIMENT
11/05/2026 08:25 PM
NFLX : Nasdaq
Netflix (NFLX) withholds 27,076 shares for taxes as Co-CEO Peters’ stock grant vests.
insider
IMPACT
SENTIMENT
11/05/2026 08:24 PM
FNRN : Nasdaq
Under a trading plan, First Northern (FNRN) director Mark C. Schulze sold 500 shares at $17.99.
insider
IMPACT
SENTIMENT
11/05/2026 08:24 PM
NFLX : Nasdaq
Netflix (NFLX) legal chief Hyman adds omitted trust holdings of 150,000 shares to ownership report.
insider
IMPACT
SENTIMENT
11/05/2026 08:23 PM
FNRN : Nasdaq
Director Mark C. Schulze proposes selling 2,500 First Northern Community Bancorp (FNRN) shares.
other
IMPACT
SENTIMENT
11/06/2026 06:04 AM
AUGO : Nasdaq
Q3 revenue rose 56% at Aura Minerals (AUGO), which added KPMG’s independent review.
current report
IMPACT
SENTIMENT
11/05/2026 08:21 PM
MSM : NYSE
Stock awards convert to 22,160 common shares for MSC Industrial (MSM) director Erik Gershwind.
insider
IMPACT
SENTIMENT
11/06/2026 06:04 AM
VEL : NYSE
Expenses rose 26.7% at Velocity Financial (VEL), while Q3 profit grew more slowly.
current report
IMPACT
SENTIMENT
11/06/2026 06:04 AM
ATYR : Nasdaq
Revenue falls to zero as aTyr Pharma (ATYR) narrows its quarterly loss.
quarterly report
IMPACT
SENTIMENT
11/05/2026 08:23 PM
NEGG : Nasdaq
A written trading plan covered two 3,582-share sales at Newegg Commerce (NEGG).
insider
IMPACT
SENTIMENT
11/06/2026 06:04 AM
SDHI : Nasdaq SDHIR : Nasdaq SDHIU : Nasdaq
With $294M in trust, Siddhi Acquisition (SDHI) flags going-concern doubt.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:04 AM
ZD : Nasdaq
Continuing-operations revenue fell 5.6% as Ziff Davis (ZD) swung to an operating loss.
current report
IMPACT
SENTIMENT
11/06/2026 06:04 AM
APLD : Nasdaq
Shareholders elect six directors at Applied Digital (APLD) and ratify auditor CBIZ CPAs P.C.
current report
IMPACT
SENTIMENT
11/06/2026 06:06 AM
MDU : NYSE
Revenue rises to $348M at MDU Resources (MDU), but higher costs weigh on Q3 profit.
quarterly report
IMPACT
SENTIMENT
11/05/2026 08:05 PM
YUMC : NYSE
An officer proposes selling 1,062 Yum China (NYSE: YUMC) shares worth $53.8K.
other
IMPACT
SENTIMENT
11/05/2026 08:02 PM
SDEV : NYSE
After a year of vesting, Swan Sit receives 6,000 shares in Stablecoin Development Corp (SDEV).
insider
IMPACT
SENTIMENT
11/05/2026 08:02 PM
GRAB : Nasdaq GRABW : Nasdaq
Under a trading plan, Grab Holdings (GRAB) officer sells 38,000 shares at $3.21 each.
insider
IMPACT
SENTIMENT
11/05/2026 08:02 PM
SDEV : NYSE
Director receives 6,000 shares at Stablecoin Development (SDEV) and holds 140,000 stock units.
insider
IMPACT
SENTIMENT
11/05/2026 08:01 PM
SDEV : NYSE
A 2025 stock grant became 6,000 shares for Stablecoin Development Corp (SDEV) director Yenyou Zheng.
insider
IMPACT
SENTIMENT
11/06/2026 06:04 AM
VEL : NYSE
Nine-month operating cash flow fell at Velocity Financial (VEL), even as Q3 profit rose.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:04 AM
VEL : NYSE
Loan production hits a record at Velocity Financial (VEL) as core net income rises 11.5%.
current report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
DTIL : Nasdaq
New investors face estimated $3.36 per-share dilution in Precision BioSciences (DTIL)'s offering.
