Every Form 4 that Hanmi Financial (HAFC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow HAFC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full HAFC filings page.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported an open-market sale of Common Stock. On June 8, 2026, he sold 5,333 shares at an average price of $30.7323 per share. After this transaction, he directly holds 41,615 shares of Hanmi Financial Common Stock.
Ball Christine P reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Christine P. Ball reported an equity award of 2,298 shares of Common Stock. The shares were granted at no cash cost to her as restricted stock under the 2021 Equity Compensation Plan and are scheduled to vest on May 26, 2027. After this grant, she holds a total of 5,147 common shares directly, reflecting routine stock-based compensation rather than an open-market purchase or sale.
Chu Christie K reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Christie K. Chu reported a new stock grant and updated holdings. She received an award of 2,298 shares of common stock at a price of $0.0000 per share as a grant or award, issued as a restricted stock grant under the 2021 Equity Compensation Plan that vests on May 26, 2027. After this award, she directly holds 31,623 shares of Hanmi Financial common stock. The filing also reflects an indirect holding of 985 shares in an IRA account.
Chung Harry reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Harry Chung received a restricted stock award, increasing his direct holdings. On this Form 4, Chung was granted 2,298 shares of common stock at no purchase price under the 2021 Equity Compensation Plan. The restricted shares vest on May 26, 2027. Following this equity grant, he directly owns 39,623 shares of Hanmi Financial common stock.
Ahn John J reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director John J. Ahn received a grant of 2,298 shares of Common Stock as restricted stock. The award was issued at no cash cost per share and was granted under the company’s 2021 Equity Compensation Plan.
The restricted stock vests on May 26, 2027, meaning the shares become fully owned by Ahn on that date if vesting conditions are met. After this grant, Ahn directly holds a total of 53,623 shares of Hanmi Financial common stock.
Marasco James A reported acquisition or exercise transactions in this Form 4 filing.
HANMI FINANCIAL CORP director James A. Marasco received a grant of 2,298 shares of common stock on May 27, 2026 as a restricted stock award under the 2021 Equity Compensation Plan. The shares vest on May 26, 2027, bringing his direct holdings to 9,187 shares.
Rosenblum David L reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director David L. Rosenblum received a grant of 2,298 shares of common stock as a restricted stock award. The shares were issued at no cash cost under the company’s 2021 Equity Compensation Plan and are scheduled to vest on May 26, 2027.
Following this grant, Rosenblum directly holds a total of 38,883 shares of Hanmi Financial common stock. This award reflects equity-based compensation rather than an open-market purchase or sale.
Lee Gloria J reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Gloria J. Lee received a grant of 2,298 shares of Common Stock as restricted stock under the 2021 Equity Compensation Plan. The award was granted at no cash cost and is scheduled to vest on May 26, 2027. Following this grant, Lee directly holds 15,715 shares, reflecting a routine compensation-related increase in her ownership rather than an open-market purchase or sale.
Williams Thomas James reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Thomas James Williams received a grant of 2,298 shares of common stock as compensation. The award was issued as restricted stock under the 2021 Equity Compensation Plan and will vest on May 26, 2027. Following this grant, he directly holds 28,623 shares.
Medici Daniel John reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Daniel John Medici received a grant of 2,298 shares of restricted common stock at no cost as equity compensation. The award was issued under the 2021 Equity Compensation Plan and is scheduled to vest on May 26, 2027. After this grant, Medici directly holds 2,498 common shares.
Hanmi Financial Corp's Chief Credit Officer, Matthew Fuhr, reported an open-market sale of company stock. On this Form 4, he sold 3,300 shares of Hanmi Financial common stock at an average price of $30.832 per share. After the sale, he directly holds 34,002 common shares, so the transaction reflects only a portion of his overall position.
