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SEC Filings for November 9, 2026

1,924 filings published on Monday, November 9, 2026.

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Fri, Nov 6 Tue, Nov 10
IMPACT
SENTIMENT
11/09/2026 01:35 PM
TLSA : Nasdaq
All 48 completed Tiziana Life Sciences (TLSA)'s MS trial, but results differed by dose.
current report
IMPACT
SENTIMENT
11/09/2026 01:34 PM
VERX : Nasdaq
A proposed sale of 6,963 Vertex (VERX) shares comes from officer Ryan Leib.
other
IMPACT
SENTIMENT
11/09/2026 01:34 PM
XESP : OTC
With $26,334 in cash, Electronic Servitor (XESP) flags substantial doubt about continuing operations.
quarterly report
IMPACT
SENTIMENT
11/09/2026 01:31 PM
EVGO : Nasdaq
A passive holder amends its stake report for 7.92 million EVgo (EVGO) shares.
ownership
IMPACT
SENTIMENT
11/09/2026 01:28 PM
NEXN : Nasdaq
A 30.2% holder sells Nexxen (NEXN) shares and plans further sales subject to market conditions.
ownership
IMPACT
SENTIMENT
11/09/2026 01:27 PM
HSBC : NYSE HBCYF : OTC
Buybacks total about $156M as HSBC (HSBC) purchases another 10,000 shares in Hong Kong.
current report
IMPACT
SENTIMENT
11/09/2026 01:25 PM
GTLS
Goldman Sachs and its brokerage arm amend their ownership disclosure for Chart Industries (GTLS).
ownership
IMPACT
SENTIMENT
11/09/2026 01:24 PM
STRO : Nasdaq
A passive stake above 5% in Sutro Biopharma (STRO) is reported by five parties.
ownership
IMPACT
SENTIMENT
11/09/2026 01:23 PM
FUSE : Nasdaq FUSEW : Nasdaq
With about $5.7M in public float, Fusemachines (FUSE) registers securities for future sales.
registration
IMPACT
SENTIMENT
11/09/2026 01:22 PM
KMT : NYSE
At $23.50 a share, Kennametal (KMT) CFO Patrick S. Watson buys 2,000 shares.
insider
IMPACT
SENTIMENT
11/09/2026 01:21 PM
ERIC : Nasdaq ERIXF : OTC
After buying back 500,000 shares, Ericsson (ERIC) holds 131,415,894 Class B treasury shares.
current report
IMPACT
SENTIMENT
11/09/2026 01:17 PM
CRI : NYSE
Goldman Sachs reports a passive stake in Carter's (CRI) spanning 1.9 million shares.
ownership
IMPACT
SENTIMENT
11/09/2026 01:15 PM
NOK : NYSE NOKBF : OTC
Incentive plan participants receive 847,057 Nokia (NOK) shares at no cost.
current report
IMPACT
SENTIMENT
11/09/2026 01:14 PM
ATO : NYSE
An amended Atmos Energy (ATO) report lists 1,574 shares delivered or withheld for exercise price or taxes.
insider
IMPACT
SENTIMENT
11/09/2026 01:13 PM
ATO : NYSE
An executive at Atmos Energy (ATO) reports 6,083 direct shares and 2,600 in a retirement plan.
insider
IMPACT
SENTIMENT
11/09/2026 01:13 PM
SSB : NYSE
With sole voting power over 1.59M ETF shares, SouthState Bank (SSB) reports a passive stake.
ownership
IMPACT
SENTIMENT
11/09/2026 01:12 PM
CEPO : Nasdaq
Goldman Sachs reports a passive stake in Cantor Equity Partners I (CEPO).
ownership
IMPACT
SENTIMENT
11/09/2026 01:07 PM
TH : Nasdaq
Specialty rental income reached $64.9M as Target Hospitality (TH) posted a wider Q3 loss.
quarterly report
IMPACT
SENTIMENT
11/09/2026 01:05 PM
HSBC : NYSE HBCYF : OTC
NYSE issues removal notice for HSBC (HSBC) 7.390% senior unsecured notes due 2028.
other
IMPACT
SENTIMENT
11/09/2026 01:05 PM
BRBR : NYSE
Goldman Sachs reports a stake above 5% in BellRing Brands (BRBR), with no sole voting power.
ownership
IMPACT
SENTIMENT
11/09/2026 01:04 PM
YORW : Nasdaq
As of October 27, 2026, York Water (YORW)'s HR VP held 0 shares directly.
insider
IMPACT
SENTIMENT
11/09/2026 01:03 PM
EVEX : NYSE EVEXW : OTC
NYSE removal notice covers Eve Holding (EVEX) warrants exercisable at $11.50 per share.
other
IMPACT
SENTIMENT
11/09/2026 01:01 PM
ATII ATIIU ATIIW
Goldman Sachs reports over 5% ownership in Archimedes Tech SPAC II (ATII).
ownership
IMPACT
SENTIMENT
11/09/2026 01:02 PM
SNFCA : Nasdaq
Nine-month operating cash flow rises to $93.4M as Security National (SNFCA) posts lower Q3 earnings.
quarterly report
IMPACT
SENTIMENT
11/09/2026 01:01 PM
SAN : NYSE BCDRF : OTC
Notes due in 2027 are being voluntarily delisted from the NYSE by Banco Santander (SAN).