prospectus
IMPACT
SENTIMENT
11/05/2026 07:53 PM
VSTM : Nasdaq
Tax withholding prompts CEO's 1,299-share sale at Verastem (VSTM).
insider
IMPACT
SENTIMENT
11/05/2026 07:48 PM
MSM : NYSE
An executive receives 754 stock units plus 1,569 options at MSC Industrial (MSM).
insider
IMPACT
SENTIMENT
11/05/2026 07:45 PM
MSM : NYSE
A 4,114-share stock grant joins CFO Kuhns’s 8,559-option award at MSC Industrial (MSM).
insider
IMPACT
SENTIMENT
11/05/2026 07:39 PM
GATX : NYSE
18,200 options exercised at $77.07 as GATX (GATX) CEO Robert C. Lyons also sells shares.
insider
IMPACT
SENTIMENT
11/06/2026 06:06 AM
CWBC : Nasdaq
Expenses reach $46.2M as profit falls at Community West Bancshares (CWBC).
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:06 AM
NUS : NYSE
Customers fell 18% at Nu Skin (NUS) as Q3 earnings swung from a $17.1M profit to a loss.
quarterly report
IMPACT
SENTIMENT
11/05/2026 07:32 PM
GKOS : NYSE
After exercising options at $25.77, Glaukos (GKOS) director Kliman sells 2,500 shares at $253.
insider
IMPACT
SENTIMENT
11/05/2026 07:32 PM
MSM : NYSE
Sales executive Nadi receives 1,508 restricted stock units at MSC Industrial (MSM).
insider
IMPACT
SENTIMENT
11/06/2026 06:06 AM
WRN : NYSE
With no production revenue, Western Copper & Gold (WRN) posts a wider nine-month loss.
current report
IMPACT
SENTIMENT
11/06/2026 06:06 AM
ALK : NYSE
Fuel cost per gallon jumps 57% as Alaska Air Group (ALK) swings to a Q3 loss.
quarterly report
IMPACT
SENTIMENT
11/05/2026 07:28 PM
SPFI : Nasdaq
Across three trades, Henry TAW LP sold 52,557 shares of South Plains Financial (SPFI).
insider
IMPACT
SENTIMENT
11/06/2026 06:06 AM
MNST : Nasdaq
Sales outside the U.S. reach 47% at Monster Beverage (MNST) as Q3 revenue climbs.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:06 AM
SMCI : Nasdaq
One customer accounts for 44% of Super Micro Computer (SMCI) sales as quarterly revenue jumps.
quarterly report
IMPACT
SENTIMENT
11/05/2026 07:18 PM
RM : NYSE
Fourteen sales at $39–$40.01 total 35,550 shares at Regional Management (RM).
insider
IMPACT
SENTIMENT
11/06/2026 06:06 AM
VEEV : NYSE
At Investor Day, Veeva Systems (VEEV) CFO addresses its $932M–$935M Q3 revenue target.
current report
IMPACT
SENTIMENT
11/05/2026 07:11 PM
OXY : NYSE
Occidental Petroleum (OXY) SVP Peter J. Bennett holds 179,935 direct shares and 7,724 through a savings plan.
insider
IMPACT
SENTIMENT
11/06/2026 06:06 AM
WPM : NYSE
The Q4 dividend rises 18% at Wheaton Precious Metals (WPM) ahead of a December payout.
current report
IMPACT
SENTIMENT
11/06/2026 06:06 AM
SARO : NYSE
Nine-month operating cash turns positive as StandardAero (SARO) posts higher Q3 profit.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:06 AM
SG : NYSE
Revenue rose 2.1% at Sweetgreen (SG), but same-store sales went the other way.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:06 AM
AXON : Nasdaq
Revenue rises 27.8% at Axon (AXON) as quarterly earnings swing from loss to profit.
quarterly report
IMPACT
SENTIMENT
11/05/2026 07:07 PM
VTMX : NYSE
A portfolio chief sells 35,000 and 10,000 Vesta Real Estate (VTMX) shares in two transactions.