Hanmi Financial Corp President & CEO Bonita Lee reported a routine tax-related share disposition. On April 1, 2026, 3,769 shares of common stock were withheld at $26.60 per share to cover tax obligations, not sold on the open market. After this withholding, she directly holds 202,555 common shares and indirectly holds 1,000 shares through her spouse.
HANMI FINANCIAL CORP Chief Financial Officer Romolo Santarosa reported a tax-withholding disposition of company stock. On this Form 4, 916 shares of common stock were withheld on April 1, 2026 at $26.60 per share to cover tax obligations, leaving him with 77,410 directly held shares.
Hanmi Financial Corp Chief Accounting Officer Joseph Pangrazio reported a routine tax-related stock transaction. On April 1, 2026, 148 shares of common stock were disposed of at $26.60 per share to satisfy tax obligations on equity compensation. After this tax-withholding disposition, he directly owned 2,765 common shares.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported a small tax-related share disposition. On April 1, 2026, 563 shares of common stock were surrendered at $26.60 per share to cover tax obligations, a non-market transaction. After this withholding, Kim directly held 46,948 shares of Hanmi Financial common stock.
HANMI FINANCIAL CORP Chief Credit Officer reports routine tax withholding in stock. On April 1, 2026, Matthew Fuhr had 492 shares of common stock withheld at $26.60 per share to cover tax obligations. After this non-market disposition, he directly holds 37,302 shares of Hanmi Financial common stock.
Hanmi Financial Corp’s Chief Risk Officer, Michael Du, reported a small tax-related share disposition. On this Form 4, 360 shares of common stock were surrendered at $26.60 per share to cover tax obligations, a non‑market “tax-withholding disposition” rather than an open‑market sale. After this transaction, he directly holds 15,249 shares of Hanmi Financial common stock.
Hanmi Financial’s Chief Risk Officer Michael Du reported routine equity compensation activity involving restricted stock vesting and related tax withholding.
On March 26, 2026, 2,367 shares of common stock were acquired as a grant or award, reflecting the vesting of performance-based restricted stock for a three-year period that paid out at 120% of target. In connection with this vesting, 932 shares were disposed of through tax-withholding transactions at $26.33 per share, a non-market mechanism to cover tax obligations rather than open-market sales.
After these transactions, Du directly owned 15,609 shares of Hanmi Financial common stock.
Hanmi Financial Corp’s Chief Financial Officer, Romolo Santarosa, reported compensation-related stock activity. On March 26, 2026, 7,623 shares of Common Stock vested from a restricted stock grant after performance criteria for the three-year period ended March 10, 2026 were met at 120% of payout.
To cover tax obligations, a total of 2,612 shares were disposed of via tax-withholding transactions at $26.33 per share, a non-market mechanism. Following these transactions, Santarosa directly owned 80,385 shares of Hanmi Financial Corp common stock.
Hanmi Financial Corp Chief Credit Officer Matthew Fuhr reported compensation-related stock activity. On March 26, 2026, 3,697 shares of restricted stock vested after performance criteria for the three-year period ended March 10, 2026 were certified at 120% of payout, following an original grant of 3,081 shares on March 10, 2023.
To cover tax obligations, 297 and 1,193 shares were disposed of through tax-withholding transactions at $26.33 per share, rather than open-market sales. After these transactions, Fuhr directly holds 37,794 shares of Hanmi Financial common stock.
Hanmi Financial Corp President & CEO Bonita Lee reported compensation-related stock transactions, not open-market trades. On March 26, 2026, she received a grant/award of 22,260 shares of common stock that vested after performance criteria were met for a three-year period ending March 10, 2026.
To cover tax obligations on this vesting, 12,909 shares were disposed of through tax-withholding transactions at $26.33 per share. After these entries, her direct holdings increased to 206,324 common shares, with an additional 1,000 shares held indirectly by her spouse.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported routine share-based compensation activity. On March 26, 2026, 4,455 shares of common stock vested as a performance-based restricted stock award, reflecting a 120% payout of the original 3,713-share grant. To satisfy tax obligations on this vesting, 1,776 shares were disposed of through tax-withholding transactions at $26.33 per share, rather than sold on the open market. After these transactions, Kim held 47,511 shares of Hanmi Financial common stock directly.