other
IMPACT
SENTIMENT
11/09/2026 01:01 PM
EBAY : Nasdaq
22,220 shares sold under a trading plan by eBay (EBAY) CEO Jamie Iannone.
insider
IMPACT
SENTIMENT
11/09/2026 01:01 PM
LUCY : Nasdaq LUCYW : Nasdaq
Revenue rose 51%, but losses also grew at Innovative Eyewear (LUCY).
quarterly report
IMPACT
SENTIMENT
11/09/2026 12:59 PM
FOIL : NYSE
Four entities report one shared stake in Londian Wason (FOIL), jointly but not as a group.
ownership
IMPACT
SENTIMENT
11/09/2026 12:59 PM
WFG : NYSE
Two beneficial owners exit West Fraser (WFG)'s ownership chain without any WFG shares changing hands.
ownership
IMPACT
SENTIMENT
11/09/2026 12:57 PM
AESP : Nasdaq AESPR : Nasdaq AESPU : Nasdaq AESPW : Nasdaq
Goldman Sachs reports a passive stake above 5% in Aeon Acquisition I (AESP).
ownership
IMPACT
SENTIMENT
11/09/2026 12:56 PM
GNRC : NYSE
A planned $19,000 sale of Generac (GNRC) shares follows an option exercise by officer Norman P. Taffe.
other
IMPACT
SENTIMENT
11/09/2026 12:54 PM
GPAC : Nasdaq GPACW : Nasdaq
With $237M in trust, General Purpose Acquisition (GPAC) had no target selected as of Sept. 30, 2026.
quarterly report
IMPACT
SENTIMENT
11/09/2026 12:50 PM
TPC : NYSE
A director proposes selling 4,221 and 4,660 Tutor Perini (TPC) shares acquired as stock awards.
other
IMPACT
SENTIMENT
11/09/2026 12:50 PM
AROW : Nasdaq
Net interest income rises to $48.7M, but Q3 profit falls at Arrow Financial (AROW).
quarterly report
IMPACT
SENTIMENT
11/09/2026 12:48 PM
SSB : NYSE
Across 1,866 entries, SouthState Bank Corp (SSB) reports $2.48B in holdings.
other
IMPACT
SENTIMENT
11/09/2026 12:46 PM
BBT : NYSE
A Q3 profit comes with $123.1M in unrealized securities losses at Beacon Financial (BBT).
quarterly report
IMPACT
SENTIMENT
11/09/2026 12:46 PM
WFC : NYSE
Wells Fargo (WFC) notes cap returns at 17% but can lose all principal.
prospectus
IMPACT
SENTIMENT
11/09/2026 12:45 PM
VTMX : NYSE
Portfolio chief sells 53,911 Vesta Real Estate (VTMX) shares across two transactions.
insider
IMPACT
SENTIMENT
11/09/2026 12:41 PM
OTIS : NYSE
Officer Thibault Lefebure proposes selling 900 Otis Worldwide (OTIS) shares.
other
IMPACT
SENTIMENT
11/09/2026 12:38 PM
VTMX : NYSE
At MXN$69.97 a share, Vesta Real Estate (VTMX) legal chief sells 120,000 shares.
insider
IMPACT
SENTIMENT
11/09/2026 12:37 PM
DYNC : Nasdaq DYNCU : Nasdaq DYNCW : Nasdaq
Dynamix Corp (DYNC) units combine one Class A share and half a redeemable warrant.
other
IMPACT
SENTIMENT
11/09/2026 12:37 PM
MLI : NYSE
A 17.5-cent dividend accompanies a board change at Mueller Industries (MLI).
current report
IMPACT
SENTIMENT
11/09/2026 12:37 PM
FHN : NYSE
A planned sale at First Horizon (FHN) covers 100,932 shares acquired through an option exercise.
other
IMPACT
SENTIMENT
11/09/2026 12:29 PM
FSBC : Nasdaq
A former bank CEO joins Five Star Bancorp (FSBC) as vice chair to support Southern California expansion.
current report
IMPACT
SENTIMENT
11/09/2026 12:29 PM
RIBB : Nasdaq RIBBR : Nasdaq RIBBU : Nasdaq
A $125K monthly extension deposit is up for a cut at Ribbon Acquisition (RIBB).
proxy
IMPACT
SENTIMENT
11/09/2026 12:25 PM
TPR : NYSE
An officer proposes selling 55,323 Tapestry (NYSE: TPR) shares.
other
IMPACT
SENTIMENT
11/09/2026 12:24 PM
SHEN : Nasdaq
At $9.56 a share, a Shenandoah Telecom (SHEN) director buys 520 shares.
insider
IMPACT
SENTIMENT
11/09/2026 12:23 PM
EVGO : Nasdaq
A passive investor reports 142M shares in EVgo (EVGO).
ownership
IMPACT
SENTIMENT
11/09/2026 12:20 PM
BA : NYSE
Boeing (BA) officer proposes selling 2,994 shares acquired through stock grants.
other
IMPACT
SENTIMENT
11/09/2026 12:20 PM
RPM : NYSE
A director proposes selling 1,896 RPM International (RPM) shares valued at $196K.