insider
IMPACT
SENTIMENT
11/05/2026 07:06 PM
DGX : NYSE
$248.61 is the exercise price for options awarded to an SVP at Quest Diagnostics (DGX).
insider
IMPACT
SENTIMENT
11/05/2026 07:06 PM
DGX : NYSE
After exercising options, Quest Diagnostics (DGX) EVP sells 22,105 shares under a trading plan.
insider
IMPACT
SENTIMENT
11/05/2026 07:05 PM
DGX : NYSE
Commercial chief receives 2,615 shares in a stock award at Quest Diagnostics (DGX).
insider
IMPACT
SENTIMENT
11/05/2026 07:05 PM
DGX : NYSE
Seven stock option holdings accompany Quest Diagnostics (DGX) SVP's 2,480 common shares.
insider
IMPACT
SENTIMENT
11/06/2026 06:06 AM
HWC : Nasdaq
Net interest income rises to $313M, but profit falls at Hancock Whitney (HWC).
quarterly report
IMPACT
SENTIMENT
11/05/2026 07:00 PM
BAC : NYSE BML : NYSE MER : NYSE BACRP : OTC
Bank of America (BAC) CEO Brian Moynihan gives 38,600 shares to charity in three gifts.
insider
IMPACT
SENTIMENT
11/05/2026 07:00 PM
MTDR : NYSE
An accounting chief buys 500 Matador Resources (MTDR) shares at $51.52 each.
insider
IMPACT
SENTIMENT
11/05/2026 06:59 PM
VTMX : NYSE
At $3.71 a share, Vesta Real Estate (VTMX) CFO sells 330,714 ordinary shares.
insider
IMPACT
SENTIMENT
11/05/2026 06:59 PM
SCHW : NYSE
Charles Schwab (SCHW) co-chairman sells 11,675 shares; his trust retains 53.3M.
insider
IMPACT
SENTIMENT
11/05/2026 06:58 PM
MTDR : NYSE
CFO buys shares at $52.57 through his 401(k) at Matador Resources (MTDR).
insider
IMPACT
SENTIMENT
11/05/2026 06:56 PM
IEAG : Nasdaq IEAGR : Nasdaq IEAGU : Nasdaq
Three parties each report a 5.6% stake in Infinite Eagle (IEAG).
ownership
IMPACT
SENTIMENT
11/06/2026 06:06 AM
ONCO : Nasdaq
Net Cash below $12.5M would determine the seller's stake if Onconetix (ONCO) closes its amended deal.
merger
IMPACT
SENTIMENT
11/06/2026 06:06 AM
GAU : NYSE
Q3 profit replaces a $42M year-earlier loss at Galiano Gold (GAU).
current report
IMPACT
SENTIMENT
11/05/2026 06:50 PM
EXR : NYSE
An executive sold 5,000 Extra Space Storage (EXR) shares at $161.84 each.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
ONCO : Nasdaq
Below $12.5M in net cash, a seller ownership clause would apply if Onconetix (ONCO)'s deal closes.
current report
IMPACT
SENTIMENT
11/05/2026 06:47 PM
MPWR : Nasdaq
No shares sold as Monolithic Power Systems (MPWR) executive transfers 13,000 shares to trusts.
insider
IMPACT
SENTIMENT
11/05/2026 06:44 PM
VTMX : NYSE
An investor relations officer sells 29,000 Vesta Real Estate (VTMX) ordinary shares.
insider
IMPACT
SENTIMENT
11/06/2026 06:06 AM
TKO : NYSE
Share repurchases may get funding as a TKO Group (TKO) subsidiary prices 6.5% notes.
current report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
NXTC : Nasdaq
With $500M in additional financing agreed, NextCure (NXTC)'s proposed Avere merger would dilute holders.
registration
IMPACT
SENTIMENT
11/05/2026 06:37 PM
UDR : NYSE
After selling 10,000 shares, UDR (UDR) COO Michael D. Lacy holds 783 directly.
insider
IMPACT
SENTIMENT
11/05/2026 06:36 PM
UDR : NYSE
An award of 111,328 incentive units for UDR (UDR)'s investment chief vests over five years.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
AUGO : Nasdaq
Shareholders will get more than the dividend policy minimum at Aura Minerals (AUGO).