Hanmi Financial Corp Chief Accounting Officer Joseph Pangrazio reported a small tax-withholding transaction in company common stock. On March 26, 2026, 65 shares were disposed of at $26.33 per share to cover tax obligations, leaving him with 2,913 shares held directly. This was not an open-market sale.
Hanmi Financial Corp Chief Risk Officer Michael Du reported routine equity compensation activity in company stock. On March 26, 2026, 2,367 shares of restricted stock vested after performance criteria for the three-year period ended March 10, 2026 were certified at a 120% payout.
To cover tax obligations, 805 shares were disposed of through tax-withholding transactions at $26.33 per share. Following these non-market transactions, Du holds 15,736 shares of Hanmi Financial Corp common stock directly.
Hanmi Financial Corp’s Chief Credit Officer Matthew Fuhr reported equity compensation activity involving the company’s common stock. On March 26, 2026, 3,697 shares of restricted stock vested following achievement of performance criteria for the three-year period ended March 10, 2026, representing a 120% payout of the original grant.
As part of this vesting, a total of 1,291 shares were disposed of at $26.33 per share to cover tax obligations, while the remaining shares from the award were retained. After these transactions, Fuhr directly held 37,993 shares of Hanmi Financial common stock.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported a performance-based stock award and related tax withholding in company shares. On March 26, 2026, he received 4,455 shares of common stock as a grant/award when a restricted stock grant vested at 120% of payout after meeting three-year performance criteria. To cover tax obligations, a total of 1,537 shares of common stock were used for tax-withholding dispositions at $26.33 per share, which is a non-market transaction rather than an open-market sale. Following these compensation-related entries, Kim directly holds 47,750 shares of Hanmi Financial common stock.
HANMI FINANCIAL CORP Chief Financial Officer Romolo Santarosa reported equity compensation activity involving restricted stock that vested after meeting performance goals. On March 26, 2026, 7,623 shares of common stock were acquired as a grant/award when a 2023 performance-based restricted stock grant vested at 120% of the target payout.
To satisfy tax obligations related to this vesting, a total of 2,602 shares of common stock were disposed of through tax-withholding transactions at a reference price of $26.33 per share. After these transactions, Santarosa directly held 78,336 shares of Hanmi Financial Corp common stock. These are compensation-related and tax-withholding entries rather than open-market purchases or sales.
Hanmi Financial Corp President & CEO Bonita Lee reported performance-based stock vesting and related tax withholding. On March 26, 2026, 22,260 shares of restricted stock vested after three-year performance criteria were certified at 120% of the original 18,550-share target grant.
To cover tax liabilities, 11,156 shares were disposed of through tax-withholding dispositions at an indicated price of $26.33 per share, rather than through open-market sales. Following these compensation-related entries, Lee holds 208,077 shares of common stock directly, plus 1,000 shares held indirectly by her spouse.
Pangrazio Joseph reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp reported a routine insider equity award to its Chief Accounting Officer, Joseph Pangrazio. He received a grant of 483 shares of common stock at no cost as a compensation award under the 2021 Equity Compensation Plan. According to the disclosure, these shares vest over three years from the grant date of March 13, 2026, meaning he earns the shares gradually over that period if service conditions are met. After this grant, Pangrazio directly holds a total of 2,978 common shares in the company.
Du Michael reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp Chief Risk Officer Michael Du received a grant of 1,596 shares of common stock as compensation. The award was issued under the company’s 2021 Equity Compensation Plan and will vest over three years from the grant date of March 13, 2026. After this grant, Du directly holds 14,005 shares of Hanmi Financial common stock.