other
IMPACT
SENTIMENT
11/09/2026 12:19 PM
LB : NYSE
An asset manager reports sole voting power over 5.84M LandBridge (LB) shares in an amendment.
ownership
IMPACT
SENTIMENT
11/09/2026 12:17 PM
GCBC : Nasdaq
Stock certificates remain valid after Greene Bancorp's (Nasdaq: GCBC) name change.
current report
IMPACT
SENTIMENT
11/09/2026 12:17 PM
ADM : NYSE
A director's trust bought 7,500 Archer-Daniels-Midland (ADM) shares, an amendment clarifies.
insider
IMPACT
SENTIMENT
11/09/2026 12:16 PM
FLUT : NYSE
After selling 741 shares, Flutter Entertainment (FLUT)'s COO proposes another sale.
other
IMPACT
SENTIMENT
11/09/2026 12:12 PM
CRCL : NYSE
26,668 Circle (CRCL) shares are slated for sale by officer Nikhil Chandhok around November 9.
other
IMPACT
SENTIMENT
11/09/2026 12:11 PM
MSB : NYSE
A manager and its parent report the same 25% passive stake in Mesabi Trust (MSB).
ownership
IMPACT
SENTIMENT
11/09/2026 12:10 PM
SCHW : NYSE
Charles R. Schwab proposes selling Charles Schwab (SCHW) shares held in his living trust.
other
IMPACT
SENTIMENT
11/09/2026 12:08 PM
KO : NYSE
Coca-Cola (KO) EVP Nancy Quan exercises 20,585 options at $50.44 and sells the shares.
insider
IMPACT
SENTIMENT
11/09/2026 12:11 PM
NMR : NYSE
Proposed notes guaranteed by Nomura (NMR) offer at least 12.85% annually if coupon conditions are met.
prospectus
IMPACT
SENTIMENT
11/09/2026 12:02 PM
IBTA : NYSE
After three August sales, Ibotta (IBTA) director Thomas Lehrman proposes another share sale.
other
IMPACT
SENTIMENT
11/09/2026 12:00 PM
BP : NYSE BPAQF : OTC BPPFF : OTC
BP PLC (BP) lists one investment entry totaling $16.2M.
other
IMPACT
SENTIMENT
11/09/2026 11:56 AM
EL : NYSE
Director Paul Fribourg reports Continental Grain's sale of 90,972 Estee Lauder (EL) shares.
insider
IMPACT
SENTIMENT
11/09/2026 11:47 AM
WFC : NYSE
Wells Fargo (WFC) backs Caterpillar-linked notes with a conditional 10.5% annual coupon.
prospectus
IMPACT
SENTIMENT
11/09/2026 11:43 AM
QSOL : CBOE
A Q3 gain left Invesco Galaxy Solana ETF (QSOL) with a -3.81% nine-month market return.
prospectus
IMPACT
SENTIMENT
11/09/2026 11:42 AM
TPR : NYSE
After a $1.21M September sale, Tapestry (TPR) officer Kulikowsky proposes another.
other
IMPACT
SENTIMENT
11/09/2026 11:38 AM
VPLM : OTC
A director proposes selling 16.7M Voip-pal.com (VPLM) shares valued at $49,290.
other
IMPACT
SENTIMENT
11/09/2026 11:37 AM
LKFN : Nasdaq
After gifting 1,918 shares, director Robert E. Bartels Jr. buys as many in Lakeland Financial (LKFN).
insider
IMPACT
SENTIMENT
11/09/2026 11:37 AM
IBEX : Nasdaq
Under a trading plan, IBEX Ltd (IBEX) officer proposes selling 5,000 shares worth about $250K.
other
IMPACT
SENTIMENT
11/09/2026 11:31 AM
DHR : NYSE
Officer Gregory Milosevich proposes selling 2,100 Danaher (DHR) shares valued at $484K.
other
IMPACT
SENTIMENT
11/09/2026 11:30 AM
SYPR : Nasdaq
Medical leave began November 3 for an executive at Sypris Solutions (SYPR).
current report
IMPACT
SENTIMENT
11/09/2026 11:29 AM
RPM : NYSE
A $30B market value goal joins new revenue targets at RPM International (RPM).
current report
IMPACT
SENTIMENT
11/09/2026 11:31 AM
NMR : NYSE
Up to 100% of principal is at risk on Nomura (NMR) notes tied to three stock indexes.
prospectus
IMPACT
SENTIMENT
11/09/2026 11:28 AM
OPLN : NYSE
On Nov. 6, OPENLANE (OPLN) officer Coleman exercised options and sold shares averaging $35.65.
insider
IMPACT
SENTIMENT
11/09/2026 11:27 AM
OPLN : NYSE
At $14.66 per share, OPENLANE (OPLN) EVP Coyle exercises options alongside a 70,353-share sale.
insider
IMPACT
SENTIMENT
11/09/2026 11:25 AM
BPTSY
Partners pledge funding as Biophytis (BPTSY) launches a China venture for a 942-patient study.
current report
IMPACT
SENTIMENT
11/09/2026 11:23 AM
GEBRF : OTC
Insiders invest C$675K in Greenbriar (GEBRF) placement; final exchange approval is pending.