current report
IMPACT
SENTIMENT
11/05/2026 06:35 PM
UDR : NYSE
UDR, Inc. Initial Statement of Beneficial Ownership
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
WLDN : Nasdaq
Q3 contract revenue rises to $214.5M as profit falls at Willdan Group (WLDN).
quarterly report
IMPACT
SENTIMENT
11/05/2026 06:32 PM
FRMI : Nasdaq
After selling 2.75M shares, a Fermi (FRMI) trust proposes another stock sale.
other
IMPACT
SENTIMENT
11/06/2026 06:03 AM
GYRE : Nasdaq
On $32.9M in Q3 revenue, Gyre Therapeutics (GYRE) swings from profit to loss.
quarterly report
IMPACT
SENTIMENT
11/05/2026 06:32 PM
AAPL : Nasdaq
Apple (AAPL) legal chief sells shares at $325.75 under a preset trading plan.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
NHP : Nasdaq
Q3 profit replaces a $15.9M loss at National Healthcare Properties (NHP).
quarterly report
IMPACT
SENTIMENT
11/05/2026 06:32 PM
HQ : Nasdaq HQWWW : Nasdaq
A no-cost distribution puts 1.16M Horizon Quantum (HQ) shares in its sponsor manager’s hands.
ownership
IMPACT
SENTIMENT
11/06/2026 06:03 AM
ACH : NYSE
An $82M hit from terminated contracts weighed on Q3 revenue at Accendra Health (ACH).
quarterly report
IMPACT
SENTIMENT
11/05/2026 06:32 PM
JAZZ : Nasdaq
Under an automatic plan, Jazz Pharmaceuticals (JAZZ) CEO sells 1,000 shares.
insider
IMPACT
SENTIMENT
11/06/2026 06:06 AM
PALX : OTC
With 14.9M votes in favor, Palomino Laboratories (PALX) shareholders approve stock plan changes.
current report
IMPACT
SENTIMENT
11/05/2026 06:32 PM
SNOW : NYSE
A director's trust sells 50,000 Snowflake (SNOW) shares and gifts 16,668.
insider
IMPACT
SENTIMENT
11/05/2026 06:32 PM
HQ : Nasdaq HQWWW : Nasdaq
Shares and warrants go to Horizon Quantum (HQ) director Harry L. You for no consideration.
insider
IMPACT
SENTIMENT
11/05/2026 06:30 PM
KDK : Nasdaq KDKRW : Nasdaq
747,863 stock units for Kodiak AI (KDK)'s people chief require continued service to vest.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
AMN : NYSE
An $88M year-earlier loss gives way to a nine-month profit at AMN Healthcare (AMN).
quarterly report
IMPACT
SENTIMENT
11/05/2026 06:32 PM
CVNA : NYSE
After exercising $3 options, Carvana (CVNA) director sells 15,000 and 14,640 shares.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
GOOG : Nasdaq
Across 31 entries, Alphabet (GOOG) reports $88.3B in investment holdings.
other
IMPACT
SENTIMENT
11/06/2026 06:03 AM
BTE : NYSE
With C$152M in Q3 buybacks, Baytex Energy (BTE) returns to profit in continuing operations.
current report
IMPACT
SENTIMENT
11/05/2026 06:14 PM
BOLD : Nasdaq
At $2.40 per share, Boundless Bio (BOLD) owners buy 11,162 shares.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
MP : NYSE
Quarterly losses narrow at MP Materials (MP) as revenue climbs from $53.6M a year earlier.
quarterly report
IMPACT
SENTIMENT
11/05/2026 06:14 PM
DOC : NYSE
A family trust holds 68,744 shares after a Healthpeak (DOC) director's transfer.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
WPM : NYSE
Cash flow rises 68.4% as Q3 revenue climbs at Wheaton Precious Metals (WPM).
current report
IMPACT
SENTIMENT
11/05/2026 06:13 PM
WEX : NYSE
A 3,873-share sale by WEX (WEX)'s technology chief averages $183.05 per share.