Hanmi Financial Corp reported an equity compensation grant to Chief Credit Officer Matthew Fuhr. He received 2,761 shares of common stock on March 13, 2026 as a grant under the company’s 2021 Equity Compensation Plan, at a stated price of $0.00 per share, reflecting a non-cash award.
These shares vest over three years from the March 13, 2026 grant date, meaning Fuhr earns the shares gradually rather than all at once. After this award, he directly owns 35,587 shares of common stock, indicating this is a routine compensation-related acquisition rather than an open-market purchase or sale.
Hanmi Financial Corp Chief Banking Officer receives equity grant. Chief Banking Officer Anthony I. Kim acquired 3,159 shares of Hanmi Financial common stock on a grant or award basis at a price of $0.0000 per share. Following this equity award, he directly holds 44,832 common shares.
According to the footnote, this common stock grant was issued under the 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026, tying compensation to longer-term service and company performance.
SANTAROSA ROMOLO reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp’s Chief Financial Officer, Romolo Santarosa, received a grant of 4,913 shares of common stock as compensation. The award carried a price of $0.00 per share, reflecting a stock grant rather than a market purchase, and increased his directly held stake to 73,315 shares.
The grant was issued under the company’s 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026. This represents routine equity-based compensation rather than an open-market transaction.
LEE BONITA reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp President & CEO Bonita Lee received an equity grant of 18,832 shares of Common Stock. The award was issued at no cash cost under the 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026.
After this grant, Lee directly holds 196,973 common shares. The filing also shows an additional 1,000 shares held indirectly through her spouse, reflecting a separate indirect ownership position.
Hanmi Financial Corp's Chief Accounting Officer, Joseph Pangrazio, reported a small tax-related share disposition. On the reported date, 150 shares of common stock were surrendered at $25.55 per share to cover tax or exercise obligations, classified as a tax-withholding disposition. After this routine transaction, he directly holds 2,495 common shares.
Hanmi Financial Corp Chief Risk Officer Michael Du reported a small insider transaction related to taxes. On March 10, 2026, 205 shares of common stock were disposed of at $25.55 per share as a tax-withholding transaction, not an open-market sale. Following this adjustment, Du directly holds 12,409 shares of Hanmi Financial common stock.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported a routine tax-withholding share disposition. On this Form 4, 385 shares of common stock were withheld at $25.55 per share to cover tax obligations, leaving him with 41,673 directly owned shares.
Hanmi Financial Corp’s Chief Credit Officer Matthew Fuhr reported a routine tax-related share disposition. On March 10, 2026, 319 shares of common stock were withheld at $25.55 per share to cover tax obligations, rather than sold in the open market. Following this withholding, he directly holds 32,826 shares of Hanmi Financial common stock, so the transaction affects only a small portion of his overall position.
Hanmi Financial Corp's Chief Financial Officer, Romolo Santarosa, reported a small tax-related share transfer. On March 10, 2026, 656 shares of common stock were disposed of at $25.55 per share to satisfy tax obligations. After this transaction, he directly owns 68,402 shares.
Hanmi Financial Corp President & CEO Bonita Lee had 1,669 shares of common stock withheld on March 10, 2026 at $25.55 per share to satisfy tax obligations. After this tax-withholding disposition, she holds 178,141 shares directly and 1,000 shares indirectly through her spouse.
Hanmi Financial Corp (HAFC) reported an insider stock transaction by its Chief Accounting Officer on a Form 4. On 11/24/2025, the officer sold 486 shares of common stock at a price of $27.409 per share. After this sale, the officer directly beneficially owned 2,645 shares of Hanmi Financial common stock. The filing reflects a routine update to the officer’s ownership position and does not describe any additional transactions or derivative securities.
Hanmi Financial Corp (HAFC) reported an insider purchase by a director. On 10/24/2025, the insider bought 200 shares of common stock at $27.11 per share (transaction code P). Following the transaction, the insider beneficially owned 200 shares, held directly.