current report
IMPACT
SENTIMENT
11/09/2026 11:22 AM
MNSB : Nasdaq MNSBP : Nasdaq
A $28.8M property loan deteriorated as MainStreet Bancshares (MNSB) posted lower Q3 profit.
quarterly report
IMPACT
SENTIMENT
11/09/2026 11:21 AM
MGLD : NYSE
Of 2,538 shares granted to director Matt Gonzalez at Marygold (MGLD), 212 vested immediately.
insider
IMPACT
SENTIMENT
11/09/2026 11:21 AM
VECO : Nasdaq
Director Mary Jane Raymond proposes selling 2,000 Veeco (VECO) shares valued at $80,000.
other
IMPACT
SENTIMENT
11/09/2026 11:21 AM
MGLD : NYSE
A stock grant brings director Harris’s direct holdings in Marygold (MGLD) to 17,317 shares.
insider
IMPACT
SENTIMENT
11/09/2026 11:20 AM
MGLD : NYSE
A 2,538-share grant brings Marygold Companies (MGLD) director Alexander’s direct holdings to 17,317 shares.
insider
IMPACT
SENTIMENT
11/09/2026 11:20 AM
MGLD : NYSE
A stock grant brings director Erin Grogan’s Marygold Companies (MGLD) holdings to 17,317 shares.
insider
IMPACT
SENTIMENT
11/09/2026 11:20 AM
MGLD : NYSE
A share award brings a Marygold (MGLD) director’s direct holdings to 17,317 shares.
insider
IMPACT
SENTIMENT
11/09/2026 11:18 AM
BHAIU : Nasdaq
Two firms report the same passive stake above 5% in BHAV Acquisition Corp II (BHAIU).
ownership
IMPACT
SENTIMENT
11/09/2026 11:13 AM
RACE : NYSE
Ferrari (RACE) buys back €6.43M before fees under its €250M buyback tranche.
current report
IMPACT
SENTIMENT
11/09/2026 11:11 AM
HMC : NYSE HNDAF : OTC
Honda (HMC) plans an Ohio auto plant expected to create more than 2,000 American jobs.
current report
IMPACT
SENTIMENT
11/09/2026 11:10 AM
NXH : Nasdaq
A blockchain ETF adviser amends its reported stake in Neighborhood Intelligence (NXH).
ownership
IMPACT
SENTIMENT
11/09/2026 11:02 AM
PG : NYSE
The CFO of Procter & Gamble (PG) exercises options at $78.52 a share and sells stock.
insider
IMPACT
SENTIMENT
11/09/2026 11:01 AM
PG : NYSE
Grooming CEO sells 5,370 Procter & Gamble (PG) shares at $169 each.
insider
IMPACT
SENTIMENT
11/09/2026 11:01 AM
JL : Nasdaq
Already carrying 20 votes each, J-Long Group (JL) Class B shares would gain more under a proposal.
current report
IMPACT
SENTIMENT
11/09/2026 10:54 AM
FERG : NYSE
Officer Ian T. Graham plans to sell 1,093 Ferguson Enterprises (FERG) shares.
other
IMPACT
SENTIMENT
11/09/2026 10:52 AM
TTMI : Nasdaq
At $61.92 each, a director bought 5,000 TTM Technologies (TTMI) shares.
insider
IMPACT
SENTIMENT
11/09/2026 10:50 AM
ABNB : Nasdaq
Airbnb (ABNB) officer proposes another sale after his trust sold $19.3M in shares.
other
IMPACT
SENTIMENT
11/09/2026 10:49 AM
CTEV : NYSE
Revenue rose 9.1% at Claritev (CTEV), but Q3 growth wasn't enough to erase its loss.
quarterly report
IMPACT
SENTIMENT
11/09/2026 10:47 AM
BITTF : OTC
At $0.085 a unit, Bitterroot Resources (BITTF) sells shares paired with warrants.
other
IMPACT
SENTIMENT
11/09/2026 10:47 AM
SCKT : Nasdaq
Nasdaq withdrawal is company-initiated, not exchange-led, for Socket Mobile (SCKT).
other
IMPACT
SENTIMENT
11/09/2026 10:43 AM
SYBT : Nasdaq
A bank reports sole voting power over 2.5M Stock Yards Bancorp (SYBT) shares.
ownership
IMPACT
SENTIMENT
11/09/2026 10:45 AM
OPY : NYSE
A roughly 15.5-year HQ lease commits Oppenheimer (OPY) to rent that rises in stages.
current report
IMPACT
SENTIMENT
11/09/2026 10:41 AM
GRAB : Nasdaq GRABW : Nasdaq
SoftBank and Grab (GRAB) plan AI infrastructure in Malaysia under signed development agreements.
current report
IMPACT
SENTIMENT
11/09/2026 10:38 AM
GRAB : Nasdaq GRABW : Nasdaq
SoftBank signs Malaysia AI agreements with Grab (GRAB) and PETROS.
current report
IMPACT
SENTIMENT
11/09/2026 10:36 AM
JXN : NYSE
A former officer plans to sell more Jackson Financial (JXN) shares after a $1.53M sale.
other
IMPACT
SENTIMENT
11/09/2026 10:35 AM
REPX : NYSE
An officer proposes selling 3,500 shares of Riley Exploration Permian (REPX).