insider
IMPACT
SENTIMENT
11/05/2026 06:13 PM
RSI : NYSE
At $12 a share, Rush Street Interactive (RSI) CFO sells 23,000 shares under a trading plan.
insider
IMPACT
SENTIMENT
11/05/2026 06:13 PM
AUR : Nasdaq AUROW : Nasdaq
One passive investor reports 149M shares in Aurora Innovation (AUR).
ownership
IMPACT
SENTIMENT
11/05/2026 06:13 PM
EBAY : Nasdaq
An eBay (EBAY) officer proposes selling 22,220 shares around November 5 under a trading plan.
other
IMPACT
SENTIMENT
11/06/2026 06:03 AM
IAG : NYSE
Revenue rises 21% at IAMGOLD (IAG) as quarterly profit more than doubles.
current report
IMPACT
SENTIMENT
11/05/2026 06:12 PM
FEMY : Nasdaq
A director receives 1,760 Femasys (FEMY) stock options with a $1.37 exercise price.
insider
IMPACT
SENTIMENT
11/05/2026 06:11 PM
ROIV : Nasdaq
Under a trading plan, Eric Venker sold 200,000 Roivant Sciences (ROIV) shares.
insider
IMPACT
SENTIMENT
11/05/2026 06:10 PM
ZM : Nasdaq
Zoom (ZM) director Santiago Subotovsky proposes selling 21,096 shares.
other
IMPACT
SENTIMENT
11/05/2026 06:10 PM
IBTA : NYSE
Koch-linked holder reports a stake above 5% in Ibotta (IBTA).
ownership
IMPACT
SENTIMENT
11/06/2026 06:03 AM
NMIH : Nasdaq
Claims rose to $29.1M as NMI Holdings (NMIH) posted higher revenue but lower Q3 profit.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
LYFT : Nasdaq
Lyft (LYFT) revenue rises to $1.82B as quarterly earnings reverse course.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
BIP : NYSE BIPC : NYSE
A one-for-one share exchange has all approvals at Brookfield Infrastructure (BIP).
current report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
NWS : Nasdaq
News Corp (NWS) repurchased 70,004 Class A and 30,471 Class B shares on November 5, 2026.
current report
IMPACT
SENTIMENT
11/05/2026 06:05 PM
WRBY : NYSE
At $3.83 a share, Warby Parker (WRBY) co-CEO Blumenthal exercises 310,759 options.
insider
IMPACT
SENTIMENT
11/05/2026 06:04 PM
CMTL : Nasdaq
59,011 stock awards go to Comtech (CMTL) director Christopher D. Maloney on November 3.
insider
IMPACT
SENTIMENT
11/05/2026 06:04 PM
CMTL : Nasdaq
CEO receives 1.06M stock units payable in cash at Comtech (CMTL).
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
GSBD : NYSE
Goldman Sachs BDC (GSBD) declares a $0.32 base dividend as quarterly investment income falls.
current report
IMPACT
SENTIMENT
11/05/2026 06:04 PM
CMTL : Nasdaq
Cash-settled stock awards for Comtech (CMTL)'s Robertson total 198,171 units.
insider
IMPACT
SENTIMENT
11/05/2026 06:04 PM
CMTL : Nasdaq
Cash, not shares, is due upon vesting of Comtech (CMTL)'s 589,430-unit November 3 grant.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
DFPH : OTC
An $11.6M refinancing loss hits Starling Oncology (DFPH) as Q3 revenue rises.
quarterly report
IMPACT
SENTIMENT
11/05/2026 06:03 PM
CMTL : Nasdaq
528,456 units granted to Comtech (CMTL)'s legal chief pay cash, not shares, upon vesting.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
DJT : Nasdaq
Trump Media (DJT) has lent TAE $200M. A proposed merger would pay TAE holders in shares.
prospectus
IMPACT
SENTIMENT
11/06/2026 06:03 AM
QGEN : NYSE
Sales rise to $548M at QIAGEN (QGEN), but quarterly profit moves the other way.
current report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
AXG : Nasdaq
No placement fee is payable as Solowin Holdings (AXG) agrees to sell 10.3M shares.