other
IMPACT
SENTIMENT
11/09/2026 10:34 AM
PVCT : OTC
An 8% note converts into 13,216 preferred shares for Provectus (PVCT) CEO Edward Pershing.
insider
IMPACT
SENTIMENT
11/09/2026 10:29 AM
EFX : NYSE
15,110 shares from stock vesting are listed for sale by Equifax (EFX) officer Jamil Farshchi.
other
IMPACT
SENTIMENT
11/09/2026 10:24 AM
CBLL : Nasdaq
A director proposes selling 10,200 Ceribell (CBLL) shares worth $273K.
other
IMPACT
SENTIMENT
11/09/2026 10:18 AM
UAMY : NYSE
A 4:15 p.m. ET earnings call is set for Nov. 12 at United States Antimony (UAMY).
current report
IMPACT
SENTIMENT
11/09/2026 10:18 AM
GIC : NYSE
Thomas Axmacher proposes selling 648 Global Industrial (GIC) shares valued at $30.1K.
other
IMPACT
SENTIMENT
11/09/2026 10:14 AM
IAM : Nasdaq
Qatar Investment Authority reports over 5% ownership in Iambic Therapeutics (IAM).
ownership
IMPACT
SENTIMENT
11/09/2026 10:14 AM
CINF : Nasdaq
Investment income rose 12% year to date, but Q3 EPS fell at Cincinnati Financial (CINF).
current report
IMPACT
SENTIMENT
11/09/2026 10:16 AM
IPFX : Nasdaq
A $185M NASA award pairs SpaceX with Inflection Point VI (IPFX) merger partner Quantum Space.
merger
IMPACT
SENTIMENT
11/09/2026 10:12 AM
DGX : NYSE
Officer Patrick Plewman plans to sell 11,717 Quest Diagnostics (DGX) shares.
other
IMPACT
SENTIMENT
11/09/2026 10:10 AM
CZNC : Nasdaq
A planned purchase leaves Citizens & Northern (CZNC) director Pellegrino holding 52,324 shares directly.
insider
IMPACT
SENTIMENT
11/09/2026 10:09 AM
CNH : NYSE
Q3 profit falls at CNH Industrial (CNH), with a $156M non-cash tax charge.
quarterly report
IMPACT
SENTIMENT
11/09/2026 10:09 AM
HTFL : Nasdaq
A June 4 trading plan covers Heartflow (HTFL) officer Vikram Verghese’s proposed sale of 3,587 shares.
other
IMPACT
SENTIMENT
11/09/2026 10:08 AM
PROV : Nasdaq
At $18.20 a share, director Craig G. Blunden sells 5,700 Provident Financial (PROV) shares.
insider
IMPACT
SENTIMENT
11/09/2026 10:07 AM
CZNC : Nasdaq
A planned 7-share buy brings a Citizens & Northern (CZNC) director’s direct holdings to 10,726 shares.
insider
IMPACT
SENTIMENT
11/09/2026 10:07 AM
BBDC : NYSE
Barings BDC, Inc. Initial Statement of Beneficial Ownership
insider
IMPACT
SENTIMENT
11/09/2026 10:06 AM
CCEP : Nasdaq
50,000 London shares repurchased by Coca-Cola Europacific Partners (CCEP) will be cancelled.
current report
IMPACT
SENTIMENT
11/09/2026 10:05 AM
RF : NYSE
Nine-month operating cash flow falls to $1.22B as Regions Financial (RF) posts higher Q3 profit.
quarterly report
IMPACT
SENTIMENT
11/09/2026 10:01 AM
HMY : NYSE HGMCF : OTC
Gold revenue rose 3%, but Harmony Gold (HMY) produced less as costs climbed.
current report
IMPACT
SENTIMENT
11/09/2026 09:58 AM
BMO : NYSE AIQD : NYSE AIQU : NYSE BERZ : NYSE BNKD : NYSE BNKU : NYSE BULZ : NYSE CARD : NYSE CARU : NYSE DULL : NYSE FLYD : NYSE FLYU : NYSE FNGD : NYSE FNGO : NYSE FNGS : NYSE FNGU : NYSE GDXD : NYSE GDXU : NYSE JETD : NYSE JETU : NYSE MNGU : NYSE NRGD : NYSE NRGU : NYSE OILD : NYSE OILU : NYSE SHNY : NYSE SPYU : NYSE WTID : NYSE WTIU : NYSE BRZD : CBOE BRZL : CBOE HYGD : CBOE HYGU : CBOE JPND : CBOE JPNU : CBOE LQDD : CBOE LQDU : CBOE SMHD : CBOE SMHU : CBOE TAWN : CBOE TPEI : CBOE XLCD : CBOE XLCU : CBOE XLPD : CBOE XLPU : CBOE
Across 14,866 entries, Bank of Montreal (BMO) reports $313B in holdings.
other
IMPACT
SENTIMENT
11/09/2026 09:58 AM
GGROU : OTC
Corn revenue rose 25% at Golden Growers (GGROU), but quarterly profit moved the other way.
quarterly report
IMPACT
SENTIMENT
11/09/2026 09:55 AM
TSEOQ : OTC
Q3 loss narrows to $49.1M at Trinseo (TSEOQ), but nine-month operating cash use rises.
quarterly report
IMPACT
SENTIMENT
11/09/2026 09:52 AM
XLAB : Nasdaq XLABW : Nasdaq
No minimum purchase is required, but Exascale Labs (XLAB) has ordered 16 NVIDIA-powered servers.
prospectus
IMPACT
SENTIMENT
11/09/2026 09:49 AM
ONCY : Nasdaq
After a median four prior therapies, myeloma responders showed immune differences in Oncolytics (ONCY) study.
current report
IMPACT
SENTIMENT
11/09/2026 09:48 AM
AFL : NYSE
Director Joseph L. Moskowitz proposes selling 600 Aflac (AFL) shares.
other
IMPACT
SENTIMENT
11/09/2026 09:47 AM
NOW : NYSE
Officer Canney proposes selling 1,289 ServiceNow (NOW) shares valued at $131K.
other
IMPACT
SENTIMENT
11/09/2026 09:44 AM
VBNK : Nasdaq
U.S. program funding tops US$1B as VersaBank (VBNK) estimates record quarterly asset growth.
current report
IMPACT
SENTIMENT
11/09/2026 09:42 AM
MCO : NYSE
An officer and director proposes selling 1,743 Moody's (MCO) shares worth $890K.
other
IMPACT
SENTIMENT
11/09/2026 09:41 AM
COFS : Nasdaq
Merger expenses fall to zero as ChoiceOne (COFS) reports higher nine-month profit.
quarterly report
IMPACT
SENTIMENT
11/09/2026 09:40 AM
QCOM : Nasdaq
A proposed sale from the Ace Family Trust covers 3,200 Qualcomm (QCOM) shares worth $529K.
other
IMPACT
SENTIMENT
11/09/2026 09:36 AM
FLWS : Nasdaq
Vesting triggers tax withholding of 2,510 shares at 1-800-FLOWERS (FLWS).
insider
IMPACT
SENTIMENT
11/09/2026 09:35 AM
CFR : NYSE
After selling 2,900 shares, Cullen/Frost (CFR) President Paul Bracher holds 108,736 directly.
insider
IMPACT
SENTIMENT
11/09/2026 09:31 AM
HUM : NYSE
A proposed $2.35M sale covers 5,495 Humana (HUM) shares held by officer Joseph C. Ventura.
other
IMPACT
SENTIMENT
11/09/2026 09:31 AM
CXDO : Nasdaq
Crexendo, Inc. Reports Material Event
current report
IMPACT
SENTIMENT
11/09/2026 09:31 AM
FLWS : Nasdaq
Vesting taxes led to 1,171 shares withheld at $2.60 for 1-800-FLOWERS.COM (FLWS) executive Tejada.
insider
IMPACT
SENTIMENT
11/09/2026 09:30 AM
SCGX : OTC
$159,500 remains to be sold in the equity offering from Saxon Capital Group (SCGX).
other
IMPACT
SENTIMENT
11/09/2026 09:30 AM
HIHO : Nasdaq
A $7M investment brings a new CEO to Highway Holdings (HIHO).
ownership
IMPACT
SENTIMENT
11/09/2026 09:30 AM
RBNE : Nasdaq
A reverse split is expected around November 24 at Robin Energy (RBNE), subject to Nasdaq approval.
current report
IMPACT
SENTIMENT
11/09/2026 09:27 AM
FLWS : Nasdaq
At $2.60 each, 2,297 shares were withheld for taxes from 1-800-FLOWERS.COM (FLWS) accounting chief.
insider
IMPACT
SENTIMENT
11/09/2026 09:23 AM
XLAB : Nasdaq XLABW : Nasdaq
Servers with NVIDIA GPUs cost $565,000 each in Exascale Labs (XLAB) order.
current report
IMPACT
SENTIMENT
11/09/2026 09:23 AM
FLWS : Nasdaq
4,092 shares at $2.60 are withheld for taxes from 1-800-FLOWERS.COM (FLWS) executive Feldman.
insider
IMPACT
SENTIMENT
11/09/2026 09:23 AM
HOWL : Nasdaq
With 155 patients, Werewolf Therapeutics (HOWL) reports WTX-124 safety results.
current report
IMPACT
SENTIMENT
11/09/2026 09:21 AM
NKTX : Nasdaq
No deaths among 40 patients as Nkarta (NKTX) reports early autoimmune treatment results.
current report
IMPACT
SENTIMENT
11/09/2026 09:19 AM
EC : NYSE
After-market earnings are set for Nov. 12 at Ecopetrol (EC), with a virtual call Nov. 13.
current report
IMPACT
SENTIMENT
11/09/2026 09:18 AM
CTBI : Nasdaq
A 320-share gift comes from Community Trust Bancorp (CTBI) executive Andy D. Waters.
insider
IMPACT
SENTIMENT
11/09/2026 09:17 AM
FLWS : Nasdaq
3,720 shares withheld for taxes leave 1-800-FLOWERS.COM (FLWS) CFO holding 434,936 shares.
insider
IMPACT
SENTIMENT
11/09/2026 09:16 AM
TMC : Nasdaq
NOAA expects a mid-December review decision for The Metals Company (TMC), not a permit approval.