current report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
SBS : NYSE
Adjusted core-service revenue rises 9% at Sabesp (SBS), but net income falls.
current report
IMPACT
SENTIMENT
11/05/2026 06:01 PM
RDDT : NYSE
Reddit (RDDT) director's trust sold shares at $96 and $100.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
QRHC : Nasdaq
Nine-month operating cash flow falls to $4.4M as Quest Resource (QRHC) narrows its Q3 loss.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
GOAI : Nasdaq
Curable trigger events get five trading days after notice under Eva Live (GOAI)'s debt forbearance deal.
current report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
AXG : Nasdaq
Shares carrying 50 votes each feature in Solowin (AXG)'s agreed sale to its CEO's firm.
current report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
MAT : Nasdaq
About $88M in tariff refunds helps lift Mattel (MAT) quarterly operating income.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:03 AM
CCSI : Nasdaq
Corporate revenue rose 9% as SoHo fell 6% at Consensus Cloud (CCSI) in Q3.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:02 AM
GILD : Nasdaq
Five holdings entries total $1.46B for Gilead Sciences (GILD).
other
IMPACT
SENTIMENT
11/05/2026 05:57 PM
TSBK : Nasdaq
After exercising options, Timberland Bancorp (TSBK) director Clinton sells 400 shares at $48.47.
insider
IMPACT
SENTIMENT
11/05/2026 05:57 PM
HFWA : Nasdaq
A 10,505-share award goes to Heritage Financial (HFWA) information chief Patrick William Casey.
insider
IMPACT
SENTIMENT
11/05/2026 05:57 PM
LWAY : Nasdaq
Two trust sales total 70,000 shares of Lifeway Foods (LWAY) at different average prices.
insider
IMPACT
SENTIMENT
11/05/2026 05:57 PM
AJG : NYSE
VP Ziebell exercises options at $86.17, then sells 23,510 Arthur J. Gallagher (AJG) shares.
insider
IMPACT
SENTIMENT
11/05/2026 05:57 PM
DIS : NYSE
Walt Disney (DIS) executive exercises options at $105.21 and sells 3,618 shares at $117.
insider
IMPACT
SENTIMENT
11/05/2026 05:56 PM
IBO : NYSE
COO Mark Suseck reports a transaction at $4.54 per share in Impact Biomedical (IBO).
insider
IMPACT
SENTIMENT
11/06/2026 06:02 AM
SBS : NYSE
Holders at the November 10 close qualify for Sabesp (SBS)'s approved payout.
current report
IMPACT
SENTIMENT
11/05/2026 05:55 PM
IBO : NYSE
A 4,170-share disposition leaves Impact Biomedical (IBO) director Zimmerman holding 32,112 shares directly.
insider
IMPACT
SENTIMENT
11/06/2026 06:03 AM
JYNT : Nasdaq
Revenue reaches $13.6M as Joint Corp (JYNT) swings to a quarterly loss.
quarterly report
IMPACT
SENTIMENT
11/05/2026 05:54 PM
IBO : NYSE
Director Hibbert reports a 4,170-share disposition at Impact Biomedical (IBO).
insider
IMPACT
SENTIMENT
11/06/2026 06:02 AM
QGEN : NYSE
With a cash takeover offer pending, QIAGEN (QGEN) suspends its 2026 outlook.
current report
IMPACT
SENTIMENT
11/05/2026 05:53 PM
IBO : NYSE
After a 4,170-share disposition, Impact Biomedical (IBO) director Sims reported holding 32,112 shares.
insider
IMPACT
SENTIMENT
11/06/2026 06:02 AM
PAYD : OTC
A defaulted loan gets more time as PAID (PAYD) extends its agreement with Embolx.
current report
IMPACT
SENTIMENT
11/05/2026 05:52 PM
IBO : NYSE
Director Keene disposes of Impact Biomedical (IBO) shares, leaving reported direct holdings of 32,112.
insider
IMPACT
SENTIMENT
11/06/2026 06:02 AM
DBA : NYSE
A 10.22% nine-month return at net asset value accompanies a profit jump at Invesco DB Agriculture Fund (DBA).