current report
IMPACT
SENTIMENT
11/09/2026 09:15 AM
SGRY : Nasdaq
A non-binding $28 bid isn't a Superior Proposal as Surgery Partners (SGRY) amends its merger.
current report
IMPACT
SENTIMENT
11/09/2026 09:15 AM
RGNT : NYSE
A four-year exclusive Israel deal has Regentis (RGNT) expecting revenue contributions.
current report
IMPACT
SENTIMENT
11/09/2026 09:13 AM
HIHO : Nasdaq
A CEO with no common shares acquires two preferred share series in Highway Holdings (HIHO).
insider
IMPACT
SENTIMENT
11/09/2026 09:11 AM
FLWS : Nasdaq
For taxes, 7,703 of McCann's 1-800-FLOWERS (FLWS) shares were withheld at $2.60 each.
insider
IMPACT
SENTIMENT
11/09/2026 09:09 AM
FOX : Nasdaq FOXA : Nasdaq
Integration is underway at Fox (FOX), but Roku deal benefits may not be fully realized.
current report
IMPACT
SENTIMENT
11/09/2026 09:08 AM
USGO : Nasdaq
Buyers face $4.13 per share in immediate dilution in U.S. GoldMining (USGO)'s stock offering.
prospectus
IMPACT
SENTIMENT
11/09/2026 09:08 AM
TCGX : Nasdaq
Migraine drug developer TriGemX Bio names chairman ahead of proposed TCGX Acquisition Corp. (TCGX) merger.
merger
IMPACT
SENTIMENT
11/09/2026 09:07 AM
SGI : NYSE
Q3 sales rose 10.8% at Somnigroup (SGI), but net income didn't follow.
current report
IMPACT
SENTIMENT
11/09/2026 09:07 AM
IPFX : Nasdaq IPFXU : Nasdaq IPFXW : Nasdaq
Quantum Space sets November 9 management Q&A as Inflection Point VI (IPFX) merger awaits shareholder consideration.
merger
IMPACT
SENTIMENT
11/09/2026 09:07 AM
CFR : NYSE
Voluntary NYSE delisting is requested for common stock and depositary shares of Cullen/Frost (CFR).
other
IMPACT
SENTIMENT
11/09/2026 09:06 AM
GDYN : Nasdaq
GRID DYNAMICS HOLDINGS, INC. SEC Filing
annual report
IMPACT
SENTIMENT
11/09/2026 09:06 AM
NCEL : Nasdaq
Investors agree to pay a 20% share-price premium in NewcelX (NCEL) financing.
current report
IMPACT
SENTIMENT
11/09/2026 09:06 AM
CRC : NYSE
CEO Francisco Leon buys shares in California Resources (CRC), bringing direct holdings to 333,177.
insider
IMPACT
SENTIMENT
11/09/2026 09:06 AM
MGLD : NYSE
A $0.5M loss gives way to a continuing-operations profit at Marygold (MGLD).
current report
IMPACT
SENTIMENT
11/09/2026 09:06 AM
SCHW : NYSE
Charles Schwab (SCHW) proposes notes starting at $2,000, without federal deposit insurance.
prospectus
IMPACT
SENTIMENT
11/09/2026 09:05 AM
IPFX : Nasdaq IPFXU : Nasdaq IPFXW : Nasdaq
Quantum Space plans live Q&A on Nov. 9 ahead of its proposed merger with Inflection Point VI (IPFX).
current report
IMPACT
SENTIMENT
11/09/2026 09:05 AM
LU : NYSE
Lufax Holding Ltd Current Report (Foreign Issuer)
current report
IMPACT
SENTIMENT
11/09/2026 09:04 AM
MANE : NYSE
A 519-patient hair-loss trial brings 12-month results for Veradermics (MANE).
current report
IMPACT
SENTIMENT
11/09/2026 09:03 AM
AMT : NYSE
Proposed notes from American Tower (AMT) carry coupons of 5.3%, 5.56% and 5.75%.
prospectus
IMPACT
SENTIMENT
11/09/2026 09:02 AM
EC : NYSE
New borrowing would fund Ecopetrol (EC)'s planned redemption of 8.625% notes due 2029.
prospectus
IMPACT
SENTIMENT
11/09/2026 09:02 AM
DCTH : Nasdaq
Q3 profit reaches $6.95M as revenue climbs at Delcath Systems (DCTH).
quarterly report
IMPACT
SENTIMENT
11/09/2026 09:01 AM
KALA : Nasdaq
Preliminary Q3 net loss narrows at KALA BIO (KALA), which expects a quarterly report around November 16.
current report
IMPACT
SENTIMENT
11/09/2026 09:01 AM
AVR : Nasdaq
Anteris Technologies Global Corp. SEC Filing
annual report
IMPACT
SENTIMENT
11/09/2026 09:01 AM
TLS : Nasdaq
$58M in new orders accompanies a higher 2026 revenue outlook at Telos (TLS).
current report
IMPACT
SENTIMENT
11/09/2026 09:01 AM
AIXN
A $7.91M working-capital deficit accompanies falling Q1 revenue at AiXin Life (AIXN).
quarterly report
IMPACT
SENTIMENT
11/09/2026 09:00 AM
AVR : Nasdaq
23 proposals face a vote at Anteris Technologies (AVR), including CEO stock awards.
proxy
IMPACT
SENTIMENT
11/09/2026 09:00 AM
UG : Nasdaq
Cosmetic ingredient sales jump 187% as United-Guardian (UG) posts higher Q3 profit.
current report
IMPACT
SENTIMENT
11/09/2026 09:00 AM
PSA : NYSE
Up to 120,011 shares may be resold; Public Storage (NYSE: PSA) will receive no proceeds.
prospectus
IMPACT
SENTIMENT
11/09/2026 09:00 AM
CCS : NYSE
The CEO’s son will become president of Century Communities (CCS).
current report
IMPACT
SENTIMENT
11/09/2026 09:00 AM
FRGT : Nasdaq
A $1 Nasdaq bid requirement may mean another reverse split for Freight Technologies (FRGT).
current report
IMPACT
SENTIMENT
11/09/2026 09:00 AM
UXIN : Nasdaq
Under a trading plan, Uxin (UXIN) CEO Kun Dai reports an indirect purchase of 8,245 shares.
insider
IMPACT
SENTIMENT
11/09/2026 09:00 AM
LUD : NYSE
A year of coal orders comes with matching supply for Luda Technology (LUD).
current report
IMPACT
SENTIMENT
11/09/2026 09:00 AM
GDYN : Nasdaq
Three board seats and executive pay go to a vote at Grid Dynamics (GDYN) on December 22, 2026.
proxy
IMPACT
SENTIMENT
11/09/2026 08:59 AM
OWLS : Nasdaq
A $5.75M convertible note brings OBOOK Holdings (OWLS) less cash than its face value.
current report
IMPACT
SENTIMENT
11/09/2026 08:59 AM
SO : NYSE SOJC : NYSE SOJD : NYSE SOJE : NYSE SOJF : NYSE SOMN : NYSE
At $91.81 a share, Southern Co (SO) executive Spainhour sold 3,333 shares.
insider
IMPACT
SENTIMENT
11/09/2026 08:58 AM
SRTA : Nasdaq
A director buys 2,000 Strata Critical Medical (SRTA) shares at $4.9990 each.
insider
IMPACT
SENTIMENT
11/09/2026 08:55 AM
CAPS : Nasdaq
With about 87% of $6.8M in note principal retired, Capstone Holding (CAPS) extends a note.
current report
IMPACT
SENTIMENT
11/09/2026 08:55 AM
SM : NYSE
Former PerkinElmer general counsel George Green joins SM Energy (SM) as chief legal officer.
current report
IMPACT
SENTIMENT
11/09/2026 08:55 AM
COUR : NYSE
After a holder reports roughly 14.7%, Coursera (COUR) adopts a stockholder rights plan.
current report
IMPACT
SENTIMENT
11/09/2026 08:54 AM
APO : NYSE
Interest may be deferred for up to five consecutive years on Apollo Global Management (APO) notes.
prospectus
IMPACT
SENTIMENT
11/09/2026 08:53 AM
SMBC : Nasdaq
Option exercises give Southern Missouri Bancorp (SMBC) CFO 3,400 shares.
insider
IMPACT
SENTIMENT
11/09/2026 08:53 AM
NVST : NYSE
Stock, debt and warrants may be offered by Envista (NVST) or selling shareholders.
other
IMPACT
SENTIMENT
11/09/2026 08:52 AM
AXGN : Nasdaq
With over 220 patients reconstructed, Axogen (AXGN) plans a prostate nerve repair launch.
current report
IMPACT
SENTIMENT
11/09/2026 08:53 AM
HASI : NYSE
With no continuing default, HA Sustainable (HASI) could defer interest on proposed notes for up to 10 years.
prospectus
IMPACT
SENTIMENT
11/09/2026 08:51 AM
WMG : Nasdaq
Class A and Class B shares qualify for Warner Music Group (WMG)'s $0.20 dividend.
current report
IMPACT
SENTIMENT
11/09/2026 08:51 AM
HRTX : Nasdaq
An asset sale would end biotech operations at Heron Therapeutics (HRTX), which would stay public.
quarterly report
IMPACT
SENTIMENT
11/09/2026 08:48 AM
QCOM : Nasdaq
Five new note series are planned as Qualcomm (QCOM) targets $2B in debt repayment.
prospectus
IMPACT
SENTIMENT
11/09/2026 08:45 AM
CISS : Nasdaq
About 840,000 shares remain after C3is (CISS) completes a reverse stock split.
prospectus
IMPACT
SENTIMENT
11/09/2026 08:45 AM
BMNP : NYSE BMNR : NYSE
After 15 months, Bitmine (BMNP) is 99% of the way to its ETH ownership goal.
current report
IMPACT
SENTIMENT
11/09/2026 08:45 AM
FTH : Nasdaq
No drug-related deaths were reported in Faeth Therapeutics (FTH)'s 42-patient cancer study.
current report
IMPACT
SENTIMENT
11/09/2026 08:45 AM
ICCM : Nasdaq
China grants a patent for a component of IceCure Medical (ICCM)'s tumor-freezing technology.
current report
IMPACT
SENTIMENT
11/09/2026 08:45 AM
HODL : CBOE
A passive holder reports 5% or less of VanEck Bitcoin ETF (HODL).
ownership
Fri, Nov 6 Tue, Nov 10

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