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:02 AM
TPST : Nasdaq
30 business days below $1 trigger a Nasdaq deadline for Tempest Therapeutics (Nasdaq: TPST).
current report
IMPACT
SENTIMENT
11/06/2026 06:02 AM
UDN : NYSE
Dollar gains weigh on Invesco DB US Dollar Index Bearish Fund (UDN) despite an interest-income offset.
quarterly report
IMPACT
SENTIMENT
11/05/2026 05:50 PM
IBO : NYSE
Director disposes of 4,170 Impact Biomedical (IBO) shares under an equity incentive plan.
insider
IMPACT
SENTIMENT
11/06/2026 06:02 AM
DBC : NYSE
Nine-month earnings rise alongside a 44.42% return at net asset value for Invesco DB Commodity (DBC).
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:02 AM
FXY : NYSE
A $448K sponsor fee outweighed interest at Invesco Yen Trust (FXY) as its Q3 loss narrowed.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:02 AM
FXB : NYSE
Quarterly payouts fall to $0.64 a share at Invesco Pound Trust (FXB), versus $0.80 a year earlier.
quarterly report
IMPACT
SENTIMENT
11/05/2026 05:49 PM
IBO : NYSE
After a 4,170-share disposition, Impact Biomedical (IBO) director directly holds 32,112 shares.
insider
IMPACT
SENTIMENT
11/05/2026 05:49 PM
SHW : NYSE
After exercising options, Sherwin-Williams (SHW) executive Young sold 1,314 shares at $345.71 each.
insider
IMPACT
SENTIMENT
11/05/2026 05:49 PM
FOX : Nasdaq FOXA : Nasdaq
Fox Corp (FOX) director Anthony J. Abbott holds 18,376 deferred stock units after a new grant.
insider
IMPACT
SENTIMENT
11/05/2026 05:49 PM
SHW : NYSE
SVP Jaye exercises 4,527 options and sells 2,301 shares in Sherwin-Williams (SHW).
insider
IMPACT
SENTIMENT
11/06/2026 06:02 AM
QETH : CBOE
Despite a 68.98% Q3 return, Invesco Galaxy Ethereum ETF (QETH) ended nine months in the red.
quarterly report
IMPACT
SENTIMENT
11/06/2026 06:02 AM
IPXG : Nasdaq
An investor commits $100M at closing for Inflection Point VII (IPXG)'s proposed Elroy Air merger.
prospectus
IMPACT
SENTIMENT
11/05/2026 05:48 PM
FOX : Nasdaq FOXA : Nasdaq
Director receives 3,230 stock units from Fox Corp (FOX), bringing her total to 18,376.
insider
IMPACT
SENTIMENT
11/05/2026 05:48 PM
IBO : NYSE
At $4.54 a share, director Jason Grady disposes of 4,170 Impact Biomedical (IBO) shares.
insider
IMPACT
SENTIMENT
11/06/2026 06:02 AM
QSOL : CBOE
Nine-month market-value returns were negative for Invesco Galaxy Solana ETF (QSOL), despite a Q3 gain.
quarterly report
IMPACT
SENTIMENT
11/05/2026 05:48 PM
ETRA : Nasdaq
Across Nov. 3–5, OrbiMed funds bought Electra Therapeutics (ETRA) shares in 10 transactions.
insider
IMPACT
SENTIMENT
11/05/2026 05:48 PM
AMP : NYSE
At $504.88 each, Ameriprise Financial (AMP) director Williams acquires 40.8513 deferred stock units.
insider
IMPACT
SENTIMENT
11/05/2026 05:47 PM
FOX : Nasdaq FOXA : Nasdaq
After a 3,230-unit grant, Fox Corp (FOX) director Burck holds 25,213 stock units.
insider
IMPACT
SENTIMENT
11/06/2026 06:02 AM
FXC : NYSE
Invesco Canadian Dollar Trust (FXC) holds $65.4M in deposits at a 0.51% annual nominal rate.
quarterly report
Wed, Nov 4 Fri, Nov 6

This page lists the filings the SEC accepted on this date from companies with a stock ticker, newest first.

What this page covers

The linked form pages show the latest filings of each type across all dates.